UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09/30/1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: INTEGRAL CAPITAL MANAGEMENT IV, LLC
Address: 2750 Sand Hill Road
Menlo Park
California 94025
13F File Number: 028-04005
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Pamela K. Hagenah
Title: Manager
Phone: 650-233-0360
Signature, Place and Date of signing:
Pamela K. Hagenah Menlo Park, California November 12, 1999
[Signature] [City, State] [Date]
Report type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Mangers Reporting for this Manger:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SEPCIAL ELECTRONIC FILING INSTRUCTIONS Continued
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: -0-
Form 13F Information Table Total: 63
Form 13F Information Table Value Total: 562,887
(thousands)
List of Other Included Managers:
No. 13 F File Number Name
NONE
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FORM 13F
NAME OF REPORTING MANAGER - INTEGRAL CAPITAL MANAGEMENT IV, LLC
AS OF 9/30/99
Voting Authority
----------------
Title of Value Shares/ Sh/ Put/ Invstmt
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
<S> <C> <C>
FLEXTRONICS INTL LTD ORD Y2573F102 24,634 423,350 SH SOLE 423,350 0 0
AMFM INC COMM STK 001693100 12,094 199,070 SH SOLE 199,070 0 0
AGILE SOFTWARE CORP COMM STK 00846X105 38,654 603,974 SH SOLE 603,974 0 0
ALTERA CORP COMM STK 021441100 6,472 149,200 SH SOLE 149,200 0 0
AMAZON COM INC COMM STK 023135106 7,626 95,400 SH SOLE 95,400 0 0
AMERICA ONLINE INC DEL COMM STK 02364J104 34,329 329,886 SH SOLE 329,886 0 0
AT HOME CORP COM SER A 045919107 12,886 310,966 SH SOLE 310,966 0 0
BEA SYS INC COMM STK 073325102 9,666 273,730 SH SOLE 273,730 0 0
BINDVIEW DEV CORP COMM STK 090327107 1,369 69,530 SH SOLE 69,530 0 0
BROADCOM CORP COMM STK 111320107 4,970 45,592 SH SOLE 45,592 0 0
CARRIER ACCESS CORP COMM STK 144460102 8,628 206,340 SH SOLE 206,340 0 0
CHECKFREE HLDGS CORP COMM STK 162816102 3,971 96,570 SH SOLE 96,570 0 0
CIENA CORP COMM STK 171779101 6,290 172,320 SH SOLE 172,320 0 0
CISCO SYSTEMS INC COMM STK 17275R102 17,391 253,650 SH SOLE 253,650 0 0
CITADEL COMMUNICATIONS CORP COMM STK 172853202 3,396 99,530 SH SOLE 99,530 0 0
CITRIX SYS INC COMM STK 177376100 18,513 298,900 SH SOLE 298,900 0 0
CONCORD COMMUNICATIONS INC COMM STK 206186108 2,411 60,660 SH SOLE 60,660 0 0
CORSAIR COMMUNICATIONS INC COMM STK 220406102 2,185 309,350 SH SOLE 309,350 0 0
CRITICAL PATH INC COMM STK 22674V100 28,789 520,478 SH SOLE 520,478 0 0
CSG SYS INTL INC COMM STK 126349109 1,370 50,000 SH SOLE 50,000 0 0
DIGITAL GENERATION SYS INC COMM STK 253921100 2,266 670,751 SH SOLE 670,751 0 0
EBAY INC COMM STK 278642103 3,422 24,260 SH SOLE 24,260 0 0
ELECTRONIC ARTS INC COMM STK 285512109 2,881 39,810 SH SOLE 39,810 0 0
