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<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 06-30-1999
Check here if Amendment [ ]; Amendment Number:
--------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Birinyi Associates, Inc.
---------------------------------------------
Address: P.O.Box 711
---------------------------------------------
Westport, CT 06881
---------------------------------------------
---------------------------------------------
Form 13F File Number: 28-04573
--------
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Laszlo Birinyi, Jr.
---------------------------------------------
Title: President
---------------------------------------------
Phone: (203) 341-0833
---------------------------------------------
Signature, Place, and Date of Signing:
/s/ Laszlo Birinyi, Jr. Westport, CT 08-10-1999
------------------------ ----------------------------- --------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this
report and a portion are reported by other reporting
manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
------------------ ------------------------
[Repeat as necessary.]
<PAGE>
<TABLE>
<CAPTION>
Name of Reporting Manager: Birinyi Associates Inc.
- ------------------------------------------------------------------------------------------------------------
Ticker Name of Issuer Title of Class CUSIP Number Fair Market Shares or
Value Principal
Amount
- ------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
AOL America Online Inc. Common 02364J104 64,238,070 581,340
IBM International Business Machines Corp. Common 459200101 58,668,385 453,914
MSFT Microsoft Corp. Common 594918104 44,649,486 495,074
DELL Dell Computer Corp. Common 247025109 20,710,084 559,732
LU Lucent Technologies Inc. Common 549463107 16,637,573 246,711
AXP American Express Company Common 025816109 16,274,734 125,070
C Citigroup Inc. Common 172967101 15,196,865 319,934
GE General Electric Company Common 369604103 14,984,704 132,608
INTC Intel Corp. Common 458140100 12,921,377 217,166
BMY Bristol-Myers Squibb Co. Common 110122108 11,146,875 158,252
CSCO Cisco Systems Inc. Common 17275R102 10,723,685 166,269
USW US West Inc. Common 91273H101 9,502,813 161,750
MRK Merck & Co., Inc. Common 589331107 9,418,942 127,283
TXN Texas Instruments Inc. Common 882508104 7,703,125 53,125
SCH Schwab (Charles) Corp. Common 808513105 7,632,137 69,462
BRK/A Berkshire Hathaway Inc. Common 084670108 6,476,600 94
PFE Pfizer Inc. Common 717081103 6,460,434 58,865
XON Exxon Corp. Common 302290101 6,131,927 79,995
MER Merrill Lynch & Co. Common 590188108 6,107,225 76,400
PG Procter & Gamble Co. Common 742718109 5,860,155 65,660
UTX United Technologies Corp. Common 913017109 5,590,191 77,980
AHP American Home Products Corp. Common 026609107 5,536,100 96,280
F Ford Motor Company Common 345370100 5,460,497 96,753
XRX Xerox Corp. Common 984121103 5,362,391 89,250
WMT Wal-Mart Stores Inc. Common 931142103 5,360,575 111,100
MWD Morgan Stanley Dean Witter & Company Common 617446448 5,167,743 50,417
