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United States Securities and Exchange Commission
Washington, DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09/30/99
Check here if Amendment: [ X ] Amendment number: [ 1 ]
This Amendment (check only one):
[ X ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager filing this Report:
Name: Noesis Corporation
Address: 610 Newport Center Drive, Suite 1240
Newport Beach, California 92660
13F File Number: 28-7694
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Steve Mizusawa
Title: Vice President and Chief Financial Officer
Phone: (949) 720-0130
Signature, Place, and Date of Signing:
/s/ Steve Mizusawa
---------------------------------------------
Newport Beach, California October 13, 2000
Report Type (check only one):
[ X ] 13F HOLDINGS REPORT; (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
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FORM 13F SUMMARY PAGE
NOESIS CORPORATION.
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 145
Form 13F Information Value Total (thousands): $249,245
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FORM 13F
Page 2 of 5 Name of Reporting Manager: Noesis Corporation
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Quarter Ended September 30, 1999
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ITEM 4. SHRS CALL ITEM 8.
ITEM 1. ITEM 2. ITEM 3. VALUE OR OR INVES ITEM 7. VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) SHARES PRN PUT DISCR MANAGERS SOLE SHARED NONE
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<S> <C> <C> <C> <C> <C> <C> <C>
AEROFLEX INC COM USD.1 007768104 410 33600 SH SOLE 33600
AETNA INC COM NPV 008117103 1015 20600 SH SOLE 20600
AIRBORNE FREIGHT CORP COM USD1 009266107 735 34900 SH SOLE 34900
AIRGAS INC COM USD.01 009363102 127 10900 SH SOLE 10900
ALBERTSONS INC COM USD1 013104104 910 23000 SH SOLE 23000
ALLIANT TECHSYSTEMS INC COM USD.01 018804104 1081 15600 SH SOLE 15600
AMBAC FINANCIAL GROUP INC COM USD.001 023139108 763 16100 SH SOLE 16100
AMERN STANDARD CO INC COM USD.01 029712106 991 25800 SH SOLE 25800
ACME-CLEVELAND CORP COM USD1 029912201 2057 105100 SH SOLE 105100
ANADARKO PETROLEUM CORP COM USD.1 032511107 4236 138600 SH SOLE 138600
ANNTAYLOR STORES CORP COM USD.001 036115103 1496 36600 SH SOLE 36600
AON CORP COM USD1 037389103 1342 45400 SH SOLE 45400
ARCHER-DANIELS-MIDLAND CO COM NPV 039483102 665 54600 SH SOLE 54600
AVIALL INC COM NPV 05366B102 567 55300 SH SOLE 55300
BANK ONE CORP COM NPV 06423A103 2225 63900 SH SOLE 63900
BELDEN INC COM USD.01 077459105 238 11600 SH SOLE 11600
BELLSOUTH CORP COM USD1 079860102 1278 28400 SH SOLE 28400
BERGEN BRUNSWIG CORP -CL A CL A COM USD1.5 083739102 984 94800 SH SOLE 94800
BLANCH E W HLDGS INC COM USD.01 093210102 332 5100 SH SOLE 5100
BOSTON SCIENTIFIC CORP COM USD.01 101137107 255 10300 SH SOLE 10300
BRIGGS & STRATTON COM USD.01 109043109 3351 57400 SH SOLE 57400
BRISTOL MYERS SQUIBB COM USD.1 110122108 3017 44700 SH SOLE 44700
BRITISH AIRWAYS PLC -ADR ADR 110419306 903 15800 SH SOLE 15800
CNF TRANSPORTATION INC COM USD.625 12612W104 2559 68700 SH SOLE 68700
