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Previous: CWABS INC ASSET-BACKED CERTIFICATES SERIES 1998-2, 8-K, 1999-04-26 |
Next: SILKNET SOFTWARE INC, S-1/A, 1999-04-26 |
<PAGE>
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OMB APPROVAL
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OMB Number: 3235-0006
Expires: February 28, 1997
UNITED STATES Estimated average burden
SECURITIES AND EXCHANGE COMMISSION hours per response...24.60
Washington, D.C. 20549
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SEC USE ONLY
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FORM 13F
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INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999.
- ------------------------------------------------------------------------------
(PLEASE READ INSTRUCTIONS BEFORE PREPARING FORM.)
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If amended report check here: / /
Howland Capital Management, Inc.
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Name of Institutional Investment Manager
75 Federal Street, Suite 1100 Boston, MA 02110-1911
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Business Address (Street) (City) (State) (Zip)
Pamela Horwath 617-357-9110 Compliance Manager
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
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INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL
VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a).
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The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral
parts of this Form and that the submission of any amendment represents that
all unamended items, statements and schedules remain true, correct and
complete as previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be
signed on its behalf in the City of Boston and State of MA on the 22nd day of
April, 1999.
Howland Capital Management, Inc.
-----------------------------------
(Name of Institutional Investment Manager)
Pamela Horwath
-----------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with
respect to which this schedule is filled (other than the one filing this
report): (LIST IN ALPHABETICAL ORDER).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
<TABLE>
<CAPTION>
Name: 13F File No.: Name: 13F File No.:
- ----------------------------------- -------------- ----------------------------------- --------------
<S> <C> <C> <C>
1. 6.
- ----------------------------------- -------------- ----------------------------------- --------------
2. 7.
- ----------------------------------- -------------- ----------------------------------- --------------
3. 8.
- ----------------------------------- -------------- ----------------------------------- --------------
4. 9.
- ----------------------------------- -------------- ----------------------------------- --------------
5. 10.
- ----------------------------------- -------------- ----------------------------------- --------------
</TABLE>
<PAGE>
FORM 13F
Name of Reporting Manager HOWLAND CAPITAL MANAGEMENT, INC.
<TABLE>
<CAPTION>
- ---------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5
Name of Issuer Title of Class CUSIP Number Fair Market Shares of
Value Principal
Amount
- ---------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
ABBOTT LABS COMMON 00282410 $4,226,745.77 90,290
ADVANCED UROSCIENCE PFD 00745020 $420,000.02 80,000
AIRTOUCH COMMUNICATIONS INC COMMON 00949T10 $5,297,852.13 54,829
AIRTOUCH COMMUNICATIONS INC PFD 00949T20 $2,738,216.25 34,771
