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Previous: LATITUDE COMMUNICATIONS INC, 10-Q, 1999-08-10 |
Next: ATLAS ASSET MANAGEMENT INC, 13F-HR/A, 1999-08-10 |
<PAGE>
OMB APPROVAL
--------------------------
OMB Number: 3235-0006
Expires: February 28, 1997
UNITED STATES Estimated average burden
SECURITIES AND EXCHANGE COMMISSION hours per response...24.60
WASHINGTON, D.C. 20549 --------------------------
SEC USE ONLY
------------
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended June 30, 1999.
---------------
(PLEASE READ INSTRUCTIONS BEFORE PREPARING FORM.)
If amended report check here: / /
Howland Capital Management, Inc.
- -------------------------------------------------------------------------------
Name of Institutional Investment Manager
75 Federal Street, Suite 1100 Boston MA 02110-1911
- -------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Pamela Horwath Compliance Administrator
- -------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- ------------------------------------ ----------------------------------
INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL
VIOLATIONS.
SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a).
- -------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral
parts of this Form and that the submission of any amendment represents that
all unamended items, statements and schedules remain true, correct and
complete as previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be
signed on its behalf in the City of Boston and State of Massachusetts on the
9th day of August, 1999.
Howland Capital Management, Inc.
-------------------------------------------
(Name of Institutional Investment Manager)
/s/ Pamela Horwath
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with
respect to which this schedule is filled (other than the one filing this
report): (LIST IN ALPHABETICAL ORDER).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
<TABLE>
<CAPTION>
Name: 13F File No.: Name: 13F File No.:
- ------------------- ------------- ------------------ -------------
<S> <C> <C> <C>
1. 6.
- ------------------- ------------- ------------------ -------------
2. 7.
- ------------------- ------------- ------------------ -------------
3. 8.
- ------------------- ------------- ------------------ -------------
4. 9.
- ------------------- ------------- ------------------ -------------
5. 10.
- ------------------- ------------- ------------------ -------------
</TABLE>
<PAGE>
Page 1 of 4
FORM 13F
<TABLE>
<CAPTION>
Name of Reporting Manager HOWLAND CAPITAL MANAGEMENT, INC.
- -------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5
Name of Issuer Title of Class CUSIP Number Fair Market Shares of
Value Principal
Amount
- -------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
ABBOTT LABS COMMON 00282410 $3,635,006.25 84,290
ADVANCED UROSCIENCE PFD 00745020 $420,000.02 80,000
ALLIANCE WORLDWIDE COMMON 01879X10 $2,102,355.19 177,564
ALLSTATE CORP COMMON 02000210 $2,451,640.34 69,426
ALLSTATE FING 1 PFD 02001320 $300,000.00 12,000
AMERICAN HOME PRODS CORP COMMON 02660910 $794,687.00 15,544
AMERICAN INTL GROUP INC COMMON 02687410 $301,613.76 2,520
AMERICAN INTL GROUP INC COMMON 02687410 $6,602,229.46 55,162
AMERICAN WTR WKS INC COMMON 03041110 $929,717.75 30,862
AMERITECH CORP NEW COMMON 03095410 $477,900.00 6,480
AMERITECH CORP NEW COMMON 03095410 $207,975.00 2,820
APPLIED MATLS INC COMMON 03822210 $339,937.50 4,900
ASPEN TECHNOLOGY INC COMMON 04532710 $1,015,327.35 85,950
AT&T CORP COMMON 00195710 $532,781.38 9,709
ATLANTIC RICHFIELD CO COMMON 04882510 $754,451.25 8,610
AUSTRIA FD INC COMMON 05258710 $276,370.70 28,900
AUTOMATIC DATA PROCESSING INC COMMON 05301510 $7,561,125.00 183,300
AVERY DENNISON CORP COMMON 05361110 $636,552.00 10,104
BELL ATLANTIC CORP COMMON 07785310 $522,679.04 8,080
BELLSOUTH CORP COMMON 07986010 $646,666.55 13,596
BERKSHIRE HATHAWAY INC DEL CL B COMMON 08467020 $237,384.00 108
BESTFOODS INC COMMON 08658U10 $2,573,875.08 53,275
BP AMOCO PLC ADR COMMON 05562210 $3,425,249.25 30,651
BRISTOL MYERS SQUIBB COMMON 11012210 $6,832,377.50 97,780
CARDINAL HEALTH INC COMMON 14149Y10 $200,250.00 3,000
CENTRAL EUROPEAN VALUE FD INC COMMON 15345510 $198,883.60 17,200
CHEVRON CORP COMMON 16675110 $1,548,020.25 16,758
CINTAS CORP COMMON 17290810 $6,899,750.00 106,150
CISCO SYS INC COMMON 17275R10 $1,700,360.30 27,846
CITIZENS UTILS CO DEL COM SER B COMMON 17734220 $200,034.38 16,845
COCA COLA CO COMMON 19121610 $4,941,301.37 78,355
COLONIAL GAS CO COMMON 19567410 $214,240.40 5,800
COMCAST CORP CL A SPL COMMON 20030020 $292,600.00 7,700
COMPAQ COMPUTER CORP COMMON 20449310 $307,585.29 12,334
PAGE TOTAL $60,080,927
- -------------------------------------------------------------------------------------------------------
</TABLE>
<TABLE>
<CAPTION>
--------------------------------
(SEC USE ONLY)
----------------------------------------------------------------------------------
Item 6 Item 7 Item 8
Investment Discretion Managers Voting Authority (Shares)
(a) Sole (b) Shared- (c) Shared - See Instr.V. (a) Sole (b) Shared (c) None
As Defined Other
in Instr. V.