CABLE & WIRELESS HKT LTD ADR 126828102 885 40700 SH SOLE 40700
CAMPBELL SOUP CO COM USD.3 134429109 458 11700 SH SOLE 11700
CARNIVAL CORP COM USD.01 143658102 4093 94100 SH SOLE 94100
CARPENTER TECHNOLOGY COM USD5 144285103 230 9400 SH SOLE 9400
CATALINA MARKETING CORP COM USD.01 148867104 3418 40300 SH SOLE 40300
CATERPILLAR INC COM USD1 149123101 1222 22300 SH SOLE 22300
CERIDIAN CORP COM USD.5 15677T106 629 25300 SH SOLE 25300
CHUBB CORP COM USD1 171232101 672 13500 SH SOLE 13500
CITIGROUP INC COM USD.01 172967101 2380 54100 SH SOLE 54100
CLAIRES STORES INC COM USD.05 179584107 2140 129200 SH SOLE 129200
CLOROX CO/DE COM USD1 189054109 1767 46200 SH SOLE 46200
COCA-COLA CO COM USD.5 191216100 1351 28100 SH SOLE 28100
COLGATE-PALMOLIVE CO COM USD1 194162103 247 5400 SH SOLE 5400
CIA TELECOM CHILE-SPONS ADR ADR 204449300 6001 332200 SH SOLE 332200
CONECTIV INC COM USD2.25 206829103 555 28300 SH SOLE 28300
CONSECO INC COM NPV 208464107 1186 61400 SH SOLE 61400
CROWN CORK & SEAL CO INC COM USD5 228255105 1288 53100 SH SOLE 53100
DANA CORP COM USD1 235811106 438 11800 SH SOLE 11800
DIAL CORP COM 25247D101 204 8000 SH SOLE 8000
DIEBOLD INC COM USD1.25 253651103 462 20000 SH SOLE 20000
DUKE-WEEKS REALTY CORP COM NPV 264411505 2008 103000 SH SOLE 103000
ENSCO INTERNATIONAL INC COM USD.1 26874Q100 4825 267100 SH SOLE 267100
EATON CORP COM USD.5 278058102 302 3500 SH SOLE 3500
SUBTOTAL: 68298
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FORM 13F
Page 3 of 5 Name of Reporting Manager: Noesis Corporation
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Quarter Ended September 30, 1999
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ITEM 4. SHRS CALL ITEM 8.
ITEM 1. ITEM 2. ITEM 3. VALUE OR OR INVES ITEM 7. VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) SHARES PRN PUT DISCR MANAGERS SOLE SHARED NONE
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<S> <C> <C> <C> <C> <C> <C> <C>
ECOLAB INC COM USD1 278865100 1648 48300 SH SOLE 48300
ELECTRONIC DATA SYSTEMS CORP COM USD.1 285661104 6358 120100 SH SOLE 120100
FMC CORP COM USD.1 302491303 6456 133800 SH SOLE 133800
FREDDIE MAC COM USD2.5 VTG 313400301 416 8000 SH SOLE 8000
FIRSTENERGY CORP COM USD9 337932107 492 19300 SH SOLE 19300
FLOWERS INDUSTRIES INC COM USD.625 343496105 203 15000 SH SOLE 15000
FREEPRT MCMOR COP&GLD -CL B CL B COM USD.1 35671D857 6455 414800 SH SOLE 414800
GAP INC COM USD.05 364760108 6397 199900 SH SOLE 199900
GEON COMPANY COM USD.1 37246W105 670 26000 SH SOLE 26000
GILLETTE CO COM USD1 375766102 2698 79500 SH SOLE 79500
GTECH HOLDINGS CORP COM USD.01 400518106 1291 60200 SH SOLE 60200
GUIDANT CORP COM NPV 401698105 4622 86200 SH SOLE 86200
HARLEY-DAVIDSON INC COM USD.01 412822108 556 11100 SH SOLE 11100
HASBRO INC COM 418056107 2336 108900 SH SOLE 108900
HERCULES INC COM NPV 427056106 607 21200 SH SOLE 21200
HEWLETT-PACKARD CO COM USD1 428236103 2515 27400 SH SOLE 27400
HITACHI LTD -ADR ADR 433578507 567 5200 SH SOLE 5200
HONDA MOTOR LTD -ADR ADR 438128308 1244 15200 SH SOLE 15200
HOUGHTON MIFFLIN CO COM USD1 441560109 386 9500 SH SOLE 9500