EPICOR SOFTWARE CORP COMM STK 29426L108 7,363 1,280,440 SH SOLE 1,280,440 0 0
E-TEK DYNAMICS INC COMM STK 269240107 69 1,270 SH SOLE 1,270 0 0
EXODUS COMMUNICATIONS INC COMM STK 302088109 7,172 99,520 SH SOLE 99,520 0 0
EXTREME NETWORKS INC COMM STK 30226D106 20,085 317,230 SH SOLE 317,230 0 0
F5 NETWORKS INC COMM STK 315616102 337 4,954 SH SOLE 4,954 0 0
GOTO.COM INC COMM STK 38348T107 55,581 1,066,302 SH SOLE 1,066,302 0 0
HEALTHEON CORP COMM STK 422209106 3,683 99,530 SH SOLE 99,530 0 0
HEARTPORT INC COMM STK 421969106 590 129,330 SH SOLE 129,330 0 0
HI/FN INC COMM STK 428358105 8,287 75,170 SH SOLE 75,170 0 0
HOMESTORE.COM INC COMM STK 437852106 20,789 498,680 SH SOLE 498,680 0 0
INCYTE PHARMACEUTICALS INC COMM STK 45337C102 1,364 59,005 SH SOLE 59,005 0 0
INFORMATICA CORP COMM STK 45666Q102 498 9,807 SH SOLE 9,807 0 0
INFOSPACE COM INC COMM STK 45678T102 745 18,120 SH SOLE 18,120 0 0
INTERNATIONAL INTEGRATION IN COMM STK 459398106 1,565 47,800 SH SOLE 47,800 0 0
INTERNATIONAL NETWORK SVCS COMM STK 460053101 14,971 275,325 SH SOLE 275,325 0 0
INTUIT COMM STK 461202103 7,179 81,900 SH SOLE 81,900 0 0
I2 TECHNOLOGIES INC COMM STK 465754109 7,069 182,120 SH SOLE 182,120 0 0
ISS GROUP INC COMM STK 450306105 6,475 237,620 SH SOLE 237,620 0 0
LINEAR TECHNOLOGY CORP COMM STK 535678106 5,846 99,460 SH SOLE 99,460 0 0
MACROVISION CORP COMM STK 555904101 4,172 94,020 SH SOLE 94,020 0 0
MICROSOFT CORP COMM STK 594918104 4,506 49,760 SH SOLE 49,760 0 0
MOTOROLA INC COMM STK 620076109 4,330 49,210 SH SOLE 49,210 0 0
NANOGEN INC COMM STK 630075109 1,101 151,800 SH SOLE 151,800 0 0
NOVELLUS SYS INC COMM STK 670008101 6,243 92,570 SH SOLE 92,570 0 0
ONEWORLD SYS INC COMM STK 682917109 3,225 1,228,623 SH SOLE 1,228,623 0 0
PEREGRINE SYSTEMS INC COMM STK 71366Q101 13,263 325,480 SH SOLE 325,480 0 0
PHARMACYCLICS INC COMM STK 716933106 14,852 363,350 SH SOLE 363,350 0 0
PMC-SIERRA INC COMM STK 69344F106 36,808 397,920 SH SOLE 397,920 0 0
REALNETWORKS INC COMM STK 75605L104 2,551 24,400 SH SOLE 24,400 0 0
REMEDY CORP COMM STK 759548100 7,059 248,790 SH SOLE 248,790 0 0
SAPIENT CORP COMM STK 803062108 1,617 17,160 SH SOLE 17,160 0 0
SCIENT CORP COMM STK 80864H109 154 2,412 SH SOLE 2,412 0 0
SIEBEL SYS INC COMM STK 826170102 2,918 43,790 SH SOLE 43,790 0 0
SPORTSLINE USA INC COMM STK 848934105 4,414 149,300 SH SOLE 149,300 0 0
SUN MICROSYSTEMS INC COMM STK 866810104 7,267 78,140 SH SOLE 78,140 0 0
TEKELEC COMM STK 879101103 5,499 398,150 SH SOLE 398,150 0 0
TICKETMASTER ONLINE-CITYSEAR CL B 88633P203 4,815 199,070 SH SOLE 199,070 0 0
VIANT CORP COMM STK 92553N107 2,830 58,495 SH SOLE 58,495 0 0
XILINX INC COMM STK 983919101 5,130 78,280 SH SOLE 78,280 0 0
YAHOO INC COMM STK 984332106 6,254 34,840 SH SOLE 34,840 0 0
GRAND TOTAL 562,887
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