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Previous: MILLENNIA AUTOMATED PRODUCTS INC, 8-K, EX-16, 2000-10-30 |
Next: VIRILITEC INDUSTRIES INC, 10KSB, 2000-10-30 |
OMB APPROVAL
FORM
13F
INVESTMENT REQUIRED OF INSTITUTIONAL INVESTMENT
OMB Number: 3235-0006
Expires: January 31, 1988
MANAGERS PURSUANT TO SECTION 13(F) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
SEC USE ONLY
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED SEPTEMBER 30, 2000
(PLEASE READ INSTRUCTIONS BEFORE PREPARING FORM.)
IF AMENDED REPORT CHECK HERE:
NAME OF INSTITUTIONAL INVESTMENT MANAGER:
FIRST SECURITY BANK OF NEW MEXICO, N.A. (13-F FILE NUMBER)
BUSINESS ADDRESS:
500 SOUTH MAIN LAS CRUCES, NM 88001
STREET CITY STATE ZIP
NAME, PHONE NO., AND TITLE OF PERSON DULY AUTHORIZED TO SUBMIT THIS REPORT.
DENNIS LACEFIELD (801) 246-0571 ASSISTANT V. P. & COMPLIANCE OFFICER
ATTENTION - - INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL
CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78FF(A).
THE INSTITUTIONAL INVESTMENT MANAGER SUBMITTING THIS FORM AND ITS
ATTACHMENTS AND THE PERSON BY WHOM IT IS SIGNED REPRESENT HEREBY THAT ALL
INFORMATION CONTAINED THEREIN IS TRUE, CORRECT AND COMPLETE. IT IS UNDERSTOOD
THAT ALL REQUIRED ITEMS, STATEMENTS AND SCHEDULES ARE CONSIDERED INTEGRAL PARTS
OF THIS FORM AND THAT THE SUBMISSION OF ANY AMENDMENT REPRESENTS THAT ALL
UNAMENDED ITEMS, STATEMENTS AND SCHEDULES REMAIN TRUE, CORRECT AND COMPLETE AS
PREVIOUSLY SUBMITTED.
PURSUANT TO THE REQUIREMENTS OF SECURITIES EXCHANGE ACT OF 1934, THE
UNDERSIGNED INSTITUTIONAL INVESTMENT MANAGER HAS CAUSED THIS REPORT TO BE SIGNED
ON ITS BEHALF IN THE CITY
OF LAS CRUCES AND STATE OF NEW MEXICO
ON THE 27TH DAY OF OCTOBER, 2000.
FIRST SECURITY BANK OF NEW MEXICO, N.A.
(NAME OF INSTITUTIONAL INVESTMENT MANAGER)
DENNIS LACEFIELD
(MANUAL SIGNATURE OF PERSON DULY
AUTHORIZED TO SUBMIT THIS REPORT)
NAME AND 13F FILE NUMBERS OF ALL INSTITUTIONAL INVESTMENT MANAGERS WITH RESPECT
TO WHICH THIS SCHEDULE IS FILED (OTHER THAN THE ONE FILING THIS REPORT): (LIST
IN ALPHABETICAL ORDER).
13F FILE NUMBERS WILL BE ASSIGNED TO INSTITUTIONAL INVESTMENT MANAGERS AFTER
THEY FILE THEIR FIRST REPORT.
NAME: 13F FILE NO.: NAME: 13F FILE NO.:
1. 7.
2. 8.
3. 9.
4. 10.
5. 11.
6. 12.