ALLIANCE WORLDWIDE COMMON 01879X10 $1,884,745.66 177,974
ALLSTATE CORP COMMON 02000210 $2,567,576.39 69,276
ALLSTATE FING 1 PFD 02001320 $306,756.00 12,000
AMERICAN HOME PRODS CORP COMMON 02660910 $1,079,496.00 16,544
AMERICAN INTL GROUP INC COMMON 02687410 $6,966,938.13 57,757
AMERICAN WATER WORKS CO INC COMMON 03041110 $889,011.50 30,524
AMERITECH CORP NEW COMMON 03095410 $535,912.50 9,300
APPLIED MATLS INC COMMON 03822210 $283,764.80 4,600
ASPEN TECHNOLOGY INC COMMON 04532710 $999,544.60 70,450
AT&T CORP COMMON 00195710 $540,573.75 6,773
ATLANTIC RICHFIELD CO COMMON 04882510 $644,231.25 8,810
AUSTRIA FD INC COMMON 05258710 $280,251.60 28,200
AUTOMATIC DATA PROCESSING INC COMMON 05301510 $7,889,881.50 190,692
AVERY DENNISON CORP COMMON 05361110 $600,530.00 10,444
BELL ATLANTIC CORP COMMON 07785310 $417,639.04 8,080
BELLSOUTH CORP COMMON 07986010 $602,787.90 15,046
BERKSHIRE HATHAWAY INC DEL CL B COMMON 08467020 $255,001.22 108
BESTFOODS INC COMMON 08658U10 $2,501,575.00 53,225
BLACK PETROLEUM CORP COMMON 09299210 $247,000.00 1,000
BP AMOCO PLC ADR COMMON 05562210 $2,447,230.00 24,230
BRISTOL MYERS SQUIBB COMMON 11012210 $6,430,455.00 100,280
CENTRAL EUROPEAN VALUE FD INC COMMON 15345510 $158,033.60 17,200
CHEVRON CORP COMMON 16675110 $1,505,022.50 16,958
CINTAS CORP COMMON 17290810 $6,950,996.88 106,325
CISCO SYS INC COMMON 17275R10 $1,452,805.38 13,260
COCA COLA CO COMMON 19121610 $4,832,053.75 78,730
COLGATE PALMOLIVE CO COMMON 19416210 $264,776.00 2,878
COLONIAL GAS CO COMMON 19567410 $589,950.00 17,100
COMCAST CORP CL A COMMON 20030010 $221,400.00 3,600
COMPAQ COMPUTER CORP COMMON 20449310 $381,333.39 12,034
PAGE TOTAL $67,410,088
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</TABLE>
<TABLE>
<CAPTION>
--------------------------------
(SEC USE ONLY)
- -----------------------------------------------------------------------------------------------------------------------
Item 6 Item 7 Item 8
Investment Discretion Managers Voting Authority (Shares)
(a) Sole (b) Shared- (c) Shared - See Instr.V. (a) Sole (b) Shared (c) None
As Defined Other
in Instr. V.
- -----------------------------------------------------------------------------------------------------------------------
<S> <C> <C>
ABBOTT LABS 90,290 90,290
ADVANCED UROSCIENCE 80,000 80,000
AIRTOUCH COMMUNICATIONS INC 54,829 54,829
AIRTOUCH COMMUNICATIONS INC 34,771 34,771
ALLIANCE WORLDWIDE 177,974 177,974
ALLSTATE CORP 69,276 69,276
ALLSTATE FING 1 12,000 12,000
AMERICAN HOME PRODS CORP 16,544 16,544
AMERICAN INTL GROUP INC 57,757 57,757
AMERICAN WATER WORKS CO INC 30,524 30,524
AMERITECH CORP NEW 9,300 9,300
APPLIED MATLS INC 4,600 4,600
ASPEN TECHNOLOGY INC 70,450 70,450
AT&T CORP 6,773 6,773
ATLANTIC RICHFIELD CO 8,810 8,810
AUSTRIA FD INC 28,200 28,200
AUTOMATIC DATA PROCESSING INC 190,692 190,692
AVERY DENNISON CORP 10,444 10,444
BELL ATLANTIC CORP 8,080 8,080
BELLSOUTH CORP 15,046 15,046
BERKSHIRE HATHAWAY INC DEL CL B 108 108
BESTFOODS INC 53,225 53,225
BLACK PETROLEUM CORP 1,000 1,000
BP AMOCO PLC ADR 24,230 24,230
BRISTOL MYERS SQUIBB 100,280 100,280
CENTRAL EUROPEAN VALUE FD INC 17,200 17,200
CHEVRON CORP 16,958 16,958
CINTAS CORP 106,325 106,325
CISCO SYS INC 13,260 13,260
COCA COLA CO 78,730 78,730
COLGATE PALMOLIVE CO 2,878 2,878
COLONIAL GAS CO 17,100 17,100
COMCAST CORP CL A 3,600 3,600
COMPAQ COMPUTER CORP 12,034 12,034
PAGE TOTAL
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</TABLE>
<PAGE>
FRM 13F
Name of Reporting Manager OWLAND CAPITAL MANAGEMENT, INC.
