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<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended:March 31, 2000
--------------
Check here if Amendment [ ]; Amendment Number:
--------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Birinyi Associates, Inc.
---------------------------------------------
Address: 61 Wilton Road
---------------------------------------------
Westport, CT 06880
---------------------------------------------
Form 13F File Number: 28-04573
--------
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Evan Paliotta
---------------------------------------------
Title: Analyst
---------------------------------------------
Phone: 203-341-0833
---------------------------------------------
Signature, Place, and Date of Signing:
/s/ Evan Paliotta Westport, CT. 05/11/00
- ------------------------ ----------------------------- --------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this
report and a portion are reported by other reporting
manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 156
Form 13F Information Table Value Total: $744,441
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
None
<PAGE>
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4
- --------------------------------------------------------------------------------------------------------
NAME OF TITLE OF CLASS CUSIP VALUE
ISSUER (X $1000)
- --------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
America Online Inc. Common Stock 02364J104 $65,165
Microsoft Corp. Common Stock 594918104 $56,416
International Business Machines Corp. Common Stock 459200101 $54,567
American Express Company Common Stock 025816109 $36,686
Intel Corp. Common Stock 458140100 $32,818
Cisco Systems Inc. Common Stock 17275R102 $32,279
Dell Computer Corp. Common Stock 247025109 $31,320
General Electric Company Common Stock 369604103 $31,109
Texas Instruments Inc. Common Stock 882508104 $26,408
Citigroup Inc. Common Stock 172967101 $22,771
Nokia OYJ ADR 654902204 $19,138
Standard and Poor's 500 Index (SPX) Common Stock 78462F103 $16,276
Lucent Technologies Inc. Common Stock 549463107 $14,137
EMC Corp-Mass Common Stock 268648102 $11,825
Exxon Mobil Corp. Common Stock 30231G102 $11,591
Morgan Stanley Dean Witter & Company Common Stock 617446448 $11,541
Chase Manhattan Corp. Common Stock 16161A108 $10,403
Sun Microsystems Inc. Common Stock 866810104 $9,575
US West Inc. Common Stock 91273H101 $9,289
Dow Chemical Company Common Stock 260543103 $9,203
Yahoo Inc. Common Stock 984332106 $8,963
Time Warner Inc. Common Stock 887315109 $8,580
Hewlett-Packard Co Common Stock 428236103 $7,762
J.P. Morgan & Company Common Stock 616880100 $7,747
Merrill Lynch & Co. Common Stock 590188108 $7,718
Exodus Communications Inc. Common Stock 302088109 $7,524
Bristol-Myers Squibb Co. Common Stock 110122108 $6,920
Wal-Mart Stores Inc. Common Stock 931142103 $6,270
Qualcomm Inc. Common Stock 747525103 $6,062
Warner-Lambert Co. Common Stock 934488107 $5,967
JDS Uniphase Corp. Common Stock 46612J101 $5,654
CMGI Inc. Common Stock 125750109 $5,269
Motorola Inc. Common Stock 620076109 $5,185
Merck & Co., Inc. Common Stock 589331107 $5,084
Atlantic Richfield Co. Common Stock 048825103 $4,654
Bell Atlantic Corp. Common Stock 077853109 $4,542
Oracle Corporation Common Stock 68389X105 $4,464
Corning Inc. Common Stock 219350105 $4,181
Goldman Sachs Group Inc. Common Stock 38141G104 $4,116
Schlumberger Ltd. Common Stock 806857108 $4,028
Amazon.Com Inc. Common Stock 023135106 $3,879
LSI Logic Corp. Common Stock 502161102 $3,820