CMB Chase Manhattan Corp. Common 16161A108 5,034,645 58,120
MCD McDonald's Corp. Common 580135101 5,022,071 121,563
FNM Fannie Mae Common 313586109 5,000,059 73,127
CHV Chevron Corporation Common 166751107 4,655,335 48,907
WLA Warner-Lambert Co. Common 934488107 3,935,228 56,724
SPY Standard and Poor's 500 Index (SPX) UNIT SER 1 78462F103 3,684,106 26,900
JPM J.P. Morgan & Company Common 616880100 3,660,025 26,050
ARC Atlantic Richfield Co. Common 048825103 3,609,649 43,197
HWP Hewlett-Packard CO. Common 428236103 3,504,536 34,871
GPS Gap Inc. Common 364760108 3,322,382 65,953
NOK Nokia OYJ SPONSORED ADR 654902204 3,255,779 35,558
T AT&T Corp. Common 001957109 3,219,823 57,690
BLS Bellsouth Corporation Common 079860102 3,089,063 65,900
CCU Clear Channel Communications Common 184502102 3,016,016 43,750
WCOM MCI Worldcom Inc. Common 55268B106 2,991,340 34,691
TWX Time Warner Inc. Common 887315109 2,987,775 40,650
EMC EMC Corp-Mass Common 268648102 2,937,550 53,410
DOW Dow Chemical Company Common 260543103 2,929,290 23,088
KO Coca-Cola Co. Common 191216100 2,612,500 41,800
SBC SBC Communications Inc. Common 78387G103 2,603,968 44,896
SUNW Sun Microsystems Inc. Common 866810104 2,246,703 32,620
MOB Mobil Corp. Common 607059102 2,162,160 21,840
SLB Schlumberger Ltd. Common 806857108 2,101,688 33,000
LLY Eli Lilly & Co. Common 532457108 2,020,040 28,203
JNJ Johnson & Johnson Common 478160104 1,861,902 18,999
ABT Abbott Laboratories Common 002824100 1,797,705 39,510
CMGI CMGI Inc. Common 125750109 1,665,313 14,600
G Gillette Company Common 375766102 1,601,050 39,050
<CAPTION>
Name of Reporting Manager: Birinyi Associates Inc. (SEC USE ONLY)
- --------------------------------------------------------------------------------------------------------------------------------
Investment Discretion Voting Authority (Shares)
--------------------------------- ---------------------------
Ticker Name of Issuer (a)Sole (b)Shared As (c)Shared- Managers See (a)Sole (b)Shared (c)None
Defined in Other Instr.V
Part V.
- --------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
AOL America Online Inc. 581,340 n/a 581,340
IBM International Business Machines Corp. 453,914 n/a 453,914
MSFT Microsoft Corp. 495,074 n/a 495,074
DELL Dell Computer Corp. 559,732 n/a 559,732
LU Lucent Technologies Inc. 246,711 n/a 246,711
AXP American Express Company 125,070 n/a 125,070
C Citigroup Inc. 319,934 n/a 319,934
GE General Electric Company 132,608 n/a 132,608
INTC Intel Corp. 217,166 n/a 217,166
BMY Bristol-Myers Squibb Co. 158,252 n/a 158,252
CSCO Cisco Systems Inc. 166,269 n/a 166,269
USW US West Inc. 161,750 n/a 161,750
MRK Merck & Co., Inc. 127,283 n/a 127,283
TXN Texas Instruments Inc. 53,125 n/a 53,125
SCH Schwab (Charles) Corp. 69,462 n/a 69,462
BRK/A Berkshire Hathaway Inc. 94 n/a 94
PFE Pfizer Inc. 58,865 n/a 58,865
XON Exxon Corp. 79,995 n/a 79,995
MER Merrill Lynch & Co. 76,400 n/a 76,400
PG Procter & Gamble Co. 65,660 n/a 65,660
UTX United Technologies Corp. 77,980 n/a 77,980
AHP American Home Products Corp. 96,280 n/a 96,280
