<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 3/31/99
--------------
Check here if Amendment [ ]; Amendment Number:
--------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Birinyi Associates, Inc.
---------------------------------------------
Address: P.O. Box 711
---------------------------------------------
Westport, CT 06881
---------------------------------------------
---------------------------------------------
Form 13F File Number: 28-
-----------------
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Laszlo Birinyi, Jr.
---------------------------------------------
Title: President
---------------------------------------------
Phone: 203-341-0833
---------------------------------------------
Signature, Place, and Date of Signing:
/s/ Laszlo Birinyi, Jr. Westport, CT 5/14/99
------------------------ ----------------------------- --------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this
report and a portion are reported by other reporting
manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
------------------ ------------------------
[Repeat as necessary.]
<PAGE>
<TABLE>
<CAPTION>
Page 1 of 3 Name of Reporting Manager: Birinyi Associates Inc.
- -------------------------------------------------------------------------------------------------------------------------
Shares or
Principal
Ticker Name of Issuer Tittle of Class CUSIP Number Fair Market Value Amount
- -------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
AOL America Online Inc. Common 02364J104 75,762,320 518,920
- -------------------------------------------------------------------------------------------------------------------------
MSFT Microsoft Corp. Common 594918104 37,812,788 421,900
- -------------------------------------------------------------------------------------------------------------------------
IBM International Business Machines Corp. Common 459200101 37,434,491 211,196
- -------------------------------------------------------------------------------------------------------------------------
DELL Dell Computer Corp. Common 247025109 22,362,794 547,102
- -------------------------------------------------------------------------------------------------------------------------
C Citigroup Inc. Common 172967101 12,316,697 192,825
- -------------------------------------------------------------------------------------------------------------------------
INTC Intel Corp. Common 458140100 11,586,023 97,294
- -------------------------------------------------------------------------------------------------------------------------
AXP American Express Company Common 025816109 11,464,475 97,570
- -------------------------------------------------------------------------------------------------------------------------
LU Lucent Technologies Inc. Common 549463107 11,014,205 102,220
- -------------------------------------------------------------------------------------------------------------------------
MRK Merck & Co., Inc. Common 589331107 9,865,468 123,030
- -------------------------------------------------------------------------------------------------------------------------
PFE Pfizer Inc. Common 717081103 9,731,925 70,140
- -------------------------------------------------------------------------------------------------------------------------
BMY Bristol-Myers Squibb Co. Common 110122108 9,448,149 146,910
- -------------------------------------------------------------------------------------------------------------------------
GE General Electric Company Common 369604103 9,243,604 83,558
- -------------------------------------------------------------------------------------------------------------------------
AHP American Home Products Corp. Common 026609107 6,068,250 93,000
- -------------------------------------------------------------------------------------------------------------------------
MCD McDonald's Corp. Common 580135101 5,367,719 118,460
- -------------------------------------------------------------------------------------------------------------------------
PG Procter & Gamble Co. Common 742718109 4,768,087 48,685
- -------------------------------------------------------------------------------------------------------------------------
BRK/A Berkshire Hathaway - CL A Common 084670108 4,212,600 59
- -------------------------------------------------------------------------------------------------------------------------
F Ford Motor Company Common 345370100 4,205,175 74,100
- -------------------------------------------------------------------------------------------------------------------------
CSCO Cisco Systems Inc. Common 17275R102 4,155,158 37,925
- -------------------------------------------------------------------------------------------------------------------------
USW US West Inc. Common 91273H101 4,113,238 162,550
- -------------------------------------------------------------------------------------------------------------------------
MER Merrill Lynch & Co. Common 590188108 4,094,656 46,300
- -------------------------------------------------------------------------------------------------------------------------
BT Bankers Trust Corp. Common 066365107 3,721,944 42,175
- -------------------------------------------------------------------------------------------------------------------------
MWD Morgan Stanley Dean Witter & Company Common 617446448 3,622,734 36,250
- -------------------------------------------------------------------------------------------------------------------------
KO Coca-Cola Co. Common 191216100 3,212,920 52,349
- -------------------------------------------------------------------------------------------------------------------------
CMB Chase Manhattan Corp. Common 16161A108 3,193,142 39,270
- -------------------------------------------------------------------------------------------------------------------------
ARC Atlantic Richfield Co. Common 048825103 3,018,550 41,350
- -------------------------------------------------------------------------------------------------------------------------
BLS Bellsouth Corporation Common 079860102 2,455,831 61,300
- -------------------------------------------------------------------------------------------------------------------------
CCU Clear Channel Communications Common 184502102 2,434,369 36,300
- -------------------------------------------------------------------------------------------------------------------------
CHV Chevron Corporation Common 166751107 2,423,188 27,400
- -------------------------------------------------------------------------------------------------------------------------
XRX Xerox Corp. Common 984121103 2,338,094 93,050
- -------------------------------------------------------------------------------------------------------------------------
CPQ Compaq Computer Corp. Common 204493100 2,303,523 72,695
- -------------------------------------------------------------------------------------------------------------------------
LLY Eli Lilly & Co. Common 532457108 2,210,994 26,050
- -------------------------------------------------------------------------------------------------------------------------
NOKA Nokia - ADR Common 654902204 2,102,625 13,500
- -------------------------------------------------------------------------------------------------------------------------
ABT Abbott Laboratories Common 002824100 1,985,225 42,408
- -------------------------------------------------------------------------------------------------------------------------
FNM Fannie MAE Common 313586109 1,973,971 28,505
- -------------------------------------------------------------------------------------------------------------------------
MOB Mobil Corp. Common 607059102 1,965,920 22,340
- -------------------------------------------------------------------------------------------------------------------------
DOW Dow Chemical Company Common 260543103 1,927,863 20,688
- -------------------------------------------------------------------------------------------------------------------------
TXN Texas Instruments Inc. Common 882508104 1,917,138 48,800
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
Name of Reporting Manager: Birinyi Associates Inc.
