<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09-30-1999
Check here if Amendment [ ]; Amendment Number:
--------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Birinyi Associates, Inc.
---------------------------------------------
Address: P.O.Box 711
---------------------------------------------
Westport, CT 06881
---------------------------------------------
---------------------------------------------
Form 13F File Number: 28-04573
--------
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Laszlo Birinyi, Jr.
---------------------------------------------
Title: President
---------------------------------------------
Phone: (203) 341-0833
---------------------------------------------
Signature, Place, and Date of Signing:
/s/ Laszlo Birinyi, Jr. Westport, CT 08-10-1999
------------------------ ----------------------------- --------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this
report and a portion are reported by other reporting
manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
------------------ ------------------------
[Repeat as necessary.]
<PAGE>
<TABLE>
<CAPTION>
Name of Reporting Manager: Birinyi Associates Inc.
- ------------------------------------------------------------------------------------------------------------------------
Ticker Name of Issuer Title of Class CUSIP Number Fair Market
Value
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
IBM International Business Machines Corp. Common Stock 459200101 65,116,717
- ------------------------------------------------------------------------------------------------------------------------
AOL America Online Inc. Common Stock 02364J104 60,281,520
- ------------------------------------------------------------------------------------------------------------------------
MSFT Microsoft Corp. Common Stock 594918104 49,267,268
- ------------------------------------------------------------------------------------------------------------------------
AXP American Express Company Common Stock 025816109 24,531,368
- ------------------------------------------------------------------------------------------------------------------------
DELL Dell Computer Corp. Common Stock 247025109 23,842,742
- ------------------------------------------------------------------------------------------------------------------------
GE General Electric Company Common Stock 369604103 18,947,236
- ------------------------------------------------------------------------------------------------------------------------
LU Lucent Technologies Inc. Common Stock 549463107 17,902,451
- ------------------------------------------------------------------------------------------------------------------------
INTC Intel Corp. Common Stock 458140100 17,039,559
- ------------------------------------------------------------------------------------------------------------------------
C Citigroup Inc. Common Stock 172967101 15,459,928
- ------------------------------------------------------------------------------------------------------------------------
CSCO Cisco Systems Inc. Common Stock 17275R102 13,047,307
- ------------------------------------------------------------------------------------------------------------------------
TXN Texas Instruments Inc. Common Stock 882508104 11,593,138
- ------------------------------------------------------------------------------------------------------------------------
BMY Bristol-Myers Squibb Co. Common Stock 110122108 11,026,260
- ------------------------------------------------------------------------------------------------------------------------
USW US West Inc. Common Stock 91273H101 8,750,534
- ------------------------------------------------------------------------------------------------------------------------
XON Exxon Corp. Common Stock 302290101 8,517,794
- ------------------------------------------------------------------------------------------------------------------------
BRK/A Berkshire Hathaway Inc. Common Stock 084670108 7,810,000
- ------------------------------------------------------------------------------------------------------------------------
MRK Merck & Co., Inc. Common Stock 589331107 7,769,917
- ------------------------------------------------------------------------------------------------------------------------
JPM J.P. Morgan & Company Common Stock 616880100 7,718,959
- ------------------------------------------------------------------------------------------------------------------------
SPY Standard and Poor's 500 Index (SPX) UNIT SER 1 78462F103 7,393,721
- ------------------------------------------------------------------------------------------------------------------------
CMB Chase Manhattan Corp. Common Stock 16161A108 7,380,720
- ------------------------------------------------------------------------------------------------------------------------
PG Procter & Gamble Co. Common Stock 742718109 6,540,656
- ------------------------------------------------------------------------------------------------------------------------
DOW Dow Chemical Company Common Stock 260543103 6,168,474
- ------------------------------------------------------------------------------------------------------------------------
NOK Nokia OYJ ADR 654902204 5,977,022
- ------------------------------------------------------------------------------------------------------------------------
MWD Morgan Stanley Dean Witter & Company Common Stock 617446448 5,975,563
- ------------------------------------------------------------------------------------------------------------------------
CHV Chevron Corporation Common Stock 166751107 5,830,875
- ------------------------------------------------------------------------------------------------------------------------
WMT Wal-Mart Stores Inc. Common Stock 931142103 5,369,806
- ------------------------------------------------------------------------------------------------------------------------
HWP Hewlett-Packard CO. Common Stock 428236103 5,249,152
- ------------------------------------------------------------------------------------------------------------------------
MCD McDonald's Corp. Common Stock 580135101 5,102,380