------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS 84,290 84,290
ADVANCED UROSCIENCE 80,000 80,000
ALLIANCE WORLDWIDE 177,564 177,564
ALLSTATE CORP 69,426 69,426
ALLSTATE FING 1 12,000 12,000
AMERICAN HOME PRODS CORP 15,544 15,544
AMERICAN INTL GROUP INC 2,520 2,520
AMERICAN INTL GROUP INC 55,162 55,162
AMERICAN WTR WKS INC 30,862 30,862
AMERITECH CORP NEW 6,480 6,480
AMERITECH CORP NEW 2,820 2,820
APPLIED MATLS INC 4,900 4,900
ASPEN TECHNOLOGY INC 85,950 85,950
AT&T CORP 9,709 9,709
ATLANTIC RICHFIELD CO 8,610 8,610
AUSTRIA FD INC 28,900 28,900
AUTOMATIC DATA PROCESSING INC 183,300 183,300
AVERY DENNISON CORP 10,104 10,104
BELL ATLANTIC CORP 8,080 8,080
BELLSOUTH CORP 13,596 13,596
BERKSHIRE HATHAWAY INC DEL CL B 108 108
BESTFOODS INC 53,275 53,275
BP AMOCO PLC ADR 30,651 30,651
BRISTOL MYERS SQUIBB 97,780 97,780
CARDINAL HEALTH INC 3,000 3,000
CENTRAL EUROPEAN VALUE FD INC 17,200 17,200
CHEVRON CORP 16,758 16,758
CINTAS CORP 106,150 106,150
CISCO SYS INC 27,846 27,846
CITIZENS UTILS CO DEL COM SER B 16,845 16,845
COCA COLA CO 78,355 78,355
COLONIAL GAS CO 5,800 5,800
COMCAST CORP CL A SPL 7,700 7,700
COMPAQ COMPUTER CORP 12,334 12,334
PAGE TOTAL
- -------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
Page 2 of 4
<TABLE>
<CAPTION>
Name of Reporting Manager HOWLAND CAPITAL MANAGEMENT, INC.
