UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/00
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: INTEGRAL CAPITAL MANAGEMENT IV, LLC
Address: 2750 Sand Hill Road
Menlo Park
California 94025
13F File Number: 028-04005
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Pamela K. Hagenah
Title: Manager
Phone: 650-233-0360
Signature, Place and Date of signing:
Pamela K. Hagenah Menlo Park, California November 9, 2000
[Signature] [City, State] [Date]
Report type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
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List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SPECIAL ELECTRONIC FILING INSTRUCTIONS Continued
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: -0-
Form 13F Information Table Total: 57
Form 13F Information Table Value Total: $1,874,870
(thousands)
List of Other Included Managers:
No. 13 F File Number Name
NONE
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FORM 13F
NAME OF REPORTING MANAGER - INTEGRAL CAPITAL MANAGEMENT IV, LLC
AS OF 9/30/00
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Voting Authority
Title of Value Shares/ Sh/ Put/ Invstmt Other ----------------
Name of Issuer Class CUSIP (x$1000) PrnAmt Prn Call Dscretn Managers Sole Shared None
---------------------------- -------- --------- --------- --------- --- ---- ---------------- --------------------
3COM CORP COMM STK 885535104 42,967 2,239,300 SH SOLE 2,239,300 0 0
AGILE SOFTWARE CORP DEL COMM STK 00846X105 95,482 1,061,638 SH SOLE 1,061,638 0 0
AIRNET COMMUNICATIONS CORP COMM STK 00941P106 10,163 455,490 SH SOLE 455,490 0 0
APPLIED MICRO CIRCUITS CORP COMM STK 03822W109 64,075 309,450 SH SOLE 309,450 0 0
ARIBA INC COMM STK 04033V104 19,963 139,340 SH SOLE 139,340 0 0
BEA SYS INC COMM STK 073325102 41,474 532,570 SH SOLE 532,570 0 0
BOTTOMLINE TCH DEL INC COMM STK 101388106 16,987 455,250 SH SOLE 455,250 0 0
BROADCOM CORP CLA 111320107 22,226 91,184 SH SOLE 91,184 0 0
CENTILLIUM COMMUNICATIONS IN COMM STK 152319109 95,477 994,551 SH SOLE 994,551 0 0
CISCO SYS INC COMM STK 17275R102 28,028 507,300 SH SOLE 507,300 0 0
CLICK COMMERCE INC COMM STK 18681D109 8,917 208,580 SH SOLE 208,580 0 0
COMCAST CORP CL A SPL 200300200 26,076 636,980 SH SOLE 636,980 0 0
COMMERCE ONE INC DEL COMM STK 200693109 13,993 178,250 SH SOLE 178,250 0 0
CORIO INC COMM STK 218875102 3,569 466,111 SH SOLE 466,111 0 0
CORVIS CORP COMM STK 221009103 18,092 296,364 SH SOLE 296,364 0 0
CRITICAL PATH INC COMM STK 22674V100 36,750 604,938 SH SOLE 604,938 0 0
DIGITAL GENERATION SYS INC COMM STK 253921100 2,851 670,751 SH SOLE 670,751 0 0
DRUGSTORE COM INC COMM STK 262241102 7,260 2,151,028 SH SOLE 2,151,028 0 0
E PIPHANY INC COMM STK 26881V100 77,781 1,009,320 SH SOLE 1,009,320 0 0
