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United States Securities and Exchange Commission
Washington, DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 03/31/1999
Check here if Amendment: [ X ] Amendment number: [ 1 ]
This Amendment (check only one):
[ X ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager filing this Report:
Name: Noesis Corporation
Address: 610 Newport Center Drive, Suite 1240
Newport Beach, California 92660
13F File Number: 28-7694
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Steve Mizusawa
Title: Vice President and Chief Financial Officer
Phone: (949) 720-0130
Signature, Place, and Date of Signing:
/s/ Steve Mizusawa
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Newport Beach, California May 12, 2000
Report Type (check only one):
[ X ] 13F HOLDINGS REPORT; (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
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FORM 13F SUMMARY PAGE
NOESIS CORPORATION.
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 131
Form 13F Information Value Total (thousands): $229,637
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FORM 13F
Page 3 of 5 Name of Reporting Manager: Noesis Corporation
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Quarter Ended March 31, 1999
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Item 5: Item 6: Item 8:
Item 2: Item 3: Item 4: Amount Investment Discretion Voting Authority (Shares)
Item 1: Title of CUSIP Market and Type ------------------------------- Item 7: ----------------------------
Name of Issuer Class Number Value of Security (a) Sole (b) Shared/ (c) Shared- Other Managers (a) Sole (b) Shared (c) None
Defined Other
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<S> <C> <C> <C> <C> <C> <C> <C>
ALCOA INC COM USD1 013817101 960 23300 SH SOLE 23300
AMBAC FINANCIAL GROUP INC COM USD.001 023139108 3758 69600 SH SOLE 69600
BARRICK GOLD CORPORATION COM NPV 067901108 4093 239900 SH SOLE 239900
AMERICAN GENERAL CORP COM USD.5 026351106 508 7200 SH SOLE 7200
EDWARDS (A G) INC COM USD1 281760108 5197 159000 SH SOLE 159000
AMERADA HESS CORP COM USD1 023551104 3421 68000 SH SOLE 68000
ACME-CLEVELAND CORP COM USD1 029912201 1056 43100 SH SOLE 43100
ARVIN INDUSTRIES INC COM USD2.5 043339100 3699 109800 SH SOLE 109800
AUTOMATIC DATA PROCESSING COM NPV 053015103 2189 52900 SH SOLE 52900
AVON PRODUCTS COM USD.5 054303102 254 5400 SH SOLE 5400
BOEING CO COM USD5 097023105 2303 67500 SH SOLE 67500
BB&T CORPORATION COM USD5 054937107 5063 139900 SH SOLE 139900
BARD (C.R.) INC COM USD.25 067383109 207 4100 SH SOLE 4100
BIRMINGHAM STEEL CORP COM USD.01 091250100 158 40000 SH SOLE 40000
BELLSOUTH CORP COM USD1 079860102 2897 72300 SH SOLE 72300
BRISTOL MYERS SQUIBB COM USD.1 110122108 2611 40600 SH SOLE 40600
CARDINAL HEALTH INC COM NPV 14149Y108 4547 68900 SH SOLE 68900
CBL & ASSOCIATES PPTYS INC COM USD.01 124830100 518 22300 SH SOLE 22300
