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Previous: CITICORP BANKING CORP, 13F-NT, 1999-05-14 |
Next: TRINITY CAPITAL OF JACKSONVILLE INC, 13F-HR, 1999-05-14 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F-HR
Form 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: March 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Ridgecrest Investment Management, LLC
Address: 600 Third Avenue, 17th Floor
New York, New York 10158
Form 13F File Number: 28-7548
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David May
Title: Managing Member
Phone: (212) 984-6266
Signature, Place, and Date of Signing:
/s/ David May New York, New York
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 158
Form 13F Information Table Value Total: $ 192,141
(thousands)
List of Other Included Managers:
No. Form 13F File Number Name
1 CIBC Oppenheimer
2 28-6420 Soros Fund Management, LLC
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name Of issuer Title Of Class Cusip Value SHRS OR SH/ PUT/ Invstment Other Voting
(X$1000) PRN AMT PRN CALL Discr Mgrs Authority
(a) SOLE
24/7 MEDIA INC COM STK COM 901314104 515 10000 SH SOLE 10000
3COM CORP COM COM 885535104 1515 65000 SH SOLE 65000
A T & T CORP COM 001957109 3192 40000 SH SOLE 40000
ACE LTD ORD G0070K103 826 26500 SH SOLE 26500
ADAPTEC INC COM 00651F108 912 40000 SH SOLE 40000
ADC TELECOMMUNICATIONS COM 000886101 476 10000 SH SOLE 10000
ALKERMES INC COM 01642T108 270 9900 SH SOLE 9900
ALLSTATE CORP COM 020002101 352 9500 SH SOLE 9500
ALTERA CORP COM 021441100 892 15000 SH SOLE 15000
AMAZON COM INC COM 023135106 3443 20000 SH SOLE 20000
AMC ENTERTAINMENT INC COM 001669100 204 10500 SH SOLE 10500
AMERICA ONLINE INC COM 02364J104 19845 135005 SH SOLE 135005
AMERICA WEST HOLDING CORP CL B 023657208 198 10400 SH SOLE 10400
AMES DEPARTMENT STORES INC COM 030789507 446 12000 SH SOLE 12000
ANADIGICS INC COM 032515108 183 10400 SH SOLE 10400
AON CORP COM 037389103 398 6300 SH SOLE 6300
APACHE CORP COM 037411105 566 21700 SH SOLE 21700
APPLIED MATLS INC COM 038222105 2341 37950 SH SOLE 37950
ASCEND COMMUNICATIONS INC COM 043491109 3167 37850 SH SOLE 37850
ASSOCIATED GROUP INC CL B 045651205 684 14100 SH SOLE 14100
AT&T CORP COM LIB GRP A 001957208 1314 25000 SH SOLE 25000
AT&T CORP LIBERTY MEDIA GROUP COM 001957208 747 14200 SH SOLE 14200
AUTOMATIC DATA PROCESSING INC COM 053015103 2068 50000 SH SOLE 50000
AVIS RENT A CAR INC COM 053790101 291 10500 SH SOLE 10500
BAKER HUGHES INC COM 057224107 253 10400 SH SOLE 10400
BALL CORP COM 058498106 563 12000 SH SOLE 12000
BMC SOFTWARE INC COM 055921100 970 26180 SH SOLE 26180
BOISE CASCADE CORP COM 097383103 674 20900 SH SOLE 20900
BORG WARNER AUTOMOTIVE INC COM 099724106 273 5700 SH SOLE 5700
BROADCAST COM INC COM 111310108 295 2500 SH SOLE 2500
BROWN TOM INC NEW COM 115660201 204 16800 SH SOLE 16800
BURLINGTON RESOURCES INC COM 122014103 292 7300 SH SOLE 7300
CADENCE DESIGN SYSTEMS INC COM 127387108 515 20000 SH SOLE 20000
CATALINA MARKETING CORP COM 148867104 429 5000 SH SOLE 5000
CHANCELLOR MEDIA CORP COM 158915108 594 12600 SH SOLE 12600
CHIREX INC COM 170038103 647 26400 SH SOLE 26400
CINAR CORPORATION LTD VTG SHS S171905300 288 12500 SH SOLE 12500
CISCO SYS INC COM 17275R102 3834 35000 SH SOLE 35000
CITIGROUP INC COM 172967101 818 12800 SH SOLE 12800
CNF TRANSPORTATION INC COM 12612W104 265 7000 SH SOLE 7000
<PAGE>
COMDISCO INC COM 200336105 536 30000 SH SOLE 30000
COMDISCO INC COM 200336105 263 14700 SH SOLE 14700