- --------------------------------------------------------------------------------------------------------------------------
Investment Discretion
- --------------------------------------------------------------------------------------------------------------------------
(b) Shared As (c) Shared -
Ticker Name of Issuer Tittle of Class (a) Sole Defined in Part V. Other
- --------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
AOL America Online Inc. Common 518,920
- --------------------------------------------------------------------------------------------------------------------------
MSFT Microsoft Corp. Common 421,900
- --------------------------------------------------------------------------------------------------------------------------
IBM International Business Machines Corp. Common 211,196
- --------------------------------------------------------------------------------------------------------------------------
DELL Dell Computer Corp. Common 547,102
- --------------------------------------------------------------------------------------------------------------------------
C Citigroup Inc. Common 192,825
- --------------------------------------------------------------------------------------------------------------------------
INTC Intel Corp. Common 97,294
- --------------------------------------------------------------------------------------------------------------------------
AXP American Express Company Common 97,570
- --------------------------------------------------------------------------------------------------------------------------
LU Lucent Technologies Inc. Common 102,220
- --------------------------------------------------------------------------------------------------------------------------
MRK Merck & Co., Inc. Common 123,030
- --------------------------------------------------------------------------------------------------------------------------
PFE Pfizer Inc. Common 70,140
- --------------------------------------------------------------------------------------------------------------------------
BMY Bristol-Myers Squibb Co. Common 146,910
- --------------------------------------------------------------------------------------------------------------------------
GE General Electric Company Common 83,558
- --------------------------------------------------------------------------------------------------------------------------
AHP American Home Products Corp. Common 93,000
- --------------------------------------------------------------------------------------------------------------------------
MCD McDonald's Corp. Common 118,460
- --------------------------------------------------------------------------------------------------------------------------
PG Procter & Gamble Co. Common 48,685
- --------------------------------------------------------------------------------------------------------------------------
BRK/A Berkshire Hathaway - CL A Common 59
- --------------------------------------------------------------------------------------------------------------------------
F Ford Motor Company Common 74,100
- --------------------------------------------------------------------------------------------------------------------------
CSCO Cisco Systems Inc. Common 37,925
- --------------------------------------------------------------------------------------------------------------------------
USW US West Inc. Common 162,550
- --------------------------------------------------------------------------------------------------------------------------
MER Merrill Lynch & Co. Common 46,300
- --------------------------------------------------------------------------------------------------------------------------
BT Bankers Trust Corp. Common 42,175
- --------------------------------------------------------------------------------------------------------------------------
MWD Morgan Stanley Dean Witter & Company Common 36,250
- --------------------------------------------------------------------------------------------------------------------------
KO Coca-Cola Co. Common 52,349
- --------------------------------------------------------------------------------------------------------------------------
CMB Chase Manhattan Corp. Common 39,270
- --------------------------------------------------------------------------------------------------------------------------
ARC Atlantic Richfield Co. Common 41,350
- --------------------------------------------------------------------------------------------------------------------------
BLS Bellsouth Corporation Common 61,300
- --------------------------------------------------------------------------------------------------------------------------
CCU Clear Channel Communications Common 36,300
- --------------------------------------------------------------------------------------------------------------------------
CHV Chevron Corporation Common 27,400
- --------------------------------------------------------------------------------------------------------------------------
XRX Xerox Corp. Common 93,050
- --------------------------------------------------------------------------------------------------------------------------
CPQ Compaq Computer Corp. Common 72,695
- --------------------------------------------------------------------------------------------------------------------------
LLY Eli Lilly & Co. Common 26,050
- --------------------------------------------------------------------------------------------------------------------------
NOKA Nokia - ADR Common 13,500
- --------------------------------------------------------------------------------------------------------------------------
ABT Abbott Laboratories Common 42,408
- --------------------------------------------------------------------------------------------------------------------------
FNM Fannie MAE Common 28,505
- --------------------------------------------------------------------------------------------------------------------------
MOB Mobil Corp. Common 22,340
- --------------------------------------------------------------------------------------------------------------------------
DOW Dow Chemical Company Common 20,688
- --------------------------------------------------------------------------------------------------------------------------
TXN Texas Instruments Inc. Common 48,800
- --------------------------------------------------------------------------------------------------------------------------
<CAPTION>
Name of Reporting Manager: Birinyi Associates Inc. (SEC USE ONLY)
