<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:_____________
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Laszlo Birinyi, Jr.
Address: Birinyi Associates, Inc.
61 Wilton Road
Westport, CT 06880
Form 13F File Number: 28-04573
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Evan Paliotta
Title: Analyst
Phone: 203-341-0833
Signature, Place, and Date of Signing:
/s/ Evan Paliotta Westport, CT 02/10/00
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 173
Form 13F Information Table Value Total: $720,784
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
None
<PAGE>
Form 13F Information Table - Birinyi Associates 12/31/99
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------
Column 1 Column 2 Column 3 Column 4
- ------------------------------------------------------------------------------------------------------------------------------
Name of Title of class CUSIP Value
Issuer (x $1000)
- ------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
America Online Inc. Common Stock 02364J104 $84,578
- ------------------------------------------------------------------------------------------------------------------------------
Microsoft Corp. Common Stock 594918104 $63,397
- ------------------------------------------------------------------------------------------------------------------------------
International Business Machines Corp. Common Stock 459200101 $52,162
- ------------------------------------------------------------------------------------------------------------------------------
American Express Company Common Stock 025816109 $34,143
- ------------------------------------------------------------------------------------------------------------------------------
Dell Computer Corp. Common Stock 247025109 $29,324
- ------------------------------------------------------------------------------------------------------------------------------
General Electric Company Common Stock 369604103 $28,189
- ------------------------------------------------------------------------------------------------------------------------------
Cisco Systems Inc. Common Stock 17275R102 $22,725
- ------------------------------------------------------------------------------------------------------------------------------
Lucent Technologies Inc. Common Stock 549463107 $21,284
- ------------------------------------------------------------------------------------------------------------------------------
Intel Corp. Common Stock 458140100 $20,054
- ------------------------------------------------------------------------------------------------------------------------------
Citigroup Inc. Common Stock 172967101 $19,943
- ------------------------------------------------------------------------------------------------------------------------------
Texas Instruments Inc. Common Stock 882508104 $15,670
- ------------------------------------------------------------------------------------------------------------------------------
Nokia OYJ ADR 654902204 $13,443
- ------------------------------------------------------------------------------------------------------------------------------
Exxon Mobil Corp. Common Stock 30231G102 $12,943
- ------------------------------------------------------------------------------------------------------------------------------
Standard and Poor's 500 Index (SPX) Common Stock 78462F103 $12,705
- ------------------------------------------------------------------------------------------------------------------------------
Bristol-Myers Squibb Co. Common Stock 110122108 $11,217
- ------------------------------------------------------------------------------------------------------------------------------
US West Inc. Common Stock 91273H101 $10,627
- ------------------------------------------------------------------------------------------------------------------------------
Chase Manhattan Corp. Common Stock 16161A108 $10,276
- ------------------------------------------------------------------------------------------------------------------------------
Morgan Stanley Dean Witter & Company Common Stock 617446448 $9,636
- ------------------------------------------------------------------------------------------------------------------------------
Wal-Mart Stores Inc. Common Stock 931142103 $8,979
- ------------------------------------------------------------------------------------------------------------------------------
J.P. Morgan & Company Common Stock 616880100 $8,656
- ------------------------------------------------------------------------------------------------------------------------------
Dow Chemical Company Common Stock 260543103 $8,497
- ------------------------------------------------------------------------------------------------------------------------------
EMC Corp-Mass Common Stock 268648102 $7,809
- ------------------------------------------------------------------------------------------------------------------------------
Sun Microsystems Inc. Common Stock 866810104 $7,756
- ------------------------------------------------------------------------------------------------------------------------------
Merck & Co., Inc. Common Stock 589331107 $7,722
- ------------------------------------------------------------------------------------------------------------------------------
Procter & Gamble Co. Common Stock 742718109 $7,523
- ------------------------------------------------------------------------------------------------------------------------------
Bell Atlantic Corp. Common Stock 077853109 $6,332
- ------------------------------------------------------------------------------------------------------------------------------
CMGI Inc. Common Stock 125750109 $6,008
- ------------------------------------------------------------------------------------------------------------------------------
Merrill Lynch & Co. Common Stock 590188108 $5,511
- ------------------------------------------------------------------------------------------------------------------------------
Hewlett-Packard Co Common Stock 428236103 $5,510
- ------------------------------------------------------------------------------------------------------------------------------
Chevron Corporation Common Stock 166751107 $5,444
- ------------------------------------------------------------------------------------------------------------------------------
Johnson & Johnson Common Stock 478160104 $5,122
- ------------------------------------------------------------------------------------------------------------------------------
McDonald's Corp. Common Stock 580135101 $4,876
- ------------------------------------------------------------------------------------------------------------------------------
Warner-Lambert Co. Common Stock 934488107 $4,793
- ------------------------------------------------------------------------------------------------------------------------------
United Technologies Corp. Common Stock 913017109 $4,646
- ------------------------------------------------------------------------------------------------------------------------------
Atlantic Richfield Co. Common Stock 048825103 $4,308
- ------------------------------------------------------------------------------------------------------------------------------
Clear Channel Communications Common Stock 184502102 $4,262
- ------------------------------------------------------------------------------------------------------------------------------
Berkshire Hathaway Inc. Common Stock 084670108 $4,151
- ------------------------------------------------------------------------------------------------------------------------------
Ford Motor Company Common Stock 345370100 $4,051
- ------------------------------------------------------------------------------------------------------------------------------
Fannie Mae Common Stock 313586109 $3,674
- ------------------------------------------------------------------------------------------------------------------------------
Pfizer Inc. Common Stock 717081103 $3,566