- ------------------------------------------------------------------------------------------------------------------------
MER Merrill Lynch & Co. Common Stock 590188108 4,965,156
- ------------------------------------------------------------------------------------------------------------------------
PFE Pfizer Inc. Common Stock 717081103 4,916,178
- ------------------------------------------------------------------------------------------------------------------------
EMC EMC Corp-Mass Common Stock 268648102 4,687,014
- ------------------------------------------------------------------------------------------------------------------------
UTX United Technologies Corp. Common Stock 913017109 4,654,845
- ------------------------------------------------------------------------------------------------------------------------
ARC Atlantic Richfield Co. Common Stock 048825103 3,961,272
- ------------------------------------------------------------------------------------------------------------------------
SLB Schlumberger Ltd. Common Stock 806857108 3,807,294
- ------------------------------------------------------------------------------------------------------------------------
WLA Warner-Lambert Co. Common Stock 934488107 3,804,881
- ------------------------------------------------------------------------------------------------------------------------
JNJ Johnson & Johnson Common Stock 478160104 3,720,846
- ------------------------------------------------------------------------------------------------------------------------
CCU Clear Channel Communications Common Stock 184502102 3,494,531
- ------------------------------------------------------------------------------------------------------------------------
SUNW Sun Microsystems Inc. Common Stock 866810104 3,461,460
- ------------------------------------------------------------------------------------------------------------------------
FNM Fannie Mae Common Stock 313586109 3,438,409
- ------------------------------------------------------------------------------------------------------------------------
SCH Schwab (Charles) Corp. Common Stock 808513105 3,369,559
- ------------------------------------------------------------------------------------------------------------------------
F Ford Motor Company Common Stock 345370100 3,342,488
- ------------------------------------------------------------------------------------------------------------------------
TWX Time Warner Inc. Common Stock 887315109 3,210,638
- ------------------------------------------------------------------------------------------------------------------------
BLS Bellsouth Corporation Common Stock 079860102 3,055,500
- ------------------------------------------------------------------------------------------------------------------------
BEL Bell Atlantic Corp. Common Stock 077853109 2,854,050
- ------------------------------------------------------------------------------------------------------------------------
MOB Mobil Corp. Common Stock 607059102 2,690,025
- ------------------------------------------------------------------------------------------------------------------------
SBC SBC Communications Inc. Common Stock 78387G103 2,575,899
- ------------------------------------------------------------------------------------------------------------------------
AHP American Home Products Corp. Common Stock 026609107 2,505,770
- ------------------------------------------------------------------------------------------------------------------------
WCOM MCI Worldcom Inc. Common Stock 55268B106 2,474,513
- ------------------------------------------------------------------------------------------------------------------------
TXU Texas Utilities Co. Common Stock 882848104 2,388,000
- ------------------------------------------------------------------------------------------------------------------------
GD General Dynamics Corp. Common Stock 369550108 2,285,213
- ------------------------------------------------------------------------------------------------------------------------
UAL UAL Corp. Common Stock 902549500 2,148,781
- ------------------------------------------------------------------------------------------------------------------------
CAT Caterpillar Inc. Common Stock 149123101 2,137,688
- ------------------------------------------------------------------------------------------------------------------------
IP International Paper Co. Common Stock 460146103 2,018,625
- ------------------------------------------------------------------------------------------------------------------------
TDS Telephone & Data Systems Inc. Common Stock 879433100 1,998,281
- ------------------------------------------------------------------------------------------------------------------------
GS Goldman Sachs Group Inc. Common Stock 38141G104 1,891,000
- ------------------------------------------------------------------------------------------------------------------------
AMGN Amgen Inc. Common Stock 031162100 1,874,500
- ------------------------------------------------------------------------------------------------------------------------
HD Home Depot Inc. Common Stock 437076102 1,725,919
- ------------------------------------------------------------------------------------------------------------------------
AIG American International Group Common Stock 026874107 1,635,294
- ------------------------------------------------------------------------------------------------------------------------
XRX Xerox Corp. Common Stock 984121103 1,577,664
- ------------------------------------------------------------------------------------------------------------------------
<CAPTION>
------------------------------------
(SEC USE ONLY)
- ----------------------------------------------------------------------------------------------------------------
Investment Discretion Voting Authority (Shares)
--------------------------------------- ------------------------------------
Ticker Shares or (a) Sole (b) Shared As (c) Shared Managers (a) Sole (b) Shared (c) None
Principal Defined in - Other See Instr. V
Amount Part V.