CIRCUIT CITY STORES-CIR CIT GRP COM USD.5 172737108 406 5300 SH SOLE 5300
CARNIVAL CORP COM USD.01 143658102 1204 24800 SH SOLE 24800
COUNTRYWIDE CREDIT IND INC COM USD.05 222372104 1222 32600 SH SOLE 32600
CENDANT CORPORATION COM USD.01 151313103 350 22200 SH SOLE 22200
COLUMBIA ENERGY GROUP COM USD10 197648108 1223 23400 SH SOLE 23400
COASTAL CORP COM USD.33 190441105 412 12500 SH SOLE 12500
CLOROX CO/DE COM USD1 189054109 4078 34800 SH SOLE 34800
COMERICA INC COM USD5 200340107 1043 16700 SH SOLE 16700
CHASE MANHATTAN CORP COM USD12 16161A108 4399 54100 SH SOLE 54100
CLAYTON HOMES INC COM USD.1 184190106 593 53600 SH SOLE 53600
CABLETRON SYSTEMS COM USD.01 126920107 362 44200 SH SOLE 44200
COMPUTER SCIENCES CORP COM USD1 205363104 684 12400 SH SOLE 12400
CHESAPEAKE CORP COM USD1 165159104 258 9500 SH SOLE 9500
CENTURY TELEPHONE ENTERPRISE COM USD1 156686107 6020 85700 SH SOLE 85700
CVS CORP COM USD1 126650100 5728 120600 SH SOLE 120600
CABLE & WIRELESS PLC -ADR ADR 126830207 2416 65400 SH SOLE 65400
CENTEX CONSTRN PRODS INC COM USD1 15231R109 432 12400 SH SOLE 12400
DAIMLERCHRYSLER AG STOCK D1668R123 1896 22100 SH SOLE 22100
DATA GENERAL CORP COM USD.01 237688106 1464 144600 SH SOLE 144600
DAYTON HUDSON CORP COM USD1 239753106 1053 15800 SH SOLE 15800
DISNEY (WALT) COMPANY COM NPV 254687106 931 29900 SH SOLE 29900
DELUXE CORP COM USD1 248019101 792 27200 SH SOLE 27200
DONNELLEY (R R) & SONS CO COM USD1.25 257867101 689 21400 SH SOLE 21400
DOW CHEMICAL COM USD2.5 260543103 2935 31500 SH SOLE 31500
CENTRAL NEWSPAPERS -CL A CL A COM NPV 154647101 784 25200 SH SOLE 25200
EASTMAN KODAK CO COM USD2.5 277461109 224 3500 SH SOLE 3500
ELAN CORP PLC -ADR ADR 284131208 3732 53500 SH SOLE 53500
EMERSON ELECTRIC CO COM USD1 291011104 815 15400 SH SOLE 15400
KINDER MORGAN ENERGY PARTNERS LP UNTS NPV 494550106 1454 42000 SH SOLE 42000
SUBTOTAL: 91038
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FORM 13F
Page 4 of 5 Name of Reporting Manager: Noesis Corporation
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Quarter Ended March 31, 1999
<CAPTION>
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Item 5: Item 6: Item 8:
Item 2: Item 3: Item 4: Amount Investment Discretion Voting Authority (Shares)
Item 1: Title of CUSIP Market and Type ------------------------------- Item 7: ----------------------------
Name of Issuer Class Number Value of Security (a) Sole (b) Shared/ (c) Shared- Other Managers (a) Sole (b) Shared (c) None
Defined Other
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<S> <C> <C> <C> <C> <C> <C> <C>
FIDELITY NATIONAL FINL INC COM USD.0001 316326107 358 23900 SH SOLE 23900
FANNIE MAE COM NPV 313586109 1129 16300 SH SOLE 16300
FREDDIE MAC COM USD2.5 VTG 313400301 4776 83600 SH SOLE 83600
FRUIT OF THE LOOM INC -CL A CL A COM USD.01 G3682L105 122 11800 SH SOLE 11800
GEORGIA GULF CORP COM USD.01 373200203 160 14300 SH SOLE 14300