<PAGE>
<TABLE>
<CAPTION>
SEC USE ONLY ______________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
SOLE SHRD- SHRD- SOLE SHARED NONE
A. COMMON STOCK INSTR OTHER
V
COMMON STOCK
------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABORATORIES 002824100 289751 6092 X 5632 0 460
ABM INDUSTRIES INCORPORATED 000957100 20391 750 X 750 0 0
AETNA INCORPORATED 008117103 2903 50 X 50 0 0
AFLAC INCORPORATED 001055102 170086 2655 X 1255 900 500
AGILENT TECHNOLOGIES INC 00846U101 209208 4275 X 1037 0 3238
AGRIBRANDS INTERNATIONAL INC 00849R105 2661 61 X 61 0 0
ALBERTSONS INCORPORATED 013104104 184422 8782 X 8582 0 200
ALCOA INCORPORATED 013817101 25819 1020 X 920 0 100
ALLIANT TECHSYSTEMS INCORPORATED 018804104 739 9 X 9 0 0
ALLSTATE CORPORATION 020002101 45175 1300 X 1300 0 0
ALLTEL CORPORATION 020039103 5114 98 X 98 0 0
ALTERA CORPORATION 021441100 191000 4000 X 4000 0 0
AMERICA ONLINE INCORPORATED DELAWARE 02364J104 1636688 30450 X 8310 400 21740
AMERICAN EXPRESS COMPANY 025816109 514856 8475 X 6075 0 2400
AMERICAN HOME PRODUCTS CORPORATION 026609107 759352 13425 X 12825 300 300
AMERICAN INTERNATIONAL GROUP INC 026874107 1124328 11750 X 10907 843 0
AMERISOURCE HEALTH CORPORATION-CL A 03071P102 150400 3200 X 3200 0 0
AMGEN INCORPORATED 031162100 867265 12420 X 11420 0 1000
AMR CORPORATION DELAWARE 001765106 2615 80 X 80 0 0
AMSOUTH BANCORPORATION 032165102 25488 2039 X 2039 0 0
ANADARKO PETROLEUM CORPORATION 032511107 651308 9800 X 0 0 9800
ANALOG DEVICES INCORPORATED 032654105 103203 1250 X 600 0 650
APPLIED MATERIALS INCORPORATED 038222105 1083936 18275 X 16875 0 1400
ARMSTRONG HOLDINGS INC 042384107 895 75 X 75 0 0
ASSOCIATES FIRST CAPITAL CORP-CL A 046008108 56544 1488 X 1488 0 0
AT & T CORPORATION 001957109 710581 24190 X 23040 900 250
AUTOMATIC DATA PROCESSING INC 053015103 53500 800 X 800 0 0
AXA FINL INC 002451102 2954 58 X 58 0 0
BANK AMERICA CORPORATION 060505104 1604246 30630 X 10585 0 20045
BANK ONE CORPORATION 06423A103 419468 10860 X 10860 0 0
BAXTER INTERNATIONAL INCORPORATED 071813109 87794 1100 X 1100 0 0
BED BATH & BEYOND INCORPORATED 075896100 83904 3440 X 0 0 3440
BELLSOUTH CORPORATION 079860102 839937 20868 X 20868 0 0
BERKSHIRE HATHAWAY INC DEL-CLASS B 084670207 4140 2 X 0 0 2
BESTFOODS 08658U101 218250 3000 X 3000 0 0
BOEING COMPANY 097023105 377685 5995 X 5995 0 0
BORG-WARNER AUTOMOTIVE INCORPORATED 099724106 17556 530 X 530 0 0
BOSTON SCIENTIFIC CORPORATION 101137107 111775 6800 X 6800 0 0
BOWLIN OUTDOOR ADVERTISING & TRAVEL 102595105 4638 700 X 0 0 700
BRE PROPERTIES INCORPORATED-CLASS A 05564E106 5600 175 X 0 0 175
BRISTOL-MYERS SQUIBB COMPANY 110122108 1556314 27244 X 12284 0 14960
BUTLER MANUFACTURING COMPANY DEL 123655102 32204 1404 X 1404 0 0
C P & L ENERGY INCORPORATED 12614C106 8338 200 X 200 0 0
CADENCE DESIGN SYSTEMS INCORPORATED 127387108 8220 320 X 0 0 320
CAMPBELL SOUP COMPANY 134429109 41400 1600 X 1600 0 0
CAPITAL ONE FINANCIAL CORPORATION 14040H105 182863 2610 X 2510 0 100