- --------------------------------------------------------------------------------------------------------------------------
Voting Authority (Shares)
- --------------------------------------------------------------------------------------------------------------------------
Managers See
Ticker Name of Issuer Tittle of Class Instr. V (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
AOL America Online Inc. Common n/a 518,920
- --------------------------------------------------------------------------------------------------------------------------
MSFT Microsoft Corp. Common n/a 421,900
- --------------------------------------------------------------------------------------------------------------------------
IBM International Business Machines Corp. Common n/a 211,196
- --------------------------------------------------------------------------------------------------------------------------
DELL Dell Computer Corp. Common n/a 547,102
- --------------------------------------------------------------------------------------------------------------------------
C Citigroup Inc. Common n/a 192,825
- --------------------------------------------------------------------------------------------------------------------------
INTC Intel Corp. Common n/a 97,294
- --------------------------------------------------------------------------------------------------------------------------
AXP American Express Company Common n/a 97,570
- --------------------------------------------------------------------------------------------------------------------------
LU Lucent Technologies Inc. Common n/a 102,220
- --------------------------------------------------------------------------------------------------------------------------
MRK Merck & Co., Inc. Common n/a 123,030
- --------------------------------------------------------------------------------------------------------------------------
PFE Pfizer Inc. Common n/a 70,140
- --------------------------------------------------------------------------------------------------------------------------
BMY Bristol-Myers Squibb Co. Common n/a 146,910
- --------------------------------------------------------------------------------------------------------------------------
GE General Electric Company Common n/a 83,558
- --------------------------------------------------------------------------------------------------------------------------
AHP American Home Products Corp. Common n/a 93,000
- --------------------------------------------------------------------------------------------------------------------------
MCD McDonald's Corp. Common n/a 118,460
- --------------------------------------------------------------------------------------------------------------------------
PG Procter & Gamble Co. Common n/a 48,685
- --------------------------------------------------------------------------------------------------------------------------
BRK/A Berkshire Hathaway - CL A Common n/a 59
- --------------------------------------------------------------------------------------------------------------------------
F Ford Motor Company Common n/a 74,100
- --------------------------------------------------------------------------------------------------------------------------
CSCO Cisco Systems Inc. Common n/a 37,925
- --------------------------------------------------------------------------------------------------------------------------
USW US West Inc. Common n/a 162,550
- --------------------------------------------------------------------------------------------------------------------------
MER Merrill Lynch & Co. Common n/a 46,300
- --------------------------------------------------------------------------------------------------------------------------
BT Bankers Trust Corp. Common n/a 42,175
- --------------------------------------------------------------------------------------------------------------------------
MWD Morgan Stanley Dean Witter & Company Common n/a 36,250
- --------------------------------------------------------------------------------------------------------------------------
KO Coca-Cola Co. Common n/a 52,349
- --------------------------------------------------------------------------------------------------------------------------
CMB Chase Manhattan Corp. Common n/a 39,270
- --------------------------------------------------------------------------------------------------------------------------
ARC Atlantic Richfield Co. Common n/a 41,350
- --------------------------------------------------------------------------------------------------------------------------
BLS Bellsouth Corporation Common n/a 61,300
- --------------------------------------------------------------------------------------------------------------------------
CCU Clear Channel Communications Common n/a 36,300
- --------------------------------------------------------------------------------------------------------------------------
CHV Chevron Corporation Common n/a 27,400
- --------------------------------------------------------------------------------------------------------------------------
XRX Xerox Corp. Common n/a 93,050
- --------------------------------------------------------------------------------------------------------------------------
CPQ Compaq Computer Corp. Common n/a 72,695
- --------------------------------------------------------------------------------------------------------------------------
LLY Eli Lilly & Co. Common n/a 26,050
- --------------------------------------------------------------------------------------------------------------------------
NOKA Nokia - ADR Common n/a 13,500
- --------------------------------------------------------------------------------------------------------------------------
ABT Abbott Laboratories Common n/a 42,408
- --------------------------------------------------------------------------------------------------------------------------
FNM Fannie MAE Common n/a 28,505
- --------------------------------------------------------------------------------------------------------------------------
MOB Mobil Corp. Common n/a 22,340
- --------------------------------------------------------------------------------------------------------------------------
DOW Dow Chemical Company Common n/a 20,688
- --------------------------------------------------------------------------------------------------------------------------
TXN Texas Instruments Inc. Common 48,800
- --------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Page 2 of 3 Name of Reporting Manager: Birinyi Associates Inc.