COMPAQ COMPUTER CORP COM 204493100 2535 80000 SH SOLE 80000
COMPUSA INC COM 204932107 111 15800 SH SOLE 15800
COMPUTER ASSOC INTL INC COM 204912109 1066 30000 SH SOLE 30000
COMPUTER SCIENCES CORP COM 205363104 2207 40000 SH SOLE 40000
COMVERSE TECHNOLOGY INC SB DB CV5.75%06 205862AE5 4255 2250000 SH SOLE 2250000
CONTINENTAL AIRLINES INC CL B 210795308 490 12900 SH SOLE 12900
CROMPTON & KNOWLES CORP COM 227111101 197 12500 SH SOLE 12500
DELL COMPUTER CORP COM 247025109 1635 40000 SH SOLE 40000
E M C CORP MASS COM 268648102 4854 38000 SH SOLE 38000
ECHOSTAR COMMUNICATIONS CORP COM 278762109 1551 19000 SH SOLE 19000
EL PASO ELECTRIC CO COM 283677854 159 20900 SH SOLE 20900
ELECTRONIC ARTS COM 285512109 2375 50000 SH SOLE 50000
ELECTRONIC DATA SYS COM 285661104 2677 55000 SH SOLE 55000
ENRON OIL & GAS CO COM 293562104 313 18800 SH SOLE 18800
ENZON INC COM 293904108 199 13500 SH SOLE 13500
FIRST DATA CORP COM 319963104 4275 100000 SH SOLE 100000
FORE SYSTEMS INC COM 345449102 378 20000 SH SOLE 20000
FOREST LABORATORIES INC COM 345838106 496 8800 SH SOLE 8800
FOX ENTMT GROUP INC CL A 35138T107 813 30000 SH SOLE 30000
GILEAD SCIENCES INC COM 375558103 314 6900 SH SOLE 6900
HALTER MARINE GROUP INC COM 40642Y105 182 31300 SH SOLE 31300
HANOVER DIRECT INC COM 410783104 71 25200 SH SOLE 25200
HASBRO INC COM 418056107 382 13200 SH SOLE 13200
HEWLETT PACKARD CO COM 428236103 2373 35000 SH SOLE 35000
ICG COMMUNICATIONS INC COM 449246107 200 10000 SH SOLE 10000
IMC GLOBAL INC COM 449669100 525 25700 SH SOLE 25700
INFOSEEK CORP COM 45678M107 1480 20000 SH SOLE 20000
INFOSPACE.COM INC COM 45678T102 1063 12000 SH SOLE 12000
ING GROEP NV SPONSORED ADR 456837103 346 6300 SH SOLE 6300
INTEL CORP COM 458140100 3952 33250 SH SOLE 33250
INTERMEDIA COMMUNICATIONS INC COM 458801107 532 20000 SH SOLE 20000
INTERNATIONAL PAPER CO COM 460146103 350 8300 SH SOLE 8300
INTERTAN INC COM 461120107 338 34700 SH SOLE 34700
INTL BUSINESS MACHS CORP COM 459200101 3545 20000 SH SOLE 20000
INTUIT INC COM 461202103 4070 40000 SH SOLE 40000
JACOR COMMUNICATIONS INC CL A 469858401 243 3200 SH SOLE 3200
JONES APPAREL GROUP INC COM 480074103 847 30300 SH SOLE 30300
KERR MCGEE CORP COM 492386107 240 7300 SH SOLE 7300
KING WORLD PRODUCTIONS INC COM 495667107 226 7400 SH SOLE 7400
KONINKLIJKE PHILIPS ELECTRS SPONSORED ADR 500472105 981 11900 SH SOLE 11900
LONE STAR STEAKHOUSE & SALOON COM 542307103 171 16700 SH SOLE 16700
LUCENT TECHNOLOGIES INC COM 549463107 2700 25000 SH SOLE 25000
MASTER GRAPHICS INC COM 576346100 119 19800 SH SOLE 19800
MEDIAONE GROUP INC COM STK COM 58440J104 2537 40000 SH SOLE 40000
MENTOR GRAPHICS CORP COM 587200106 312 23100 SH SOLE 23100
<PAGE>
MICRON TECHNOLOGY INC SB NT CV 7%04 595112AB9 2382 2250000 SH SOLE 2250000
MICROSOFT CORP COM 594918104 5377 60000 SH SOLE 60000
MICROWAVE POWER DEVICES INC COM 59517M103 122 15200 SH SOLE 15200
MILLICOM INTERNATIONAL ORD SL6388F102 270 10400 SH SOLE 10400
MONSANTO CO COM 611662107 882 19200 SH SOLE 19200
MOTOROLA INC COM 620076109 2930 40000 SH SOLE 40000
MURPHY OIL CORP COM 626717102 307 7400 SH SOLE 7400
NAVISTAR INTERNATIONAL CORP COM 63934E108 201 5000 SH SOLE 5000
NEWBRIDGE NETWORKS CORP COM 650901101 268 8500 SH SOLE 8500
NEWPARK RESOURCES INC NEW COM 651718504 152 20900 SH SOLE 20900
NEXSTAR PHARMACEUTICALS INC COM 65333B106 193 11300 SH SOLE 11300
NEXTEL COMMUNICATIONS INC CL A 65332V103 1098 30000 SH SOLE 30000
NOKIA CORP SPONSORED ADR 654902204 3115 20000 SH SOLE 20000