GENERAL MILLS INC COM USD.75 370334104 1088 14400 SH SOLE 14400
GATX CORP COM USD.625 361448103 2398 72800 SH SOLE 72800
W.R. GRACE & CO. STK 38388F108 224 18500 SH SOLE 18500
HANSON PLC -ADR ADR 411352404 400 9100 SH SOLE 9100
HEINZ (H J) CO COM USD.25 423074103 578 12200 SH SOLE 12200
HANNAFORD BROTHERS CO COM USD.75 410550107 254 5600 SH SOLE 5600
INTERSTATE BAKERIES CP COM NPV 46072H108 1663 77100 SH SOLE 77100
IBP INC COM USD.05 449223106 1859 99800 SH SOLE 99800
ITT INDUSTRIES INC COM USD1 450911102 796 22500 SH SOLE 22500
IPALCO ENTERPRISES INC COM NPV 462613100 4216 192200 SH SOLE 192200
INGERSOLL-RAND CO COM USD2 456866102 457 9200 SH SOLE 9200
ILLINOIS TOOL WORKS COM NPV 452308109 1256 20300 SH SOLE 20300
JEFFERSON-PILOT CORP COM USD1.25 475070108 2039 30100 SH SOLE 30100
KEANE INC COM USD.1 486665102 2696 126500 SH SOLE 126500
COCA-COLA CO COM USD.5 191216100 589 9600 SH SOLE 9600
MBNA CORP COM NPV 55262L100 1349 56500 SH SOLE 56500
KOHLS CORP COM USD.01 500255104 1418 20000 SH SOLE 20000
KING WORLD PRODUCTIONS INC COM USD.01 495667107 2662 87100 SH SOLE 87100
KYOCERA CORP -ADR ADR 501556203 400 7600 SH SOLE 7600
LAFARGE CORP COM USD1 505862102 4508 161000 SH SOLE 161000
LONGS DRUG STORES INC COM NPV 543162101 1841 60500 SH SOLE 60500
LG&E ENERGY CORP COM NPV 501917108 3657 175700 SH SOLE 175700
LITTON INDUSTRIES INC COM USD1 538021106 874 15200 SH SOLE 15200
LORAL SPACE & COMMUNICATIONS COM USD.01 G56462107 254 17600 SH SOLE 17600
SOUTHWEST AIRLINES COM USD1 844741108 4607 152300 SH SOLE 152300
MANPOWER INC/WI COM NPV 56418H100 295 12600 SH SOLE 12600
MAY DEPARTMENT STORES CO COM USD1 577778103 5556 142000 SH SOLE 142000
MATSUSHITA ELECTRIC -ADR ADR 576879209 1006 5200 SH SOLE 5200
MEREDITH CORP COM USD1 589433101 2609 83000 SH SOLE 83000
MDU RESOURCES GROUP INC COM USD5 552690109 1828 79900 SH SOLE 79900
MGM GRAND INC COM USD1 552953101 551 16400 SH SOLE 16400
MALLINCKRODT INC COM USD5 561232109 1480 55600 SH SOLE 55600
PHILIP MORRIS COS INC COM USD1 718154107 1210 34400 SH SOLE 34400
MERCK & CO COM NPV 589331107 1708 21300 SH SOLE 21300
MANITOWOC CO COM USD2.5 563571108 331 7900 SH SOLE 7900
MICRON TECHNOLOGY INC COM USD.1 595112103 4511 93500 SH SOLE 93500
MORGAN ST DEAN WITTER DISCOVER COM USD1 617446448 780 7800 SH SOLE 7800
MILACRON INC COM USD1 598709103 232 14700 SH SOLE 14700
NAVISTAR INTERNATIONL COM USD1 63934E108 454 11300 SH SOLE 11300
NACCO INDUSTRIES -CL A CL A COM USD1 629579103 704 9500 SH SOLE 9500
NATIONAL DATA CORP COM USD.125 635621105 4045 96300 SH SOLE 96300
ENERGY EAST CORPORATION COM USD6.66 29266M109 3911 74400 SH SOLE 74400
NORTH FORK BANCORPORATION COM USD2.5 659424105 1124 53200 SH SOLE 53200
SUBTOTAL: 80963
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FORM 13F
Page 5 of 5 Name of Reporting Manager: Noesis Corporation
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Quarter Ended March 31, 1999
<CAPTION>
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Item 5: Item 6: Item 8:
Item 2: Item 3: Item 4: Amount Investment Discretion Voting Authority (Shares)
Item 1: Title of CUSIP Market and Type ------------------------------- Item 7: ----------------------------
Name of Issuer Class Number Value of Security (a) Sole (b) Shared/ (c) Shared- Other Managers (a) Sole (b) Shared (c) None
Defined Other
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<S> <C> <C> <C> <C> <C> <C> <C>
NEIMAN-MARCUS GROUP INC COM USD.01 640204103 242 10700 SH SOLE 10700
NORFOLK SOUTHERN CORP COM USD1 655844108 422 16000 SH SOLE 16000
NATIONAL SEMICONDUCTOR CORP COM USD.5 637640103 296 31800 SH SOLE 31800
NEW PLAN EXCEL REALTY TRUST COM NPV 648053106 927 48300 SH SOLE 48300
OAK INDUSTRIES INC COM USD.01 671400505 727 22900 SH SOLE 22900
OLIN CORP COM USD1 680665205 315 31300 SH SOLE 31300
POLICY MANAGEMENT SYSTEMS CP COM USD.01 731108106 582 19000 SH SOLE 19000
POTASH CORP SASK INC COM NPV 73755L107 209 3900 SH SOLE 3900
RELIANCE GROUP HOLDINGS COM USD.1 759464100 393 51900 SH SOLE 51900
REINSURANCE GROUP AMER INC COM USD.01 759351109 1524 35800 SH SOLE 35800
TRANSOCEAN OFFSHORE INC COM USD.01 893817106 6878 238700 SH SOLE 238700
SODEXHO MARRIOTT SERVICES COM NPV 833793102 560 25400 SH SOLE 25400
SCHERING-PLOUGH COM USD1 806605101 348 6300 SH SOLE 6300
SHAW INDUSTRIES INC COM NPV 820286102 2392 129300 SH SOLE 129300
SIERRA HEALTH SERVICES COM USD.01 826322109 239 18400 SH SOLE 18400
SHOPKO STORES INC COM USD.01 824911101 857 28700 SH SOLE 28700
SONY CORP -AMER SHARES ADR 835699307 2319 25400 SH SOLE 25400
SPX CORP COM USD10 784635104 913 18100 SH SOLE 18100
SPS TECHNOLOGIES INC COM USD1 784626103 365 9300 SH SOLE 9300
STORAGE TECHNOLOGY CP -CL A CL A COM NPV 862111200 2431 87200 SH SOLE 87200
SUPERVALU INC COM USD1 868536103 1702 82500 SH SOLE 82500
TELEFONICA DE ESPANA -ADR ADR 879382208 2785 21800 SH SOLE 21800
TEKTRONIX INC COM NPV 879131100 535 21200 SH SOLE 21200
TALBOTS INC COM USD.01 874161102 1133 46500 SH SOLE 46500
TOMMY HILFIGER CORP ORD USD.01 G8915Z102 978 14200 SH SOLE 14200
TRINITY INDUSTRIES COM USD1 896522109 1093 37200 SH SOLE 37200
UTILICORP UNITED INC COM USD1 918005109 1138 50000 SH SOLE 50000
UNIVERSAL HEALTH SVCS -CL B CL B COM USD.01 913903100 242 5600 SH SOLE 5600
UNISYS CORP COM USD.01 909214108 3491 126100 SH SOLE 126100
UNILEVER N V -NY SHARES NY SHS USD20 904784501 3475 52300 SH SOLE 52300
VIACOM INC -CL A CL A COM USD.01 925524100 5282 63400 SH SOLE 63400
VIACOM INC -CL B CL B COM USD.01 925524308 5213 62100 SH SOLE 62100
VULCAN MATERIALS CO COM USD1 929160109 3367 81500 SH SOLE 81500
WALGREEN CO COM USD1.25 931422109 266 9400 SH SOLE 9400
WESTERN DIGITAL CORP COM USD.1 958102105 137 17300 SH SOLE 17300
YORK INTL COM NPV 986670107 3860 109300 SH SOLE 109300
SUBTOTAL: 57636
REPORT SUMMARY 131 DATA RECORDS 229637 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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