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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F-HR
Form 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: September 30, 2000
-------------------------
Check here if Amendment [ ]; Amendment Number:
-------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Ridgecrest Investment Management, LLC
Address: 600 Third Avenue, 17th Floor
New York, New York 10158
Form 13F File Number: 28-04503
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David May
Title: Managing Member
Phone: (212)984-6266
Signature, Place, and Date of Signing:
/s/ David May New York, New York November 14, 2000
------------------------- ------------------ -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------
Form 13F Information Table Entry Total: 169
-----------
Form 13F Information Table Value Total: $311,573
-----------
(thousands)
List of Other Included Managers:
None
<PAGE>
<TABLE>
<CAPTION>
Name Of issuer Title Of Class Cusip Market Value
* 1000
<S> <C> <C> <C>
Southwestern Energy Co. COMMON STOCK 845467109 263
Boralex Inc Cl A COMMON STOCK 09950M300 275
Shaw Indust. Ltd. Cl. A (CAD) COMMON STOCK 820904209 283
Compagnie Generale de Geophysique SA COMMON STOCK 204386106 290
Baytex Energy BTE (CAD) COMMON STOCK 07317G107 290
Imanage Inc. COMMON STOCK 45245Y105 320
Willbros Group Inc COMMON STOCK 969199108 325
Gulf Indonesia Resources Ltd COMMON STOCK 402284103 326
At Road Inc COMMON STOCK 04648K105 359
RMH Teleservices Inc. COMMON STOCK 749938106 360
Key Energy Services Inc COMMON STOCK 492914106 393
Tesco Corp. COMMON STOCK 88157K101 413
Superior Energy Services COMMON STOCK 868157108 420
Argonaut Technologies Inc COMMON STOCK 040175101 464
S3 Inc. COMMON STOCK 784849101 516
Ryder System Inc. COMMON STOCK 783549108 553
Parker Drilling Co. COMMON STOCK 701081101 560
At Home Corp COMMON STOCK 045919107 565
Lodgenet Entertainment Corp. COMMON STOCK 540211109 578
Magnum Hunter Resources Inc COMMON STOCK 55972F203 625
Bear Stearns Companies Inc. COMMON STOCK 073902108 630
Venator Group Inc COMMON STOCK 922944103 653
EXE Technologies Inc COMMON STOCK 301504106 675
Ubiquitel Inc COMMON STOCK 903474302 675
Harte-Hanks Communications COMMON STOCK 416196103 681
Immunomedics Inc COMMON STOCK 452907108 685
Meridian Resource Corp COMMON STOCK 58977Q109 688
Espeed Inc Cl. A COMMON STOCK 296643109 711
General Magic Inc. COMMON STOCK 370253106 713
Kent Electric Corp COMMON STOCK 490553104 716
Heroux Inc HRX (CAD) COMMON STOCK 42774L109 730
Commerical Federal Corp COMMON STOCK 201647104 734
Serviceware Technologies Inc. COMMON STOCK 81763Q109 738
Iomega Corp COMMON STOCK 462030107 750
Casino Data Systems COMMON STOCK 147583108 770
John Wiley & Sons COMMON STOCK 968223206 803
Incyte Genomics Inc COMMON STOCK 45337C102 823
Delphi Auto Systems COMMON STOCK 247126105 832
Buckeye Technologies Inc. COMMON STOCK 118255108 851
Sappi Ltd. COMMON STOCK 803069202 885
Greenpoint Financial Corp COMMON STOCK 395384100 889
Sovereign Bancorp Inc. COMMON STOCK 845905108 925
NTL Incorporated COMMON STOCK 629407107 926
Jones Apparel Group Inc. COMMON STOCK 480074103 928
Aspect Communications Corp COMMON STOCK 04523Q102 928
Netsilicon Inc. COMMON STOCK 64115X105 942