- ----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
IBM 536,492 536,492 n/a 536,492
- ----------------------------------------------------------------------------------------------------------------
AOL 579,630 579,630 n/a 579,630
- ----------------------------------------------------------------------------------------------------------------
MSFT 544,014 544,014 n/a 544,014
- ----------------------------------------------------------------------------------------------------------------
AXP 182,220 182,220 n/a 182,220
- ----------------------------------------------------------------------------------------------------------------
DELL 570,230 570,230 n/a 570,230
- ----------------------------------------------------------------------------------------------------------------
GE 159,808 159,808 n/a 159,808
- ----------------------------------------------------------------------------------------------------------------
LU 275,953 275,953 n/a 275,953
- ----------------------------------------------------------------------------------------------------------------
INTC 229,296 229,296 n/a 229,296
- ----------------------------------------------------------------------------------------------------------------
C 351,362 351,362 n/a 351,362
- ----------------------------------------------------------------------------------------------------------------
CSCO 190,298 190,298 n/a 190,298
- ----------------------------------------------------------------------------------------------------------------
TXN 140,950 140,950 n/a 140,950
- ----------------------------------------------------------------------------------------------------------------
BMY 163,352 163,352 n/a 163,352
- ----------------------------------------------------------------------------------------------------------------
USW 153,350 153,350 n/a 153,350
- ----------------------------------------------------------------------------------------------------------------
XON 114,580 114,580 n/a 114,580
- ----------------------------------------------------------------------------------------------------------------
BRK/A 142 142 n/a 142
- ----------------------------------------------------------------------------------------------------------------
MRK 119,883 119,883 n/a 119,883
- ----------------------------------------------------------------------------------------------------------------
JPM 67,562 67,562 n/a 67,562
- ----------------------------------------------------------------------------------------------------------------
SPY 57,550 57,550 n/a 57,550
- ----------------------------------------------------------------------------------------------------------------
CMB 97,920 97,920 n/a 97,920
- ----------------------------------------------------------------------------------------------------------------
PG 69,767 69,767 n/a 69,767
- ----------------------------------------------------------------------------------------------------------------
DOW 54,288 54,288 n/a 54,288
- ----------------------------------------------------------------------------------------------------------------
NOK 66,550 66,550 n/a 66,550
- ----------------------------------------------------------------------------------------------------------------
MWD 67,000 67,000 n/a 67,000
- ----------------------------------------------------------------------------------------------------------------
CHV 65,700 65,700 n/a 65,700
- ----------------------------------------------------------------------------------------------------------------
WMT 112,900 112,900 n/a 112,900
- ----------------------------------------------------------------------------------------------------------------
HWP 57,056 57,056 n/a 57,056
- ----------------------------------------------------------------------------------------------------------------
MCD 118,660 118,660 n/a 118,660
- ----------------------------------------------------------------------------------------------------------------
MER 73,900 73,900 n/a 73,900
- ----------------------------------------------------------------------------------------------------------------
PFE 136,798 136,798 n/a 136,798
- ----------------------------------------------------------------------------------------------------------------
EMC 65,610 65,610 n/a 65,610
- ----------------------------------------------------------------------------------------------------------------
UTX 78,480 78,480 n/a 78,480
- ----------------------------------------------------------------------------------------------------------------
ARC 44,697 44,697 n/a 44,697
- ----------------------------------------------------------------------------------------------------------------
SLB 61,100 61,100 n/a 61,100
- ----------------------------------------------------------------------------------------------------------------
WLA 57,324 57,324 n/a 57,324
- ----------------------------------------------------------------------------------------------------------------
JNJ 40,499 40,499 n/a 40,499
- ----------------------------------------------------------------------------------------------------------------
CCU 43,750 43,750 n/a 43,750
- ----------------------------------------------------------------------------------------------------------------
SUNW 37,220 37,220 n/a 37,220
- ----------------------------------------------------------------------------------------------------------------
FNM 54,850 54,850 n/a 54,850
- ----------------------------------------------------------------------------------------------------------------
SCH 100,024 100,024 n/a 100,024
- ----------------------------------------------------------------------------------------------------------------
F 66,600 66,600 n/a 66,600
- ----------------------------------------------------------------------------------------------------------------
TWX 52,850 52,850 n/a 52,850
- ----------------------------------------------------------------------------------------------------------------
BLS 67,900 67,900 n/a 67,900
- ----------------------------------------------------------------------------------------------------------------
BEL 42,400 42,400 n/a 42,400
- ----------------------------------------------------------------------------------------------------------------
MOB 26,700 26,700 n/a 26,700
- ----------------------------------------------------------------------------------------------------------------
SBC 50,446 50,446 n/a 50,446
- ----------------------------------------------------------------------------------------------------------------
AHP 60,380 60,380 n/a 60,380
- ----------------------------------------------------------------------------------------------------------------
WCOM 34,428 34,428 n/a 34,428
- ----------------------------------------------------------------------------------------------------------------
TXU 64,000 64,000 n/a 64,000
- ----------------------------------------------------------------------------------------------------------------
GD 36,600 36,600 n/a 36,600
- ----------------------------------------------------------------------------------------------------------------
UAL 32,900 32,900 n/a 32,900
- ----------------------------------------------------------------------------------------------------------------
CAT 39,000 39,000 n/a 39,000
- ----------------------------------------------------------------------------------------------------------------
IP 42,000 42,000 n/a 42,000
- ----------------------------------------------------------------------------------------------------------------
TDS 22,500 22,500 n/a 22,500
- ----------------------------------------------------------------------------------------------------------------
GS 31,000 31,000 n/a 31,000
- ----------------------------------------------------------------------------------------------------------------
AMGN 23,000 23,000 n/a 23,000
- ----------------------------------------------------------------------------------------------------------------
HD 25,150 25,150 n/a 25,150
- ----------------------------------------------------------------------------------------------------------------
AIG 18,810 18,810 n/a 18,810
- ----------------------------------------------------------------------------------------------------------------
XRX 35,375 35,375 n/a 35,375
- ----------------------------------------------------------------------------------------------------------------
</TABLE>
2
<PAGE>
<TABLE>
<CAPTION>
Name of Reporting Manager: Birinyi Associates Inc.