- -----------------------------------------------------------------------------------------------------------------------
Shares or
Ticker Name of Issuer Tittle of Class CUSIP Number Fair Market Value Principal Amount
- -----------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
JPM J.P. Morgan & Company Common 616880100 1,764,263 14,300
- -----------------------------------------------------------------------------------------------------------------------
WLA Warner-Lambert Co. Common 934488107 1,721,863 60,450
- -----------------------------------------------------------------------------------------------------------------------
WMT Wal-Mart Stores, Inc. Common 931142103 1,568,219 60,050
- -----------------------------------------------------------------------------------------------------------------------
HWP Hewlett-Packard CO. Common 428236103 1,495,673 22,056
- -----------------------------------------------------------------------------------------------------------------------
XON Exxon Corp. Common 302290101 1,448,686 62,480
- -----------------------------------------------------------------------------------------------------------------------
UTX United Technologies Corp. Common 913017109 1,381,474 29,740
- -----------------------------------------------------------------------------------------------------------------------
G Gillette Company Common 375766102 1,378,950 23,200
- -----------------------------------------------------------------------------------------------------------------------
JNJ Johnson & Johnson Common 478160104 1,360,343 14,520
- -----------------------------------------------------------------------------------------------------------------------
AMGN Amgen Inc. Common 031162100 1,355,238 18,100
- -----------------------------------------------------------------------------------------------------------------------
CMGI CMGI Inc. Common 125750109 1,226,519 6,700
- -----------------------------------------------------------------------------------------------------------------------
BAC Bank of America Corp. Common 060505104 1,216,728 17,228
- -----------------------------------------------------------------------------------------------------------------------
BEL Bell Atlantic Corp. Common 077853109 1,106,113 21,400
- -----------------------------------------------------------------------------------------------------------------------
SCH Schwab (Charles) Corp. Common 808513105 1,022,000 32,500
- -----------------------------------------------------------------------------------------------------------------------
GPS Gap Inc. Common 364760108 1,009,688 15,000
- -----------------------------------------------------------------------------------------------------------------------
COF Capital One Financial Corp. Common 14040H105 981,500 6,500
- -----------------------------------------------------------------------------------------------------------------------
SBC SBC Communications Inc. Common 78387G103 967,400 38,946
- -----------------------------------------------------------------------------------------------------------------------
CAT Caterpillar Inc. Common 149123101 950,906 20,700
- -----------------------------------------------------------------------------------------------------------------------
WFC Wells Fargo Company Common 949746101 935,344 40,500
- -----------------------------------------------------------------------------------------------------------------------
MEL Mellon Bank Corp. Common 585509102 872,650 12,400
- -----------------------------------------------------------------------------------------------------------------------
SGP Schering-Plough Corporation Common 806605101 837,169 32,000
- -----------------------------------------------------------------------------------------------------------------------
MO Philip Morris Companies Inc. Common 718154107 812,339 23,086
- -----------------------------------------------------------------------------------------------------------------------
AMZN Amazon.Com Inc. Common 023135106 792,063 4,600
- -----------------------------------------------------------------------------------------------------------------------
SPY Standard and Poor's 500 Index (SPX) Common 78462F103 765,900 16,400
- -----------------------------------------------------------------------------------------------------------------------
ORCL Oracle Corporation Common 68389X105 756,620 28,687
- -----------------------------------------------------------------------------------------------------------------------
HD Home Depot Inc. Common 437076102 747,000 12,000
- -----------------------------------------------------------------------------------------------------------------------
IP International Paper Co. Common 460146103 721,406 17,100
- -----------------------------------------------------------------------------------------------------------------------
GM General Motors Corp. Common 370442105 712,375 8,200
- -----------------------------------------------------------------------------------------------------------------------
GLX Glaxo Wellcome Plc Common 37733W105 668,706 9,990
- -----------------------------------------------------------------------------------------------------------------------
EBAY eBay Inc. Common 278642103 665,966 4,850
- -----------------------------------------------------------------------------------------------------------------------
T AT&T Corp. Common 001957109 664,534 29,698
- -----------------------------------------------------------------------------------------------------------------------
ASND Ascend Communications Inc. Common 043491109 606,734 7,250
- -----------------------------------------------------------------------------------------------------------------------
BRK/B Berkshire Hathaway Inc. Common 084670207 587,750 250
- -----------------------------------------------------------------------------------------------------------------------
WCOM MCI WORLDCOM Inc. Common 55268B106 546,491 14,747
- -----------------------------------------------------------------------------------------------------------------------
NFB North Fork Bancorporation Common 659424105 528,125 25,000
- -----------------------------------------------------------------------------------------------------------------------
GDW Golden West Financial Corp. Common 381317106 525,250 5,500
- -----------------------------------------------------------------------------------------------------------------------
MMM Minnesota Mining & MFG Co. Common 604059105 502,325 7,100
- -----------------------------------------------------------------------------------------------------------------------
CL Colgate-Palmolive Company Common 194162103 496,800 5,400
- -----------------------------------------------------------------------------------------------------------------------
DAL Delta Air Lines Inc. Common 247361108 486,500 7,000
- -----------------------------------------------------------------------------------------------------------------------
RN RJR Nabisco Holdings Corp. Common 74960K876 482,653 23,575
- -----------------------------------------------------------------------------------------------------------------------
AA Alcoa Inc. Common 013817101 473,656 11,500
- -----------------------------------------------------------------------------------------------------------------------