F Ford Motor Company 96,753 n/a 96,753
XRX Xerox Corp. 89,250 n/a 89,250
WMT Wal-Mart Stores Inc. 11,100 n/a 111,100
MWD Morgan Stanley Dean Witter & Company 50,417 n/a 50,417
CMB Chase Manhattan Corp. 58,120 n/a 58,120
MCD McDonald's Corp. 21,563 n/a 121,563
FNM Fannie Mae 73,127 n/a 73,127
CHV Chevron Corporation 48,907 n/a 48,907
WLA Warner-Lambert Co. 56,724 n/a 56,724
SPY Standard and Poor's 500 Index (SPX) 26,900 n/a 26,900
JPM J.P. Morgan & Company 26,050 n/a 26,050
ARC Atlantic Richfield Co. 43,197 n/a 43,197
HWP Hewlett-Packard CO. 34,871 n/a 34,871
GPS Gap Inc. 65,953 n/a 65,953
NOK Nokia OYJ 35,558 n/a 35,558
T AT&T Corp. 57,690 n/a 57,690
BLS Bellsouth Corporation 65,900 n/a 65,900
CCU Clear Channel Communications 43,750 n/a 43,750
WCOM MCI Worldcom Inc. 34,691 n/a 34,691
TWX Time Warner Inc. 40,650 n/a 40,650
EMC EMC Corp-Mass 53,410 n/a 53,410
DOW Dow Chemical Company 23,088 n/a 23,088
KO Coca-Cola Co. 41,800 n/a 41,800
SBC SBC Communications Inc. 44,896 n/a 44,896
SUNW Sun Microsystems Inc. 32,620 n/a 32,620
MOB Mobil Corp. 21,840 n/a 21,840
SLB Schlumberger Ltd. 33,000 n/a 33,000
LLY Eli Lilly & Co. 28,203 n/a 28,203
JNJ Johnson & Johnson 18,999 n/a 18,999
ABT Abbott Laboratories 39,510 n/a 39,510
CMGI CMGI Inc. 14,600 n/a 14,600
G Gillette Company 39,050 n/a 39,050
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Name of Reporting Manager: Birinyi Associates Inc.
- ------------------------------------------------------------------------------------------------------------
Ticker Name of Issuer Title of Class CUSIP Number Fair Market Shares or
Value Principal
Amount
- ------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
HD Home Depot Inc. Common 437076102 1,581,812 24,548
BEL Bell Atlantic Corp. Common 077853109 1,562,463 23,900
WFC Wells Fargo Company Common 949746101 1,560,375 36,500
IP International Paper Co. Common 460146103 1,496,366 29,631
TXU Texas Utilities Co. Common 882848104 1,485,000 36,000
GS Goldman Sachs Group Inc. Common 38141G104 1,452,586 20,105
SGP Schering-Plough Corporation Common 806605101 1,428,350 26,950
TDS Telephone & Data Systems Inc. Common 879433100 1,351,656 18,500
GD General Dynamics Corp. Common 369550108 1,342,600 19,600
BAC Bank of America Corp. Common 060505104 1,340,006 18,278
SPG Simon Property Group Inc. Common 828806109 1,267,811 49,963
COF Capital One Financial Corp. Common 14040H105 1,258,538 22,600
CAT Caterpillar Inc. Common 149123101 1,218,000 20,300
AMGN Amgen Inc. Common 031162100 1,211,413 19,900
UAL UAL Corp. Common 902549500 1,033,500 15,900
GTE GTE Corporation Common 362320103 1,030,200 13,600
AIG American International Group Common 026874107 989,178 8,450
YHOO Yahoo Inc. Common 984332106 912,925 5,300
BDK Black & Decker Corporation Common 091797100 852,188 13,500
ONE Bank One Corp. Common 06423A103 836,079 14,037
TLAB Tellabs Inc. Common 879664100 810,750 12,000
GM General Motors Corp. Common 370442105 782,100 11,850
MEL Mellon Bank Corp. Common 585509102 712,950 19,600
AMZN Amazon.Com Inc. Common 023135106 700,700 5,600