- -------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5
Name of Issuer Title of Class CUSIP Number Fair Market Shares of
Value Principal
Amount
- -------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
CONCORD EFS, INC COMMON 20619710 $8,957,225 256,838
CORNING INC COMMON 21935010 $261,628 3,618
CSX CORP COMMON 12640810 $480,349 9,500
DANAHER CORP COMMON 23585110 $4,300,744 75,700
DELL COMPUTER CORP COMMON 24702510 $704,000 17,600
DEVRY INC DEL COMMON 25189310 $5,049,710 231,500
DISNEY WALT CO COMMON 25468710 $491,453 17,871
DOVER CORP COMMON 26000310 $353,329 8,400
DST SYSTEMS INC COMMON 23332610 $1,753,935 26,350
DU PONT E I DE NEMOURS & CO PFD 26353430 $225,000 3,000
DU PONT E I DE NEMOURS & CO COMMON 26353410 $439,425 6,300
DUKE ENERGY CO PFD 26439620 $611,813 25,100
ELAN PLC ADR PFD 28413120 $319,302 11,826
EMERGING MKTS INCOME FUND COMMON 29091810 $1,125,275 87,400
EMERSON ELEC CO COMMON 29101110 $730,363 11,900
ENERGYNORTH INC COMMON 29292510 $363,300 8,650
EXXON CORP COMMON 30229010 $9,279,504 118,968
FEDERAL NATL MTG ASSN COMMON 31358630 $383,646 7,400
FEDERAL-MOGUL FINANCING TR FPD 31355240 $1,681,088 29,300
FEDERATED GROWTH STRATEGIES COMMON 31417210 $466,055 13,136
FEDERATED STK & BD FD INC COMMON 31390210 $298,923 15,059
FIFTY ASSOC COMMON 31680110 $2,806,300 73,850
GAP INC COMMON 36476010 $494,282 10,461
GENERAL ELEC CO COMMON 36960410 $506,274 4,441
GENERAL ELEC CO COMMON 36960410 $13,911,420 122,030
GENERAL MLS INC COMMON 37033410 $605,700 7,200
GILLETTE CO COMMON 37576610 $4,059,517 87,418
GTE CORP COMMON 36232010 $1,070,163 14,186
H & Q HEALTH CARE FD COMMON 40405210 $414,800 27,200
HCR MANOR CARE INC COMMON 40413410 $2,678,650 126,800
HEALTH CARE PPTY INVS INC COMMON 42191510 $2,750,660 100,250
HERSHEY FOODS CORP COMMON 42786610 $2,233,918 37,584
HEWLETT PACKARD CO COMMON 42823610 $6,184,122 58,513
PAGE TOTAL $75,991,871
- -------------------------------------------------------------------------------------------------------
</TABLE>
<TABLE>
<CAPTION>
--------------------------------
(SEC USE ONLY)
----------------------------------------------------------------------------------
Item 6 Item 7 Item 8
Investment Discretion Managers Voting Authority (Shares)
(a) Sole (b) Shared- (c) Shared - See Instr.V. (a) Sole (b) Shared (c) None
As Defined Other
in Instr. V.
------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
CONCORD EFS, INC 256,838 256,838
CORNING INC 3,618 3,618
CSX CORP 9,500 9,500
DANAHER CORP 75,700 75,700
DELL COMPUTER CORP 17,600 17,600
DEVRY INC DEL 231,500 231,500
DISNEY WALT CO 17,871 17,871
DOVER CORP 8,400 8,400
DST SYSTEMS INC 26,350 26,350
DU PONT E I DE NEMOURS & CO 3,000 3,000
DU PONT E I DE NEMOURS & CO 6,300 6,300
DUKE ENERGY CO 25,100 25,100
ELAN PLC ADR 11,826 11,826
EMERGING MKTS INCOME FUND 87,400 87,400
EMERSON ELEC CO 11,900 11,900
ENERGYNORTH INC 8,650 8,650
EXXON CORP 118,968 118,968
FEDERAL NATL MTG ASSN 7,400 7,400
FEDERAL-MOGUL FINANCING TR 29,300 29,300
FEDERATED GROWTH STRATEGIES FD CL A 13,136 13,136
FEDERATED STK & BD FD INC 15,059 15,059
FIFTY ASSOC 73,850 73,850
GAP INC 10,461 10,461
GENERAL ELEC CO 4,441 4,441
GENERAL ELEC CO 122,030 122,030
GENERAL MLS INC 7,200 7,200
GEOKINETICS INC 51,540 51,540
GILLETTE CO 87,418 87,418
GTE CORP 14,186 14,186
H & Q HEALTH CARE FD 27,200 27,200
HCR MANOR CARE INC 126,800 126,800
HEALTH CARE PPTY INVS INC 100,250 100,250
HERSHEY FOODS CORP 37,584 37,584
HEWLETT PACKARD CO 58,513 58,513
PAGE TOTAL
- -----------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
Page 3 of 4
<TABLE>
<CAPTION>
Name of Reporting Manager HOWLAND CAPITAL MANAGEMENT, INC.