AVP Avon Products Common 054303102 470,625 10,000
- -----------------------------------------------------------------------------------------------------------------------
SLB Schlumberger Ltd. Common 806857108 437,956 19,150
- -----------------------------------------------------------------------------------------------------------------------
<CAPTION>
- -----------------------------------------------------------------------------------------------------------------------
Investment Discretion
- -----------------------------------------------------------------------------------------------------------------------
(b) Shared As (c) Shared -
Ticker Name of Issuer Tittle of Class (a) Sole Defined in Part V. Other
- -----------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
JPM J.P. Morgan & Company Common 14,300
- -----------------------------------------------------------------------------------------------------------------------
WLA Warner-Lambert Co. Common 60,450
- -----------------------------------------------------------------------------------------------------------------------
WMT Wal-Mart Stores, Inc. Common 60,050
- -----------------------------------------------------------------------------------------------------------------------
HWP Hewlett-Packard CO. Common 22,056
- -----------------------------------------------------------------------------------------------------------------------
XON Exxon Corp. Common 62,480
- -----------------------------------------------------------------------------------------------------------------------
UTX United Technologies Corp. Common 29,740
- -----------------------------------------------------------------------------------------------------------------------
G Gillette Company Common 23,200
- -----------------------------------------------------------------------------------------------------------------------
JNJ Johnson & Johnson Common 14,520
- -----------------------------------------------------------------------------------------------------------------------
AMGN Amgen Inc. Common 18,100
- -----------------------------------------------------------------------------------------------------------------------
CMGI CMGI Inc. Common 6,700
- -----------------------------------------------------------------------------------------------------------------------
BAC Bank of America Corp. Common 17,228
- -----------------------------------------------------------------------------------------------------------------------
BEL Bell Atlantic Corp. Common 21,400
- -----------------------------------------------------------------------------------------------------------------------
SCH Schwab (Charles) Corp. Common 32,500
- -----------------------------------------------------------------------------------------------------------------------
GPS Gap Inc. Common 15,000
- -----------------------------------------------------------------------------------------------------------------------
COF Capital One Financial Corp. Common 6,500
- -----------------------------------------------------------------------------------------------------------------------
SBC SBC Communications Inc. Common 38,946
- -----------------------------------------------------------------------------------------------------------------------
CAT Caterpillar Inc. Common 20,700
- -----------------------------------------------------------------------------------------------------------------------
WFC Wells Fargo Company Common 40,500
- -----------------------------------------------------------------------------------------------------------------------
MEL Mellon Bank Corp. Common 12,400
- -----------------------------------------------------------------------------------------------------------------------
SGP Schering-Plough Corporation Common 32,000
- -----------------------------------------------------------------------------------------------------------------------
MO Philip Morris Companies Inc. Common 23,086
- -----------------------------------------------------------------------------------------------------------------------
AMZN Amazon.Com Inc. Common 4,600
- -----------------------------------------------------------------------------------------------------------------------
SPY Standard and Poor's 500 Index (SPX) Common 16,400
- -----------------------------------------------------------------------------------------------------------------------
ORCL Oracle Corporation Common 28,687
- -----------------------------------------------------------------------------------------------------------------------
HD Home Depot Inc. Common 12,000
- -----------------------------------------------------------------------------------------------------------------------
IP International Paper Co. Common 17,100
- -----------------------------------------------------------------------------------------------------------------------
GM General Motors Corp. Common 8,200
- -----------------------------------------------------------------------------------------------------------------------
GLX Glaxo Wellcome Plc Common 9,990
- -----------------------------------------------------------------------------------------------------------------------
EBAY eBay Inc. Common 4,850
- -----------------------------------------------------------------------------------------------------------------------
T AT&T Corp. Common 29,698
- -----------------------------------------------------------------------------------------------------------------------
ASND Ascend Communications Inc. Common 7,250
- -----------------------------------------------------------------------------------------------------------------------
BRK/B Berkshire Hathaway Inc. Common 250
- -----------------------------------------------------------------------------------------------------------------------
WCOM MCI WORLDCOM Inc. Common 14,747
- -----------------------------------------------------------------------------------------------------------------------
NFB North Fork Bancorporation Common 25,000
- -----------------------------------------------------------------------------------------------------------------------
GDW Golden West Financial Corp. Common 5,500
- -----------------------------------------------------------------------------------------------------------------------
MMM Minnesota Mining & MFG Co. Common 7,100
- -----------------------------------------------------------------------------------------------------------------------
CL Colgate-Palmolive Company Common 5,400
- -----------------------------------------------------------------------------------------------------------------------
DAL Delta Air Lines Inc. Common 7,000
- -----------------------------------------------------------------------------------------------------------------------
RN RJR Nabisco Holdings Corp. Common 23,575
- -----------------------------------------------------------------------------------------------------------------------
AA Alcoa Inc. Common 11,500
- -----------------------------------------------------------------------------------------------------------------------
AVP Avon Products Common 10,000
- -----------------------------------------------------------------------------------------------------------------------
SLB Schlumberger Ltd. Common 19,150
- -----------------------------------------------------------------------------------------------------------------------