E M C CORP MASS COMM STK 268648102 10,524 106,170 SH SOLE 106,170 0 0
EPRESENCE INC COMM STK 294348107 3,408 504,850 SH SOLE 504,850 0 0
EXTENSITY INC COMM STK 302255104 3,481 165,744 SH SOLE 165,744 0 0
EXTREME NETWORKS INC COMM STK 30226D106 72,646 634,460 SH SOLE 634,460 0 0
FLEXTRONICS INTL LTD ORD Y2573F102 72,815 886,638 SH SOLE 886,638 0 0
FLEXTRONICS INTL LTD CALL Y2573F902 574 707 CALL SOLE 707 0 0
GEOWORKS CORP COMM STK 373692102 5,424 735,490 SH SOLE 735,490 0 0
GLOBESPAN INC COMM STK 379571102 35,772 293,211 SH SOLE 293,211 0 0
GOTO COM INC COMM STK 38348T107 17,457 1,057,972 SH SOLE 1,057,972 0 0
HEARTPORT INC COMM STK 421969106 387 123,730 SH SOLE 123,730 0 0
HI / FN INC COMM STK 428358105 8,475 124,410 SH SOLE 124,410 0 0
HOMESTORE COM INC COMM STK 437852106 20,982 448,812 SH SOLE 448,812 0 0
HUTCHINSON TECHNOLOGY INC COMM STK 448407106 23,635 1,122,140 SH SOLE 1,122,140 0 0
I2 TECHNOLOGIES INC COMM STK 465754109 60,152 321,560 SH SOLE 321,560 0 0
IBASIS INC COMM STK 450732102 17,052 1,074,154 SH SOLE 1,074,154 0 0
IMANAGE INC COMM STK 45245Y105 4,207 525,880 SH SOLE 525,880 0 0
INTERACTIVE INTELLIGENCE INC COMM STK 45839Y107 3,020 276,110 SH SOLE 276,110 0 0
INTERWOVEN INC COMM STK 46114T102 104,741 926,401 SH SOLE 926,401 0 0
MICRON TECHNOLOGY INC COMM STK 595112103 14,714 319,880 SH SOLE 319,880 0 0
NANOGEN INC COMM STK 630075109 2,941 151,800 SH SOLE 151,800 0 0
NETCENTIVES INC COMM STK 64108P101 12,910 1,686,213 SH SOLE 1,686,213 0 0
ONI SYSTEMS CORP COMM STK 68273F103 135,861 1,574,064 SH SOLE 1,574,064 0 0
PEOPLE PC INC COMM STK 709776108 1,152 196,150 SH SOLE 196,150 0 0
PEREGRINE SYSTEMS INC COMM STK 71366Q101 37,013 1,954,480 SH SOLE 1,954,480 0 0
PHARMACYCLICS INC COMM STK 716933106 17,662 355,900 SH SOLE 355,900 0 0
PIVOTAL CORP COMM STK 72581R106 13,568 258,440 SH SOLE 258,440 0 0
PMC-SIERRA INC COMM STK 69344F106 133,890 622,020 SH SOLE 622,020 0 0
PORTAL SOFTWARE INC COMM STK 736126103 3,912 97,800 SH SOLE 97,800 0 0
RESONATE INC COMM STK 76115Q104 4,083 103,360 SH SOLE 103,360 0 0
SOFTWARE TECHNOLOGIES CORP COMM STK 834040107 29,006 1,267,176 SH SOLE 1,267,176 0 0
SYCAMORE NETWORKS INC COMM STK 871206108 196,364 1,818,185 SH SOLE 1,818,185 0 0
TRITON NETWORK SYS INC COMM STK 896775103 5,257 400,540 SH SOLE 400,540 0 0
TURNSTONE SYSTEMS INC COMM STK 900423104 15,706 338,670 SH SOLE 338,670 0 0
TUT SYSTEMS COMM STK 901103101 39,516 457,820 SH SOLE 457,820 0 0
WESTERN DIGITAL CORP COMM STK 958102105 15,725 2,676,550 SH SOLE 2,676,550 0 0
WIND RIVER SYSTEMS INC COMM STK 973149107 20,039 418,020 SH SOLE 418,020 0 0
WIRELESS FACILITIES INC COMM STK 97653A103 37,568 651,240 SH SOLE 651,240 0 0
XILINX INC COMM STK 983919101 41,101 480,010 SH SOLE 480,010 0 0
GRAND TOTAL $1,874,870
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