Chevron Corporation Common Stock 166751107 $3,416
Schwab (Charles) Corp. Common Stock 808513105 $3,342
Pfizer Inc. Common Stock 717081103 $2,918
Applied Materials Inc. Common Stock 038222105 $2,893
Amgen Inc. Common Stock 031162100 $2,823
Clear Channel Communications Common Stock 184502102 $2,721
Bellsouth Corporation Common Stock 079860102 $2,684
Telephone & Data Systems Inc. Common Stock 879433100 $2,609
American International Group Common Stock 026874107 $2,542
Compaq Computer Corp. Common Stock 204493100 $2,423
United Technologies Corp. Common Stock 913017109 $2,401
Worldcom Inc. Common Stock 98157D106 $2,371
Sony Corporation ADR 835699307 $2,241
Berkshire Hathaway Inc. Common Stock 084670108 $2,174
Adobe Systems Inc. Common Stock 00724F101 $2,170
Home Depot Inc. Common Stock 437076102 $2,068
Softbank Corp. Common Stock J75963108 $1,783
Inktomi Corp. Common Stock 457277101 $1,755
</TABLE>
<TABLE>
<CAPTION>
COLUMN 5 COLUMN 6 COLUMN 8
- ------------------------------------------------------------------------------------------------------------------------------
SHRS OR SH/PRN Put/Call Investment Voting authority
PRN AMT discretion Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
America Online Inc. 968,991 SH SOLE 968,991
Microsoft Corp. 530,974 SH SOLE 530,974
International Business Machines Corp. 462,432 SH SOLE 462,432
American Express Company 246,320 SH SOLE 246,320
Intel Corp. 248,742 SH SOLE 248,742
Cisco Systems Inc. 417,512 SH SOLE 417,512
Dell Computer Corp. 580,671 SH SOLE 580,671
General Electric Company 200,462 SH SOLE 200,462
Texas Instruments Inc. 165,050 SH SOLE 165,050
Citigroup Inc. 383,909 SH SOLE 383,909
Nokia OYJ 88,090 SH SOLE 88,090
Standard and Poor's 500 Index (SPX) 108,100 SH SOLE 108,100
Lucent Technologies Inc. 232,713 SH SOLE 232,713
EMC Corp-Mass 94,600 SH SOLE 94,600
Exxon Mobil Corp. 148,960 SH SOLE 148,960
Morgan Stanley Dean Witter & Company 141,494 SH SOLE 141,494
Chase Manhattan Corp. 119,320 SH SOLE 119,320
Sun Microsystems Inc. 102,180 SH SOLE 102,180
US West Inc. 127,910 SH SOLE 127,910
Dow Chemical Company 80,730 SH SOLE 80,730
Yahoo Inc. 52,300 SH SOLE 52,300
Time Warner Inc. 85,800 SH SOLE 85,800
Hewlett-Packard Co 58,556 SH SOLE 58,556
J.P. Morgan & Company 58,800 SH SOLE 58,800
Merrill Lynch & Co. 73,500 SH SOLE 73,500
Exodus Communications Inc. 53,550 SH SOLE 53,550
Bristol-Myers Squibb Co. 119,830 SH SOLE 119,830
Wal-Mart Stores Inc. 112,972 SH SOLE 112,972
Qualcomm Inc. 40,600 SH SOLE 40,600
Warner-Lambert Co. 61,204 SH SOLE 61,204
JDS Uniphase Corp. 46,900 SH SOLE 46,900
CMGI Inc. 46,500 SH SOLE 46,500
Motorola Inc. 36,417 SH SOLE 36,417
Merck & Co., Inc. 81,833 SH SOLE 81,833
Atlantic Richfield Co. 54,750 SH SOLE 54,750
Bell Atlantic Corp. 74,300 SH SOLE 74,300
Oracle Corporation 57,184 SH SOLE 57,184
Corning Inc. 21,550 SH SOLE 21,550
Goldman Sachs Group Inc. 39,150 SH SOLE 39,150
Schlumberger Ltd. 52,650 SH SOLE 52,650
Amazon.Com Inc. 57,900 SH SOLE 57,900
LSI Logic Corp. 52,600 SH SOLE 52,600
Chevron Corporation 36,950 SH SOLE 36,950
Schwab (Charles) Corp. 58,824 SH SOLE 58,824
Pfizer Inc. 79,796 SH SOLE 79,796
Applied Materials Inc. 30,700 SH SOLE 30,700
Amgen Inc. 46,000 SH SOLE 46,000
Clear Channel Communications 39,400 SH SOLE 39,400
Bellsouth Corporation 57,100 SH SOLE 57,100
Telephone & Data Systems Inc. 23,500 SH SOLE 23,500
American International Group 23,216 SH SOLE 23,216
Compaq Computer Corp. 91,000 SH SOLE 91,000
United Technologies Corp. 38,000 SH SOLE 38,000
Worldcom Inc. 52,332 SH SOLE 52,332
Sony Corporation 8,000 SH SOLE 8,000