- -------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5
Name of Issuer Title of Class CUSIP Number Fair Market Shares of
Value Principal
Amount
- -------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
HOME DEPOT INC COMMON 43707610 $6,513,712 102,075
IMMUNOGEN INC COMMON 45253H10 $34,695 15,000
INTEL CORP COMMON 45814010 $2,047,210 32,560
INTERNATIONAL BUSINESS MACHS C COMMON 45920010 $1,154,232 9,384
INTERPUBLIC GROUP COS INC COMMON 46069010 $3,866,775 94,600
IRISH INVT FD INC COMMON 46271010 $1,496,550 90,700
JOHNSON & JOHNSON COMMON 47816010 $295,251 3,036
JOHNSON & JOHNSON COMMON 47816010 $8,457,444 86,966
KEYCORP NEW COMMON 49326710 $883,785 27,564
KOREA FD INC COMMON 50063410 $275,625 21,000
LUCENT TECHNOLOGIES INC COMMON 54946310 $8,223,467 127,249
MARSH & MCLENNAN COS INC COMMON 57174810 $496,058 6,375
MAY DEPT STORES CO COMMON 57777810 $300,795 7,579
MBIA INC COMMON 55262C10 $2,238,684 37,350
MCDONALDS CORP PFD 58013588 $377,820 15,000
MCDONALDS CORP COMMON 58013510 $605,957 14,216
MCI WORLDCOM INC COMMON 55268B10 $495,322 5,747
MEDTRONIC INC COMMON 58505510 $878,436 12,275
MERCK & CO INC COMMON 58933110 $4,032,653 59,032
MICROSOFT CORP PFD 59491820 $264,617 2,633
MICROSOFT CORP COMMON 59491810 $2,047,271 23,364
MINNESOTA MNG & MFG CO COMMON 60405910 $791,281 8,897
MOBIL CORP COMMON 60705910 $2,202,581 21,889
MOLEX INC COMMON 60855410 $4,741,669 138,950
MORGAN J P & CO INC COMMON 61688010 $622,559 4,633
OMNICARE INC COMMON 68190410 $1,264,356 113,650
PARK ST PTNRS & CO COMMON 70099010 $226,653 41,175
PAYCHEX INC COMMON 70432610 $778,731 25,850
PEPSICO INC COMMON 71344810 $2,373,538 59,900
PFIZER INC COMMON 71708110 $4,997,143 141,510
PITNEY BOWES INC COMMON 72447910 $359,315 5,560
PROCTER & GAMBLE CO COMMON 74271810 $6,168,663 70,650
PROGRESS SOFTWARE COMMON 74331210 $1,892,953 66,712
QUALCOMM FINL TR 1 PFD 74752R40 $1,828,394 8,650
PAGE TOTAL $73,234,194
- -------------------------------------------------------------------------------------------------------
</TABLE>
<TABLE>
<CAPTION>
--------------------------------
(SEC USE ONLY)
----------------------------------------------------------------------------------
Item 6 Item 7 Item 8
Investment Discretion Managers Voting Authority (Shares)
(a) Sole (b) Shared- (c) Shared - See Instr.V. (a) Sole (b) Shared (c) None
As Defined Other
in Instr. V.
------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
HOME DEPOT INC 102,075 102,075
IMMUNOGEN INC 15,000 15,000
INTEL CORP 32,560 32,560
INTERNATIONAL BUSINESS MACHS CORP 9,384 9,384
INTERPUBLIC GROUP COS INC 94,600 94,600
IRISH INVT FD INC 90,700 90,700
JOHNSON & JOHNSON 3,036 3,036
JOHNSON & JOHNSON 86,966 86,966
KEYCORP NEW 27,564 27,564
KOREA FD INC 21,000 21,000
LUCENT TECHNOLOGIES INC 127,249 127,249
MARSH & MCLENNAN COS INC 6,375 6,375
MAY DEPT STORES CO 7,579 7,579
MBIA INC 37,350 37,350
MCDONALDS CORP 15,000 15,000
MCDONALDS CORP 14,216 14,216
MCI WORLDCOM INC 5,747 5,747
MEDTRONIC INC 12,275 12,275
MERCK & CO INC 59,032 59,032
MICROSOFT CORP 2,633 2,633
MICROSOFT CORP 23,364 23,364
MINNESOTA MNG & MFG CO 8,897 8,897
MOBIL CORP 21,889 21,889
MOLEX INC 138,950 138,950
MORGAN J P & CO INC 4,633 4,633
OMNICARE INC 113,650 113,650
PARK ST PTNRS & CO 41,175 41,175
PAYCHEX INC 25,850 25,850
PEPSICO INC 59,900 59,900
PFIZER INC 141,510 141,510
PITNEY BOWES INC 5,560 5,560
PROCTER & GAMBLE CO 70,650 70,650
PROGRESS SOFTWARE 66,712 66,712
QUALCOMM FINL TR 1 8,650 8,650
PAGE TOTAL
- -----------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
Page 4 of 4
<TABLE>
<CAPTION>
Name of Reporting Manager HOWLAND CAPITAL MANAGEMENT, INC.
