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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
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Check here if Amendment [ ]; Amendment Number:
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This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: DCF Capital, L.L.C.
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Address: 660 Steamboat Road
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Greenwich, Connecticut 06830
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Form 13F File Number: 28-7546
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Douglas C. Floren
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Title: Managing Member
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Phone: (203) 618-1601
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Signature, Place, and Date of Signing:
/s/ Douglas C. Floren Greenwich, Connecticut 02/14/00
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[Signature] [City, State] [Date]
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Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
NONE
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 46
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Form 13F Information Table Value Total: 397,461
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
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Form 13F INFORMATION TABLE
<C> <C> <C> <C> <C> <C> <C> <C>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- --------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- --------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- -------
Abgenix Inc Common Stock 00339B107 12,853 97,000 SH sole 97,000
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Advanced Neuromodulation Sys Common Stock 00757T101 4,608 491,500 SH sole 491,500
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Alkermes Inc Common Stock 01642T108 6,386 130,000 SH sole 130,000
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Alza Corp Del Common Stock 022615108 6,925 200,000 SH sole 200,000
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Alza Corp Del Common Stock 0226159AF 790 1,580 SH CALL sole 1,580
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Arthrocare Corp Common Stock 043136100 5,460 89,500 SH sole 89,500
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Astrazeneca PLC Sponsored ADR 046353108 9,559 228,950 SH sole 228,950
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Aviron Common Stock 053762100 790 50,000 SH sole 50,000
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Biocryst Pharmaceuticals Common Stock 09058V103 218 7,400 SH sole 7,400
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Biotime Inc Common Stock 09066L105 2,935 330,679 SH sole 330,679
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Cima Labs Inc Common Stock 171796105 5,074 388,500 SH sole 388,500
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Cubist Pharmaceuticals Inc Common Stock 229678107 8,701 452,000 SH sole 452,000
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Endosonics Corp Common Stock 29264K105 4,895 575,900 SH sole 575,900
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Enzon Inc Common Stock 293904108 71,981 1,659,500 SH sole 1,659,500
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Epix Medical Inc Common Stock 26881Q101 370 37,000 SH sole 37,000
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Geron Corp Common Stock 374163103 896 71,000 SH sole 71,000
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Gilead Sciences Inc Common Stock 375558103 893 16,500 SH sole 16,500
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Hemasure Inc. Common Stock 423504109 4,317 719,450 SH sole 719,450
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Idec Pharmaceuticals Corp Common Stock 449370105 18,019 183,400 SH sole 183,400
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Immunomedics Inc Common Stock 452907108 9,250 755,100 SH sole 755,100
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Invitrogen Corp Common Stock 46185R100 15,060 251,000 SH sole 251,000
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Johnson & Johnson Common Stock 478160104 4,402 47,210 SH sole 47,210
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King Pharmaceuticals Inc Common Stock 495582108 21,435 382,350 SH sole 382,350
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LJL Biosystems Inc Common Stock 501873103 4,714 598,600 SH sole 598,600
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Lilly Eli & Co Common Stock 532457108 455 6,844 SH sole 6,844
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Lynx Therapeutics Inc Common Stock 551812308 14,375 444,000 SH sole 444,000
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MCI Worldcom Inc Common Stock 55268B106 480 9,060 SH sole 9,060
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Medimmune Inc Common Stock 584699102 32,280 194,605 SH sole 194,605
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Medtronic Inc Common Stock 585055106 3,708 101,751 SH sole 101,751
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Microsoft Corp Common Stock 594918104 374 3,200 SH sole 3,200
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Millennium Pharmaceuticals Inc Common Stock 599902103 244 2,000 SH sole 2,000
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Minimed Inc Common Stock 60365K108 4,593 62,700 SH sole 62,700
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OSI Pharmaceuticals Inc Common Stock 671040103 794 100,000 SH sole 100,000
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PE Corp Com PE Bio Grp 69332S102 23,413 194,600 SH sole 194,600
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PE Corp Celera Gen Grp 69332S201 25,814 173,250 SH sole 173,250
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Pharmacia & Upjohn Inc Common Stock 716941109 4,336 96,352 SH sole 96,352
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QLT Phototherapeutics Inc Common Stock 746927102 6,286 107,000 SH sole 107,000
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Ribozyme Pharmaceuticals Inc Common Stock 762567105 2,924 278,500 SH sole 278,500
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St Jude Med Inc Common Stock 790849103 2,731 89,000 SH sole 89,000
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Schering Plough Corp Common Stock 806605101 1,271 30,000 SH sole 30,000
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Sepracor Inc Common Stock 817315104 13,985 141,000 SH sole 141,000
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Valentis Inc Common Stock 91913E104 5,094 565,998 SH sole 565,998
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Viropharma Inc Common Stock 928241108 1,184 32,000 SH sole 32,000
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Visible Genetics Inc Common Stock 92829S104 24,030 801,000 SH sole 801,000
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Waters Corp Common Stock 941848103 5,724 108,000 SH sole 108,000
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Xoma Ltd ORD G9825R107 2,835 945,100 SH sole 945,100
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