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Previous: CWMBS INC CHL MORTGAGE PASS THROUGH TRUST 1998-22, 10-K/A, 1999-05-07 |
Next: LAUNCH MEDIA INC, SC 13G, 1999-05-07 |
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20549
[Adopted in Release No.34-14852, (P. 81,610),
June 15, 1978, 43 F.R. 26700]
Report for the Calendar Quarter Ended March 31, 1999
------------------------------
(Please read instructions before preparing form)
------------------------------
If amended report check here: [ ]
Name of Institutional Investment Manager:
INTEGRAL CAPITAL MANAGEMENT IV, LLC
Business Address:
Street 2750 Sand Hill Road
City Menlo Park
State California
Zip 94025
Name, Phone No. and Title of Person Duly Authorized to Submit This Report:
- --------------------------------------------------------------------------------
ATTENTION -- Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S. C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete, it is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of the Securities Exchange Act of 1934,
the undersigned institutional investment manager has caused this report to be
signed on its behalf in the City of Menlo Park and State of California on the
7th day of May, 1999.
INTEGRAL CAPITAL MANAGEMENT IV, LLC
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Pamela K. Hagenah
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file number of ALL Institutional Investment mangers with respect to
which this schedule is filed (other than the one filing this report) (List in
alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers
after they file their first report.
Name: 13F File No.: Name: 13F File No.:
1. None* 8. __________________________________
2. __________________________________ 9. __________________________________
3. __________________________________ 10. __________________________________
4. __________________________________ 11. __________________________________
5. __________________________________ 12. __________________________________
6. __________________________________ 13. __________________________________
7. __________________________________ 14. __________________________________
*Integral Capital Management IV, LLC is deemed to exercise sole investment
discretion with respect to securities held by the investment partnership which
it serves as the general partner. Accordingly, such investment partnership has
no separate reporting requirements pursuant to Rule 13F-1.
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PAGE 2 OF 5
FORM 13F NAME OF REPORTING MANAGER - INTEGRAL CAPITAL MANAGEMENT IV, LLC
AS OF 3/31/99 _____________________________
S.E.C. USE ONLY
ITEM 6-INV. DISC. ITEM 8
ITEM 2 ITEM 3 ITEM 4 ITEM 5 -------------------- ITEM VOTING AUTHORITY (SHARES)
ITEM 1 TITLE CUSIP FAIR MARKET SHARES OR SHARED SHARED 7 --------------------------
NAME OF ISSUER OF CLASS NUMBER VALUE PPL AMOUNT SOLE AS DEF /OTHER MGRS SOLE SHARED NONE