NORTHERN TELECOM LTD COM 665815106 3731 60060 SH SOLE 60060
NPC INTERNATIONAL INC COM 629360306 191 12200 SH SOLE 12200
NTL INC COM 629407107 968 11900 SH SOLE 11900
NUEVO ENERGY CO COM 670509108 340 25200 SH SOLE 25200
OCCIDENTAL PETROLEUM CORP COM 674599105 338 18800 SH SOLE 18800
ORACLE CORP COM 68389X105 2637 100000 SH SOLE 100000
PACIFICARE HEALTH SYSTEMS INC COM 695112201 621 9100 SH SOLE 9100
PAIRGAIN TECHNOLOGIES INC COM 695934109 171 17500 SH SOLE 17500
PARAMETRIC TECHNOLOGY CORP COM 699173100 1678 85000 SH SOLE 85000
PARK PLACE ENTERTAINMENT CORP COM 700690100 158 20900 SH SOLE 20900
PCORDER.COM INC CL A 70453H107 566 10000 SH SOLE 10000
PEOPLESOFT INC COM 712713106 1170 80000 SH SOLE 80000
PEPSICO INC COM 713448108 290 7400 SH SOLE 7400
PHARMACIA & UPJOHN INC COM 716941109 911 14600 SH SOLE 14600
PRIME HOSPITALITY CORP COM 741917108 145 14600 SH SOLE 14600
R & B FALCON CORP COM 74912E101 144 16700 SH SOLE 16700
RAWLINGS SPORTING GOODS CO INC COM 754459105 158 19200 SH SOLE 19200
REMEDY CORP COM 759548100 210 15000 SH SOLE 15000
REYNOLDS METALS CO COM 761763101 377 7800 SH SOLE 7800
ROBERT MONDAVI CORP CL A 609200100 397 11100 SH SOLE 11100
S3 INC COM 784849101 188 25000 SH SOLE 25000
SAFEGUARD SCIENTIFIC INC COM 786449108 1350 20000 SH SOLE 20000
SAKS INC COM 79377W108 260 10000 SH SOLE 10000
SANCHEZ COMPUTER ASSOCIATES COM 799702105 244 10500 SH SOLE 10500
SEAGATE TECHNOLOGY COM 811804103 2069 70000 SH SOLE 70000
SEARS ROEBUCK & CO COM 812387108 429 9500 SH SOLE 9500
SENSORMATIC ELECTRONICS CORP COM 817265101 231 24300 SH SOLE 24300
SFX ENTERTAINMENT INC CL A 784178105 917 14200 SH SOLE 14200
SHONEYS INC COM 825039100 188 75000 SH SOLE 75000
SHOREWOOD PACKAGING CORP COM 825229107 498 25400 SH SOLE 25400
SMURFIT-STONE CONTAINER CORP COM 832727101 481 24900 SH SOLE 24900
SOLECTRON CORP COM 834182107 2768 57000 SH SOLE 57000
SOUTHWEST SECURITIES GROUP INC COM 845224104 234 8300 SH SOLE 8300
SPRINT CORP COM FON GROUP 852061100 981 10000 SH SOLE 10000
STMICROELECTRONICS NV COM 861012102 2913 30000 SH SOLE 30000
SUN MICROSYSTEMS INC COM 866810104 5002 40000 SH SOLE 40000
TANDY CORP COM 875382103 536 8400 SH SOLE 8400
TELECOM ITALIA SPA SPONSORED ADR 87927W106 219 2100 SH SOLE 2100
TELLABS INC COM COM 879664100 3421 35000 SH SOLE 35000
TEMPLE-INLAND INC COM 879868107 439 7000 SH SOLE 7000
TENNECO INC COM 88037E101 291 10400 SH SOLE 10400
TERADYNE INC COM 880770102 1636 30000 SH SOLE 30000
TEXAS INSTRS INC COM 882508104 2977 30000 SH SOLE 30000
TOPPS CO INC COM 890786106 194 44300 SH SOLE 44300
TRAVELERS PROPERTY CASUALTY COM 893939108 297 8300 SH SOLE 8300
U S HOME & GARDEN INC COM 902939107 92 20500 SH SOLE 20500
UNION CARBIDE CORP COM 905581104 755 16700 SH SOLE 16700
UNITED INTERNATIONAL HOLDINGS CL A 910734102 992 22800 SH SOLE 22800
UNITED INTL HLDGS INC CL A 910734102 870 20000 SH SOLE 20000
USA NETWORKS INC COM 902984103 1082 30200 SH SOLE 30200
VARIAN ASSOCIATES INC COM 922204102 1585 40900 SH SOLE 40900
WEATHERFORD INTERNATIONAL INC COM 947074100 465 17800 SH SOLE 17800
WEBTRENDS CORP COM 94844D104 253 5200 SH SOLE 5200
WESTERN DIGITAL CORP COM 958102105 157 20000 SH SOLE 20000
WILLIAMS COMPANIES INC COM 969457100 494 12500 SH SOLE 12500
XILINX INC COM 983919101 1926 47500 SH SOLE 47500
YAHOO INC COM 984332106 3367 20000 SH SOLE 20000
YOUNG BROADCASTING INC CL A 987434107 899 19700 SH SOLE 19700
</TABLE>
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