CARNIVAL CORPORATION 143658102 86188 3500 X 3500 0 0
CASTLE A M & CO 148411101 13591 1412 X 1412 0 0
CATERPILLAR INCORPORATED 149123101 27000 800 X 800 0 0
CHARTER COMMUNICATIONS INC DEL 16117M107 16266 1000 X 1000 0 0
CHASE MANHATTAN CORPORATION NEW 16161A108 831144 17995 X 6295 0 11700
CHOICEPOINT INCORPORATED 170388102 11928 260 X 60 200 0
CIBER INCORPORATED 17163B102 3259 395 X 0 0 395
CISCO SYSTEMS INCORPORATED 17275R102 3002506 54344 X 33304 1600 19440
CITIGROUP INCORPORATED 172967101 2142929 39638 X 8212 0 31426
CLOROX COMPANY 189054109 15825 400 X 400 0 0
COASTAL CORPORATION 190441105 515169 6950 X 6950 0 0
COCA COLA COMPANY 191216100 690716 12530 X 12530 0 0
COLGATE PALMOLIVE COMPANY 194162103 37760 800 X 800 0 0
COMCAST CORPORATION-CLASS A SPECIAL 200300200 1481938 36200 X 5000 0 31200
COMERICA INCORPORATED 200340107 30680 525 X 525 0 0
COMPAQ COMPUTER CORPORATION 204493100 985158 35720 X 5720 0 30000
COMPUTER ASSOCIATES INTL INC 204912109 11334 450 X 0 450 0
CONOCO INCORPORATED-CLASS B 208251405 1373813 51000 X 0 0 51000
CONSOLIDATED EDISON INCORPORATED 209115104 129675 3800 X 3800 0 0
CONSOLIDATED STORES CORPORATION 210149100 1350 100 X 100 0 0
COSTCO WHOLESALE CORPORATION NEW 22160K105 1086556 31100 X 200 0 30900
COUNTRYWIDE CREDIT INDUSTRIES INC 222372104 6984 185 X 0 0 185
CRITICAL PATH INCORPORATED 22674V100 6075 100 X 100 0 0
CSX CORPORATION 126408103 14571 668 X 668 0 0
CVS CORPORATION 126650100 29640 640 X 640 0 0
DAIMLERCHRYSLER AG-ORD D1668R123 1909 43 X 43 0 0
DEERE & COMPANY 244199105 31089 935 X 900 0 35
DELL COMPUTER CORPORATION 247025109 317831 10315 X 6800 0 3515
DELPHI AUTOMOTIVE SYS CORP 247126105 16880 1116 X 418 698 0
DISNEY WALT COMPANY 254687106 396079 10355 X 10355 0 0
DIXIE GROUP INCORPORATED-CLASS A 255519100 3875 1000 X 0 0 1000
DOLE FOOD COMPANY 256605106 450 30 X 30 0 0
DOMINION RESOURCES INC VA NEW 25746U109 216747 3733 X 3655 0 78
DTE ENERGY COMPANY 233331107 24863 650 X 650 0 0
DU PONT E I DE NEMOURS & COMPANY 263534109 334235 8066 X 7836 0 230
DUKE ENERGY CORPORATION 264399106 47163 550 X 550 0 0
DUN & BRADSTREET CORPORATION DEL 26483B106 17219 500 X 500 0 0
EASTMAN KODAK COMPANY 277461109 25833 632 X 612 0 20
EDWARDS LIFESCIENCES CORP 28176E108 4799 220 X 220 0 0
ELECTRONIC DATA SYSTEMS CORPORATION 285661104 1073066 25857 X 2522 0 23335
EMC CORPORATION MASSACHUSETTS 268648102 436150 4400 X 0 0 4400
EMERSON ELECTRIC COMPANY 291011104 53600 800 X 800 0 0
ENERGIZER HOLDINGS INC 29266R108 14945 610 X 610 0 0
ENRON CORPORATION 293561106 657188 7500 X 0 0 7500
EOG RESOURCES INCORPORATED 26875P101 10691 275 X 0 0 275
EQUIFAX INCORPORATED 294429105 53875 2000 X 1000 1000 0
EQUITY OFFICE PROPERTIES TRUST 294741103 6213 200 X 200 0 0
EQUITY RESIDENTIAL PPTYS TRUST-SBI 29476L107 9600 200 X 200 0 0
EXXON MOBIL CORPORATION 30231G102 8710097 97729 X 96608 847 274
FANNIE MAE 313586109 461533 6455 X 6205 0 250
FIFTH THIRD BANCORP 316773100 27207 505 X 505 0 0