Berkshire Hathaway Inc. 38 SH SOLE 38
Adobe Systems Inc. 19,500 SH SOLE 19,500
Home Depot Inc. 32,066 SH SOLE 32,066
Softbank Corp. 2,000 SH SOLE 2,000
Inktomi Corp. 9,000 SH SOLE 9,000
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4
- ----------------------------------------------------------------------------------------------------------
NAME OF TITLE OF CLASS CUSIP VALUE
ISSUER (X $1000)
- ----------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
McDonald's Corp. Common Stock 580135101 $1,715
American Home Products Corp. Common Stock 026609107 $1,678
Disney (Walt) Co Common Stock 254687106 $1,568
Teradyne Inc. Common Stock 880770102 $1,522
Johnson & Johnson Common Stock 478160104 $1,512
Alcoa Inc. Common Stock 013817101 $1,510
Altera Corp. Common Stock 021441100 $1,315
Qwest Communications International Common Stock 749121109 $1,314
Fannie Mae Common Stock 313586109 $1,287
Telefonaktiebolaget LM Ericsson ADR 294821400 $1,266
eBay Inc. Common Stock 278642103 $1,232
Wells Fargo & Company Common Stock 949746101 $1,204
Gateway Inc. Common Stock 367626108 $1,155
Imatron Inc. Common Stock 452906100 $1,155
Juniper Networks Inc. Common Stock 48203R104 $1,120
Apple Computer Inc. Common Stock 037833100 $1,100
Nortel Networks Corporation Common Stock 656568102 $1,090
GTE Corporation Common Stock 362320103 $1,090
Abbott Laboratories Common Stock 002824100 $1,038
Pepsico Inc. Common Stock 713448108 $1,027
PE Corp.-PE Biosystems Group Common Stock 69332S102 $984
Donaldson, Lufkin & Jenrette Inc. - DLJ Common Stock 257661108 $932
Eli Lilly & Co. Common Stock 532457108 $882
General Motors Corp. Common Stock 370442105 $874
Coca-Cola Co. Common Stock 191216100 $855
Internet Capital Group Inc. Common Stock 46059C106 $831
AT&T Corp. Common Stock 001957109 $794
3com Corp. Common Stock 885535104 $790
Gap Inc. Common Stock 364760108 $770
Vitesse Semiconductor Corp. Common Stock 928497106 $760
Tellabs Inc. Common Stock 879664100 $756
Sears, Roebuck And Co. Common Stock 812387108 $726
Schering-Plough Corporation Common Stock 806605101 $717
Procter & Gamble Co. Common Stock 742718109 $641
Vodafone AirTouch Plc ADR 92857T107 $639
International Paper Co. Common Stock 460146103 $620
Computer Associates International Inc. Common Stock 204912109 $562
Medtronic Inc. Common Stock 585055106 $561
State Street Corp. Common Stock 857477103 $552
Turnstone Systems Inc Common Stock 900423104 $552
Ariba Inc. Common Stock 04033V104 $524
UAL Corp. Common Stock 902549500 $509
SBC Communications Inc. Common Stock 78387G103 $501
Capital One Financial Corp. Common Stock 14040H105 $484
Nasdaq 100 Share Index Common Stock 631100104 $482
Viacom Inc. Common Stock 925524100 $481
Ford Motor Company Common Stock 345370100 $450
Becton Dickinson & Co. Common Stock 075887109 $442
Minnesota Mining & Manufacturing Company Common Stock 604059105 $441
Novellus Systems Inc. Common Stock 670008101 $438
First Union Corp. Common Stock 337358105 $428
Checkfree Holdings Corp. Common Stock 162816102 $423
Deutsche Telekom ADR 251566105 $417
Tiffany & Co. Common Stock 886547108 $401
Immunex Corp. Common Stock 452528102 $381
Bank One Corp. Common Stock 06423A103 $380
Micron Technology Inc. Common Stock 595112103 $378
Freddie Mac Common Stock 313400301 $376
IndyMac Mortgage Holdings Inc. Common Stock 456607100 $373
AT&T - Liberty Media Group Common Stock 001957208 $361
</TABLE>
<TABLE>
<CAPTION>
COLUMN 5 COLUMN 6 COLUMN 8
- ------------------------------------------------------------------------------------------------------------------------------