CPQ Compaq Computer Corp. Common 204493100 686,938 29,000
MDT Medtronic Inc. Common 585055106 661,938 8,500
AA Alcoa Inc. Common 013817101 649,688 10,500
UPC Union Planters Corp. Common 908068109 647,969 14,500
CL Colgate-Palmolive Company Common 194162103 632,000 6,400
GLX Glaxo Wellcome Plc SPONSORED ADR 37733W105 622,309 10,990
ALTR Altera Corp. Common 021441100 566,913 15,400
AVP Avon Products Common 054303102 555,000 10,000
AMAT Applied Materials Inc. Common 038222105 546,675 7,400
BRK/B Berkshire Hathaway Inc. Common 084670207 539,094 240
GT Goodyear Tire & Rubber Co. Common 382550101 499,906 8,500
STT State Street Corp. Common 857477103 486,638 5,700
BDX Becton Dickinson & Co. Common 075887109 480,000 16,000
BPA BP Amoco Plc Common 055622104 472,192 4,352
GDT Guidant Corp. Common 401698105 470,653 9,150
IMAT Imatron Inc. Common 452906100 466,181 324,300
ORCL Oracle Corporation Common 68389X105 464,063 12,500
DCX DaimlerChrysler AG ORD D1668R123 443,220 4,987
OAT Quaker Oats Co. Common 747402105 438,075 6,600
MMM Minnesota Mining & MFG Co. Common 604059105 415,561 4,780
DAL Delta Air Lines Inc. Common 247361108 403,375 7,000
NDE IndyMac Mortgage Holdings Inc. Common 456607100 400,000 25,000
FTU First Union Corp. Common 337358105 397,432 8,456
GDW Golden West Financial Corp. Common 381317106 392,000 4,000
VOD Vodafone AirTouch Plc Common 92857T107 387,302 1,966
KSS Kohls Corp. Common 500255104 351,203 4,550
SPGPRB Simon Property Group Inc. PFD CV B 6.50% 828806406 351,120 4,560
TYC Tyco International Ltd. Common 902124106 350,575 3,700
UK Union Carbide Corp. Hldg Co. Common 905581104 341,250 7,000
HDI Harley-Davidson Inc. Common 412822108 337,125 6,200
<CAPTION>
Name of Reporting Manager: Birinyi Associates Inc. (SEC USE ONLY)
- --------------------------------------------------------------------------------------------------------------------------------
Investment Discretion Voting Authority (Shares)
--------------------------------- ---------------------------
Ticker Name of Issuer (a)Sole (b)Shared As (c)Shared- Managers See (a)Sole (b)Shared (c)None
Defined in Other Instr.V
Part V.
- --------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
HD Home Depot Inc. 24,548 n/a 24,548
BEL Bell Atlantic Corp. 23,900 n/a 23,900
WFC Wells Fargo Company 36,500 n/a 36,500
IP International Paper Co. 29,631 n/a 29,631
TXU Texas Utilities Co. 36,000 n/a 36,000
GS Goldman Sachs Group Inc. 20,105 n/a 20,105
SGP Schering-Plough Corporation 26,950 n/a 26,950
TDS Telephone & Data Systems Inc. 18,500 n/a 18,500
GD General Dynamics Corp. 19,600 n/a 19,600
BAC Bank of America Corp. 18,278 n/a 18,278
SPG Simon Property Group Inc. 49,963 n/a 49,963
COF Capital One Financial Corp. 22,600 n/a 22,600
CAT Caterpillar Inc. 20,300 n/a 20,300
AMGN Amgen Inc. 19,900 n/a 19,900
UAL UAL Corp. 15,900 n/a 15,900
GTE GTE Corporation 13,600 n/a 13,600
AIG American International Group 8,450 n/a 8,450
YHOO Yahoo Inc. 5,300 n/a 5,300
BDK Black & Decker Corporation 13,500 n/a 13,500
ONE Bank One Corp. 14,037 n/a 14,037