<TABLE>
<CAPTION>
- --------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5
Name of Issuer Title of Class CUSIP Number Fair Market Shares of
Value Principal
Amount
- --------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
CONCORD EFS, INC COMMON 20619710 $7,146,066 259,263
CORNING INC COMMON 21935010 $229,080 3,818
CSX CORP COMMON 12640810 $369,911 9,500
DANAHER CORP COM COMMON 23585110 $3,955,325 75,700
DELL COMPUTER CORP COMMON 24702510 $719,400 17,600
DEVRY INC DEL COMMON 25189310 $6,690,300 230,700
DISNEY WALT CO COMMON 25468710 $556,235 17,871
DOVER CORP COMMON 26000310 $276,150 8,400
DU PONT E I DE NEMOURS & CO PFD 26353430 $283,388 3,300
DU PONT E I DE NEMOURS & CO COMMON 26353410 $612,565 10,550
DUKE ENERGY CO PFD 26439620 $657,407 26,100
ELAN PLC ADR PFD 28413120 $412,432 5,913
EMERGING MKTS INCOME FUND COMMON 29091810 $988,488 86,900
EMERSON ELEC CO COMMON 29101110 $672,313 12,700
EXXON CORP COM COMMON 30229010 $8,539,534 121,020
FEDERAL NATL MTG ASSN COMMON 31358630 $385,725 7,400
FEDERATED GROWTH STRATEGIES FD CL A COMMON 31417210 $270,709 12,984
FEDERATED STK & BD FD INC COMMON 31390210 $234,662 13,168
FIFTY ASSOC COMMON 31680110 $2,787,838 73,850
GAP INC COMMON 36476010 $469,508 6,975
GENERAL ELEC CO COMMON 36960410 $14,835,476 134,106
GENERAL MLS INC COMMON 37033410 $589,391 7,800
GENESEE & WYO INC CL A COMMON 37155910 $388,509 36,350
GEOKINETICS INC COMMON 37291010 $24,172 51,540
GILLETTE CO COMMON 37576610 $5,030,832 84,640
GTE CORP COM COMMON 36232010 $864,303 14,286
H & Q HEALTH CARE FD COMMON 40405210 $469,875 35,800
HCR MANOR CARE INC COMMON 40413410 $2,630,339 115,300
HEALTH CARE PPTY INVS INC COMMON 42191510 $2,831,875 98,500
HEINZ H J CO COM COMMON 42307410 $236,875 5,000
HERSHEY FOODS CORP COMMON 42786610 $2,112,678 37,684
HEWLETT PACKARD CO COMMON 42823610 $4,039,146 59,563
HOME DEPOT INC COMMON 43707610 $6,393,075 102,700
ILLINOIS TOOL WKS INC COMMON 45230810 $216,563 3,500
PAGE TOTAL $76,920,142
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</TABLE>
<TABLE>
<CAPTION>
--------------------------------
(SEC USE ONLY)
- --------------------------------------------------------------------------------------------------------------------------
Item 6 Item 7 Item 8
Investment Discretion Managers Voting Authority (Shares)
(a) Sole (b) Shared- (c) Shared - See Instr.V. (a) Sole (b) Shared (c) None
As Defined Other
in Instr. V.
- --------------------------------------------------------------------------------------------------------------------------
<S> <C> <C>
CONCORD EFS, INC 259,263 259,263
CORNING INC 3,818 3,818
CSX CORP 9,500 9,500
DANAHER CORP COM 75,700 75,700
DELL COMPUTER CORP 17,600 17,600
DEVRY INC DEL 230,700 230,700
DISNEY WALT CO 17,871 17,871
DOVER CORP 8,400 8,400
DU PONT E I DE NEMOURS & CO 3,300 3,300
DU PONT E I DE NEMOURS & CO 10,550 10,550
DUKE ENERGY CO 26,100 26,100
ELAN PLC ADR 5,913 5,913
EMERGING MKTS INCOME FUND 86,900 86,900
EMERSON ELEC CO 12,700 12,700
EXXON CORP COM 121,020 121,020
FEDERAL NATL MTG ASSN 7,400 7,400
FEDERATED GROWTH STRATEGIES FD CL A 12,984 12,984
FEDERATED STK & BD FD INC 13,168 13,168
FIFTY ASSOC 73,850 73,850
GAP INC 6,975 6,975
GENERAL ELEC CO 134,106 134,106
GENERAL MLS INC 7,800 7,800
GENESEE & WYO INC CL A 36,350 36,350
GEOKINETICS INC 51,540 51,540
GILLETTE CO 84,640 84,640
GTE CORP COM 14,286 14,286
H & Q HEALTH CARE FD 35,800 35,800
HCR MANOR CARE INC 115,300 115,300
HEALTH CARE PPTY INVS INC 98,500 98,500
HEINZ H J CO COM 5,000 5,000
HERSHEY FOODS CORP 37,684 37,684
HEWLETT PACKARD CO 59,563 59,563
HOME DEPOT INC 102,700 102,700
ILLINOIS TOOL WKS INC 3,500 3,500
PAGE TOTAL
- --------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
FRM 13F
Name of Reporting Manager OWLAND CAPITAL MANAGEMENT, INC.