- ------------------------------------------------------------------------------------------------------------------------
Ticker Name of Issuer Title of Class CUSIP Number Fair Market
Value
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
WY Weyerhaeuser Co. Common Stock 962166104 1,470,878
- ------------------------------------------------------------------------------------------------------------------------
BA Boeing Co. Common Stock 097023105 1,470,563
- ------------------------------------------------------------------------------------------------------------------------
CMGI CMGI Inc. Common Stock 125750109 1,445,250
- ------------------------------------------------------------------------------------------------------------------------
LLY Eli Lilly & Co. Common Stock 532457108 1,430,592
- ------------------------------------------------------------------------------------------------------------------------
AMZN Amazon.Com Inc. Common Stock 023135106 1,420,394
- ------------------------------------------------------------------------------------------------------------------------
MOT Motorola Inc. Common Stock 620076109 1,412,400
- ------------------------------------------------------------------------------------------------------------------------
WFC Wells Fargo Company Common Stock 949746101 1,386,875
- ------------------------------------------------------------------------------------------------------------------------
ABT Abbott Laboratories Common Stock 002824100 1,304,993
- ------------------------------------------------------------------------------------------------------------------------
GLX Glaxo Wellcome Plc ADR 37733W105 1,273,480
- ------------------------------------------------------------------------------------------------------------------------
UPC Union Planters Corp. Common Stock 908068109 1,263,250
- ------------------------------------------------------------------------------------------------------------------------
YHOO Yahoo Inc. Common Stock 984332106 1,200,973
- ------------------------------------------------------------------------------------------------------------------------
GTE GTE Corporation Common Stock 362320103 1,130,063
- ------------------------------------------------------------------------------------------------------------------------
BAC Bank of America Corp. Common Stock 060505104 1,127,783
- ------------------------------------------------------------------------------------------------------------------------
SGP Schering-Plough Corporation Common Stock 806605101 1,123,344
- ------------------------------------------------------------------------------------------------------------------------
KO Coca-Cola Co. Common Stock 191216100 826,675
- ------------------------------------------------------------------------------------------------------------------------
VOD Vodafone AirTouch Plc ADR 92857T107 824,042
- ------------------------------------------------------------------------------------------------------------------------
CPQ Compaq Computer Corp. Common Stock 204493100 814,281
- ------------------------------------------------------------------------------------------------------------------------
AMAT Applied Materials Inc. Common Stock 038222105 809,900
- ------------------------------------------------------------------------------------------------------------------------
TYC Tyco International Ltd. Common Stock 902124106 775,717
- ------------------------------------------------------------------------------------------------------------------------
GDT Guidant Corp. Common Stock 401698105 753,431
- ------------------------------------------------------------------------------------------------------------------------
AA Alcoa Inc. Common Stock 013817101 744,750
- ------------------------------------------------------------------------------------------------------------------------
GM General Motors Corp. Common Stock 370442105 726,928
- ------------------------------------------------------------------------------------------------------------------------
PEB PE Corp.-PE Biosystems Group Common Stock 69332S102 722,500
- ------------------------------------------------------------------------------------------------------------------------
TLAB Tellabs Inc. Common Stock 879664100 683,250
- ------------------------------------------------------------------------------------------------------------------------
RHAT Red Hat Inc. Common Stock 756577102 672,000
- ------------------------------------------------------------------------------------------------------------------------
ALTR Altera Corp. Common Stock 021441100 667,975
- ------------------------------------------------------------------------------------------------------------------------
COF Capital One Financial Corp. Common Stock 14040H105 643,500
- ------------------------------------------------------------------------------------------------------------------------
VIA Viacom Inc. Common Stock 925524100 614,150
- ------------------------------------------------------------------------------------------------------------------------
MDT Medtronic Inc. Common Stock 585055106 603,500
- ------------------------------------------------------------------------------------------------------------------------
BUD Anheuser-Busch Companies Inc. Common Stock 035229103 595,531