TLAB Tellabs Inc. 12,000 n/a 12,000
GM General Motors Corp. 11,850 n/a 11,850
MEL Mellon Bank Corp. 19,600 n/a 19,600
AMZN Amazon.Com Inc. 5,600 n/a 5,600
CPQ Compaq Computer Corp. 29,000 n/a 29,000
MDT Medtronic Inc. 8,500 n/a 8,500
AA Alcoa Inc. 10,500 n/a 10,500
UPC Union Planters Corp. 14,500 n/a 14,500
CL Colgate-Palmolive Company 6,400 n/a 6,400
GLX Glaxo Wellcome Plc 10,990 n/a 10,990
ALTR Altera Corp. 15,400 n/a 15,400
AVP Avon Products 10,000 n/a 10,000
AMAT Applied Materials Inc. 7,400 n/a 7,400
BRK/B Berkshire Hathaway Inc. 240 n/a 240
GT Goodyear Tire & Rubber Co. 8,500 n/a 8,500
STT State Street Corp. 5,700 n/a 5,700
BDX Becton Dickinson & Co. 16,000 n/a 16,000
BPA BP Amoco Plc 4,352 n/a 4,352
GDT Guidant Corp. 9,150 n/a 9,150
IMAT Imatron Inc. 324,300 n/a 324,300
ORCL Oracle Corporation 12,500 n/a 12,500
DCX DaimlerChrysler AG 4,987 n/a 4,987
OAT Quaker Oats Co. 6,600 n/a 6,600
MMM Minnesota Mining & MFG Co. 4,780 n/a 4,780
DAL Delta Air Lines Inc. 7,000 n/a 7,000
NDE IndyMac Mortgage Holdings Inc. 25,000 n/a 25,000
FTU First Union Corp. 8,456 n/a 8,456
GDW Golden West Financial Corp. 4,000 n/a 4,000
VOD Vodafone AirTouch Plc 1,966 n/a 1,966
KSS Kohls Corp. 4,550 n/a 4,550
SPGPRB Simon Property Group Inc. 4,560 n/a 4,560
TYC Tyco International Ltd. 3,700 n/a 3,700
UK Union Carbide Corp. Hldg Co. 7,000 n/a 7,000
HDI Harley-Davidson Inc. 6,200 n/a 6,200
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Name of Reporting Manager: Birinyi Associates Inc.
- --------------------------------------------------------------------------------------------------------
Ticker Name of Issuer Title of Class CUSIP Number Fair Market Shares or
Value Principal
Amount
- --------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
DIS Disney (Walt) Common 254687106 332,066 10,777
UNP Union Pacific Corp. Common 907818108 329,466 5,650
FDX FDX Corporation Common 31304N107 325,500 6,000
HAL Halliburton Co. Common 406216101 316,750 7,000
NGH Nabisco Group Holdings Corp. Common 62952P102 308,109 15,750
PWJ Paine Webber Group Inc. Common 695629105 303,875 6,500
DLJ Donaldson, Lufkin & Jenrette Inc. - DLJ Common 257661108 301,250 5,000
FRE Freddie Mac Common 313400301 290,000 5,000
PEB PE Corp.-PE Biosystems Group Common 69332S102 286,875 2,500
MDY Standard and Poor's Midcap 400 Index Common 595635103 273,137 3,485
MOT Motorola Inc. Common 620076109 270,038 2,850
AAPL Apple Computer Inc. Common 037833100 259,489 5,603
CCL Carnival Corp. Common 143658102 255,838 5,275
EDS Electronic Data Systems Common 285661104 254,531 4,500
OMC Omnicom Group Common 681919106 252,000 3,150
NKE Nike Inc. Common 654106103 250,084 3,950
TIF Tiffany & Co. Common 886547108 247,040 2,560
LEH Lehman Brothers Holdings Inc. Common 524908100 245,639 3,946
EK Eastman Kodak Co. Common 277461109 238,412 3,519
ENE Enron Corp. Common 293561106 232,988 2,850
LSI LSI Logic Corp. Common 502161102 230,625 5,000
DH Dayton-Hudson Corp. Common 239753106 224,250 3,450
DT Deutsche Telekom Common 251566105 219,700 5,200
UNPH JDS Uniphase Corp. Common 909149106 215,800 1,300