SHRS OR SH/PRN Put/Call Investment Voting authority
PRN AMT discretion Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
McDonald's Corp. 45,650 SH SOLE 45,650
American Home Products Corp. 31,300 SH SOLE 31,300
Disney (Walt) Co 37,900 SH SOLE 37,900
Teradyne Inc. 18,500 SH SOLE 18,500
Johnson & Johnson 21,579 SH SOLE 21,579
Alcoa Inc. 21,500 SH SOLE 21,500
Altera Corp. 14,737 SH SOLE 14,737
Qwest Communications International 27,100 SH SOLE 27,100
Fannie Mae 22,800 SH SOLE 22,800
Telefonaktiebolaget LM Ericsson 13,500 SH SOLE 13,500
eBay Inc. 7,000 SH SOLE 7,000
Wells Fargo & Company 29,400 SH SOLE 29,400
Gateway Inc. 21,800 SH SOLE 21,800
Imatron Inc. 324,300 SH SOLE 324,300
Juniper Networks Inc. 4,250 SH SOLE 4,250
Apple Computer Inc. 8,103 SH SOLE 8,103
Nortel Networks Corporation 8,650 SH SOLE 8,650
GTE Corporation 15,350 SH SOLE 15,350
Abbott Laboratories 29,510 SH SOLE 29,510
Pepsico Inc. 29,700 SH SOLE 29,700
PE Corp.-PE Biosystems Group 10,200 SH SOLE 10,200
Donaldson, Lufkin & Jenrette Inc. - DLJ 18,000 SH SOLE 18,000
Eli Lilly & Co. 14,000 SH SOLE 14,000
General Motors Corp. 10,550 SH SOLE 10,550
Coca-Cola Co. 18,206 SH SOLE 18,206
Internet Capital Group Inc. 9,200 SH SOLE 9,200
AT&T Corp. 14,112 SH SOLE 14,112
3com Corp. 14,200 SH SOLE 14,200
Gap Inc. 15,450 SH SOLE 15,450
Vitesse Semiconductor Corp. 7,900 SH SOLE 7,900
Tellabs Inc. 12,000 SH SOLE 12,000
Sears, Roebuck And Co. 23,500 SH SOLE 23,500
Schering-Plough Corporation 19,500 SH SOLE 19,500
Procter & Gamble Co. 11,400 SH SOLE 11,400
Vodafone AirTouch Plc 11,500 SH SOLE 11,500
International Paper Co. 14,500 SH SOLE 14,500
Computer Associates International Inc. 9,500 SH SOLE 9,500
Medtronic Inc. 10,900 SH SOLE 10,900
State Street Corp. 5,700 SH SOLE 5,700
Turnstone Systems Inc 4,800 SH SOLE 4,800
Ariba Inc. 2,500 SH SOLE 2,500
UAL Corp. 8,500 SH SOLE 8,500
SBC Communications Inc. 11,932 SH SOLE 11,932
Capital One Financial Corp. 10,100 SH SOLE 10,100
Nasdaq 100 Share Index 4,400 SH SOLE 4,400
Viacom Inc. 9,000 SH SOLE 9,000
Ford Motor Company 9,800 SH SOLE 9,800
Becton Dickinson & Co. 16,800 SH SOLE 16,800
Minnesota Mining & Manufacturing Company 4,980 SH SOLE 4,980
Novellus Systems Inc. 7,800 SH SOLE 7,800
First Union Corp. 11,500 SH SOLE 11,500
Checkfree Holdings Corp. 6,000 SH SOLE 6,000
Deutsche Telekom 5,200 SH SOLE 5,200
Tiffany & Co. 4,800 SH SOLE 4,800
Immunex Corp. 6,000 SH SOLE 6,000
Bank One Corp. 11,040 SH SOLE 11,040
Micron Technology Inc. 3,000 SH SOLE 3,000
Freddie Mac 8,500 SH SOLE 8,500
IndyMac Mortgage Holdings Inc. 25,000 SH SOLE 25,000
AT&T - Liberty Media Group 6,100 SH SOLE 6,100
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4
- -------------------------------------------------------------------------------------------------------
NAME OF TITLE OF CLASS CUSIP VALUE
ISSUER (X $1000)
- -------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
Telefonos de Mexico SA ADR 879403780 $351
Analog Devices Inc. Common Stock 032654105 $322
Georgia-Pacific (Georgia-Pacific Group) Common Stock 373298108 $317
Glaxo Wellcome Plc ADR 37733W105 $297
Colgate-Palmolive Company Common Stock 194162103 $293
Halliburton Co. Common Stock 406216101 $292
CBS Corp. Common Stock 12490K107 $292
BP Amoco Plc ADR 055622104 $289
Pharmacia Corporation Common Stock 611662107 $286
Nextel Communications Inc. Common Stock 65332V103 $285
Honeywell International Inc. Common Stock 438516106 $279
Automatic Data Processing Common Stock 053015103 $270
Telefonica SA ADR 879382208 $261
Xerox Corp. Common Stock 984121103 $255