HUBBELL INC -CL B CL B COM USD5 443510201 1651 51800 SH SOLE 51800
ICN PHARMACEUTICALS INC COM USD.01 448924100 682 39700 SH SOLE 39700
IMC GLOBAL INC COM USD1 449669100 936 64300 SH SOLE 64300
IKON OFFICE SOLUTIONS INC COM NPV 451713101 206 19300 SH SOLE 19300
INDYMAC MORTGAGE HOLDINGS COM USD.01 456607100 230 15300 SH SOLE 15300
INTL PAPER CO COM USD1 460146103 716 14900 SH SOLE 14900
JOHNSON CONTROLS INC COM USD16 478366107 292 4400 SH SOLE 4400
KOHLS CORP COM USD.01 500255104 3723 56300 SH SOLE 56300
KOREA FUND CLOSED END 500634100 802 63900 SH SOLE 63900
LSI LOGIC CORP COM NPV 502161102 758 14700 SH SOLE 14700
LANDS END INC COM USD.01 515086106 1168 17700 SH SOLE 17700
LEAR CORP COM NPV 521865105 4877 138600 SH SOLE 138600
LEGGETT & PLATT INC COM USD1 524660107 449 22800 SH SOLE 22800
LEGG MASON INC COM USD.1 524901105 345 9000 SH SOLE 9000
LILLY (ELI) & CO COM USD.625 532457108 3514 54900 SH SOLE 54900
LITTON INDUSTRIES INC COM USD1 538021106 695 12700 SH SOLE 12700
LIZ CLAIBORNE INC COM USD1 539320101 2530 81600 SH SOLE 81600
LOEWS CORP COM USD1 540424108 2393 34100 SH SOLE 34100
MBNA CORP COM NPV 55262L100 5817 255000 SH SOLE 255000
MGM GRAND INC COM USD1 552953101 865 16900 SH SOLE 16900
MANITOWOC CO COM USD2.5 563571108 386 11300 SH SOLE 11300
MAYTAG CORP COM USD1.25 578592107 506 15200 SH SOLE 15200
MCDERMOTT INTL INC COM USD1 580037109 541 26700 SH SOLE 26700
MCGRAW-HILL COMPANIES COM USD1 580645109 537 11100 SH SOLE 11100
MCKESSON HBOC INC COM USD2 58155Q103 473 16300 SH SOLE 16300
MEAD CORP COM NPV 582834107 4032 117300 SH SOLE 117300
MICRON TECHNOLOGY INC COM USD.1 595112103 253 3800 SH SOLE 3800
MILLIPORE CORP COM USD1 601073109 1923 51200 SH SOLE 51200
MINERALS TECHNOLOGIES INC COM USD1 603158106 971 20000 SH SOLE 20000
SUBTOTAL: 88188
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FORM 13F
Page 4 of 5 Name of Reporting Manager: Noesis Corporation
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Quarter Ended September 30, 1999
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ITEM 4. SHRS CALL ITEM 8.
ITEM 1. ITEM 2. ITEM 3. VALUE OR OR INVES ITEM 7. VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) SHARES PRN PUT DISCR MANAGERS SOLE SHARED NONE
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<S> <C> <C> <C> <C> <C> <C> <C>
MORGAN (J P) & CO COM USD2.5 616880100 6409 56100 SH SOLE 56100
NABISCO GROUP HOLDINGS COM NPV 62952P102 546 36400 SH SOLE 36400
NABORS INDUSTRIES COM USD.1 629568106 832 33300 SH SOLE 33300
NEW YORK TIMES CO-CL A COM 650111107 300 8000 SH SOLE 8000
NORFOLK SOUTHERN CORP COM USD1 655844108 835 34100 SH SOLE 34100
NORTHROP GRUMMAN CORP COM NPV 666807102 1977 31100 SH SOLE 31100
OFFICE DEPOT INC COM USD.01 676220106 102 10000 SH SOLE 10000
OGDEN CORP COM USD.5 676346109 1330 131900 SH SOLE 131900
OMNICARE INC COM USD1 681904108 1769 183800 SH SOLE 183800
OWENS CORNING COM USD.1 69073F103 915 42200 SH SOLE 42200
P G & E CORPORATION COM USD5 69331C108 1617 62500 SH SOLE 62500
PE CORP-PE BIOSYSTEMS GROUP COM USD1 69332S102 491 6800 SH SOLE 6800
PEPSICO INC COM USD.0166 713448108 402 13300 SH SOLE 13300