FIRST SECURITY CORPORATION DEL 336294103 8363876 512728 X 298016 0 214712
FIRST TENNESSEE NATIONAL CORP 337162101 34744 1700 X 1700 0 0
FIRST UNION CORPORATION 337358105 31383 975 X 0 0 975
FIRSTAR CORPORATION NEW WIS 33763V109 142775 6381 X 6381 0 0
FOOTSTAR INCORPORATED 344912100 2973 92 X 92 0 0
FORD MTR CO DEL 345370860 205284 8110 X 8110 0 0
FORTUNE BRANDS INCORPORATED 349631101 16854 636 X 636 0 0
FREDDIE MAC 313400301 8920 165 X 165 0 0
FURNITURE BRANDS INTERNATIONAL INC 360921100 499 30 X 30 0 0
GANNETT INCORPORATED 364730101 42400 800 X 800 0 0
GAP INCORPORATED 364760108 40250 2000 X 2000 0 0
GATX CORPORATION 361448103 8375 200 X 200 0 0
GENERAL ELECTRIC COMPANY 369604103 3205060 55559 X 50939 0 4620
GENERAL MILLS INCORPORATED 370334104 20022 564 X 564 0 0
GENERAL MOTORS CORPORATION 370442105 288405 4437 X 3237 1000 200
GENERAL MOTORS CORPORATION CLASS H 370442832 5912 159 X 159 0 0
GENZYME CORP-MOLECULAR ONCOLOGY DIV 372917500 97 7 X 7 0 0
GENZYME CORPORATION-GENERAL DIVISION 372917104 440491 6460 X 6460 0 0
GENZYME CORPORATION-SURGICAL PRODS 372917609 90 12 X 12 0 0
GILLETTE COMPANY 375766102 217669 7050 X 6650 300 100
GOODRICH B F COMPANY 382388106 41147 1050 X 950 0 100
GREAT NORTHERN IRON ORE PROPERTIES 391064102 4900 100 X 0 0 100
GUIDANT CORPORATION 401698105 14138 200 X 200 0 0
HALLIBURTON COMPANY 406216101 244688 5000 X 5000 0 0
HANCOCK JOHN FINANCIAL SERVICES INC 41014S106 15426 574 X 0 0 574
HARLEY DAVIDSON INCORPORATED 412822108 87324 1824 X 0 0 1824
HCA-HEALTHCARE CO 404119109 705375 19000 X 0 0 19000
HEWLETT PACKARD COMPANY 428236103 1079610 11130 X 2635 0 8495
HILLENBRAND INDUSTRIES 431573104 71600 1600 X 1600 0 0
HILTON HOTELS CORPORATION 432848109 578 50 X 50 0 0
HOME DEPOT INCORPORATED 437076102 1595961 30077 X 11457 0 18620
HONEYWELL INTERNATIONAL INCORPORATED 438516106 7588 213 X 213 0 0
HUMANA INCORPORATED 444859102 5375 500 X 500 0 0
HUNTINGTON BANCSHARES INC 446150104 35456 2414 X 2414 0 0
IDACORP INCORPORATED 451107106 13875 300 X 300 0 0
INTEL CORPORATION 458140100 2592087 62366 X 29956 560 31850
INTERNATIONAL BUSINESS MACHINES CORP 459200101 1186875 10550 X 10150 200 200
INTERNATIONAL PAPER COMPANY 460146103 9754 340 X 300 0 40
IONICS INCORPORATED 462218108 42625 2000 X 2000 0 0
JDN REALTY CORPORATION 465917102 109720 9699 X 9699 0 0
JDS UNIPHASE CORP 46612J101 703055 7425 X 6200 0 1225
JOHNSON & JOHNSON 478160104 754788 8035 X 7935 0 100
JOHNSON CONTROLS INCORPORATED 478366107 36699 690 X 690 0 0
K MART CORPORATION 482584109 16200 2700 X 2700 0 0
KELLOGG COMPANY 487836108 7740 320 X 320 0 0
KEYCORP NEW 493267108 10125 400 X 400 0 0
KIMBERLY CLARK CORPORATION 494368103 122788 2200 X 2200 0 0
KLA INSTRUMENTS CORPORATION 482480100 44277 1075 X 0 0 1075
KROGER COMPANY 501044101 5641 250 X 250 0 0
LEHMAN BROTHERS HOLDINGS INC 524908100 398925 2700 X 0 0 2700
LILLY ELI & COMPANY 532457108 20281 250 X 200 0 50
LOCKHEED MARTIN CORPORATION 539830109 989 30 X 30 0 0