- ------------------------------------------------------------------------------------------------------------------------------
UAL Corp. Common Stock 902549500 $3,444
- ------------------------------------------------------------------------------------------------------------------------------
Time Warner Inc. Common Stock 887315109 $3,329
- ------------------------------------------------------------------------------------------------------------------------------
Schlumberger Ltd. Common Stock 806857108 $3,116
- ------------------------------------------------------------------------------------------------------------------------------
Bellsouth Corporation Common Stock 079860102 $3,108
- ------------------------------------------------------------------------------------------------------------------------------
Schwab (Charles) Corp. Common Stock 808513105 $3,013
- ------------------------------------------------------------------------------------------------------------------------------
Qualcomm Inc. Common Stock 747525103 $2,908
- ------------------------------------------------------------------------------------------------------------------------------
SBC Communications Inc. Common Stock 78387G103 $2,826
- ------------------------------------------------------------------------------------------------------------------------------
American International Group Common Stock 026874107 $2,823
- ------------------------------------------------------------------------------------------------------------------------------
Telephone & Data Systems Inc. Common Stock 879433100 $2,772
- ------------------------------------------------------------------------------------------------------------------------------
Amgen Inc. Common Stock 031162100 $2,763
- ------------------------------------------------------------------------------------------------------------------------------
MCI Worldcom Inc. Common Stock 55268B106 $2,721
- ------------------------------------------------------------------------------------------------------------------------------
Yahoo Inc. Common Stock 984332106 $2,720
- ------------------------------------------------------------------------------------------------------------------------------
International Paper Co. Common Stock 460146103 $2,653
- ------------------------------------------------------------------------------------------------------------------------------
Home Depot Inc. Common Stock 437076102 $2,535
- ------------------------------------------------------------------------------------------------------------------------------
Amazon.Com Inc. Common Stock 023135106 $2,413
- ------------------------------------------------------------------------------------------------------------------------------
Goldman Sachs Group Inc. Common Stock 38141G104 $2,261
- ------------------------------------------------------------------------------------------------------------------------------
Oracle Corporation Common Stock 68389X105 $2,256
- ------------------------------------------------------------------------------------------------------------------------------
Motorola Inc. Common Stock 620076109 $2,246
- ------------------------------------------------------------------------------------------------------------------------------
Compaq Computer Corp. Common Stock 204493100 $1,962
- ------------------------------------------------------------------------------------------------------------------------------
</TABLE>
Form 13F Information Table - Birinyi Associates 12/31/99
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1 Column 5 Column 6 Column 8
- ------------------------------------------------------------------------------------------------------------------------------------
Name of Shrs or SH/PRN Put/Call Investment Voting authority
-------------------------
Issuer prn amt discretion Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
America Online Inc. 1,121,166 SH SOLE 1,121,166
- ------------------------------------------------------------------------------------------------------------------------------------
Microsoft Corp. 543,014 SH SOLE 543,014
- ------------------------------------------------------------------------------------------------------------------------------------
International Business Machines Corp. 482,982 SH SOLE 482,982
- ------------------------------------------------------------------------------------------------------------------------------------
American Express Company 205,370 SH SOLE 205,370
- ------------------------------------------------------------------------------------------------------------------------------------
Dell Computer Corp. 574,978 SH SOLE 574,978
- ------------------------------------------------------------------------------------------------------------------------------------
General Electric Company 182,158 SH SOLE 182,158
- ------------------------------------------------------------------------------------------------------------------------------------
Cisco Systems Inc. 212,138 SH SOLE 212,138
- ------------------------------------------------------------------------------------------------------------------------------------
Lucent Technologies Inc. 284,503 SH SOLE 284,503
- ------------------------------------------------------------------------------------------------------------------------------------
Intel Corp. 243,636 SH SOLE 243,636
- ------------------------------------------------------------------------------------------------------------------------------------
Citigroup Inc. 358,937 SH SOLE 358,937
- ------------------------------------------------------------------------------------------------------------------------------------
Texas Instruments Inc. 161,750 SH SOLE 161,750
- ------------------------------------------------------------------------------------------------------------------------------------
Nokia OYJ 70,750 SH SOLE 70,750
- ------------------------------------------------------------------------------------------------------------------------------------
Exxon Mobil Corp. 160,664 SH SOLE 160,664
- ------------------------------------------------------------------------------------------------------------------------------------
Standard and Poor's 500 Index (SPX) 86,500 SH SOLE 86,500
- ------------------------------------------------------------------------------------------------------------------------------------
Bristol-Myers Squibb Co. 174,750 SH SOLE 174,750
- ------------------------------------------------------------------------------------------------------------------------------------
US West Inc. 147,600 SH SOLE 147,600
- ------------------------------------------------------------------------------------------------------------------------------------
Chase Manhattan Corp. 132,270 SH SOLE 132,270
- ------------------------------------------------------------------------------------------------------------------------------------
Morgan Stanley Dean Witter & Company 67,500 SH SOLE 67,500
- ------------------------------------------------------------------------------------------------------------------------------------
Wal-Mart Stores Inc. 129,900 SH SOLE 129,900
- ------------------------------------------------------------------------------------------------------------------------------------
J.P. Morgan & Company 68,362 SH SOLE 68,362
- ------------------------------------------------------------------------------------------------------------------------------------
Dow Chemical Company 63,588 SH SOLE 63,588
- ------------------------------------------------------------------------------------------------------------------------------------
EMC Corp-Mass 71,476 SH SOLE 71,476
- ------------------------------------------------------------------------------------------------------------------------------------
Sun Microsystems Inc. 100,160 SH SOLE 100,160
- ------------------------------------------------------------------------------------------------------------------------------------