- ------------------------------------------------------------------------------------------------------------------------
EBAY eBay Inc. Common Stock 278642103 592,463
- ------------------------------------------------------------------------------------------------------------------------
DE Deere & Co. Common Stock 244199105 576,444
- ------------------------------------------------------------------------------------------------------------------------
MEL Mellon Financial Corp. Common Stock 58551A108 553,500
- ------------------------------------------------------------------------------------------------------------------------
ORCL Oracle Corporation Common Stock 68389X105 529,165
- ------------------------------------------------------------------------------------------------------------------------
SNE Sony Corporation ADR 835699307 525,219
- ------------------------------------------------------------------------------------------------------------------------
CL Colgate-Palmolive Company Common Stock 194162103 521,550
- ------------------------------------------------------------------------------------------------------------------------
FRE Freddie Mac Common Stock 313400301 520,000
- ------------------------------------------------------------------------------------------------------------------------
BBY Best Buy Co. Inc. Common Stock 086516101 496,500
- ------------------------------------------------------------------------------------------------------------------------
T AT&T Corp. Common Stock 001957109 476,847
- ------------------------------------------------------------------------------------------------------------------------
ONE Bank One Corp. Common Stock 06423A103 471,257
- ------------------------------------------------------------------------------------------------------------------------
MMM Minnesota Mining & MFG Co. Common Stock 604059105 459,179
- ------------------------------------------------------------------------------------------------------------------------
MO Philip Morris Companies Inc. Common Stock 718154107 451,275
- ------------------------------------------------------------------------------------------------------------------------
AAPL Apple Computer Inc. Common Stock 037833100 449,709
- ------------------------------------------------------------------------------------------------------------------------
BDX Becton Dickinson & Co. Common Stock 075887109 449,000
- ------------------------------------------------------------------------------------------------------------------------
GPS Gap Inc. Common Stock 364760108 433,440
- ------------------------------------------------------------------------------------------------------------------------
CBS CBS Corp. Common Stock 12490K107 430,726
- ------------------------------------------------------------------------------------------------------------------------
EDS Electronic Data Systems Common Stock 285661104 423,500
- ------------------------------------------------------------------------------------------------------------------------
JDSU JDS Uniphase Corp. Common Stock 46612J101 409,725
- ------------------------------------------------------------------------------------------------------------------------
IMAT Imatron Inc. Common Stock 452906100 395,322
- ------------------------------------------------------------------------------------------------------------------------
OAT Quaker Oats Co. Common Stock 747402105 377,438
- ------------------------------------------------------------------------------------------------------------------------
NDE IndyMac Mortgage Holdings Inc. Common Stock 456607100 375,000
- ------------------------------------------------------------------------------------------------------------------------
STT State Street Corp. Common Stock 857477103 368,363
- ------------------------------------------------------------------------------------------------------------------------
BRK/B Berkshire Hathaway Inc. Common Stock 084670207 332,224
- ------------------------------------------------------------------------------------------------------------------------
SPGPRB Simon Property Group Inc. PFD CV B 6.50% 828806406 321,765
- ------------------------------------------------------------------------------------------------------------------------
DAL Delta Air Lines Inc. Common Stock 247361108 315,250
- ------------------------------------------------------------------------------------------------------------------------
INKT Inktomi Corp. Common Stock 457277101 312,081
- ------------------------------------------------------------------------------------------------------------------------
HDI Harley-Davidson Inc. Common Stock 412822108 310,388
- ------------------------------------------------------------------------------------------------------------------------
CKFR Checkfree Holdings Corp. Common Stock 162816102 308,438
- ------------------------------------------------------------------------------------------------------------------------
<CAPTION>
------------------------------------
(SEC USE ONLY)
- ----------------------------------------------------------------------------------------------------------------
Investment Discretion Voting Authority (Shares)
--------------------------------------- ------------------------------------
Ticker Shares or (a) Sole (b) Shared As (c) Shared Managers (a) Sole (b) Shared (c) None
Principal Defined in - Other See Instr. V
Amount Part V.
