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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
TROY FINANCIAL CORPORATION
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(Exact name of registrant as specified in its charter)
DELAWARE 16-1559508
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(State incorporation or organization) (I.R.S. Employer Identification No.)
32 SECOND STREET, TROY, NEW YORK 12180
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(Address of principal executive offices) (Zip Code)
If this form relates to the registration of a class of securities
pursuant to Section 12(b) of the Exchange Act and is effective pursuant to
General Instruction A.(c), please check the following box. [ ]
If this form relates to the registration of a class of securities
pursuant to Section 12(g) of the Exchange Act and is effective pursuant to
General Instruction A.(d), check the following box. [X]
Securities Act registration statement file number to which this form
relates: 333-68813
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class Name of each exchange on which
to be so registered each class is to be registered
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NONE
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Securities to be registered pursuant to Section 12(g) of the Act:
COMMON STOCK, $.0001 PAR VALUE PER SHARE
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(Title of class)
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ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED.
The Registrant hereby incorporates by reference the section entitled
"Description of Capital Stock of Troy Financial Corporation" of the Prospectus,
filed pursuant to Rule 424(b) on February 24, 1999, which Prospectus is a part
of the Registrant's Registration Statement on Form S-1 (No. 333-68813).
ITEM 2. EXHIBITS.
The following exhibits are incorporated herein by reference:
1. Certificate of Incorporation of the Registrant is
incorporated herein by reference from Exhibit 3.1 to the
Registrant's Registration Statement on Form S-1 (No.
333-68813).
2. Bylaws of the Registrant is incorporated herein by
reference from Exhibit 3.2 to the Registrant's Registration
Statement on Form S-1 (No. 333-68813).
3. Form of stock certificate representing the Common Stock of
the Registrant is incorporated herein by reference from
Exhibit 4.3 to the Registrant's Registration Statement on
Form S-1 (No. 333-68813).
4. Amended and Restated Plan of Conversion of The Troy Savings
Bank is incorporated herein by reference from Exhibit 2 to
the Registrant's Registration Statement on Form S-1 (No.
333-68813).
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SIGNATURES
Pursuant to the requirements of Section 12 of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be
signed on its behalf by the undersigned thereto duly authorized.
TROY FINANCIAL CORPORATION
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(Registrant)
Date: February 23, 1999 By: /s/ Daniel J. Hogarty, Jr.
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Daniel J. Hogarty, Jr.
President and Chief Executive Officer
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