Merck & Co., Inc. 115,147 SH SOLE 115,147
- ------------------------------------------------------------------------------------------------------------------------------------
Procter & Gamble Co. 68,667 SH SOLE 68,667
- ------------------------------------------------------------------------------------------------------------------------------------
Bell Atlantic Corp. 102,850 SH SOLE 102,850
- ------------------------------------------------------------------------------------------------------------------------------------
CMGI Inc. 21,700 SH SOLE 21,700
- ------------------------------------------------------------------------------------------------------------------------------------
Merrill Lynch & Co. 66,000 SH SOLE 66,000
- ------------------------------------------------------------------------------------------------------------------------------------
Hewlett-Packard Co 48,356 SH SOLE 48,356
- ------------------------------------------------------------------------------------------------------------------------------------
Chevron Corporation 62,850 SH SOLE 62,850
- ------------------------------------------------------------------------------------------------------------------------------------
Johnson & Johnson 54,999 SH SOLE 54,999
- ------------------------------------------------------------------------------------------------------------------------------------
McDonald's Corp. 120,960 SH SOLE 120,960
- ------------------------------------------------------------------------------------------------------------------------------------
Warner-Lambert Co. 58,500 SH SOLE 58,500
- ------------------------------------------------------------------------------------------------------------------------------------
United Technologies Corp. 71,480 SH SOLE 71,480
- ------------------------------------------------------------------------------------------------------------------------------------
Atlantic Richfield Co. 49,802 SH SOLE 49,802
- ------------------------------------------------------------------------------------------------------------------------------------
Clear Channel Communications 47,750 SH SOLE 47,750
- ------------------------------------------------------------------------------------------------------------------------------------
Berkshire Hathaway Inc. 74 SH SOLE 74
- ------------------------------------------------------------------------------------------------------------------------------------
Ford Motor Company 75,800 SH SOLE 75,800
- ------------------------------------------------------------------------------------------------------------------------------------
Fannie Mae 58,850 SH SOLE 58,850
- ------------------------------------------------------------------------------------------------------------------------------------
Pfizer Inc. 109,945 SH SOLE 109,945
- ------------------------------------------------------------------------------------------------------------------------------------
UAL Corp. 44,400 SH SOLE 44,400
- ------------------------------------------------------------------------------------------------------------------------------------
Time Warner Inc. 45,950 SH SOLE 45,950
- ------------------------------------------------------------------------------------------------------------------------------------
Schlumberger Ltd. 55,400 SH SOLE 55,400
- ------------------------------------------------------------------------------------------------------------------------------------
Bellsouth Corporation 66,400 SH SOLE 66,400
- ------------------------------------------------------------------------------------------------------------------------------------
Schwab (Charles) Corp. 78,524 SH SOLE 78,524
- ------------------------------------------------------------------------------------------------------------------------------------
Qualcomm Inc. 16,500 SH SOLE 16,500
- ------------------------------------------------------------------------------------------------------------------------------------
SBC Communications Inc. 57,978 SH SOLE 57,978
- ------------------------------------------------------------------------------------------------------------------------------------
American International Group 26,109 SH SOLE 26,109
- ------------------------------------------------------------------------------------------------------------------------------------
Telephone & Data Systems Inc. 22,000 SH SOLE 22,000
- ------------------------------------------------------------------------------------------------------------------------------------
Amgen Inc. 46,000 SH SOLE 46,000
- ------------------------------------------------------------------------------------------------------------------------------------
MCI Worldcom Inc. 51,284 SH SOLE 51,284
- ------------------------------------------------------------------------------------------------------------------------------------
Yahoo Inc. 6,286 SH SOLE 6,286
- ------------------------------------------------------------------------------------------------------------------------------------
International Paper Co. 47,000 SH SOLE 47,000
- ------------------------------------------------------------------------------------------------------------------------------------
Home Depot Inc. 36,975 SH SOLE 36,975
- ------------------------------------------------------------------------------------------------------------------------------------
Amazon.Com Inc. 31,700 SH SOLE 31,700
- ------------------------------------------------------------------------------------------------------------------------------------
Goldman Sachs Group Inc. 24,000 SH SOLE 24,000
- ------------------------------------------------------------------------------------------------------------------------------------
Oracle Corporation 20,130 SH SOLE 20,130
- ------------------------------------------------------------------------------------------------------------------------------------
Motorola Inc. 15,250 SH SOLE 15,250
- ------------------------------------------------------------------------------------------------------------------------------------
Compaq Computer Corp. 72,500 SH SOLE 72,500
- ------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
Form 13F Information Table - Birinyi Associates 12/31/99
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------
Column 1 Column 2 Column 3 Column 4
- ------------------------------------------------------------------------------------------------------------------------------
Name of Title of class CUSIP Value
Issuer (x $1000)
- ------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
Alcoa Inc. Common Stock 013817101 $1,868
- ------------------------------------------------------------------------------------------------------------------------------
JDS Uniphase Corp. Common Stock 46612J101 $1,839
- ------------------------------------------------------------------------------------------------------------------------------
Weyerhaeuser Co. Common Stock 962166104 $1,725
- ------------------------------------------------------------------------------------------------------------------------------
American Home Products Corp. Common Stock 026609107 $1,526
- ------------------------------------------------------------------------------------------------------------------------------
United Parcel Service Inc. Common Stock 911312106 $1,518
- ------------------------------------------------------------------------------------------------------------------------------
Eli Lilly & Co. Common Stock 532457108 $1,490
- ------------------------------------------------------------------------------------------------------------------------------
Red Hat Inc. Common Stock 756577102 $1,437
- ------------------------------------------------------------------------------------------------------------------------------
Applied Materials Inc. Common Stock 038222105 $1,419
- ------------------------------------------------------------------------------------------------------------------------------
