UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: December 31, 1999
Institutional Investment Manager Filing this Report:
Aristeia Capital, LLC
277 Park Avenue, 27th Floor
New York, NY 10172
13F File Number: 28-7622
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Robert H. Lynch, Jr.
Title: Managing Member
Phone: (212) 350-4062
Signature, Place, and Date of Signing:
Robert H. Lynch, Jr. New York, NY February 15, 2000
Report Type:
13F Holdings Report
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES
EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 26
Form 13F Information Table Value Total: $107,969
[NOTIFY-INTERNET] [email protected]
<TABLE>
VALUE SHARES/ PUTINVSTMT
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT CALDSCRETN
<S> <C> <C> <C><C> <C><C> <C><C><C><C>
AMERITRADE HLDG CORP SB NT CV 144A 04 03072hAA7 1,696 2,000,000 PRN SOLE
AT HOME CORP SB DB CV 0.525%18045919AC1 2,634 4,200,000 PRN SOLE
ALZA CORP DEL SUB DB CONV 5%06 022615AD0 2,498 5,000,000 PRN SOLE
BEA SYSTEMS INC SB NT CV 4% 05 073325AB8 2,653 500,000 PRN SOLE
CLEAR CHANNEL COMM SB NT CV 1.5% 084502AE2 4,363 4,250,000 PRN SOLE
CHESAPEAKE ENERGY CORP PFD CONV 7% 165167305 1,811 70,000 SH SOLE
CHECKPOINT SYS INC SB DB CV 5.25%05 162825AB9 1,298 1,775,000 PRN SOLE
CHIRON CORP SB CV ADJ 144A00 170040AB5 734 500,000 PRN SOLE
ECHOSTAR COMMUNICATIONSSB NT CV 4.875%14278762AB5 6,149 5,000,000 PRN SOLE
GENZYME CORP SB NT CV 5.25%05 37936UAA2 1,281 1,000,000 PRN SOLE
HEWLETT PACKARD CO SB LYON ZERO 17 428236AC7 4,303 6,342,000 PRN SOLE
INTERNET CAPITAL GROUP SB CV 5.5% 04 46059CAA4 2,949 2,000,000 PRN SOLE
INTEGRATED HEALTH SVCS SR SD CV 5.75%01 45812CAE6 15 2,979,000 PRN SOLE
BANK OF AMERICA CORP COM 60505104 1,335 26,600 SH SOLE
KULICKE AND SOFFA INDS SB NT CV 4.75%06 501242AC5 1,652 1,500,000 PRN SOLE
LATTICE SEMICONDUCTOR CSB NT CV 4.75%144518415AA2 198 150,000 PRN SOLE
METRICOM INC SB NT CONV 8%03 591596AC5 2,572 478,000 PRN SOLE
MONSANTO CO ADJ CONVR RATE 611662305 1,083 32,700 SH SOLE
NATIONAL AUSTRALIA BANKCAP UTS EXCHBL 632525309 4,586 166,000 SH SOLE
ROYAL CARIBBEAN CRUISESPFD CONV A V7780T111 12,841 84,100 SH SOLE
SEALED AIR CORP PFD CV A $2 81211K209 2,995 59,304 SH SOLE
GENERAL SEMICONDUCTOR ISB NT CV 5.75% 14370787AA1 2,143 2,000,000 PRN SOLE
STMICROELECTRONICS NV SUB LYON ZERO 08 861012AA0 27,114 10,000,000 PRN SOLE
TELEFONOS DE MEXICO SA SR DB CV 4.25%04 879403AD5 6,520 5,000,000 PRN SOLE
USINTERNETWORKING INC SB NT CV 7% 144A 917311AE2 8,669 3,000,000 PRN SOLE
FEDERATED DEPT STORES WT D EX 121901 31410H127 3,876 158,200 SH SOLE
107,969
</TABLE>