- -------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5
Name of Issuer Title of Class CUSIP Number Fair Market Shares of
Value Principal
Amount
- -------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
QUALCOMM INC COMMON 74752510 $6,204,206 40,650
RAYTHEON CO CL B COMMON 75511140 $403,776 5,608
ROYAL DUTCH PETE CO COMMON 78025780 $912,523 15,450
SBC COMMUNICATIONS INC COMMON 78387G10 $7,060,774 123,466
SCHERING PLOUGH CORP COMMON 80660510 $2,104,100 42,400
SCHLUMBERGER LTD COMMON 80685710 $268,136 4,432
SELFCARE INC COMMON 81631R10 $43,189 14,700
SERVICEMASTER CO COMMON 81760N10 $2,054,418 119,966
SOUTHWESTERN BELL TEL CO PFD 84533510 $425,475 18,300
SPRINT CORP COMMON 85206110 $305,130 5,932
STATE STR GROWTH FD INC COMMON 85748110 $284,085 29,500
SUN MICROSYSTEMS INC COMMON 86681010 $245,927 3,600
SUNTRUST BKS INC COMMON 86791410 $897,218 13,492
SYSCO CORP COMMON 87182910 $3,864,063 123,650
TEMPLETON EMERGING MKTS FUND COMMON 88019110 $2,397,200 184,400
THERMATRIX INC COMMON 88355010 $548,305 141,498
TRIZEC HAHN CORP SUB VTG COMMON 89693810 $1,569,156 84,250
TRW INC COMMON 87264910 $314,300 5,600
TYCO INTL LTD NEW COMMON 90212410 $352,800 3,600
TYCO INTL LTD NEW COMMON 90212410 $9,079,700 92,650
UNION PAC CORP COMMON 90781810 $257,003 4,494
UNUMPROVIDENT CORP PFD 91529Y20 $355,326 13,900
UNUMPROVIDENT CORP COMMON 91529Y10 $1,093,675 19,400
WALGREEN CO COMMON 93142210 $3,881,700 136,200
WISCONSIN CENT TRANSN CORP COMMON 97659210 $983,839 53,000
PAGE TOTAL $45,906,023
AGGREGATE TOTAL $255,213,014
- -------------------------------------------------------------------------------------------------------
</TABLE>
<TABLE>
<CAPTION>
--------------------------------
(SEC USE ONLY)
----------------------------------------------------------------------------------
Item 6 Item 7 Item 8
Investment Discretion Managers Voting Authority (Shares)
(a) Sole (b) Shared- (c) Shared - See Instr.V. (a) Sole (b) Shared (c) None
As Defined Other
in Instr. V.
------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
QUALCOMM INC 40,650 40,650
RAYTHEON CO CL B 5,608 5,608
ROYAL DUTCH PETE CO 15,450 15,450
SBC COMMUNICATIONS INC 123,466 123,466
SCHERING PLOUGH CORP 42,400 42,400
SCHLUMBERGER LTD 4,432 4,432
SELFCARE INC 14,700 14,700
SERVICEMASTER CO 119,966 119,966
SOUTHWESTERN BELL TEL CO 18,300 18,300
SPRINT CORP 5,932 5,932
STATE STR GROWTH FD INC 29,500 29,500
SUN MICROSYSTEMS INC 3,600 3,600
SUNTRUST BKS INC 13,492 13,492
SYSCO CORP 123,650 123,650
TEMPLETON EMERGING MKTS FUND 184,400 184,400
THERMATRIX INC 141,498 141,498
TRIZEC HAHN CORP SUB VTG 84,250 84,250
TRW INC 5,600 5,600
TYCO INTL LTD NEW 3,600 3,600
TYCO INTL LTD NEW 92,650 92,650
UNION PAC CORP 4,494 4,494
UNUMPROVIDENT CORP 13,900 13,900
UNUMPROVIDENT CORP 19,400 19,400
WALGREEN CO 136,200 136,200
WARWICK MILLS HOLDING CO., INC 10,337 10,337
WISCONSIN CENT TRANSN CORP 53,000 53,000
PAGE TOTAL
AGGREGATE TOTAL
- -----------------------------------------------------------------------------------------------------------------------
</TABLE>
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