Coca-Cola Co. Common Stock 191216100 $1,378
- ------------------------------------------------------------------------------------------------------------------------------
LSI Logic Corp. Common Stock 502161102 $1,337
- ------------------------------------------------------------------------------------------------------------------------------
Abbott Laboratories Common Stock 002824100 $1,314
- ------------------------------------------------------------------------------------------------------------------------------
Glaxo Wellcome Plc ADR 37733W105 $1,201
- ------------------------------------------------------------------------------------------------------------------------------
Wells Fargo Company Common Stock 949746101 $1,193
- ------------------------------------------------------------------------------------------------------------------------------
Caterpillar Inc. Common Stock 149123101 $1,106
- ------------------------------------------------------------------------------------------------------------------------------
Union Planters Corp. Common Stock 908068109 $1,006
- ------------------------------------------------------------------------------------------------------------------------------
Sony Corporation ADR 835699307 $997
- ------------------------------------------------------------------------------------------------------------------------------
Schering-Plough Corporation Common Stock 806605101 $949
- ------------------------------------------------------------------------------------------------------------------------------
GTE Corporation Common Stock 362320103 $938
- ------------------------------------------------------------------------------------------------------------------------------
Boeing Co. Common Stock 097023105 $881
- ------------------------------------------------------------------------------------------------------------------------------
Inktomi Corp. Common Stock 457277101 $843
- ------------------------------------------------------------------------------------------------------------------------------
Apple Computer Inc. Common Stock 037833100 $833
- ------------------------------------------------------------------------------------------------------------------------------
Providian Financial Corp. Common Stock 74406A102 $820
- ------------------------------------------------------------------------------------------------------------------------------
Imatron Inc. Common Stock 452906100 $811
- ------------------------------------------------------------------------------------------------------------------------------
Tellabs Inc. Common Stock 879664100 $802
- ------------------------------------------------------------------------------------------------------------------------------
Internet Capital Group LLC Common Stock 46059C106 $782
- ------------------------------------------------------------------------------------------------------------------------------
eBay Inc. Common Stock 278642103 $739
- ------------------------------------------------------------------------------------------------------------------------------
Altera Corp. Common Stock 021441100 $704
- ------------------------------------------------------------------------------------------------------------------------------
Capital One Financial Corp. Common Stock 14040H105 $699
- ------------------------------------------------------------------------------------------------------------------------------
General Motors Corp. Common Stock 370442105 $694
- ------------------------------------------------------------------------------------------------------------------------------
Vodafone AirTouch Plc ADR 92857T107 $660
- ------------------------------------------------------------------------------------------------------------------------------
Illinois Tool Works Common Stock 452308109 $642
- ------------------------------------------------------------------------------------------------------------------------------
DoubleClick Inc. Common Stock 258609304 $633
- ------------------------------------------------------------------------------------------------------------------------------
Walt Disney (Hldgs) Co Common Stock 254687106 $627
- ------------------------------------------------------------------------------------------------------------------------------
AT&T - Liberty Media Group Common Stock 001957208 $612
- ------------------------------------------------------------------------------------------------------------------------------
Colgate-Palmolive Company Common Stock 194162103 $611
- ------------------------------------------------------------------------------------------------------------------------------
PE Corp.-PE Biosystems Group Common Stock 69332S102 $602
- ------------------------------------------------------------------------------------------------------------------------------
Medtronic Inc. Common Stock 585055106 $587
- ------------------------------------------------------------------------------------------------------------------------------
Checkfree Holdings Corp. Common Stock 162816102 $575
- ------------------------------------------------------------------------------------------------------------------------------
Akamai Technologies Inc. Common Stock 00971T101 $573
- ------------------------------------------------------------------------------------------------------------------------------
Viacom Inc. Common Stock 925524100 $544
- ------------------------------------------------------------------------------------------------------------------------------
Charter Communications Inc. Common Stock 16117M107 $525
- ------------------------------------------------------------------------------------------------------------------------------
Delta Air Lines Inc. Common Stock 247361108 $503
- ------------------------------------------------------------------------------------------------------------------------------
AT&T Corp. Common Stock 001957109 $493
- ------------------------------------------------------------------------------------------------------------------------------
Ask Jeeves Common Stock 045174109 $480
- ------------------------------------------------------------------------------------------------------------------------------
Softbank Corp. Common Stock J75963108 $478
- ------------------------------------------------------------------------------------------------------------------------------
Guidant Corp. Common Stock 401698105 $477
- ------------------------------------------------------------------------------------------------------------------------------
Honeywell International Inc. Common Stock 438516106 $473
- ------------------------------------------------------------------------------------------------------------------------------
Philip Morris Companies Inc. Common Stock 718154107 $464
- ------------------------------------------------------------------------------------------------------------------------------
Gap Inc. Common Stock 364760108 $449
- ------------------------------------------------------------------------------------------------------------------------------
Tiffany & Co. Common Stock 886547108 $428
- ------------------------------------------------------------------------------------------------------------------------------
Becton Dickinson & Co. Common Stock 075887109 $428
- ------------------------------------------------------------------------------------------------------------------------------
Estee Lauder Companies Inc. Common Stock 518439104 $419
- ------------------------------------------------------------------------------------------------------------------------------
State Street Corp. Common Stock 857477103 $416
- ------------------------------------------------------------------------------------------------------------------------------
Bank One Corp. Common Stock 06423A103 $406