<CAPTION>
(SEC USE ONLY)
- --------------------------------------------------------------------------------------------------------------------------
Voting Authority (Shares)
- --------------------------------------------------------------------------------------------------------------------------
Managers See
Ticker Name of Issuer Tittle of Class Instr. V (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
JPM J.P. Morgan & Company Common n/a 14,300
- --------------------------------------------------------------------------------------------------------------------------
WLA Warner-Lambert Co. Common n/a 60,450
- --------------------------------------------------------------------------------------------------------------------------
WMT Wal-Mart Stores, Inc. Common n/a 60,050
- --------------------------------------------------------------------------------------------------------------------------
HWP Hewlett-Packard CO. Common n/a 22,056
- --------------------------------------------------------------------------------------------------------------------------
XON Exxon Corp. Common n/a 62,480
- --------------------------------------------------------------------------------------------------------------------------
UTX United Technologies Corp. Common n/a 29,740
- --------------------------------------------------------------------------------------------------------------------------
G Gillette Company Common n/a 23,200
- --------------------------------------------------------------------------------------------------------------------------
JNJ Johnson & Johnson Common n/a 14,520
- --------------------------------------------------------------------------------------------------------------------------
AMGN Amgen Inc. Common n/a 18,100
- --------------------------------------------------------------------------------------------------------------------------
CMGI CMGI Inc. Common n/a 6,700
- --------------------------------------------------------------------------------------------------------------------------
BAC Bank of America Corp. Common n/a 17,228
- --------------------------------------------------------------------------------------------------------------------------
BEL Bell Atlantic Corp. Common n/a 21,400
- --------------------------------------------------------------------------------------------------------------------------
SCH Schwab (Charles) Corp. Common n/a 32,500
- --------------------------------------------------------------------------------------------------------------------------
GPS Gap Inc. Common n/a 15,000
- --------------------------------------------------------------------------------------------------------------------------
COF Capital One Financial Corp. Common n/a 6,500
- --------------------------------------------------------------------------------------------------------------------------
SBC SBC Communications Inc. Common n/a 38,946
- --------------------------------------------------------------------------------------------------------------------------
CAT Caterpillar Inc. Common n/a 20,700
- --------------------------------------------------------------------------------------------------------------------------
WFC Wells Fargo Company Common n/a 40,500
- --------------------------------------------------------------------------------------------------------------------------
MEL Mellon Bank Corp. Common n/a 12,400
- --------------------------------------------------------------------------------------------------------------------------
SGP Schering-Plough Corporation Common n/a 32,000
- --------------------------------------------------------------------------------------------------------------------------
MO Philip Morris Companies Inc. Common n/a 23,086
- --------------------------------------------------------------------------------------------------------------------------
AMZN Amazon.Com Inc. Common n/a 4,600
- --------------------------------------------------------------------------------------------------------------------------
SPY Standard and Poor's 500 Index (SPX) Common n/a 16,400
- --------------------------------------------------------------------------------------------------------------------------
ORCL Oracle Corporation Common n/a 28,687
- --------------------------------------------------------------------------------------------------------------------------
HD Home Depot Inc. Common n/a 12,000
- --------------------------------------------------------------------------------------------------------------------------
IP International Paper Co. Common n/a 17,100
- --------------------------------------------------------------------------------------------------------------------------
GM General Motors Corp. Common n/a 8,200
- --------------------------------------------------------------------------------------------------------------------------
GLX Glaxo Wellcome Plc Common n/a 9,990
- --------------------------------------------------------------------------------------------------------------------------
EBAY eBay Inc. Common n/a 4,850
- --------------------------------------------------------------------------------------------------------------------------
T AT&T Corp. Common n/a 29,698
- --------------------------------------------------------------------------------------------------------------------------
ASND Ascend Communications Inc. Common n/a 7,250
- --------------------------------------------------------------------------------------------------------------------------
BRK/B Berkshire Hathaway Inc. Common n/a 250
- --------------------------------------------------------------------------------------------------------------------------
WCOM MCI WORLDCOM Inc. Common n/a 14,747
- --------------------------------------------------------------------------------------------------------------------------
NFB North Fork Bancorporation Common n/a 25,000
- --------------------------------------------------------------------------------------------------------------------------
GDW Golden West Financial Corp. Common n/a 5,500
- --------------------------------------------------------------------------------------------------------------------------
MMM Minnesota Mining & MFG Co. Common n/a 7,100
- --------------------------------------------------------------------------------------------------------------------------
CL Colgate-Palmolive Company Common 5,400
- --------------------------------------------------------------------------------------------------------------------------
DAL Delta Air Lines Inc. Common n/a 7,000
- --------------------------------------------------------------------------------------------------------------------------
RN RJR Nabisco Holdings Corp. Common n/a 23,575
- --------------------------------------------------------------------------------------------------------------------------
AA Alcoa Inc. Common n/a 11,500
- --------------------------------------------------------------------------------------------------------------------------
AVP Avon Products Common n/a 10,000
- --------------------------------------------------------------------------------------------------------------------------
SLB Schlumberger Ltd. Common n/a 19,150
- --------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Page 3 of 3 Name of Reporting Manager: Birinyi Associates Inc.