NFB North Fork Bancorporation Common 659424105 213,125 10,000
CB Chubb Corp. Common 171232101 208,500 3,000
EBAY eBay Inc. Common 278642103 203,850 1,350
ED Consolidated Edison Inc. Common 209115104 203,625 4,500
CLTT Cluster Technology Corp. Common 189497209 4,688 25,000
SPNC Spectranetics Corp. Common 84760C107 42,188 15,000
QCSC SourcingLink.net Inc. Common 74725H101 20,000 10,000
US Treasury Note 6.375% 07/15/99 Note 912827F98060 267,251 267,000
US Treasury Note 5.875% 02/15/04 Note 912827N81060 267,412 266,000
US Treasury Note 6.750% 04/30/00 Note 912827T69060 263,088 260,000
US Treasury Note 7.500% 10/31/99 Note 912827R61060 226,828 225,000
US Treasury Note Ser C-99 8.000% 08/15/99 Note 912827XW7060 205,832 205,000
Bellsouth Tele. 6.25% 05/15/03 Note 079867AE7020 245,613 245,000
Comcast Corp. 10.625% 07/15/12 Bond 200300AN1 275,000 220,000
<CAPTION>
Name of Reporting Manager: Birinyi Associates Inc. (SEC USE ONLY)
- ---------------------------------------------------------------------------------------------------------------------------------
Investment Discretion Voting Authority (Shares)
--------------------------------- ---------------------------
Ticker Name of Issuer (a)Sole (b)Shared As (c)Shared- Managers See (a)Sole (b)Shared (c)None
Defined in Other Instr.V
Part V.
- ---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
DIS Disney (Walt) 10,777 n/a 10,777
UNP Union Pacific Corp. 5,650 n/a 5,650
FDX FDX Corporation 6,000 n/a 6,000
HAL Halliburton Co. 7,000 n/a 7,000
NGH Nabisco Group Holdings Corp. 15,750 n/a 15,750
PWJ Paine Webber Group Inc. 6,500 n/a 6,500
DLJ Donaldson, Lufkin & Jenrette Inc. - DLJ 5,000 n/a 5,000
FRE Freddie Mac 5,000 n/a 5,000
PEB PE Corp.-PE Biosystems Group 2,500 n/a 2,500
MDY Standard and Poor's Midcap 400 Index 3,485 n/a 3,485
MOT Motorola Inc. 2,850 n/a 2,850
AAPL Apple Computer Inc. 5,603 n/a 5,603
CCL Carnival Corp. 5,275 n/a 5,275
EDS Electronic Data Systems 4,500 n/a 4,500
OMC Omnicom Group 3,150 n/a 3,150
NKE Nike Inc. 3,950 n/a 3,950
TIF Tiffany & Co. 2,560 n/a 2,560
LEH Lehman Brothers Holdings Inc. 3,946 n/a 3,946
EK Eastman Kodak Co. 3,519 n/a 3,519
ENE Enron Corp. 2,850 n/a 2,850
LSI LSI Logic Corp. 5,000 n/a 5,000
DH Dayton-Hudson Corp. 3,450 n/a 3,450
DT Deutsche Telekom 5,200 n/a 5,200
UNPH JDS Uniphase Corp. 1,300 n/a 1,300
NFB North Fork Bancorporation 10,000 n/a 10,000
CB Chubb Corp. 3,000 n/a 3,000
EBAY eBay Inc. 1,350 n/a 1,350
ED Consolidated Edison Inc. 4,500 n/a 4,500
CLTT Cluster Technology Corp. 25,000 n/a 25,000
SPNC Spectranetics Corp. 15,000 n/a 15,000
QCSC SourcingLink.net Inc. 10,000 n/a 10,000
US Treasury Note 6.375% 07/15/99 267,000 n/a 267,000
US Treasury Note 5.875% 02/15/04 266,000 n/a 266,000
US Treasury Note 6.750% 04/30/00 260,000 n/a 260,000
US Treasury Note 7.500% 10/31/99 225,000 n/a 225,000
US Treasury Note Ser C-99 8.000% 08/15/99 205,000 n/a 205,000
Bellsouth Tele. 6.25% 05/15/03 245,000 n/a 245,000
Comcast Corp. 10.625% 07/15/12 220,000 n/a 220,000
</TABLE>
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