- ------------------------------------------------------------------------------------------------------------------------------
US Cellular Corp. Common Stock 911684108 $403
- ------------------------------------------------------------------------------------------------------------------------------
Quaker Oats Co. Common Stock 747402105 $400
- ------------------------------------------------------------------------------------------------------------------------------
Harley-Davidson Inc. Common Stock 412822108 $397
- ------------------------------------------------------------------------------------------------------------------------------
Va Linux Inc Common Stock 91819B105 $393
- ------------------------------------------------------------------------------------------------------------------------------
CBS Corp. Common Stock 12490K107 $372
- ------------------------------------------------------------------------------------------------------------------------------
</TABLE>
Form 13F Information Table - Birinyi Associates 12/31/99
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1 Column 5 Column 6 Column 8
- ------------------------------------------------------------------------------------------------------------------------------------
Name of Shrs or SH/PRN Put/Call Investment Voting authority
-------------------------
Issuer prn amt discretion Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Alcoa Inc. 22,500 SH SOLE 22,500
- ------------------------------------------------------------------------------------------------------------------------------------
JDS Uniphase Corp. 11,400 SH SOLE 11,400
- ------------------------------------------------------------------------------------------------------------------------------------
Weyerhaeuser Co. 24,025 SH SOLE 24,025
- ------------------------------------------------------------------------------------------------------------------------------------
American Home Products Corp. 38,690 SH SOLE 38,690
- ------------------------------------------------------------------------------------------------------------------------------------
United Parcel Service Inc. 22,000 SH SOLE 22,000
- ------------------------------------------------------------------------------------------------------------------------------------
Eli Lilly & Co. 22,400 SH SOLE 22,400
- ------------------------------------------------------------------------------------------------------------------------------------
Red Hat Inc. 6,800 SH SOLE 6,800
- ------------------------------------------------------------------------------------------------------------------------------------
Applied Materials Inc. 11,200 SH SOLE 11,200
- ------------------------------------------------------------------------------------------------------------------------------------
Coca-Cola Co. 23,650 SH SOLE 23,650
- ------------------------------------------------------------------------------------------------------------------------------------
LSI Logic Corp. 19,800 SH SOLE 19,800
- ------------------------------------------------------------------------------------------------------------------------------------
Abbott Laboratories 36,180 SH SOLE 36,180
- ------------------------------------------------------------------------------------------------------------------------------------
Glaxo Wellcome Plc 21,490 SH SOLE 21,490
- ------------------------------------------------------------------------------------------------------------------------------------
Wells Fargo Company 29,500 SH SOLE 29,500
- ------------------------------------------------------------------------------------------------------------------------------------
Caterpillar Inc. 23,500 SH SOLE 23,500
- ------------------------------------------------------------------------------------------------------------------------------------
Union Planters Corp. 25,500 SH SOLE 25,500
- ------------------------------------------------------------------------------------------------------------------------------------
Sony Corporation 3,500 SH SOLE 3,500
- ------------------------------------------------------------------------------------------------------------------------------------
Schering-Plough Corporation 22,500 SH SOLE 22,500
- ------------------------------------------------------------------------------------------------------------------------------------
GTE Corporation 13,300 SH SOLE 13,300
- ------------------------------------------------------------------------------------------------------------------------------------
Boeing Co. 21,200 SH SOLE 21,200
- ------------------------------------------------------------------------------------------------------------------------------------
Inktomi Corp. 9,500 SH SOLE 9,500
- ------------------------------------------------------------------------------------------------------------------------------------
Apple Computer Inc. 8,103 SH SOLE 8,103
- ------------------------------------------------------------------------------------------------------------------------------------
Providian Financial Corp. 9,000 SH SOLE 9,000
- ------------------------------------------------------------------------------------------------------------------------------------
Imatron Inc. 324,300 SH SOLE 324,300
- ------------------------------------------------------------------------------------------------------------------------------------
Tellabs Inc. 12,500 SH SOLE 12,500
- ------------------------------------------------------------------------------------------------------------------------------------
Internet Capital Group LLC 4,600 SH SOLE 4,600
- ------------------------------------------------------------------------------------------------------------------------------------
eBay Inc. 5,900 SH SOLE 5,900
- ------------------------------------------------------------------------------------------------------------------------------------
Altera Corp. 14,200 SH SOLE 14,200
- ------------------------------------------------------------------------------------------------------------------------------------
Capital One Financial Corp. 14,500 SH SOLE 14,500
- ------------------------------------------------------------------------------------------------------------------------------------
General Motors Corp. 9,550 SH SOLE 9,550
- ------------------------------------------------------------------------------------------------------------------------------------
Vodafone AirTouch Plc 13,330 SH SOLE 13,330
- ------------------------------------------------------------------------------------------------------------------------------------
Illinois Tool Works 9,500 SH SOLE 9,500
- ------------------------------------------------------------------------------------------------------------------------------------
DoubleClick Inc. 2,500 SH SOLE 2,500
- ------------------------------------------------------------------------------------------------------------------------------------
Walt Disney (Hldgs) Co 21,450 SH SOLE 21,450
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T - Liberty Media Group 10,764 SH SOLE 10,764
- ------------------------------------------------------------------------------------------------------------------------------------
Colgate-Palmolive Company 9,400 SH SOLE 9,400
- ------------------------------------------------------------------------------------------------------------------------------------
PE Corp.-PE Biosystems Group 5,000 SH SOLE 5,000
- ------------------------------------------------------------------------------------------------------------------------------------
Medtronic Inc. 16,100 SH SOLE 16,100
- ------------------------------------------------------------------------------------------------------------------------------------
Checkfree Holdings Corp. 5,500 SH SOLE 5,500
- ------------------------------------------------------------------------------------------------------------------------------------
Akamai Technologies Inc. 1,750 SH SOLE 1,750