-------------- -------- ------ ----- ---------- ---- ------ ------ ---- ---- ------ ----
FLEXTRONICS INTL LTD ORD Y2573F102 22,827,600 447,600 X 447,600 0 0
ALLAIRE CORP COMM STK 016714107 883,320 12,990 X 12,990 0 0
ALTERA CORP COMM STK 021441100 4,438,700 74,600 X 74,600 0 0
AMAZON COM INC COMM STK 023135106 8,268,684 48,020 X 48,020 0 0
AMERICA ONLINE INC DEL COMM STK 02364J104 48,493,242 329,886 X 329,886 0 0
BROADCOM CORP COMM STK 111320107 2,809,607 45,592 X 45,592 0 0
CARRIER ACCESS CORP COMM STK 144460102 10,700,050 138,400 X 138,400 0 0
CISCO SYSTEMS INC COMM STK 17275R102 13,895,264 126,825 X 126,825 0 0
CITRIX SYS INC COMM STK 177376100 10,502,675 275,480 X 275,480 0 0
COMPUTER LITERACY INC COMM STK 20520N108 151,661 6,630 X 6,630 0 0
CONCORD COMMUNICATIONS INC COMM STK 206186108 2,663,040 46,720 X 46,720 0 0
CORSAIR COMMUNICATIONS INC COMM STK 220406102 2,288,518 446,540 X 446,540 0 0
CSG SYS INTL INC COMM STK 126349109 1,971,875 50,000 X 50,000 0 0
DELL COMPUTER CORP COMM STK 247025109 8,943,450 218,800 X 218,800 0 0
DIGITAL GENERATION SYS INC COMM STK 253921100 2,936,399 670,751 X 670,751 0 0
E M C CORP MASS COMM STK 268648102 12,708,570 99,480 X 99,480 0 0
E-TEK DYNAMICS INC COMM STK 269240107 45,561 1,270 X 1,270 0 0
COLUMN TOTAL 154,528,216
<PAGE>
PAGE 3 OF 5
FORM 13F NAME OF REPORTING MANAGER - INTEGRAL CAPITAL MANAGEMENT IV, LLC
AS OF 3/31/99 _____________________________
S.E.C. USE ONLY
ITEM 6-INV. DISC. ITEM 8
ITEM 2 ITEM 3 ITEM 4 ITEM 5 -------------------- ITEM VOTING AUTHORITY (SHARES)
ITEM 1 TITLE CUSIP FAIR MARKET SHARES OR SHARED SHARED 7 --------------------------
NAME OF ISSUER OF CLASS NUMBER VALUE PPL AMOUNT SOLE AS DEF /OTHER MGRS SOLE SHARED NONE
-------------- -------- ------ ----- ---------- ---- ------ ------ ---- ---- ------ ----
EXCHANGE APPLICATIONS COMM STK 300867108 64,320 2,560 X 2,560 0 0
EXCITE INC COMM STK 300904109 20,892,200 149,230 X 149,230 0 0
EXODUS COMMUNICATIONS INC COMM STK 302088109 3,346,360 24,880 X 24,880 0 0
GATEWAY 2000 INC COMM STK 367833100 10,234,324 149,270 X 149,270 0 0
GENESYS TELECOMMUNICATION LAB COMM STK 371931106 5,449,010 361,760 X 361,760 0 0
HEALTHEON CORP COMM STK 422209106 4,233,135 99,530 X 99,530 0 0
HEARTPORT INC COMM STK 421969106 622,401 129,330 X 129,330 0 0
HI/FN INC COMM STK 428358105 2,818,875 75,170 X 75,170 0 0
INCYTE PHARMACEUTICALS INC COMM STK 45337C102 4,906,284 244,550 X 244,550 0 0
INFOSPACE COM INC COMM STK 45678T102 3,570,701 40,290 X 40,290 0 0
INKTOMI CORP COMM STK 457277101 10,485,510 122,280 X 122,280 0 0
INTERNATIONAL INTEGRATION INC COMM STK 459398106 1,529,600 47,800 X 47,800 0 0
INTERNATIONAL NETWORK SVCS COMM STK 460053101 12,837,028 183,550 X 183,550 0 0
INTRAWARE INC COMM STK 46118M103 408,237 10,190 X 10,190 0 0
INTUIT COMM STK 461202103 8,333,325 81,900 X 81,900 0 0
I2 TECHNOLOGIES INC COMM STK 465754109 10,514,371 395,370 X 395,370 0 0
KENDLE INTERNATIONAL INC COMM STK 48880L107 300,466 14,930 X 14,930 0 0