- ---------------------------------------------------------------------------------------------------------------------------
Tittle of Fair Market Shares or
Ticker Name of Issuer Class CUSIP Number Value Principal Amount
- ---------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
TWX Time Warner Inc. Common 887315109 430,556 17,400
- ---------------------------------------------------------------------------------------------------------------------------
OAT Quaker Oats Co. Common 747402105 412,913 6,600
- ---------------------------------------------------------------------------------------------------------------------------
GDT Guidant Corp. Common 401698105 411,400 6,800
- ---------------------------------------------------------------------------------------------------------------------------
BPA BP Amoco Plc Common 055622104 409,201 4,054
- ---------------------------------------------------------------------------------------------------------------------------
TXU Texas Utilities Co. Common 882848104 407,500 20,000
- ---------------------------------------------------------------------------------------------------------------------------
DCX DaimlerChrysler AG Common D1668R123 385,041 4,487
- ---------------------------------------------------------------------------------------------------------------------------
AMAT Applied Materials Inc. Common 038222105 339,281 5,500
- ---------------------------------------------------------------------------------------------------------------------------
SPNC Spectranetics Corp. Common 84760C107 305,625 15,000
- ---------------------------------------------------------------------------------------------------------------------------
SUNW Sun Microsystems Inc. Common 866810104 293,963 13,400
- ---------------------------------------------------------------------------------------------------------------------------
AAPL Apple Computer Inc. Common 037833100 284,014 7,903
- ---------------------------------------------------------------------------------------------------------------------------
AIG American International Group Common 026874107 274,422 2,275
- ---------------------------------------------------------------------------------------------------------------------------
NDE IndyMac Mortgage Holdings Inc. Common 456607100 271,875 25,000
- ---------------------------------------------------------------------------------------------------------------------------
HAL Halliburton Co. Common 406216101 269,500 7,000
- ---------------------------------------------------------------------------------------------------------------------------
EK Eastman Kodak Co. Common 277461109 263,101 4,119
- ---------------------------------------------------------------------------------------------------------------------------
FRE Freddie Mac Common 313400301 257,063 4,500
- ---------------------------------------------------------------------------------------------------------------------------
PKN PE Corp.-PE Biosystems Group Common 714041100 242,656 2,500
- ---------------------------------------------------------------------------------------------------------------------------
ALTR Altera Corp. Common 021441100 238,000 4,000
- ---------------------------------------------------------------------------------------------------------------------------
TDS Telephone & Data Systems Inc. Common 879433100 234,313 11,500
- ---------------------------------------------------------------------------------------------------------------------------
MU Micron Technology Inc. Common 595112103 217,125 4,500
- ---------------------------------------------------------------------------------------------------------------------------
MSPG Mindspring Enterprises Inc. Common 602683104 215,156 2,500
- ---------------------------------------------------------------------------------------------------------------------------
DT Deutsche Telekom Common 251566105 210,275 5,200
- ---------------------------------------------------------------------------------------------------------------------------
DNP Duff & Phelps Utilities Income Common 264324104 161,250 15,000
- ---------------------------------------------------------------------------------------------------------------------------
QCSC QCS Corp. Common 74725H101 16,875 10,000
- ---------------------------------------------------------------------------------------------------------------------------
US Treasury Bill 04/15/99 Note 912795BH3060 290,941 297,000
- ---------------------------------------------------------------------------------------------------------------------------
US Treasury Bond 5.500% 08/15/28 Bond 912810FE3060 1,637,304 1,550,000
- ---------------------------------------------------------------------------------------------------------------------------
US Treasury Note 6.375% 07/15/99 Note 912827F98060 269,609 267,000
- ---------------------------------------------------------------------------------------------------------------------------
US Treasury Note 5.875% 02/15/04 Note 912827N81060 271,016 266,000
- ---------------------------------------------------------------------------------------------------------------------------
US Treasury Note 6.875% 07/31/99 Note 912827Q62060 202,876 200,000
- ---------------------------------------------------------------------------------------------------------------------------
US Treasury Note 6.750% 04/30/00 Note 912827T69060 265,931 260,000
- ---------------------------------------------------------------------------------------------------------------------------
US Treasury Note Ser C-99 8.000% 08/15/99 Note 912827XW7060 231,094 225,000
- ---------------------------------------------------------------------------------------------------------------------------
Bellsouth Tele. 6.25% 05/15/03 Note 079867AE7020 250,594 245,000
- ---------------------------------------------------------------------------------------------------------------------------
Comcast Corp. 10.625% 07/15/12 Bond 200300AN1 277,750 220,000
- ---------------------------------------------------------------------------------------------------------------------------
- ---------------------------------------------------------------------------------------------------------------------------
<CAPTION>
Investment Discretion
- --------------------------------------------------------------------------------------------------------------------------
(b) Shared As (c) Shared -
Ticker Name of Issuer Tittle of Class (a) Sole Defined in Part V. Other
- --------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
TWX Time Warner Inc. Common 17,400
- --------------------------------------------------------------------------------------------------------------------------
OAT Quaker Oats Co. Common 6,600
- --------------------------------------------------------------------------------------------------------------------------
GDT Guidant Corp. Common 6,800
- --------------------------------------------------------------------------------------------------------------------------
BPA BP Amoco Plc Common 4,054
- --------------------------------------------------------------------------------------------------------------------------
TXU Texas Utilities Co. Common 20,000
- --------------------------------------------------------------------------------------------------------------------------
DCX DaimlerChrysler AG Common 4,487
- --------------------------------------------------------------------------------------------------------------------------
AMAT Applied Materials Inc. Common 5,500
- --------------------------------------------------------------------------------------------------------------------------
SPNC Spectranetics Corp. Common 15,000