PLUM CREEK TIMBER CO INC DEP UNTS NPV 729251108 606 19300 SH SOLE 19300
PRAXAIR INC COM NPV 74005P104 1914 41600 SH SOLE 41600
QUAKER OATS CO COM USD5 747402105 272 4400 SH SOLE 4400
RADIAN GROUP INC COM USD.001 750236101 442 10300 SH SOLE 10300
RAYTHEON CO-CLASS B CLASS B STOCK 755111408 1002 20200 SH SOLE 20200
RELIASTAR FINANCIAL CORP COM USD1.25 75952U103 1443 43400 SH SOLE 43400
REX STORES CORP COM USD.01 761624105 694 22400 SH SOLE 22400
ROCKWELL INTL CORP COM USD1 773903109 1712 32600 SH SOLE 32600
ROYAL DUTCH PET NY SHS GLDR5 780257804 597 10100 SH SOLE 10100
ST PAUL COS COM NPV 792860108 1493 54300 SH SOLE 54300
SCHERING-PLOUGH COM USD1 806605101 3691 84600 SH SOLE 84600
SCHWAB (CHARLES) CORP COM USD.01 808513105 2472 73500 SH SOLE 73500
SCIENTIFIC-ATLANTA INC COM USD.5 808655104 1873 37800 SH SOLE 37800
SEAGRAM CO LTD COM NPV 811850106 1533 33700 SH SOLE 33700
SERVICE CORP INTERNATIONAL COM USD1 817565104 1616 153000 SH SOLE 153000
SHAW INDUSTRIES INC COM NPV 820286102 281 17700 SH SOLE 17700
SHERWIN-WILLIAMS CO COM USD1 824348106 5121 244600 SH SOLE 244600
SIERRA PACIFIC RES COM USD1 826428104 4486 201600 SH SOLE 201600
SMITHKLINE BEECHAM PLC -ADR ADR 832378301 357 6200 SH SOLE 6200
SOTHEBY'S HOLDINGS -CL A CL A COM USD.1 835898107 1182 45800 SH SOLE 45800
SPIEKER PROPERTIES INC COM USD.0001 848497103 343 9900 SH SOLE 9900
STONE ENERGY CORP COM USD.01 861642106 1425 28000 SH SOLE 28000
STORAGE USA INC COM USD.01 861907103 481 17500 SH SOLE 17500
TEMPLE-INLAND INC COM USD1 879868107 5671 93600 SH SOLE 93600
TIDEWATER INC COM USD.5 886423102 2122 83200 SH SOLE 83200
TIME WARNER INC COM USD1 887315109 3730 61400 SH SOLE 61400
USG CORP COM USD4 903293405 4391 92400 SH SOLE 92400
UNITED TECHNOLOGIES CORP COM USD5 913017109 6370 107400 SH SOLE 107400
VASTAR RESOURCES INC COM USD.01 922380100 1295 20700 SH SOLE 20700
VULCAN MATERIALS CO COM USD1 929160109 3128 85400 SH SOLE 85400
WALLACE COMPUTER SVCS INC COM USD1 932270101 277 13700 SH SOLE 13700
WARNACO GROUP INC -CL A CL A COM USD.01 934390105 615 33700 SH SOLE 33700
WASHINGTON POST -CL B CL B COM USD1 939640108 919 1800 SH SOLE 1800
WILLIAMS COS INC COM USD1 969457100 2747 73300 SH SOLE 73300
YORK INTL COM NPV 986670107 1898 52800 SH SOLE 52800
SUBTOTAL: 85724
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FORM 13F
Page 5 of 5 Name of Reporting Manager: Noesis Corporation
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Quarter Ended September 30, 1999
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ITEM 4. SHRS CALL ITEM 8.
ITEM 1. ITEM 2. ITEM 3. VALUE OR OR INVES ITEM 7. VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) SHARES PRN PUT DISCR MANAGERS SOLE SHARED NONE
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<S> <C> <C> <C> <C> <C> <C> <C>
DAIMLERCHRYSLER AG STOCK D1668R123 910 13100 SH SOLE 13100
TOMMY HILFIGER CORP ORD USD.01 G8915Z102 6125 217300 SH SOLE 217300
REPORT SUMMARY 145 DATA RECORDS SUBTOTAL: 7035 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
GRAND TOTAL 249245
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