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United States Securities and Exchange Commission
Washington, DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 06/30/1999
Check here if Amendment: [ X ] Amendment number: [ 1 ]
This Amendment (check only one):
[ X ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager filing this Report:
Name: Noesis Corporation
Address: 610 Newport Center Drive, Suite 1240
Newport Beach, California 92660
13F File Number: 28-7694
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Steve Mizusawa
Title: Vice President and Chief Financial Officer
Phone: (949) 720-0130
Signature, Place, and Date of Signing:
/s/ Steve Mizusawa
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Newport Beach, California July 21, 2000
Report Type (check only one):
[ X ] 13F HOLDINGS REPORT; (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
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FORM 13F SUMMARY PAGE
NOESIS CORPORATION.
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 128
Form 13F Information Value Total (thousands): $185,208
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FORM 13F
Page 3 of 5 Name of Reporting Manager: Noesis Corporation
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Quarter Ended June 30, 1999
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Item 5: Item 6: Item 8:
Item 2: Item 3: Item 4: Amount Investment Discretion Voting Authority (Shares)
Item 1: Title of CUSIP Market and Type ------------------------------- Item 7: ----------------------------
Name of Issuer Class Number Value of Security (a) Sole (b) Shared/ (c) Shared- Other Managers (a) Sole (b) Shared (c) None
Defined Other
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<S> <C> <C> <C> <C> <C> <C> <C>
ALCOA INC COM USD1 013817101 811 13100 SH SOLE 13100
AIRBORNE FREIGHT CORP COM USD1 009266107 792 28600 SH SOLE 28600
AMBAC FINANCIAL GROUP INC COM USD.001 023139108 1508 26400 SH SOLE 26400
ALBERTSONS INC COM USD1 013104104 315 6100 SH SOLE 6100
AFLAC INC COM USD.1 001055102 3500 73100 SH SOLE 73100
AMERADA HESS CORP COM USD1 023551104 1041 17500 SH SOLE 17500
ALLSTATE CORP COM USD.01 020002101 2343 65300 SH SOLE 65300
ANADARKO PETROLEUM CORP COM USD.1 032511107 4727 128400 SH SOLE 128400
ALLEGHENY ENERGY INC COM USD2.5 017361106 494 15400 SH SOLE 15400
BB&T CORPORATION COM USD5 054937107 4758 129700 SH SOLE 129700
BCE INC COM NPV 05534B109 592 12000 SH SOLE 12000
BARD (C.R.) INC COM USD.25 067383109 2156 45100 SH SOLE 45100
BANDAG INC COM USD1 059815100 316 9100 SH SOLE 9100
FRANKLIN RESOURCES INC COM USD.1 354613101 1857 45700 SH SOLE 45700
BRIGGS & STRATTON COM USD.01 109043109 3090 53500 SH SOLE 53500
BALL CORP COM NPV 058498106 3017 71400 SH SOLE 71400
BELLSOUTH CORP COM USD1 079860102 5095 108700 SH SOLE 108700
ANHEUSER-BUSCH COS INC COM USD1 035229103 986 13900 SH SOLE 13900
BORG WARNER AUTO COM USD.01 099724106 429 7800 SH SOLE 7800
COCA-COLA ENTERPRISES COM USD1 191219104 692 22500 SH SOLE 22500
CHRIS-CRAFT INDS COM USD.5 170520100 377 8000 SH SOLE 8000
CORDANT TECHNOLOGIES INC COM USD1 218412104 325 7200 SH SOLE 7200
CERIDIAN CORP COM USD.5 15677T106 739 22600 SH SOLE 22600
COASTAL CORP COM USD.33 190441105 1652 41300 SH SOLE 41300
CHAMPION INTERNATIONAL CORP COM USD.5 158525105 4553 95100 SH SOLE 95100
CIGNA CORP COM USD1 125509109 988 11100 SH SOLE 11100
COLGATE-PALMOLIVE CO COM USD1 194162103 3772 38200 SH SOLE 38200
COMERICA INC COM USD5 200340107 582 9800 SH SOLE 9800
CLAYTON HOMES INC COM USD.1 184190106 191 16700 SH SOLE 16700
CONSECO INC COM NPV 208464107 1598 52500 SH SOLE 52500
COMPAQ COMPUTER CORP COM USD.01 204493100 2089 88200 SH SOLE 88200
CENTURYTEL INC COM USD1 156700106 2413 60700 SH SOLE 60700
DIEBOLD INC COM USD1.25 253651103 264 9200 SH SOLE 9200