LSI LOGIC CORPORATION 502161102 6435 220 X 0 0 220
LUCENT TECHNOLOGIES INCORPORATED 549463107 1330386 43530 X 24424 776 18330
MANULIFE FINL CORP 56501R106 337955 16287 X 16287 0 0
MARRIOTT INTERNATIONAL INC NEW-CL A 571903202 7288 200 X 0 0 200
MARSHALL & ILSLEY CORPORATION 571834100 22556 450 X 450 0 0
MAY DEPARTMENT STORES COMPANY 577778103 36900 1800 X 1800 0 0
MCDONALDS CORPORATION 580135101 7094 235 X 235 0 0
MCGRAW HILL COMPANIES INCORPORATED 580645109 634354 9980 X 9980 0 0
MCKESSON HBOC INCORPORATED 58155Q103 6113 200 X 200 0 0
MEDTRONIC INCORPORATED 585055106 227975 4400 X 0 0 4400
MEMC ELECTR MATLS INC 552715104 1288 100 X 100 0 0
MERCK & COMPANY INCORPORATED 589331107 1828557 24565 X 7080 0 17485
MERRILL LYNCH & COMPANY INCORPORATED 590188108 1370160 20760 X 0 0 20760
MICROSOFT CORPORATION 594918104 1795202 29765 X 16998 0 12767
MINNESOTA MINING & MANUFACTURING CO 604059105 71533 785 X 785 0 0
MONTANA POWER COMPANY 612085100 13684 410 X 0 0 410
MONY GROUP INCORPORATED 615337102 105509 2646 X 2646 0 0
MORGAN STANLEY DEAN WITTER DISCOVER 617446448 1243550 13600 X 300 0 13300
MOTOROLA INCORPORATED 620076109 1801644 63775 X 17075 0 46700
NASDAQ 100 TR 631100104 1569769 17700 X 200 0 17500
NATIONAL CITY CORPORATION 635405103 32745 1480 X 1480 0 0
NCR CORPORATION-NEW 62886E108 2344 62 X 62 0 0
NEW PLAN EXCEL REALTY TRUST INC 648053106 27375 2000 X 2000 0 0
NEWELL RUBBERMAID INC 651229106 107447 4710 X 4610 0 100
NEWMONT MINING CORPORATION 651639106 187 11 X 11 0 0
NL INDUSTRIES INCORPORATED-COM NEW 629156407 127125 6000 X 6000 0 0
NORTEL NETWORKS CORP NEW 656568102 134909 2265 X 500 0 1765
NORTHWEST NATURAL GAS COMPANY 667655104 3413 150 X 150 0 0
NOVELLUS SYSTEMS INCORPORATED 670008101 13969 300 X 300 0 0
ORACLE CORPORATION 68389X105 1212750 15400 X 14200 0 1200
PARK PL ENTMT CORP 700690100 756 50 X 50 0 0
PENNEY J C INCORPORATED 708160106 10454 885 X 885 0 0
PEPSICO INCORPORATED 713448108 632040 13740 X 13540 0 200
PFIZER INCORPORATED 717081103 3039662 67642 X 33022 0 34620
PG&E CORPORATION 69331C108 3894 161 X 161 0 0
PHARMACIA CORP 71713U102 345898 5747 X 5702 0 45
PHELPS DODGE CORPORATION 717265102 5219 125 X 0 0 125
PHILIP MORRIS COS INCORPORATED 718154107 229877 7809 X 7764 0 45
PHILLIPS PETROLEUM COMPANY 718507106 157503 2510 X 2510 0 0
PINNACLE WEST CAPITAL CORPORATION 723484101 72751 1430 X 1430 0 0
PNC FINANCIAL CORPORATION 693475105 19500 300 X 300 0 0
POTOMAC ELECTRIC POWER COMPANY 737679100 79996 3176 X 3176 0 0
PPG INDUSTRIES INCORPORATED 693506107 27781 700 X 700 0 0
PRI AUTOMATION INC 69357H106 3650 200 X 200 0 0
PROCTER & GAMBLE COMPANY 742718109 290780 4340 X 3540 800 0
PUBLIC STORAGE INCORPORATED 74460D109 36074 1507 X 0 1507 0
QUAKER OATS COMPANY 747402105 63300 800 X 800 0 0
QWEST COMMUNICATIONS INTL INC 749121109 1173398 24414 X 23509 0 905
RALCORP HOLDINGS INCORPORATED NEW 751028101 2825 200 X 200 0 0
RALSTON PURINA COMPANY 751277302 43348 1830 X 1830 0 0