- ----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
- -----------------------------------------------------------------------------------------------------------
WY 25,525 25,525 n/a 25,525
- -----------------------------------------------------------------------------------------------------------
BA 34,500 34,500 n/a 34,500
- -----------------------------------------------------------------------------------------------------------
CMGI 14,100 14,100 n/a 14,100
- -----------------------------------------------------------------------------------------------------------
LLY 22,353 22,353 n/a 22,353
- -----------------------------------------------------------------------------------------------------------
AMZN 17,800 17,800 n/a 17,800
- -----------------------------------------------------------------------------------------------------------
MOT 16,050 16,050 n/a 16,050
- -----------------------------------------------------------------------------------------------------------
WFC 35,000 35,000 n/a 35,000
- -----------------------------------------------------------------------------------------------------------
ABT 35,510 35,510 n/a 35,510
- -----------------------------------------------------------------------------------------------------------
GLX 24,490 24,490 n/a 24,490
- -----------------------------------------------------------------------------------------------------------
UPC 31,000 31,000 n/a 31,000
- -----------------------------------------------------------------------------------------------------------
YHOO 6,686 6,686 n/a 6,686
- -----------------------------------------------------------------------------------------------------------
GTE 14,700 14,700 n/a 14,700
- -----------------------------------------------------------------------------------------------------------
BAC 20,252 20,252 n/a 20,252
- -----------------------------------------------------------------------------------------------------------
SGP 25,750 25,750 n/a 25,750
- -----------------------------------------------------------------------------------------------------------
KO 17,200 17,200 n/a 17,200
- -----------------------------------------------------------------------------------------------------------
VOD 3,466 3,466 n/a 3,466
- -----------------------------------------------------------------------------------------------------------
CPQ 35,500 35,500 n/a 35,500
- -----------------------------------------------------------------------------------------------------------
AMAT 10,400 10,400 n/a 10,400
- -----------------------------------------------------------------------------------------------------------
TYC 7,513 7,513 n/a 7,513
- -----------------------------------------------------------------------------------------------------------
GDT 14,050 14,050 n/a 14,050
- -----------------------------------------------------------------------------------------------------------
AA 12,000 12,000 n/a 12,000
- -----------------------------------------------------------------------------------------------------------
GM 11,550 11,550 n/a 11,550
- -----------------------------------------------------------------------------------------------------------
PEB 10,000 10,000 n/a 10,000
- -----------------------------------------------------------------------------------------------------------
TLAB 12,000 12,000 n/a 12,000
- -----------------------------------------------------------------------------------------------------------
RHAT 7,000 7,000 n/a 7,000
- -----------------------------------------------------------------------------------------------------------
ALTR 15,400 15,400 n/a 15,400
- -----------------------------------------------------------------------------------------------------------
COF 16,500 16,500 n/a 16,500
- -----------------------------------------------------------------------------------------------------------
VIA 14,200 14,200 n/a 14,200
- -----------------------------------------------------------------------------------------------------------
MDT 17,000 17,000 n/a 17,000
- -----------------------------------------------------------------------------------------------------------
BUD 8,500 8,500 n/a 8,500
- -----------------------------------------------------------------------------------------------------------
EBAY 4,200 4,200 n/a 4,200
- -----------------------------------------------------------------------------------------------------------
DE 14,900 14,900 n/a 14,900
- -----------------------------------------------------------------------------------------------------------
MEL 16,400 16,400 n/a 16,400
- -----------------------------------------------------------------------------------------------------------
ORCL 11,630 11,630 n/a 11,630
- -----------------------------------------------------------------------------------------------------------
SNE 3,500 3,500 n/a 3,500
- -----------------------------------------------------------------------------------------------------------
CL 11,400 11,400 n/a 11,400
- -----------------------------------------------------------------------------------------------------------
FRE 10,000 10,000 n/a 10,000
- -----------------------------------------------------------------------------------------------------------
BBY 8,000 8,000 n/a 8,000
- -----------------------------------------------------------------------------------------------------------
T 10,962 10,962 n/a 10,962
- -----------------------------------------------------------------------------------------------------------
ONE 13,537 13,537 n/a 13,537
- -----------------------------------------------------------------------------------------------------------
MMM 4,780 4,780 n/a 4,780
- -----------------------------------------------------------------------------------------------------------
MO 13,200 13,200 n/a 13,200
- -----------------------------------------------------------------------------------------------------------
AAPL 7,103 7,103 n/a 7,103
- -----------------------------------------------------------------------------------------------------------
BDX 16,000 16,000 n/a 16,000
- -----------------------------------------------------------------------------------------------------------
GPS 13,545 13,545 n/a 13,545
- -----------------------------------------------------------------------------------------------------------
CBS 9,313 9,313 n/a 9,313
- -----------------------------------------------------------------------------------------------------------
EDS 8,000 8,000 n/a 8,000
- -----------------------------------------------------------------------------------------------------------
JDSU 3,600 3,600 n/a 3,600
- -----------------------------------------------------------------------------------------------------------
IMAT 324,300 324,300 n/a 324,300
- -----------------------------------------------------------------------------------------------------------
OAT 6,100 6,100 n/a 6,100
- -----------------------------------------------------------------------------------------------------------
NDE 25,000 25,000 n/a 25,000
- -----------------------------------------------------------------------------------------------------------
STT 5,700 5,700 n/a 5,700
- -----------------------------------------------------------------------------------------------------------
BRK/B 179 179 n/a 179
- -----------------------------------------------------------------------------------------------------------
SPGPRB 4,560 4,560 n/a 4,560
- -----------------------------------------------------------------------------------------------------------
DAL 6,500 6,500 n/a 6,500
- -----------------------------------------------------------------------------------------------------------
INKT 2,600 2,600 n/a 2,600
- -----------------------------------------------------------------------------------------------------------
HDI 6,200 6,200 n/a 6,200
- -----------------------------------------------------------------------------------------------------------
CKFR 7,500 7,500 n/a 7,500
- -----------------------------------------------------------------------------------------------------------
</TABLE>
3
<PAGE>
<TABLE>
<CAPTION>
Name of Reporting Manager: Birinyi Associates Inc.