- --------------------------------------------------------------------------------------------------------------------------
SUNW Sun Microsystems Inc. Common 13,400
- --------------------------------------------------------------------------------------------------------------------------
AAPL Apple Computer Inc. Common 7,903
- --------------------------------------------------------------------------------------------------------------------------
AIG American International Group Common 2,275
- --------------------------------------------------------------------------------------------------------------------------
NDE IndyMac Mortgage Holdings Inc. Common 25,000
- --------------------------------------------------------------------------------------------------------------------------
HAL Halliburton Co. Common 7,000
- --------------------------------------------------------------------------------------------------------------------------
EK Eastman Kodak Co. Common 4,119
- --------------------------------------------------------------------------------------------------------------------------
FRE Freddie Mac Common 4,500
- --------------------------------------------------------------------------------------------------------------------------
PKN PE Corp.-PE Biosystems Group Common 2,500
- --------------------------------------------------------------------------------------------------------------------------
ALTR Altera Corp. Common 4,000
- --------------------------------------------------------------------------------------------------------------------------
TDS Telephone & Data Systems Inc. Common 11,500
- --------------------------------------------------------------------------------------------------------------------------
MU Micron Technology Inc. Common 4,500
- --------------------------------------------------------------------------------------------------------------------------
MSPG Mindspring Enterprises Inc. Common 2,500
- --------------------------------------------------------------------------------------------------------------------------
DT Deutsche Telekom Common 5,200
- --------------------------------------------------------------------------------------------------------------------------
DNP Duff & Phelps Utilities Income Common 15,000
- --------------------------------------------------------------------------------------------------------------------------
QCSC QCS Corp. Common 10,000
- --------------------------------------------------------------------------------------------------------------------------
US Treasury Bill 04/15/99 Note 297,000
- --------------------------------------------------------------------------------------------------------------------------
US Treasury Bond 5.500% 08/15/28 Bond 1,550,000
- --------------------------------------------------------------------------------------------------------------------------
US Treasury Note 6.375% 07/15/99 Note 267,000
- --------------------------------------------------------------------------------------------------------------------------
US Treasury Note 5.875% 02/15/04 Note 266,000
- --------------------------------------------------------------------------------------------------------------------------
US Treasury Note 6.875% 07/31/99 Note 200,000
- --------------------------------------------------------------------------------------------------------------------------
US Treasury Note 6.750% 04/30/00 Note 260,000
- --------------------------------------------------------------------------------------------------------------------------
US Treasury Note Ser C-99 8.000% 08/15/99 Note 225,000
- --------------------------------------------------------------------------------------------------------------------------
Bellsouth Tele. 6.25% 05/15/03 Note 245,000
- --------------------------------------------------------------------------------------------------------------------------
Comcast Corp. 10.625% 07/15/12 Bond 220,000
- --------------------------------------------------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------------------------------------------------------------------------------------
(SEC USE ONLY)
- ---------------------------------------------------------------------------------------------------------------------------------
Voting Authority (Shares)
- ---------------------------------------------------------------------------------------------------------------------------------
Managers See
Ticker Name of Issuer Tittle of Class Instr. V (a) Sole (b) Shared (c) None
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<S> <C> <C> <C> <C> <C> <C>
TWX Time Warner Inc. Common n/a 17,400
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OAT Quaker Oats Co. Common n/a 6,600
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GDT Guidant Corp. Common n/a 6,800
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BPA BP Amoco Plc Common n/a 4,054
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TXU Texas Utilities Co. Common n/a 20,000
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DCX DaimlerChrysler AG Common n/a 4,487
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AMAT Applied Materials Inc. Common n/a 5,500
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SPNC Spectranetics Corp. Common n/a 15,000
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SUNW Sun Microsystems Inc. Common n/a 13,400
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AAPL Apple Computer Inc. Common n/a 7,903
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AIG American International Group Common n/a 2,275
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NDE IndyMac Mortgage Holdings Inc. Common n/a 25,000
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HAL Halliburton Co. Common n/a 7,000
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EK Eastman Kodak Co. Common n/a 4,119
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FRE Freddie Mac Common n/a 4,500
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PKN PE Corp.-PE Biosystems Group Common n/a 2,500
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ALTR Altera Corp. Common n/a 4,000
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TDS Telephone & Data Systems Inc. Common n/a 11,500
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MU Micron Technology Inc. Common n/a 4,500
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MSPG Mindspring Enterprises Inc. Common n/a 2,500
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DT Deutsche Telekom Common n/a 5,200
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DNP Duff & Phelps Utilities Income Common n/a 15,000
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QCSC QCS Corp. Common n/a 10,000
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US Treasury Bill 04/15/99 Note n/a 297,000
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US Treasury Bond 5.500% 08/15/28 Bond n/a 1,550,000
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US Treasury Note 6.375% 07/15/99 Note n/a 267,000
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US Treasury Note 5.875% 02/15/04 Note n/a 266,000
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US Treasury Note 6.875% 07/31/99 Note n/a 200,000
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US Treasury Note 6.750% 04/30/00 Note n/a 260,000
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US Treasury Note Ser C-99 8.000% 08/15/99 Note n/a 225,000
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Bellsouth Tele. 6.25% 05/15/03 Note n/a 245,000
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Comcast Corp. 10.625% 07/15/12 Bond n/a 220,000
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</TABLE>
