UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
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Check here if Amendment [ ]; Amendment Number:
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This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: DCF Capital, L.L.C.
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Address: 660 Steamboat Road
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Greenwich, Connecticut 06830
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Form 13F File Number: 28-7546
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Douglas C. Floren
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Title: Managing Member
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Phone: (203) 618-1601
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Signature, Place, and Date of Signing:
/s/ Douglas C. Floren Greenwich, Connecticut 08/13/99
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[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
NONE
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 38
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Form 13F Information Table Value Total: 169,057
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
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Form 13F INFORMATION TABLE
<C> <C> <C> <C> <C> <C> <C> <C>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
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VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- --------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- --------
Abgenix Inc. Common Stock 00339B107 1,590 80,000 SH sole 80,000
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Advanced Neuromodulation Sys. Common Stock 00757T101 1,952 205,500 SH sole 205,500
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Alza Corp. Del. Common Stock 022615108 17,369 341,400 SH sole 341,400
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Alza Corp. Del. Common Stock 0226159AG 1,599 785 SH CALL sole 785
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American Home Products Corp. Common Stock 026609107 574 10,000 SH sole 10,000
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Biotime Inc. Common Stock 09066L105 1,804 154,379 SH sole 154,379
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Boston Scientific Corp. Common Stock 101137107 1,758 40,000 SH sole 40,000
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Centocor Inc. Common Stock 152342101 8,890 190,680 SH sole 190,680
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Endosonics Corp. Common Stock 29264K105 2,639 377,000 SH sole 377,000
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Enzon Inc. Common Stock 293904108 32,738 1,582,500 SH sole 1,582,500
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Exogen Inc. Common Stock 302092101 255 120,000 SH sole 120,000
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Geltex Pharmaceuticals Inc. Common Stock 368538104 1,512 84,000 SH sole 84,000
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Gilead Sciences Inc. Common Stock 375558103 6,035 115,500 SH sole 115,500
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Idec Pharmaceuticals Corp. Common Stock 449370105 9,379 121,700 SH sole 121,700
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Invitrogen Corp. Common Stock 46185R100 1,827 74,000 SH sole 74,000
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LJL Biosystems Inc. Common Stock 501873103 2,067 459,400 SH sole 459,400
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Lilly Eli & Co. Common Stock 532457108 2,639 33,684 SH sole 33,684
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Liposome Co. Inc. Common Stock 536310105 3,695 193,182 SH sole 193,182
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Liposome Co. Inc. Common Stock 5363109AB 293 300 SH CALL sole 300
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Medimmune Inc. Common Stock 584699102 10,298 152,000 SH sole 152,000
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Medtronic Inc. Common Stock 585055106 2,959 38,000 SH sole 38,000
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Millennium Pharmaceuticals Inc. Common Stock 599902103 1,980 55,000 SH sole 55,000
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PE-Corp. PE Biosystems Group Common Stock 69332S102 4,533 39,500 SH sole 39,500
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PE-Corp. Celera Genomics Group Common Stock 69332S201 2,267 140,000 SH sole 140,000
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QLT Phototherapeutics Inc. Common Stock 746927102 3,108 56,500 SH sole 56,500
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St.Jude Med. Inc. Common Stock 790849103 2,138 60,000 SH sole 60,000
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Schering Plough Corp. Common Stock 806605101 3,413 65,000 SH sole 65,000
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Sepracor Inc. Common Stock 817315104 7,191 88,500 SH sole 88,500
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Sugen Inc. Common Stock 865041107 4,396 149,000 SH sole 149,000
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Thoratec Labs. Common Stock 885175307 638 60,000 SH sole 60,000
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Transkaryotic Therapies Inc. Common Stock 893735100 1,082 32,800 SH sole 32,800
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U S Bioscience Inc. Common Stock 911646206 6,218 637,700 SH sole 637,700
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Valentis Inc. Common Stock 91913E104 1,765 462,998 SH sole 462,998
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Vertex Pharmaceuticals Inc. Common Stock 92532F100 1,628 67,500 SH sole 67,500
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Visible Genetics Inc. Common Stock 92829S104 10,940 678,480 SH sole 678,480
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Visx, Inc. Common Stock 92844S105 2,217 28,000 SH sole 28,000
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Waters Corporation Common Stock 941848103 531 10,000 SH sole 10,000
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Xomed Surgical Prods. Inc. Common Stock 98412V107 3,140 64,500 SH sole 64,500
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