COLUMN TOTAL 100,546,148
<PAGE>
PAGE 4 OF 5
FORM 13F NAME OF REPORTING MANAGER - INTEGRAL CAPITAL MANAGEMENT IV, LLC
AS OF 3/31/99 _____________________________
S.E.C. USE ONLY
ITEM 6-INV. DISC. ITEM 8
ITEM 2 ITEM 3 ITEM 4 ITEM 5 -------------------- ITEM VOTING AUTHORITY (SHARES)
ITEM 1 TITLE CUSIP FAIR MARKET SHARES OR SHARED SHARED 7 --------------------------
NAME OF ISSUER OF CLASS NUMBER VALUE PPL AMOUNT SOLE AS DEF /OTHER MGRS SOLE SHARED NONE
-------------- -------- ------ ----- ---------- ---- ------ ------ ---- ---- ------ ----
KULICKE & SOFFA INDS INC COMM STK 501242101 2,273 90 X 90 0 0
LEVEL ONE COMMUNICATIONS INC COMM STK 527295109 8,464,154 174,070 X 174,070 0 0
LINEAR TECHNOLOGY CORP COMM STK 535678106 5,097,325 99,460 X 99,460 0 0
MACROVISION CORP COMM STK 555904101 1,739,370 47,010 X 47,010 0 0
MARKETWATCH COM INC COMM STK 570619106 76,091 1,030 X 1,030 0 0
MICRON ELECTRONICS INC COMM STK 595100108 2,338,955 199,060 X 199,060 0 0
MICROSOFT CORP COMM STK 594918104 4,459,740 49,760 X 49,760 0 0
MICRO WHSE INC COMM STK 59501B105 3,343,519 207,350 X 207,350 0 0
MOTOROLA COMM STK 620076109 3,604,633 49,210 X 49,210 0 0
NANOGEN INC COMM STK 630075109 1,461,075 151,800 X 151,800 0 0
NEW ERA OF NETWORKS INC COMM STK 644312100 9,478,903 139,910 X 139,910 0 0
PCORDER COM INC CL A 70453H107 288,788 5,100 X 5,100 0 0
PEREGRINE SYSTEMS INC COMM STK 71366Q101 2,816,430 83,760 X 83,760 0 0
PHARMACYCLICS INC COMM STK 716933106 5,995,275 363,350 X 363,350 0 0
PLATINUM SOFTWARE CORP COMM STK 72764R105 9,443,245 1,280,440 X 1,280,440 0 0
PMC-SIERRA INC COMM STK 69344F106 14,163,465 198,960 X 198,960 0 0
RAMBUS INC DEL COMM STK 750917106 4,805,594 74,650 X 74,650 0 0
COLUMN TOTAL 77,578,833
<PAGE>
PAGE 5 OF 5
FORM 13F NAME OF REPORTING MANAGER - INTEGRAL CAPITAL MANAGEMENT IV, LLC
AS OF 3/31/99 _____________________________
S.E.C. USE ONLY
ITEM 6-INV. DISC. ITEM 8
ITEM 2 ITEM 3 ITEM 4 ITEM 5 -------------------- ITEM VOTING AUTHORITY (SHARES)
ITEM 1 TITLE CUSIP FAIR MARKET SHARES OR SHARED SHARED 7 --------------------------
NAME OF ISSUER OF CLASS NUMBER VALUE PPL AMOUNT SOLE AS DEF /OTHER MGRS SOLE SHARED NONE
-------------- -------- ------ ----- ---------- ---- ------ ------ ---- ---- ------ ----
REMEDY CORP COMM STK 759548100 3,483,060 248,790 X 248,790 0 0
SAPIENT CORP COMM STK 803062108 1,810,070 25,360 X 25,360 0 0
SIEBEL SYS INC COMM STK 826170102 5,608,325 118,070 X 118,070 0 0
SUN MICROSYSTEMS INC COMM STK 866810104 4,886,192 39,070 X 39,070 0 0
SYNOPSYS COMM STK 871607107 10,425,350 193,960 X 193,960 0 0
TEKELEC COMM STK 879101103 3,192,272 436,550 X 436,550 0 0
TICKETMASTER ONLINE-CITYSEARC CLASS B 88633P203 85,744 2,550 X 2,550 0 0
VIGNETTE CORP COMM STK 926734104 1,535,100 20,400 X 20,400 0 0
YAHOO INC COMM STK 984332106 11,729,003 69,660 X 69,660 0 0
COLUMN TOTAL 42,755,115
GRAND TOTAL 375,408,311
</TABLE>
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