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C>
Citizens Communications Company COMMON STOCK 17453B101 954
Sears Roebuck & Co COMMON STOCK 812387108 973
Grant Prideco Inc COMMON STOCK 38821G101 987
Firstar Corporation COMMON STOCK 33763V109 1007
Doncasters Plc COMMON STOCK 257692103 1013
El Paso Energy Corp COMMON STOCK 283905107 1078
Weatherford International Inc. COMMON STOCK 947074100 1079
Questar Corp COMMON STOCK 748356102 1113
Liberty Digital Inc COMMON STOCK 530436104 1114
Lowe's Companies COMMON STOCK 548661107 1122
Pinnacle Systems Inc COMMON STOCK 723481107 1125
Olin Corp. COMMON STOCK 680665205 1138
Mellon Financial Corp. COMMON STOCK 58551A108 1159
PartnerRe Ltd. COMMON STOCK G6852t105 1186
Hasbro Inc COMMON STOCK 418056107 1208
Charter Communications Inc COMMON STOCK 16117M107 1220
Reebok International Ltd. COMMON STOCK 758110100 1223
Fidelity National Finl Inc. COMMON STOCK 316326107 1238
Invitrogen Corp COMMON STOCK 46185R100 1245
PPL Corp COMMON STOCK 69351T106 1253
R & B Falcon Corp. COMMON STOCK 74912E101 1254
Dime Bancorp Inc COMMON STOCK 25429Q102 1294
HCA - The Healthcare Company COMMON STOCK 404119109 1299
IMC Global Inc. COMMON STOCK 449669100 1305
Conoco Inc Cl. A COMMON STOCK 208251306 1306
Microcell Telecommunications COMMON STOCK 59501T304 1308
Intimate Brands Inc. COMMON STOCK 461156101 1308
MetLife Inc COMMON STOCK 59156R108 1309
Parametric Technology Corp. COMMON STOCK 699173100 1313
Total Renal Care Holdings COMMON STOCK 89151A107 1313
CAE Inc. (USD) COMMON STOCK 124765108 1320
John Hancock Financial Svcs COMMON STOCK 41014S106 1344
Education Management Corp COMMON STOCK 28139T101 1347
Visx Inc COMMON STOCK 92844S105 1347
Talisman Energy Inc COMMON STOCK 87425E103 1350
Immunogen Inc COMMON STOCK 45253H101 1368
Adelphia Communications COMMON STOCK 006848105 1378
Compaq Computer Corp. COMMON STOCK 204493100 1379
Maverick Tube Corp COMMON STOCK 577914104 1379
Unisys Corporation COMMON STOCK 909214108 1406
Liberate Technologies COMMON STOCK 530129105 1447
Cabletron Systems COMMON STOCK 126920107 1478
WebMD Corp (HLTH) COMMON STOCK 94769M105 1525
Gemstar - TV Guide Intl Inc. COMMON STOCK 36866W106 1526
Peoplesoft Inc. COMMON STOCK 712713106 1537
Southern Energy Inc COMMON STOCK 842816100 1569
Clear Channel Communications COMMON STOCK 184502102 1571
SouthTrust Corp. COMMON STOCK 844730101 1572
Republic Services Inc. COMMON STOCK 760759100 1575
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C>
Energizer Holdings Inc COMMON STOCK 29266R108 1607
AT&T Corp. COMMON STOCK 001957109 1633
USA Networks Inc. COMMON STOCK 902984103 1645
OMI Corp.-New COMMON STOCK Y6476W104 1675
Ocean Energy Inc. COMMON STOCK 67481E106 1698
Bristol Myers Squibb Co COMMON STOCK 110122108 1714
Teletech Holdings Inc. COMMON STOCK 879939106 1733
Methode Electronics COMMON STOCK 591520200 1799
XL Capital Limited COMMON STOCK G98255105 1838
Palm Inc COMMON STOCK 696642107 1853
Marine Drilling Co. Inc. COMMON STOCK 568240204 1857
Goodrich (B.F.) Co. COMMON STOCK 382388106 1861
Honeywell International Inc. COMMON STOCK 438516106 1870
Century Aluminum Company COMMON STOCK 156431108 1875
MSC Industrial Direct Co. COMMON STOCK 553530106 1906
Tektronix Inc. COMMON STOCK 879131100 1920