RAYTHEON COMPANY-CLASS A 755111309 520 19 X 19 0 0
RAYTHEON COMPANY-CLASS B 755111408 5403 190 X 160 0 30
ROWAN COMPANIES INCORPORATED 779382100 5800 200 X 200 0 0
SABINE ROYALTY TRUST-UNIT BEN INT 785688102 5663 300 X 0 0 300
SANTA FE INTERNATIONAL CORPORATION G7805C108 1306813 29000 X 0 0 29000
SBC COMMUNICATIONS INCORPORATED 78387G103 1708700 34174 X 23974 0 10200
SCHERING PLOUGH CORPORATION 806605101 1561470 33580 X 7180 0 26400
SCHWAB CHARLES CORPORATION NEW 808513105 82005 2310 X 0 0 2310
SDL INCORPORATED 784076101 101764 329 X 0 0 329
SEARS ROEBUCK & COMPANY 812387108 107959 3330 X 3205 0 125
SIERRA PACIFIC RESOURCES NEW 826428104 13950 775 X 775 0 0
SODEXHO MARRIOTT SERVICES INC 833793102 411 25 X 0 0 25
SOLUTIA INCORPORATED 834376105 216 19 X 10 0 9
SOUTHERN COMPANY 842587107 167345 5159 X 4939 0 220
SOUTHWEST AIRLINES COMPANY 844741108 8172 337 X 0 0 337
SPAIN FD INC 846330108 3675 300 X 0 0 300
SPEEDFAM-IPEC INC 847705100 2288 200 X 200 0 0
SPRINT CORPORATION 852061100 31951 1090 X 1090 0 0
SPRINT CORPORATION-PCS GROUP 852061506 507705 14480 X 480 0 14000
SUN MICROSYSTEMS INCORPORATED 866810104 1123719 9625 X 7100 0 2525
TARGET CORPORATION 87612E106 1042938 40700 X 2000 0 38700
TECO ENERGY INCORPORATED 872375100 35938 1250 X 1250 0 0
TELLABS INCORPORATED 879664100 136804 2865 X 0 0 2865
TERADYNE INCORPORATED 880770102 35000 1000 X 1000 0 0
TEXACO INCORPORATED 881694103 1123553 21401 X 1301 0 20100
TEXAS INSTRUMENTS INCORPORATED 882508104 1125186 23845 X 1600 0 22245
TIME WARNER INCORPORATED 887315109 158456 2025 X 2025 0 0
TIOGA TECHNOLOGIES LTD M8789G100 1413 170 X 0 0 170
TRANSOCEAN SEDCC FREX INCORPORATED G90078109 1324280 22589 X 489 0 22100
TRICON GLOBAL RESTAURANTS INC 895953107 16109 526 X 526 0 0
TWIN DISC INC 901476101 10888 650 X 650 0 0
TXU CORP 873168108 227131 5732 X 5482 100 150
TYCO INTERNATIONAL LTD-NEW 902124106 888359 17125 X 15170 0 1955
UNION PACIFIC CORPORATION 907818108 75145 1933 X 1913 0 20
UNITED PARCEL SERVICE 911312106 58066 1030 X 0 0 1030
UNITEDHEALTH GROUP INCORPORATED 91324P102 928250 9400 X 0 0 9400
UNIVISION COMMUNICATIONS INC 914906102 50456 1350 X 0 0 1350
UNOCAL CORPORATION 915289102 10631 300 X 300 0 0
US FREIGHTWAYS CORPORATION 916906100 14180 625 X 625 0 0
VERIZON COMMUNICATIONS 92343V104 1406044 29028 X 17226 0 11802
VERTEX PHARMACEUTICALS INCORPORATED 92532F100 16900 200 X 200 0 0
VIACOM INCORPORATED-CLASS A 925524100 17550 300 X 300 0 0
VIACOM INCORPORATED-CLASS B 925524308 1112670 19020 X 325 0 18695
VISTEON CORP 92839U107 14081 931 X 931 0 0
VIVUS INCORPORATED 928551100 638 150 X 0 0 150
VLASIC FOODS INTERNATIONAL INC 928559103 170 160 X 160 0 0
WAL MART STORES INCORPORATED 931142103 320994 6670 X 3600 0 3070
WELLS FARGO & COMPANY NEW 949746101 1765378 38430 X 13430 0 25000
WESTERN RESOURCES INCORPORATED 959425109 2163 100 X 100 0 0
WILMINGTON TRUST CORPORATION 971807102 5363 100 X 100 0 0
WORLDCOM INC 98157D106 1480386 48737 X 21372 150 27215
