UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: September 30, 1999
Institutional Investment Manager Filing this Report:
Aristeia Capital, LLC
277 Park Avenue, 27th Floor
New York, NY 10172
13F File Number: 28-7622
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Robert H. Lynch, Jr.
Title: Managing Member
Phone: (212) 350-4062
Signature, Place, and Date of Signing:
Robert H. Lynch, Jr. New York, NY November 12, 1999
Report Type:
13F Holdings Report
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES
EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 21
Form 13F Information Table Value Total: $82,252
[NOTIFY-INTERNET] [email protected]
<TABLE>
VALUE SHARES/
PUTINVSTMT
NAME OF ISSUER TITLE OF CLASS CUSIP (x$100PRN AMT
CALDSCRETN
<S> <C> <C> <C> <C> <C><C><C>
AMKOR TECHNOLOGY, INC. SB NT CV 5.75%031652AA12,8699,880,00PRN SOLE
AMERITRADE HLDG CORP SB NT CV 144A 03072hAA 2,5252,500,00PRN SOLE
ASPECT TELECOMM CORP SD CV ZRO 144A045237AB 3,90015,000,0PRN SOLE
ASPECT TELECOMM CORP SB DB CV ZERO 045237AE 5202,000,00PRN SOLE
ALZA CORP DEL SUB DB CONV 5%022615AD 1,2061,000,00PRN SOLE
CHESAPEAKE ENERGY CORP PFD CONV 7% 16516730 6,514 197,400SH SOLE
CHECKPOINT SYS INC SB DB CV 5.25%162825AB 1,3271,775,00PRN SOLE
CENTOCOR INC SB DB CV 4.75%152342AE 3,9493,000,00PRN SOLE
GLOBAL TELESYSTEMS INC SRSB BD CV144A37936UAA 1,510 750,000PRN SOLE
HEWLETT PACKARD CO SB LYON ZERO 1428236AC10,41317,000,0PRN SOLE
LENNAR CORP SR DB CV ZRO 1526057AA 1,9535,033,00PRN SOLE
METRICOM INC SB NT CONV 8%0591596AC 1,7951,145,00PRN SOLE
NATIONAL AUSTRALIA BANKCAP UTS EXCHBL63252530 5,565 202,200SH SOLE
RECKSON ASSOC REALTY PFD CV SER A 75621K20 439 21,500SH SOLE
ROYAL CARIBBEAN CRUISESPFD CONV A V7780T1111,765 84,100SH SOLE
SEALED AIR CORP PFD CV A $2 81211K20 1,689 33,204SH SOLE
THERMO INSTRUMENTS SYSTSUB DB CONV 4%883559AE 3,5334,500,00PRN SOLE
TELEFONOS DE MEXICO SA SR DB CV 4.25%879403AD 4,7195,000,00PRN SOLE
WORLD COLOR PRESS INC DSR SB NT CV 6%981443AA 2,1102,000,00PRN SOLE
FEDERATED DEPT STORES WT D EX 12190131410H12 2,623 145,300SH SOLE
WORLD ACCESS INC SB NT CV 4.5%098141AAC 1,3302,000,00PRN SOLE
82,252
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