Medimmune Inc COMMON STOCK 584699102 1931
Constellation Energy Group Inc COMMON STOCK 210371100 1990
Barrett Resources Corp. COMMON STOCK 068480201 2080
AnnTaylor Stores Corp. COMMON STOCK 036115103 2114
ADC Telecommunications Inc. COMMON STOCK 000886101 2151
Varian Inc. COMMON STOCK 922206107 2153
Freddie Mac COMMON STOCK 313400301 2163
Mitel Corp. COMMON STOCK 606711109 2165
Ashland Inc. COMMON STOCK 044204105 2190
Triad Hospitals Inc COMMON STOCK 89579K109 2203
DQE Inc COMMON STOCK 23329J104 2207
UnitedGlobalCom Inc. COMMON STOCK 913247508 2229
Catalina Marketing Corp. COMMON STOCK 148867104 2258
COX Communications Inc. COMMON STOCK 224044107 2295
Amer General Corp. COMMON STOCK 026351106 2340
Beverly Enterprises Inc. COMMON STOCK 087851309 2375
Washington Mutual Inc. COMMON STOCK 939322103 2389
Quorum Health Group Inc COMMON STOCK 749084109 2405
Precision Drilling Corp. COMMON STOCK 74022D100 2494
Keycorp COMMON STOCK 493267108 2531
Tyco International Ltd. COMMON STOCK 902124106 2594
Global Marine Inc. COMMON STOCK 379352404 2624
Sprint Corp (PCS Group) COMMON STOCK 852061506 2630
Acxiom Corp. COMMON STOCK 005125109 2705
Philips Electronics NV COMMON STOCK 500472303 2721
Amgen Inc. COMMON STOCK 031162100 2793
Pride International Inc. COMMON STOCK 741932107 2796
Phillips Petroleum Co. COMMON STOCK 718507106 2824
NRG Energy Inc. COMMON STOCK 629377102 2829
Alcatel SA COMMON STOCK 013904305 2830
Hydril Co COMMON STOCK 448774109 2844
Dynegy Inc. COMMON STOCK 26816Q101 2850
Fannie Mae COMMON STOCK 313586109 2860
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C>
Manor Care Inc. COMMON STOCK 564055101 2902
Duke Energy Corp. COMMON STOCK 264399106 3001
Packaging Corporation Of America COMMON STOCK 695156109 3042
Calpine Corp. COMMON STOCK 131347106 3131
Chase Manhattan Corp. COMMON STOCK 16161A108 3182
Community Health Systems Inc. COMMON STOCK 203668108 3213
AON Corp. COMMON STOCK 037389103 3336
Unocal Corp. COMMON STOCK 915289102 3384
EOG Resources Inc. COMMON STOCK 26875P101 3499
Devon Energy Corporation COMMON STOCK 25179M103 4090
Cabot Corp. COMMON STOCK 127055101 4100
Finisar Corporation COMMON STOCK 31787A101 4112
Northrop Grumman Corp. COMMON STOCK 666807102 4135
Southern Co. COMMON STOCK 842587107 4541
Thermo Electron Corp. COMMON STOCK 883556102 4615
Caremark Rx Inc. COMMON STOCK 141705103 4669
Hughes Electronics Corp. COMMON STOCK 370442832 4833
Echostar Communications Corp. COMMON STOCK 278762109 5275
Laboratory Corp. Of America COMMON STOCK 50540R409 5389
Health Management Associates Inc COMMON STOCK 421933102 5515
Genentech Inc COMMON STOCK 368710406 5571
Albany Molecular Research Inc. COMMON STOCK 012423109 5844
ACE Ltd. COMMON STOCK G0070K103 6241
Anadarko Petroleum Corp. COMMON STOCK 032511107 6342
McKesson HBOC Inc. COMMON STOCK 58155Q103 7243
</TABLE>
<PAGE>
Shares/Prn Amt SH/Prn PUT Investment Managers Sole Shared None
/CALL Discretion
30000 SH SOLE 30000
75000 SH SOLE 75000
25000 SH SOLE 25000
20000 SH SOLE 20000
30000 SH SOLE 30000
40000 SH SOLE 40000
50000 SH SOLE 50000
30000 SH SOLE 30000
50000 SH SOLE 50000
22400 SH SOLE 22400
40000 SH SOLE 40000
40000 SH SOLE 40000
40000 SH SOLE 40000
25000 SH SOLE 25000
50000 SH SOLE 50000