- ------------------------------------------------------------------------------------------------------------------------------------
Viacom Inc. 9,000 SH SOLE 9,000
- ------------------------------------------------------------------------------------------------------------------------------------
Charter Communications Inc. 24,000 SH SOLE 24,000
- ------------------------------------------------------------------------------------------------------------------------------------
Delta Air Lines Inc. 10,100 SH SOLE 10,100
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T Corp. 9,712 SH SOLE 9,712
- ------------------------------------------------------------------------------------------------------------------------------------
Ask Jeeves 4,250 SH SOLE 4,250
- ------------------------------------------------------------------------------------------------------------------------------------
Softbank Corp. 500 SH SOLE 500
- ------------------------------------------------------------------------------------------------------------------------------------
Guidant Corp. 10,150 SH SOLE 10,150
- ------------------------------------------------------------------------------------------------------------------------------------
Honeywell International Inc. 8,200 SH SOLE 8,200
- ------------------------------------------------------------------------------------------------------------------------------------
Philip Morris Companies Inc. 20,000 SH SOLE 20,000
- ------------------------------------------------------------------------------------------------------------------------------------
Gap Inc. 9,750 SH SOLE 9,750
- ------------------------------------------------------------------------------------------------------------------------------------
Tiffany & Co. 4,800 SH SOLE 4,800
- ------------------------------------------------------------------------------------------------------------------------------------
Becton Dickinson & Co. 16,000 SH SOLE 16,000
- ------------------------------------------------------------------------------------------------------------------------------------
Estee Lauder Companies Inc. 8,300 SH SOLE 8,300
- ------------------------------------------------------------------------------------------------------------------------------------
State Street Corp. 5,700 SH SOLE 5,700
- ------------------------------------------------------------------------------------------------------------------------------------
Bank One Corp. 12,669 SH SOLE 12,669
- ------------------------------------------------------------------------------------------------------------------------------------
US Cellular Corp. 3,995 SH SOLE 3,995
- ------------------------------------------------------------------------------------------------------------------------------------
Quaker Oats Co. 6,100 SH SOLE 6,100
- ------------------------------------------------------------------------------------------------------------------------------------
Harley-Davidson Inc. 6,200 SH SOLE 6,200
- ------------------------------------------------------------------------------------------------------------------------------------
Va Linux Inc 1,900 SH SOLE 1,900
- ------------------------------------------------------------------------------------------------------------------------------------
CBS Corp. 5,813 SH SOLE 5,813
- ------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
Form 13F Information Table - Birinyi Associates 12/31/99
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------
Column 1 Column 2 Column 3 Column 4
- ------------------------------------------------------------------------------------------------------------------------------
Name of Title of class CUSIP Value
Issuer (x $1000)
- ------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
Berkshire Hathaway Inc. Common Stock 084670207 $371
- ------------------------------------------------------------------------------------------------------------------------------
Deutsche Telekom ADR 251566105 $369
- ------------------------------------------------------------------------------------------------------------------------------
Freddie Mac Common Stock 313400301 $368
- ------------------------------------------------------------------------------------------------------------------------------
Qwest Communications International Common Stock 749121109 $366
- ------------------------------------------------------------------------------------------------------------------------------
Teradyne Inc. Common Stock 880770102 $363
- ------------------------------------------------------------------------------------------------------------------------------
Transocean Sedco Forex Inc. Common Stock G90078109 $361
- ------------------------------------------------------------------------------------------------------------------------------
First Union Corp. Common Stock 337358105 $361
- ------------------------------------------------------------------------------------------------------------------------------
Gateway Inc. Common Stock 367626108 $360
- ------------------------------------------------------------------------------------------------------------------------------
Telefonos de Mexico ADR 879403780 $351
- ------------------------------------------------------------------------------------------------------------------------------
Sears, Roebuck And Co. Common Stock 812387108 $350
- ------------------------------------------------------------------------------------------------------------------------------
Union Carbide Corp. Common Stock 905581104 $334
- ------------------------------------------------------------------------------------------------------------------------------
Kohls Corp. Common Stock 500255104 $328
- ------------------------------------------------------------------------------------------------------------------------------
IndyMac Mortgage Holdings Inc. Common Stock 456607100 $319
- ------------------------------------------------------------------------------------------------------------------------------
Novellus Systems Inc. Common Stock 670008101 $319
- ------------------------------------------------------------------------------------------------------------------------------
Omnicom Group Common Stock 681919106 $315
- ------------------------------------------------------------------------------------------------------------------------------
Nasdaq 100 Share Index Common Stock 631100104 $311
- ------------------------------------------------------------------------------------------------------------------------------
Lehman Brothers Holdings Inc. Common Stock 524908100 $292
- ------------------------------------------------------------------------------------------------------------------------------
Standard and Poor's Midcap 400 Index Misc. 595635103 $283
- ------------------------------------------------------------------------------------------------------------------------------
Deere & Co. Common Stock 244199105 $282
- ------------------------------------------------------------------------------------------------------------------------------
Halliburton Co. Common Stock 406216101 $282
- ------------------------------------------------------------------------------------------------------------------------------
Mellon Financial Corp. Common Stock 58551A108 $279
- ------------------------------------------------------------------------------------------------------------------------------
Bank of America Corp. Common Stock 060505104 $276
- ------------------------------------------------------------------------------------------------------------------------------
Simon Property Group Inc. 828806406 PFD CV B 6.50% $276
- ------------------------------------------------------------------------------------------------------------------------------
Telefonica SA ADR 879382208 $276
- ------------------------------------------------------------------------------------------------------------------------------