DIAGEO PLC-SPONSORED ADR NEW YORK STOCK 25243Q205 576 13400 SH SOLE 13400
DANAHER CORP COM USD.01 235851102 2703 46500 SH SOLE 46500
DIME BANCORP INC COM USD1 25429Q102 803 39900 SH SOLE 39900
DOVER CORP COM USD1 260003108 284 8100 SH SOLE 8100
BRINKER INTL INC COM USD.1 109641100 285 10500 SH SOLE 10500
EQUIFAX INC COM USD2.5 294429105 778 21800 SH SOLE 21800
EASTMAN KODAK CO COM USD2.5 277461109 827 12200 SH SOLE 12200
ELAN CORP PLC -ADR ADR 284131208 1684 60700 SH SOLE 60700
CALLAWAY GOLF CO COM USD.01 131193104 1329 90900 SH SOLE 90900
EMC CORP/MA COM USD.01 268648102 908 16500 SH SOLE 16500
EMERSON ELECTRIC CO COM USD1 291011104 233 3700 SH SOLE 3700
EQUITABLE COS INC COM USD.01 29444G107 436 6500 SH SOLE 6500
FIRST DATA CORP COM USD1 319963104 685 14000 SH SOLE 14000
FORT JAMES CORPORATION COM USD.1 347471104 250 6600 SH SOLE 6600
SUBTOTAL: 69843
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FORM 13F
Page 4 of 5 Name of Reporting Manager: Noesis Corporation
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Quarter Ended June 30, 1999
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Item 5: Item 6: Item 8:
Item 2: Item 3: Item 4: Amount Investment Discretion Voting Authority (Shares)
Item 1: Title of CUSIP Market and Type ------------------------------- Item 7: ----------------------------
Name of Issuer Class Number Value of Security (a) Sole (b) Shared/ (c) Shared- Other Managers (a) Sole (b) Shared (c) None
Defined Other
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<S> <C> <C> <C> <C> <C> <C> <C>
FORTUNE BRANDS INC COM USD3.125 349631101 749 18100 SH SOLE 18100
FERRO CORP COM USD1 315405100 440 16000 SH SOLE 16000
SPRINT CORP (FON GROUP) COM USD2.5 852061100 201 3800 SH SOLE 3800
FLORIDA PROGRESS CORP COM NPV 341109106 4251 102900 SH SOLE 102900
FREDDIE MAC COM USD2.5 VTG 313400301 1676 28900 SH SOLE 28900
FOREST LABORATORIES -CL A CL A COM USD.1 345838106 698 15100 SH SOLE 15100
GILLETTE CO COM USD1 375766102 2632 64200 SH SOLE 64200
GENERAL ELECTRIC CO COM USD.63 369604103 994 8800 SH SOLE 8800
GREAT LAKES CHEMICAL CORP COM USD1 390568103 405 8800 SH SOLE 8800
HASBRO INC NEW YORK STOCK 418056107 1207 43200 SH SOLE 43200
HARLEY-DAVIDSON INC COM USD.01 412822108 691 12700 SH SOLE 12700
HARTE-HANKS INC COM NPV 416196103 1351 49800 SH SOLE 49800
HELMERICH & PAYNE COM USD.1 423452101 622 26100 SH SOLE 26100
IMPERIAL CHEM INDS PLC -ADR ADR 452704505 1081 27200 SH SOLE 27200
ICN PHARMACEUTICALS INC COM USD.01 448924100 238 7400 SH SOLE 7400
IMC GLOBAL INC COM USD1 449669100 1879 106600 SH SOLE 106600
INGERSOLL-RAND CO COM USD2 456866102 1874 29000 SH SOLE 29000
JEFFERSON-PILOT CORP COM USD1.25 475070108 397 6000 SH SOLE 6000
KELLOGG CO COM USD.25 487836108 3270 99100 SH SOLE 99100
KLM ROYAL DUTCH AIR -NY REG COM NY REG NPV 482516101 343 12000 SH SOLE 12000
COCA-COLA CO COM USD.5 191216100 4875 78000 SH SOLE 78000
KROGER CO COM USD1 501044101 489 17500 SH SOLE 17500
MBNA CORP COM NPV 55262L100 1332 43500 SH SOLE 43500
KYOCERA CORP -ADR ADR 501556203 324 5400 SH SOLE 5400
LONGS DRUG STORES INC COM NPV 543162101 308 8900 SH SOLE 8900
LILLY (ELI) & CO COM USD.625 532457108 1841 25700 SH SOLE 25700
LOWES COS COM USD.5 548661107 2154 38000 SH SOLE 38000
SOUTHWEST AIRLINES COM USD1 844741108 928 29800 SH SOLE 29800
MAY DEPARTMENT STORES CO COM USD1 577778103 1774 43400 SH SOLE 43400
MATSUSHITA ELECTRIC -ADR ADR 576879209 496 2500 SH SOLE 2500
MELLON BANK CORP COM USD.5 585509102 207 5700 SH SOLE 5700
MAGNA INTERNATIONAL -CL A CL A COM NPV 559222401 227 4000 SH SOLE 4000
MALLINCKRODT INC COM USD5 561232109 593 16300 SH SOLE 16300
MUTUAL RISK MANAGEMENT LTD COM USD.01 628351108 888 26600 SH SOLE 26600
MINNESOTA MINING & MFG CO COM NPV 604059105 200 2300 SH SOLE 2300
MCCLATCHY COMPANY-CL A CL A COM USD.01 579489105 888 26800 SH SOLE 26800
