SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
----
FORM N-8A
NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a)
OF THE INVESTMENT COMPANY ACT OF 1940
----
The undersigned investment company hereby notifies the Securities and
Exchange Commission that it registers under and pursuant to the provisions of
Section 8(a) of the Investment Company Act of 1940 and in connection with such
notification of registration submits the following information:
Name:
TRUST-ISSUED REQUIRED EQUITY EXCHANGE SECURITIES TRUST
Address of Principal Business Office (No. & Street, State, Zip Code):
C/O WARBURG DILLON READ LLC
299 PARK AVENUE
NEW YORK, NEW YORK 10171
Telephone Number (including area code):
(212) 821-3000
Name and address of agent for service of process:
Thomas L. Piper III
299 Park Avenue
New York, New York 10171
CHECK APPROPRIATE BOX:
Registrant is filing a Registration Statement pursuant to Section 8(b)
of the Investment Company Act of 1940 concurrently with the filing of Form N-8A:
YES |X| NO |_|
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
Trustee of the registrant has caused this notification of registration to be
duly signed on behalf of the registrant in The City of New York and the State of
New York on the 19th day of January, 1999.
TRUST-ISSUED REQUIRED EQUITY EXCHANGE
SECURITIES TRUST
By: /s/ PAUL M. DONOFRIO
--------------------------------
Trustee
Attest: WARBURG DILLON READ LLC,
Sponsor
By: /s/ JEFFERY F. PUTMAN
-------------------------
Name: Jeffery F. Putman
Title: Executive Director