WRIGLEY WM JR COMPANY 982526105 7488 100 X 100 0 0
XEROX CORPORATION 984121103 12050 800 X 800 0 0
FOREIGN COMMON STOCK
------------------------------
BP AMOCO PLC-SPONSORED ADR 055622104 898350 16950 X 16898 0 52
CABLE & WIRELESS PLC-ADR 126830207 4256 100 X 0 0 100
GALLAHER GROUP PLC-SPONSORED ADR 363595109 14787 636 X 636 0 0
NIPPON TELEG & TELE-SP ADR 654624105 3675 75 X 0 0 75
NOKIA CORPORATION-SPONSORED ADR 654902204 103114 2590 X 0 0 2590
ORCKIT COMMUNICATIONS LIMITED-ORD M7531S107 1318 170 X 0 0 170
ROYAL DUTCH PETE CO - NY REG 5 GLDR 780257804 176995 2953 X 2953 0 0
SANYO ELEC LTD 803038306 13013 300 X 300 0 0
SCHLUMBERGER LIMITED 806857108 1348690 16385 X 3385 0 13000
SMITHKLINE BEECHAM-ADR REPSTG ORD A 832378301 304352 4435 X 4435 0 0
VODAFONE GROUP PLC NEW 92857W100 125800 3400 X 3400 0 0
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR FOREIGN COMMON STOCK 2994350 47994 32007 0 15987
PREFERRED STOCK
------------------------------
FREEPORT MCMORAN COPPER GO-PFD DEP 35671D501 2500 200 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR PREFERRED STOCK 2500 200 N.A. N.A. N.A.
CONVERTIBLE PREFERRED STOCK
------------------------------
ATLANTIC RICHFIELD CO-PFD CONV $2.80 048825400 6800 17 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR CONVERTIBLE PREFERRED STOCK 6800 17 N.A. N.A. N.A.
MUTUAL FD/INV TRUSTS-EQUITY
------------------------------
MIDCAP S & P DEP RECPT TR-UNIT SER 1 * 595635103 5486 55 X N.A. N.A. N.A.
MSDW-HIGH INCOME ADVANTAGE TR * 61745P205 4900 1400 X N.A. N.A. N.A.
MSDW-HIGH INCOME ADVANTAGE TR III * 61745P403 4816 1150 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-EQUITY 15202 2605 N.A. N.A. N.A.
MUTUAL FD/INV TRUSTS-BOND
------------------------------
PUTNAM MASTER INTER INCOME TR-S B * 746909100 10912 1695 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-BOND 10912 1695 N.A. N.A. N.A.
MUTUAL FD/INV TRUSTS-MUNI
------------------------------
MSDW - MUNICIPAL INC OPPORTUNITIES * 61745P452 49022 5942 X N.A. N.A. N.A.
PUTNAM HIGH YIELD MUN TR * 746781103 8125 1000 X N.A. N.A. N.A.
PUTNAM MUN OPPORTUNITIES TR-SBI * 746922103 5125 400 X N.A. N.A. N.A.
VAN KAMPEN MUNI OPPORTUNITY * 920935103 4944 350 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-MUNI 67216 7692 N.A. N.A. N.A.
MUTUAL FD/INV TRUSTS-GOVT
------------------------------
ACM GOVERNMENT INCOME FUND * 000912105 9075 1200 X N.A. N.A. N.A.
ALLIANCE WORLD DLR GOVT FD II * 01879R106 27188 3000 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-GOVT 36263 4200 N.A. N.A. N.A.
LTD PARTNERSHIPS NON REAL EST
------------------------------
ALLIANCE CAP MGMT HLDG L P * 01855A101 12531 250 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR LTD PARTNERSHIPS NON REAL EST 12531 250 N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
**GRAND TOTALS** 106697278 2483349 1318470 13531 1134689
</TABLE>
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