Lehman Brothers Holdings Inc. Common Stock 524908100 $247
Eastman Kodak Co. Common Stock 277461109 $235
Union Carbide Corp. Common Stock 905581104 $233
Weyerhaeuser Co. Common Stock 962166104 $228
United Parcel Service Inc. Common Stock 911312106 $221
Berkshire Hathaway Inc. Common Stock 084670207 $213
Broadcom Corp. Common Stock 111320107 $209
Pacific Century CyberWorks Limited Common Stock Y6801N100 $84
E-new Media Company Limited Common Stock Y2293Q107 $6
Neomedia Technologies Inc. Common Stock 640505103 $85
CNPC Hong Kong LTD-ORD Common Stock G2237F100 $1
United States Treasury Note 6.125% 09/30/00 Note 912827V41 $550
United States Treasury Note 5.875% 02/15/04 Note 912827N81 $260
United States Treasury Note 6.750% 04/30/00 Note 912827T69 $260
Comcast Corp. 10.625% 07/15/12 Bond 200300AN1 $256
United States Treasury Note SER C 2007 6.625% 8/15/07 Note 9128272U5 $255
United States Treasury Note SER C 2005 6.500% 8/15/05 Note 912827U83 $252
United States Treasury Note SER G -2004 6.000% 8/15/04 Note 9128275M0 $247
United States Treasury Note SER B 2003 5.750% 8/15/03 Note 912827L83 $245
New Jersey Health Care Facs Fing Auth Rev
Chilton Mem Hosp-Ser D 5.000% 7/1/13 Muni 64579CSF8 $237
Bellsouth Tele. 6.25% 05/15/03 Bond 079867AE7 $218
United States Treasury Note SER C 2006 7.000% 07/15/06 Note 912827Y55 $207
</TABLE>
<TABLE>
<CAPTION>
COLUMN 5 COLUMN 6 COLUMN 8
- ------------------------------------------------------------------------------------------------------------------------------
SHRS OR SH/PRN Put/Call Investment Voting authority
PRN AMT discretion Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Telefonos de Mexico SA 5,240 SH SOLE 5,240
Analog Devices Inc. 4,000 SH SOLE 4,000
Georgia-Pacific (Georgia-Pacific Group) 8,000 SH SOLE 8,000
Glaxo Wellcome Plc 5,190 SH SOLE 5,190
Colgate-Palmolive Company 5,200 SH SOLE 5,200
Halliburton Co. 7,125 SH SOLE 7,125
CBS Corp. 5,155 SH SOLE 5,155
BP Amoco Plc 5,444 SH SOLE 5,444
Pharmacia Corporation 5,550 SH SOLE 5,550
Nextel Communications Inc. 1,925 SH SOLE 1,925
Honeywell International Inc. 5,300 SH SOLE 5,300
Automatic Data Processing 5,600 SH SOLE 5,600
Telefonica SA 3,500 SH SOLE 3,500
Xerox Corp. 9,800 SH SOLE 9,800
Lehman Brothers Holdings Inc. 2,546 SH SOLE 2,546
Eastman Kodak Co. 4,325 SH SOLE 4,325
Union Carbide Corp. 4,000 SH SOLE 4,000
Weyerhaeuser Co. 4,000 SH SOLE 4,000
United Parcel Service Inc. 3,500 SH SOLE 3,500
Berkshire Hathaway Inc. 117 SH SOLE 117
Broadcom Corp. 860 SH SOLE 860
Pacific Century CyberWorks Limited 36,000 SH SOLE 36,000
E-new Media Company Limited 20,000 SH SOLE 20,000
Neomedia Technologies Inc. 10,000 SH SOLE 10,000
CNPC Hong Kong LTD-ORD 10,000 SH SOLE 10,000
United States Treasury Note 6.125% 09/30/00 550,000 SH SOLE 550,000
United States Treasury Note 5.875% 02/15/04 266,000 SH SOLE 266,000
United States Treasury Note 6.750% 04/30/00 260,000 SH SOLE 260,000
Comcast Corp. 10.625% 07/15/12 220,000 SH SOLE 220,000
United States Treasury Note SER C 2007 6.625% 8/15 250,000 SH SOLE 250,000
United States Treasury Note SER C 2005 6.500% 8/15 250,000 SH SOLE 250,000
United States Treasury Note SER G -2004 6.000% 8/1 250,000 SH SOLE 250,000
United States Treasury Note SER B 2003 5.750% 8/1 250,000 SH SOLE 250,000
New Jersey Health Care Facs Fing Auth Rev
Chilton Mem Hosp-Ser D 5.000% 7/1/13 250,000 SH SOLE 250,000
Bellsouth Tele. 6.25% 05/15/03 225,000 SH SOLE 225,000
United States Treasury Note SER C 2006 7.000%
07/ 15/06 200,000 SH SOLE 200,000
</TABLE>
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