<TABLE>
<CAPTION>
- --------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5
Name of Issuer Title of Class CUSIP Number Fair Market Shares of
Value Principal
Amount
- --------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
INTEL CORP COMMON 45814010 $1,881,791 15,830
INTERNATIONAL BUSINESS MACHS CORP COMMON 45920010 $520,406 2,936
INTERPUBLIC GROUP COS INC COMMON 46069010 $3,671,806 47,150
IRISH INVT FD INC COMMON 46271010 $1,647,563 90,900
JOHNSON & JOHNSON COMMON 47816010 $8,560,112 91,552
K MART CORP COMMON 48258410 $5,625,000 750
KEYCORP NEW COMMON 49326710 $835,548 27,564
KOREA FD INC COMMON 50063410 $216,573 21,000
LUCENT TECHNOLOGIES INC COMMON 54946310 $7,588,245 128,168
MAC GRAY CORP COMMON 55415310 $469,507 51,100
MARSH & MCLENNAN COS INC COMMON 57174810 $451,069 6,075
MAY DEPT STORES CO COMMON 57777810 $296,528 7,579
MBIA INC COMMON 55262C10 $2,070,600 35,700
MCDONALDS CORP PFD 58013588 $381,570 15,000
MCDONALDS CORP COMMON 58013510 $644,170 14,216
MCI WORLDCOM INC COMMON 55268B10 $508,972 5,747
MEDTRONIC INC COMMON 58505510 $751,094 10,450
MERCK & CO INC COMMON 58933110 $4,737,952 59,132
MICROSOFT CORP COMMON 59491810 $2,013,336 22,464
MICROSOFT CORP PFD 59491820 $269,201 2,733
MINNESOTA MNG & MFG CO COMMON 60405910 $671,913 9,497
MOBIL CORP COMMON 60705910 $1,992,232 22,639
MOLEX INC COMMON 60855410 $3,864,281 131,550
MORGAN J P & CO INC COMMON 61688010 $571,596 4,633
OMNICARE INC COMMON 68190410 $1,559,353 81,800
PARK ST PTNRS & CO COMMON 70099010 $170,512 40,725
PEPSICO INC COMMON 71344810 $2,448,270 62,475
PFIZER INC COMMON 71708110 $6,496,275 46,820
PITNEY BOWES INC COMMON 72447910 $354,450 5,560
PROCTER & GAMBLE CO COMMON 74271810 $7,360,041 75,150
PROGRESS SOFTWARE COMMON 74331210 $2,276,547 66,712
QUALCOMM FINL TR 1 PFD 74752R40 $2,020,938 22,300
QUALCOMM INC COMMON 74752510 $3,065,844 24,650
RAYTHEON CO CL B COMMON 75511140 $328,769 5,608
PAGE TOTAL $76,322,062
- --------------------------------------------------------------------------------------------------------
</TABLE>
<TABLE>
<CAPTION>
--------------------------------
(SEC USE ONLY)
- -----------------------------------------------------------------------------------------------------------------------
Item 6 Item 7 Item 8
Investment Discretion Managers Voting Authority (Shares)
(a) Sole (b) Shared- (c) Shared - See Instr.V. (a) Sole (b) Shared (c) None
As Defined Other
in Instr. V.
- -----------------------------------------------------------------------------------------------------------------------
<S> <C> <C>
INTEL CORP 15,830 15,830
INTERNATIONAL BUSINESS MACHS CORP 2,936 2,936
INTERPUBLIC GROUP COS INC 47,150 47,150
IRISH INVT FD INC 90,900 90,900
JOHNSON & JOHNSON 91,552 91,552
K MART CORP 750 750
KEYCORP NEW 27,564 27,564
KOREA FD INC 21,000 21,000
LUCENT TECHNOLOGIES INC 128,168 128,168
MAC GRAY CORP 51,100 51,100
MARSH & MCLENNAN COS INC 6,075 6,075
MAY DEPT STORES CO 7,579 7,579
MBIA INC 35,700 35,700
MCDONALDS CORP 15,000 15,000
MCDONALDS CORP 14,216 14,216
MCI WORLDCOM INC 5,747 5,747
MEDTRONIC INC 10,450 10,450
MERCK & CO INC 59,132 59,132
MICROSOFT CORP 22,464 22,464
MICROSOFT CORP 2,733 2,733
MINNESOTA MNG & MFG CO 9,497 9,497
MOBIL CORP 22,639 22,639
MOLEX INC 131,550 131,550
MORGAN J P & CO INC 4,633 4,633
OMNICARE INC 81,800 81,800
PARK ST PTNRS & CO 40,725 40,725
PEPSICO INC 62,475 62,475
PFIZER INC 46,820 46,820
PITNEY BOWES INC 5,560 5,560
PROCTER & GAMBLE CO 75,150 75,150
PROGRESS SOFTWARE 66,712 66,712
QUALCOMM FINL TR 1 22,300 22,300
QUALCOMM INC 24,650 24,650
RAYTHEON CO CL B 5,608 5,608
PAGE TOTAL
- -----------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
FRM 13F
Name of Reporting Manager OWLAND CAPITAL MANAGEMENT, INC.