China.com Corp. Common Stock G2108N109 $275
- ------------------------------------------------------------------------------------------------------------------------------
Rare Medium Group Inc. Common Stock 75382N109 $273
- ------------------------------------------------------------------------------------------------------------------------------
Micron Technology Inc. Common Stock 595112103 $272
- ------------------------------------------------------------------------------------------------------------------------------
Minnesota Mining & Mfg Co Common Stock 604059105 $272
- ------------------------------------------------------------------------------------------------------------------------------
Target Corporation Common Stock 239753106 $253
- ------------------------------------------------------------------------------------------------------------------------------
Enron Corp. Common Stock 293561106 $253
- ------------------------------------------------------------------------------------------------------------------------------
Carnival Corp. Common Stock 143658102 $252
- ------------------------------------------------------------------------------------------------------------------------------
3com Corp. Common Stock 885535104 $244
- ------------------------------------------------------------------------------------------------------------------------------
Tyco International Ltd. Common Stock 902124106 $242
- ------------------------------------------------------------------------------------------------------------------------------
Korea Thrunet Company Ltd. Common Stock Y49975108 $238
- ------------------------------------------------------------------------------------------------------------------------------
Telefonaktiebolaget LM Ericsson ADR 294821400 $230
- ------------------------------------------------------------------------------------------------------------------------------
Georgia-Pacific (Georgia-Pacific Group) Common Stock 373298108 $228
- ------------------------------------------------------------------------------------------------------------------------------
Costco Wholesale Corp. Common Stock 22160K105 $219
- ------------------------------------------------------------------------------------------------------------------------------
Kellogg Co. Common Stock 487836108 $216
- ------------------------------------------------------------------------------------------------------------------------------
Cablevision Systems Corp. Common Stock 12686C109 $215
- ------------------------------------------------------------------------------------------------------------------------------
Fleet Boston Financial Corp. Common Stock 339030108 $205
- ------------------------------------------------------------------------------------------------------------------------------
AMR Corp/Del Common Stock 001765106 $201
- ------------------------------------------------------------------------------------------------------------------------------
Pacific Century CyberWorks Limited Common Stock Y6801N100 $49
- ------------------------------------------------------------------------------------------------------------------------------
Tridex Corp. Common Stock 895906105 $19
- ------------------------------------------------------------------------------------------------------------------------------
Cluster Technology Corp. Common Stock 189497209 $3
- ------------------------------------------------------------------------------------------------------------------------------
United States Treasury Bill 0.000% 01/06/00 Bill 912795DB4 $2,540
- ------------------------------------------------------------------------------------------------------------------------------
United States Treasury Note 5.875% 02/15/04 Note 912827N81 $262
- ------------------------------------------------------------------------------------------------------------------------------
United States Treasury Note 6.750% 04/30/00 Note 912827T69 $261
- ------------------------------------------------------------------------------------------------------------------------------
United States Treasury Note 6.125% 09/30/00 Note 912827V41 $551
- ------------------------------------------------------------------------------------------------------------------------------
United States Treasury Note SER C 2006 7.000% 07/15/06 Note 912827Y55 $205
- ------------------------------------------------------------------------------------------------------------------------------
New Jersey Health Care Facs Fing Auth Rev Chilton Mem Hosp-Ser D 5.000% 7/1/13 Muni 64579CSF8 $233
- ------------------------------------------------------------------------------------------------------------------------------
Bellsouth Tele. 6.25% 05/15/03 Bond 079867AE7 $220
- ------------------------------------------------------------------------------------------------------------------------------
Comcast Corp. 10.625% 07/15/12 Bond 200300AN1 $262
- ------------------------------------------------------------------------------------------------------------------------------
Call Time Warner Jan 035 Equity Option 8873159A9 $225
- ------------------------------------------------------------------------------------------------------------------------------
Federal Home Loan Bank Cons Discount Notes 0.000% 1/4/00 Note 313384RJ00B0 $2,360
- ------------------------------------------------------------------------------------------------------------------------------
Federal Home Loan Bank Cons Discount Notes 0.000% 1/5/00 Note 313384RK70B0 $420
- ------------------------------------------------------------------------------------------------------------------------------
</TABLE>
Form 13F Information Table - Birinyi Associates 12/31/99
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1 Column 5 Column 6 Column 8
- ------------------------------------------------------------------------------------------------------------------------------------
Name of Shrs or SH/PRN Put/Call Investment Voting authority
-------------------------
Issuer prn amt discretion Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Berkshire Hathaway Inc. 203 SH SOLE 203
- ------------------------------------------------------------------------------------------------------------------------------------
Deutsche Telekom 5,200 SH SOLE 5,200
- ------------------------------------------------------------------------------------------------------------------------------------
Freddie Mac 7,825 SH SOLE 7,825
- ------------------------------------------------------------------------------------------------------------------------------------
Qwest Communications International 8,500 SH SOLE 8,500
- ------------------------------------------------------------------------------------------------------------------------------------
Teradyne Inc. 5,500 SH SOLE 5,500
- ------------------------------------------------------------------------------------------------------------------------------------
Transocean Sedco Forex Inc. 10,728 SH SOLE 9,088
- ------------------------------------------------------------------------------------------------------------------------------------
First Union Corp. 11,000 SH SOLE 11,000
- ------------------------------------------------------------------------------------------------------------------------------------
Gateway Inc. 5,000 SH SOLE 5,000
- ------------------------------------------------------------------------------------------------------------------------------------
Telefonos de Mexico 3,120 SH SOLE 3,120
- ------------------------------------------------------------------------------------------------------------------------------------
Sears, Roebuck And Co. 11,500 SH SOLE 11,500
- ------------------------------------------------------------------------------------------------------------------------------------
Union Carbide Corp. 5,000 SH SOLE 5,000
- ------------------------------------------------------------------------------------------------------------------------------------