- ------------------------------------------------------------------------------------------------------------------------
Ticker Name of Issuer Title of Class CUSIP Number Fair Market
Value
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
- ------------------------------------------------------------------------------------------------------------------------
PD Phelps Dodge Corp. Common Stock 717265102 302,844
- ------------------------------------------------------------------------------------------------------------------------
KSS Kohls Corp. Common Stock 500255104 300,869
- ------------------------------------------------------------------------------------------------------------------------
FTU First Union Corp. Common Stock 337358105 300,717
- ------------------------------------------------------------------------------------------------------------------------
TIF Tiffany & Co. Common Stock 886547108 287,700
- ------------------------------------------------------------------------------------------------------------------------
HAL Halliburton Co. Common Stock 406216101 287,000
- ------------------------------------------------------------------------------------------------------------------------
UK Union Carbide Corp. Common Stock 905581104 284,063
- ------------------------------------------------------------------------------------------------------------------------
GP Georgia-Pacific (Georgia-Pacific Group) Common Stock 373298108 283,500
- ------------------------------------------------------------------------------------------------------------------------
UIS Unisys Corporation Common Stock 909214108 270,750
- ------------------------------------------------------------------------------------------------------------------------
LMG/A AT&T - Liberty Media Group Common Stock 001957208 259,875
- ------------------------------------------------------------------------------------------------------------------------
LSI LSI Logic Corp. Common Stock 502161102 257,500
- ------------------------------------------------------------------------------------------------------------------------
OMC Omnicom Group Common Stock 681919106 249,441
- ------------------------------------------------------------------------------------------------------------------------
MDY Standard and Poor's Midcap 400 Index Misc. 595635103 249,178
- ------------------------------------------------------------------------------------------------------------------------
TER Teradyne Inc. Common Stock 880770102 246,750
- ------------------------------------------------------------------------------------------------------------------------
PVN Providian Financial Corp. Common Stock 74406A102 237,563
- ------------------------------------------------------------------------------------------------------------------------
NGH Nabisco Group Holdings Corp. Common Stock 62952P102 236,250
- ------------------------------------------------------------------------------------------------------------------------
EK Eastman Kodak Co. Common Stock 277461109 235,742
- ------------------------------------------------------------------------------------------------------------------------
ENE Enron Corp. Common Stock 293561106 235,125
- ------------------------------------------------------------------------------------------------------------------------
CCL Carnival Corp. Common Stock 143658102 229,463
- ------------------------------------------------------------------------------------------------------------------------
G Gillette Company Common Stock 375766102 227,381
- ------------------------------------------------------------------------------------------------------------------------
SPG Simon Property Group Inc. REIT 828806109 224,375
- ------------------------------------------------------------------------------------------------------------------------
DT Deutsche Telekom ADR 251566105 217,425
- ------------------------------------------------------------------------------------------------------------------------
CVC Cablevision Systems Corp. Common Stock 12686C109 207,338
- ------------------------------------------------------------------------------------------------------------------------
DH Dayton-Hudson Corp. Common Stock 239753106 207,216
- ------------------------------------------------------------------------------------------------------------------------
LEH Lehman Brothers Holdings Inc. Common Stock 524908100 200,945
- ------------------------------------------------------------------------------------------------------------------------
CLTTE Cluster Technology Corp. Common Stock 189497209 7,025
- ------------------------------------------------------------------------------------------------------------------------
SPNC Spectranetics Corp. Common Stock 84760C107 60,000
- ------------------------------------------------------------------------------------------------------------------------
TRDX Tridex Corp. Common Stock 895906105 23,000
- ------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------
US Treasury Bill 0.000% 11/18/99 Bill 912795CV1 587,377
- ------------------------------------------------------------------------------------------------------------------------
US Treasury Note 5.875% 02/15/04 Note 912827N81060 267,080
- ------------------------------------------------------------------------------------------------------------------------
Comcast Corp. 10.625% 07/15/12 Bond 200300AN1 266,200
- ------------------------------------------------------------------------------------------------------------------------
US Treasury Note 6.750% 04/30/00 Note 912827T69060 262,194
- ------------------------------------------------------------------------------------------------------------------------
Bellsouth Tele. 6.25% 05/15/03 Note 079867AE7020 244,081
- ------------------------------------------------------------------------------------------------------------------------
US Treasury Note 7.500% 10/31/99 Note 912827R61060 225,493
- ------------------------------------------------------------------------------------------------------------------------
US Treasury Note 6.000% 08/15/04 Note 9128275MO 201,938
- ------------------------------------------------------------------------------------------------------------------------
<CAPTION>
------------------------------------
(SEC USE ONLY)
- ----------------------------------------------------------------------------------------------------------------
Investment Discretion Voting Authority (Shares)
--------------------------------------- ------------------------------------
Ticker Shares or (a) Sole (b) Shared As (c) Shared Managers (a) Sole (b) Shared (c) None
Principal Defined in - Other See Instr. V
Amount Part V.