MANITOWOC CO COM USD2.5 563571108 1340 32200 SH SOLE 32200
MICRON TECHNOLOGY INC COM USD.1 595112103 3818 94700 SH SOLE 94700
MORGAN ST DEAN WITTER DISCOVER COM USD1 617446448 922 9000 SH SOLE 9000
NEWMONT MINING CORP COM USD1.6 651639106 1161 58400 SH SOLE 58400
NORSK HYDRO AS -ADR ADR 656531605 505 13200 SH SOLE 13200
NEW PLAN EXCEL REALTY TRUST COM NPV 648053106 1269 70500 SH SOLE 70500
OWENS CORNING COM USD.1 69073F103 973 28300 SH SOLE 28300
PEP BOYS-MANNY MOE & JACK COM USD1 713278109 562 26000 SH SOLE 26000
PECO ENERGY CO COM NPV 693304107 4715 112600 SH SOLE 112600
PROGRESSIVE CORP-OHIO COM USD1 743315103 1711 11800 SH SOLE 11800
PHILIPS ELECTRONICS-NY NY SHS 500472204 2915 28900 SH SOLE 28900
PLANTRONICS INC COM USD.01 727493108 234 3600 SH SOLE 3600
SUBTOTAL: 62648
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FORM 13F
Page 5 of 5 Name of Reporting Manager: Noesis Corporation
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Quarter Ended June 30, 1999
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Item 5: Item 6: Item 8:
Item 2: Item 3: Item 4: Amount Investment Discretion Voting Authority (Shares)
Item 1: Title of CUSIP Market and Type ------------------------------- Item 7: ----------------------------
Name of Issuer Class Number Value of Security (a) Sole (b) Shared/ (c) Shared- Other Managers (a) Sole (b) Shared (c) None
Defined Other
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<S> <C> <C> <C> <C> <C> <C> <C>
PREMARK INTERNATIONAL INC COM USD1 740459102 2468 65800 SH SOLE 65800
POTASH CORP SASK INC COM NPV 73755L107 1599 30900 SH SOLE 30900
PITTSTON CO-BRINKS GROUP COM SERVICES NPV 725701106 1792 67000 SH SOLE 67000
RELIANT ENERGY INC COM NPV 75952J108 1848 66900 SH SOLE 66900
REINSURANCE GROUP AMER INC COM USD.01 759351109 2002 56800 SH SOLE 56800
ROBERT HALF INTL INC COM USD1 770323103 2254 86700 SH SOLE 86700
TRANSOCEAN OFFSHORE INC COM USD.01 G90076103 4168 158800 SH SOLE 158800
ROHM & HAAS CO COM USD2.5 775371107 244 5700 SH SOLE 5700
RAYONIER INC COM NPV 754907103 249 5000 SH SOLE 5000
SEARS ROEBUCK & CO COM USD.75 812387108 579 13000 SH SOLE 13000
SMITHKLINE BEECHAM PLC -ADR ADR 832378301 3508 53100 SH SOLE 53100
SCHWAB (CHARLES) CORP COM USD.01 808513105 1308 11900 SH SOLE 11900
SILICON GRAPHICS INC COM USD.001 827056102 516 31500 SH SOLE 31500
SHERWIN-WILLIAMS CO COM USD1 824348106 3322 119700 SH SOLE 119700
SHAW INDUSTRIES INC COM NPV 820286102 901 51500 SH SOLE 51500
SONY CORP -AMER SHARES ADR 835699307 3775 34200 SH SOLE 34200
SPS TECHNOLOGIES INC COM USD1 784626103 341 9100 SH SOLE 9100
SERVICEMASTER COMPANY LP DEP UNTS NPV 81760N109 1213 64700 SH SOLE 64700
TIMBERLAND CO -CL A CL A COM USD.01 887100105 306 4500 SH SOLE 4500
TELEFONICA DE ESPANA -ADR ADR 879382208 383 2600 SH SOLE 2600
TERADYNE INC COM USD.125 880770102 4384 61100 SH SOLE 61100
TEMPLE-INLAND INC COM USD1 879868107 758 11100 SH SOLE 11100
TOOTSIE ROLL INDS COM USD.69 890516107 243 6300 SH SOLE 6300
TRINITY INDUSTRIES COM USD1 896522109 228 6800 SH SOLE 6800
TEXTRON INC COM USD.125 883203101 2947 35800 SH SOLE 35800
VALASSIS COMMUNICATIONS INC COM USD.01 918866104 791 21600 SH SOLE 21600
VIACOM INC -CL A NEW YORK STOCK 925524100 5745 130200 SH SOLE 130200
VALERO ENERGY CORP COM USD1 91913Y100 474 22100 SH SOLE 22100
VASTAR RESOURCES INC COM USD.01 922380100 577 11000 SH SOLE 11000
WARNACO GROUP INC -CL A CL A COM USD.01 934390105 1597 59700 SH SOLE 59700
WILLIAMS COS INC COM USD1 969457100 1315 30900 SH SOLE 30900
WASHINGTON POST -CL B CL B COM USD1 939640108 215 400 SH SOLE 400
XEROX CORP COM USD1 984121103 667 11300 SH SOLE 11300
SUBTOTAL: 52717
REPORT SUMMARY 128 DATA RECORDS 185208 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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