<TABLE>
<CAPTION>
- --------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5
Name of Issuer Title of Class CUSIP Number Fair Market Shares of
Value Principal
Amount
- --------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
ROYAL DUTCH PETE CO COMMON 78025780 $795,600 15,300
SARA LEE CORP COMMON 80311110 $222,750 9,000
SBC COMMUNICATIONS INC COMMON 78387G10 $5,894,536 124,916
SCHERING PLOUGH CORP COMMON 80660510 $2,453,100 44,400
SCHLUMBERGER LTD COMMON 80685710 $260,734 4,332
SERVICEMASTER CO COMMON 81760N10 $2,215,965 109,091
SPRINT CORP COMMON 85206110 $212,539 2,166
STATE STR GROWTH FD INC COMMON 85748110 $279,660 29,500
SUN MICROSYSTEMS INC COMMON 86681010 $225,113 1,800
SUNTRUST BKS INC COMMON 86791410 $522,402 8,392
SYSCO CORP COMMON 87182910 $3,266,759 124,150
TEMPLETON EMERGING MKTS FUND COMMON 88019110 $2,026,200 184,200
THERMATRIX INC COM COMMON 88355010 $442,751 150,698
TRIZEC HAHN CORP SUB VTG COMMON 89693810 $1,113,414 60,400
TYCO INTL LTD NEW COMMON 90212410 $7,637,788 106,450
UNION PAC CORP COMMON 90781810 $286,428 5,360
UNUM CORP COMMON 90319210 $922,722 19,400
UNUM CORP MIDS SER A PFD 90319220 $357,925 13,900
WALGREEN CO COMMON 93142210 $3,825,050 135,400
WISCONSIN CENT TRANSN CORP COMMON 97659210 $711,525 53,700
PAGE TOTAL $33,672,961
AGGREGATE TOTAL $254,325,253
- --------------------------------------------------------------------------------------------------------
</TABLE>
<TABLE>
<CAPTION>
--------------------------------
(SEC USE ONLY)
- --------------------------------------------------------------------------------------------------------------------
Item 6 Item 7 Item 8
Investment Discretion Managers Voting Authority (Shares)
(a) Sole (b) Shared- (c) Shared - See Instr.V. (a) Sole (b) Shared (c) None
As Defined Other
in Instr. V.
- --------------------------------------------------------------------------------------------------------------------
<S> <C> <C>
ROYAL DUTCH PETE CO 15,300 15,300
SARA LEE CORP 9,000 9,000
SBC COMMUNICATIONS INC 124,916 124,916
SCHERING PLOUGH CORP 44,400 44,400
SCHLUMBERGER LTD 4,332 4,332
SERVICEMASTER CO 109,091 109,091
SPRINT CORP 2,166 2,166
STATE STR GROWTH FD INC 29,500 29,500
SUN MICROSYSTEMS INC 1,800 1,800
SUNTRUST BKS INC 8,392 8,392
SYSCO CORP 124,150 124,150
TEMPLETON EMERGING MKTS FUND 184,200 184,200
THERMATRIX INC COM 150,698 150,698
TRIZEC HAHN CORP SUB VTG 60,400 60,400
TYCO INTL LTD NEW 106,450 106,450
UNION PAC CORP 5,360 5,360
UNUM CORP 19,400 19,400
UNUM CORP MIDS SER A 13,900 13,900
WALGREEN CO 135,400 135,400
WISCONSIN CENT TRANSN CORP 53,700 53,700
PAGE TOTAL
AGGREGATE TOTAL
- --------------------------------------------------------------------------------------------------------------------
</TABLE>
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