Kohls Corp. 4,550 SH SOLE 4,550
- ------------------------------------------------------------------------------------------------------------------------------------
IndyMac Mortgage Holdings Inc. 25,000 SH SOLE 25,000
- ------------------------------------------------------------------------------------------------------------------------------------
Novellus Systems Inc. 2,600 SH SOLE 2,600
- ------------------------------------------------------------------------------------------------------------------------------------
Omnicom Group 3,150 SH SOLE 3,150
- ------------------------------------------------------------------------------------------------------------------------------------
Nasdaq 100 Share Index 1,700 SH SOLE 1,700
- ------------------------------------------------------------------------------------------------------------------------------------
Lehman Brothers Holdings Inc. 3,446 SH SOLE 3,446
- ------------------------------------------------------------------------------------------------------------------------------------
Standard and Poor's Midcap 400 Index 3,485 SH SOLE 3,485
- ------------------------------------------------------------------------------------------------------------------------------------
Deere & Co. 6,500 SH SOLE 6,500
- ------------------------------------------------------------------------------------------------------------------------------------
Halliburton Co. 7,000 SH SOLE 7,000
- ------------------------------------------------------------------------------------------------------------------------------------
Mellon Financial Corp. 8,200 SH SOLE 8,200
- ------------------------------------------------------------------------------------------------------------------------------------
Bank of America Corp. 5,500 SH SOLE 5,500
- ------------------------------------------------------------------------------------------------------------------------------------
Simon Property Group Inc. 4,560 SH SOLE 4,560
- ------------------------------------------------------------------------------------------------------------------------------------
Telefonica SA 3,500 SH SOLE 3,500
- ------------------------------------------------------------------------------------------------------------------------------------
China.com Corp. 3,500 SH SOLE 3,500
- ------------------------------------------------------------------------------------------------------------------------------------
Rare Medium Group Inc. 8,000 SH SOLE 8,000
- ------------------------------------------------------------------------------------------------------------------------------------
Micron Technology Inc. 3,500 SH SOLE 3,500
- ------------------------------------------------------------------------------------------------------------------------------------
Minnesota Mining & Mfg Co 2,780 SH SOLE 2,780
- ------------------------------------------------------------------------------------------------------------------------------------
Target Corporation 3,450 SH SOLE 3,450
- ------------------------------------------------------------------------------------------------------------------------------------
Enron Corp. 5,700 SH SOLE 5,700
- ------------------------------------------------------------------------------------------------------------------------------------
Carnival Corp. 5,275 SH SOLE 5,275
- ------------------------------------------------------------------------------------------------------------------------------------
3com Corp. 5,200 SH SOLE 5,200
- ------------------------------------------------------------------------------------------------------------------------------------
Tyco International Ltd. 6,226 SH SOLE 6,226
- ------------------------------------------------------------------------------------------------------------------------------------
Korea Thrunet Company Ltd. 3,500 SH SOLE 3,500
- ------------------------------------------------------------------------------------------------------------------------------------
Telefonaktiebolaget LM Ericsson 3,500 SH SOLE 3,500
- ------------------------------------------------------------------------------------------------------------------------------------
Georgia-Pacific (Georgia-Pacific Group) 4,500 SH SOLE 4,500
- ------------------------------------------------------------------------------------------------------------------------------------
Costco Wholesale Corp. 2,400 SH SOLE 2,400
- ------------------------------------------------------------------------------------------------------------------------------------
Kellogg Co. 7,000 SH SOLE 7,000
- ------------------------------------------------------------------------------------------------------------------------------------
Cablevision Systems Corp. 2,850 SH SOLE 2,850
- ------------------------------------------------------------------------------------------------------------------------------------
Fleet Boston Financial Corp. 5,882 SH SOLE 5,882
- ------------------------------------------------------------------------------------------------------------------------------------
AMR Corp/Del 3,000 SH SOLE 3,000
- ------------------------------------------------------------------------------------------------------------------------------------
Pacific Century CyberWorks Limited 21,000 SH SOLE 21,000
- ------------------------------------------------------------------------------------------------------------------------------------
Tridex Corp. 11,500 SH SOLE 11,500
- ------------------------------------------------------------------------------------------------------------------------------------
Cluster Technology Corp. 25,000 SH SOLE 25,000
- ------------------------------------------------------------------------------------------------------------------------------------
United States Treasury Bill 0.000% 01/06/00 2,542,000 SH SOLE 2,542,000
- ------------------------------------------------------------------------------------------------------------------------------------
United States Treasury Note 5.875% 02/15/04 266,000 SH SOLE 266,000
- ------------------------------------------------------------------------------------------------------------------------------------
United States Treasury Note 6.750% 04/30/00 260,000 SH SOLE 260,000
- ------------------------------------------------------------------------------------------------------------------------------------
United States Treasury Note 6.125% 09/30/00 550,000 SH SOLE 550,000
- ------------------------------------------------------------------------------------------------------------------------------------
United States Treasury Note SER C 2006 7.000% 07/15/06 200,000 SH SOLE 200,000
- ------------------------------------------------------------------------------------------------------------------------------------
New Jersey Health Care Facs Fing Auth Rev
Chilton Mem Hosp-Ser D 5.000% 7/1/13 250,000 SH SOLE 250,000
- ------------------------------------------------------------------------------------------------------------------------------------
Bellsouth Tele. 6.25% 05/15/03 225,000 SH SOLE 225,000
- ------------------------------------------------------------------------------------------------------------------------------------
Comcast Corp. 10.625% 07/15/12 220,000 SH SOLE 220,000
- ------------------------------------------------------------------------------------------------------------------------------------
Call Time Warner Jan 035 60 SH Call SOLE 60
- ------------------------------------------------------------------------------------------------------------------------------------
Federal Home Loan Bank Cons Discount Notes 0.000% 1/4/00 2,360,000 SH SOLE 2,360,000
- ------------------------------------------------------------------------------------------------------------------------------------
Federal Home Loan Bank Cons Discount Notes 0.000% 1/5/00 420,000 SH SOLE 420,000
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</TABLE>