- ----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
- ------------------------------------------------------------------------------------------------------------
PD 5,500 5,500 n/a 5,500
- ------------------------------------------------------------------------------------------------------------
KSS 4,550 4,550 n/a 4,550
- ------------------------------------------------------------------------------------------------------------
FTU 8,456 8,456 n/a 8,456
- ------------------------------------------------------------------------------------------------------------
TIF 4,800 4,800 n/a 4,800
- ------------------------------------------------------------------------------------------------------------
HAL 7,000 7,000 n/a 7,000
- ------------------------------------------------------------------------------------------------------------
UK 5,000 5,000 n/a 5,000
- ------------------------------------------------------------------------------------------------------------
GP 7,000 7,000 n/a 7,000
- ------------------------------------------------------------------------------------------------------------
UIS 6,000 6,000 n/a 6,000
- ------------------------------------------------------------------------------------------------------------
LMG/A 7,000 7,000 n/a 7,000
- ------------------------------------------------------------------------------------------------------------
LSI 5,000 5,000 n/a 5,000
- ------------------------------------------------------------------------------------------------------------
OMC 3,150 3,150 n/a 3,150
- ------------------------------------------------------------------------------------------------------------
MDY 3,485 3,485 n/a 3,485
- ------------------------------------------------------------------------------------------------------------
TER 7,000 7,000 n/a 7,000
- ------------------------------------------------------------------------------------------------------------
PVN 3,000 3,000 n/a 3,000
- ------------------------------------------------------------------------------------------------------------
NGH 15,750 15,750 n/a 15,750
- ------------------------------------------------------------------------------------------------------------
EK 3,125 3,125 n/a 3,125
- ------------------------------------------------------------------------------------------------------------
ENE 5,700 5,700 n/a 5,700
- ------------------------------------------------------------------------------------------------------------
CCL 5,275 5,275 n/a 5,275
- ------------------------------------------------------------------------------------------------------------
G 6,700 6,700 n/a 6,700
- ------------------------------------------------------------------------------------------------------------
SPG 10,000 10,000 n/a 10,000
- ------------------------------------------------------------------------------------------------------------
DT 5,200 5,200 n/a 5,200
- ------------------------------------------------------------------------------------------------------------
CVC 2,850 2,850 n/a 2,850
- ------------------------------------------------------------------------------------------------------------
DH 3,450 3,450 n/a 3,450
- ------------------------------------------------------------------------------------------------------------
LEH 3,446 3,446 n/a 3,446
- ------------------------------------------------------------------------------------------------------------
CLTTE 25,000 25,000 n/a 25,000
- ------------------------------------------------------------------------------------------------------------
SPNC 15,000 15,000 n/a 15,000
- ------------------------------------------------------------------------------------------------------------
TRDX 11,500 11,500 n/a 11,500
- ------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------
591,000 591,000 n/a 591,000
- ------------------------------------------------------------------------------------------------------------
266,000 266,000 n/a 266,000
- ------------------------------------------------------------------------------------------------------------
220,000 220,000 n/a 220,000
- ------------------------------------------------------------------------------------------------------------
260,000 260,000 n/a 260,000
- ------------------------------------------------------------------------------------------------------------
245,000 245,000 n/a 245,000
- ------------------------------------------------------------------------------------------------------------
225,000 225,000 n/a 225,000
- ------------------------------------------------------------------------------------------------------------
200,000 200,000 n/a 200,000
- ------------------------------------------------------------------------------------------------------------
</TABLE>
4