30000 SH SOLE 30000
80000 SH SOLE 80000
40000 SH SOLE 40000
20000 SH SOLE 20000
68500 SH SOLE 68500
10000 SH SOLE 10000
52800 SH SOLE 52800
45000 SH SOLE 45000
75000 SH SOLE 75000
25000 SH SOLE 25000
32700 SH SOLE 32700
100000 SH SOLE 100000
25000 SH SOLE 25000
121300 SH SOLE 121300
30000 SH SOLE 30000
162500 SH SOLE 162500
38400 SH SOLE 38400
100000 SH SOLE 100000
150000 SH SOLE 150000
110000 SH SOLE 110000
35000 SH SOLE 35000
20000 SH SOLE 20000
55000 SH SOLE 55000
41000 SH SOLE 41000
121000 SH SOLE 121000
30000 SH SOLE 30000
100000 SH SOLE 100000
20000 SH SOLE 20000
35000 SH SOLE 35000
45000 SH SOLE 45000
45000 SH SOLE 45000
<PAGE>
71000 SH SOLE 71000
30000 SH SOLE 30000
45000 SH SOLE 45000
45000 SH SOLE 45000
50000 SH SOLE 50000
17500 SH SOLE 17500
25100 SH SOLE 25100
40000 SH SOLE 40000
55000 SH SOLE 55000
25000 SH SOLE 25000
100000 SH SOLE 100000
70300 SH SOLE 70300
25000 SH SOLE 25000
25000 SH SOLE 25000
105600 SH SOLE 105600
75000 SH SOLE 75000
65000 SH SOLE 65000
50000 SH SOLE 50000
17500 SH SOLE 17500
30000 SH SOLE 30000
45000 SH SOLE 45000
60000 SH SOLE 60000
35000 SH SOLE 35000
90000 SH SOLE 90000
50000 SH SOLE 50000
45000 SH SOLE 45000
70000 SH SOLE 70000
50000 SH SOLE 50000
120000 SH SOLE 120000
175000 SH SOLE 175000
100000 SH SOLE 100000
50000 SH SOLE 50000
50000 SH SOLE 50000
50000 SH SOLE 50000
38500 SH SOLE 38500
40000 SH SOLE 40000
50000 SH SOLE 50000
50000 SH SOLE 50000
51200 SH SOLE 51200
125000 SH SOLE 125000
50000 SH SOLE 50000
50300 SH SOLE 50300
100000 SH SOLE 100000
17500 SH SOLE 17500
55000 SH SOLE 55000
50000 SH SOLE 50000
27807 SH SOLE 27807
50000 SH SOLE 50000
120000 SH SOLE 120000
<PAGE>
65600 SH SOLE 65600
55600 SH SOLE 55600
75000 SH SOLE 75000
200000 SH SOLE 200000
110000 SH SOLE 110000
30000 SH SOLE 30000
70000 SH SOLE 70000
40600 SH SOLE 40600
25000 SH SOLE 25000
35000 SH SOLE 35000
65000 SH SOLE 65000
47500 SH SOLE 47500
52500 SH SOLE 52500
150000 SH SOLE 150000
125000 SH SOLE 125000
25000 SH SOLE 25000
25000 SH SOLE 25000
40000 SH SOLE 40000
55000 SH SOLE 55000
55000 SH SOLE 55000
80000 SH SOLE 80000
50000 SH SOLE 50000
40000 SH SOLE 40000
105600 SH SOLE 105600
65000 SH SOLE 65000
75000 SH SOLE 75000
55000 SH SOLE 55000
74300 SH SOLE 74300
60000 SH SOLE 60000
60000 SH SOLE 60000
30000 SH SOLE 30000
400000 SH SOLE 400000
60000 SH SOLE 60000
185000 SH SOLE 185000
70000 SH SOLE 70000
100000 SH SOLE 100000
50000 SH SOLE 50000
85000 SH SOLE 85000
75000 SH SOLE 75000
85200 SH SOLE 85200
64029 SH SOLE 64029
40000 SH SOLE 40000
105500 SH SOLE 105500
45000 SH SOLE 45000
77500 SH SOLE 77500
45010 SH SOLE 45010
125000 SH SOLE 125000
50000 SH SOLE 50000
40000 SH SOLE 40000
<PAGE>
185000 SH SOLE 185000
35000 SH SOLE 35000
275000 SH SOLE 275000
30000 SH SOLE 30000
68900 SH SOLE 68900
100000 SH SOLE 100000
85000 SH SOLE 85000
95500 SH SOLE 95500
90000 SH SOLE 90000
68000 SH SOLE 68000
129400 SH SOLE 129400
85000 SH SOLE 85000
45500 SH SOLE 45500
140000 SH SOLE 140000
177500 SH SOLE 177500
415000 SH SOLE 415000
130000 SH SOLE 130000
100000 SH SOLE 100000
45000 SH SOLE 45000
265000 SH SOLE 265000
30000 SH SOLE 30000
104000 SH SOLE 104000
159000 SH SOLE 159000
95419 SH SOLE 95419
237000 SH SOLE 237000
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