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United States Securities and Exchange Commission
Washington, DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/99
Check here if Amendment: [ X ] Amendment number: [ 1 ]
This Amendment (check only one):
[ X ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager filing this Report:
Name: Edward O. Thorp & Associates, L.P.
Address: 610 Newport Center Drive, Suite 1240
Newport Beach, California 92660
13F File Number: 28-7692
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Steve Mizusawa
Title: Chief Operating Officer
Phone: (949) 720-0130
Signature, Place, and Date of Signing:
/s/ Steve Mizusawa
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Newport Beach, California October 13, 2000
Report Type (check only one):
[ X ] 13F HOLDINGS REPORT; (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
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FORM 13F SUMMARY PAGE
EDWARD O. THORP & ASSOCIATES, L.P.
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 131
Form 13F Information Value Total (thousands): $239,309
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FORM 13F
Page 3 of 5 Name of Reporting Manager: Edward O. Thorp & Associates, L.P.
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Quarter Ended September 30, 1999
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ITEM 4. SHRS CALL ITEM 8.
ITEM 1. ITEM 2. ITEM 3. VALUE OR OR INVES ITEM 7. VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) SHARES PRN PUT DISCR MANAGERS SOLE SHARED NONE
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<S> <C> <C> <C> <C> <C> <C> <C>
AEROFLEX INC COM USD.1 007768104 452 37100 SH SOLE 37100
AETNA INC COM NPV 008117103 699 14200 SH SOLE 14200
AIRBORNE FREIGHT CORP COM USD1 009266107 996 47300 SH SOLE 47300
AIRGAS INC COM USD.01 009363102 399 34300 SH SOLE 34300
ALLIANT TECHSYSTEMS INC COM USD.01 018804104 1442 20800 SH SOLE 20800
AMBAC FINANCIAL GROUP INC COM USD.001 023139108 1274 26900 SH SOLE 26900
AMERN STANDARD CO INC COM USD.01 029712106 980 25500 SH SOLE 25500
ACME-CLEVELAND CORP COM USD1 029912201 2031 103700 SH SOLE 103700
ANADARKO PETROLEUM CORP COM USD.1 032511107 4212 137800 SH SOLE 137800
ANNTAYLOR STORES CORP COM USD.001 036115103 1602 39200 SH SOLE 39200
AON CORP COM USD1 037389103 698 23600 SH SOLE 23600
AVIALL INC COM NPV 05366B102 549 53600 SH SOLE 53600
BANK OF NEW YORK CO INC COM USD7.5 064057102 428 12800 SH SOLE 12800
BANK ONE CORP COM NPV 06423A103 2235 64200 SH SOLE 64200
BELLSOUTH CORP COM USD1 079860102 801 17800 SH SOLE 17800
BERGEN BRUNSWIG CORP -CL A CL A COM USD1.5 083739102 850 81900 SH SOLE 81900
BLANCH E W HLDGS INC COM USD.01 093210102 573 8800 SH SOLE 8800
BOSTON SCIENTIFIC CORP COM USD.01 101137107 360 14600 SH SOLE 14600
BRIGGS & STRATTON COM USD.01 109043109 3304 56600 SH SOLE 56600
BRISTOL MYERS SQUIBB COM USD.1 110122108 3038 45000 SH SOLE 45000
BRITISH AIRWAYS PLC -ADR ADR 110419306 897 15700 SH SOLE 15700
BRLNGTN NTHRN SANTA FE COM NPV 12189T104 566 20600 SH SOLE 20600
CNF TRANSPORTATION INC COM USD.625 12612W104 2593 69600 SH SOLE 69600
CABLE & WIRELESS HKT LTD ADR 126828102 922 42400 SH SOLE 42400
CARNIVAL CORP COM USD.01 143658102 4293 98700 SH SOLE 98700
CARPENTER TECHNOLOGY COM USD5 144285103 279 11400 SH SOLE 11400
CATALINA MARKETING CORP COM USD.01 148867104 3622 42700 SH SOLE 42700
CATERPILLAR INC COM USD1 149123101 1579 28800 SH SOLE 28800
CERIDIAN CORP COM USD.5 15677T106 567 22800 SH SOLE 22800
CITIGROUP INC COM USD.01 172967101 1492 33900 SH SOLE 33900
CLAIRES STORES INC COM USD.05 179584107 2014 121600 SH SOLE 121600
CLOROX CO/DE COM USD1 189054109 1427 37300 SH SOLE 37300
COCA-COLA CO COM USD.5 191216100 1742 36200 SH SOLE 36200
COLGATE-PALMOLIVE CO COM USD1 194162103 210 4600 SH SOLE 4600
CIA TELECOM CHILE-SPONS ADR ADR 204449300 6056 335300 SH SOLE 335300
CONSECO INC COM NPV 208464107 933 48500 SH SOLE 48500
CONTINENTAL AIRLINES-CL B CL B COM USD.01 210795308 282 8600 SH SOLE 8600
CROWN CORK & SEAL CO INC COM USD5 228255105 701 28900 SH SOLE 28900
DELUXE CORP COM USD1 248019101 286 8400 SH SOLE 8400
DUKE-WEEKS REALTY CORP COM NPV 264411505 1404 72000 SH SOLE 72000
ENSCO INTERNATIONAL INC COM USD.1 26874Q100 5571 308400 SH SOLE 308400
EATON CORP COM USD.5 278058102 276 3200 SH SOLE 3200
ECOLAB INC COM USD1 278865100 1607 47100 SH SOLE 47100
ELECTRONIC DATA SYSTEMS CORP COM USD.1 285661104 6146 116100 SH SOLE 116100
FMC CORP COM USD.1 302491303 6350 131600 SH SOLE 131600
FIRSTENERGY CORP COM USD9 337932107 344 13500 SH SOLE 13500
FLOWERS INDUSTRIES INC COM USD.625 343496105 206 15200 SH SOLE 15200
SUBTOTAL: 79288
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Page 3 of 4
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FORM 13F
Page 4 of 5 Name of Reporting Manager: Edward O. Thorp & Associates, L.P.
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Quarter Ended September 30, 1999
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ITEM 4. SHRS CALL ITEM 8.
ITEM 1. ITEM 2. ITEM 3. VALUE OR OR INVES ITEM 7. VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) SHARES PRN PUT DISCR MANAGERS SOLE SHARED NONE
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<S> <C> <C> <C> <C> <C> <C> <C>
FREEPRT MCMOR COP&GLD -CL B CL B COM USD.1 35671D857 6175 396800 SH SOLE 396800
GAP INC COM USD.05 364760108 6211 194100 SH SOLE 194100
GEON COMPANY COM USD.1 37246W105 651 25300 SH SOLE 25300
GILLETTE CO COM USD1 375766102 2108 62100 SH SOLE 62100
GTECH HOLDINGS CORP COM USD.01 400518106 1271 59300 SH SOLE 59300
GUIDANT CORP COM NPV 401698105 4542 84700 SH SOLE 84700
HARLEY-DAVIDSON INC COM USD.01 412822108 305 6100 SH SOLE 6100
HASBRO INC COM 418056107 2574 120000 SH SOLE 120000
HEWLETT-PACKARD CO COM USD1 428236103 2520 27500 SH SOLE 27500
HITACHI LTD -ADR ADR 433578507 677 6200 SH SOLE 6200
HONDA MOTOR LTD -ADR ADR 438128308 1064 13000 SH SOLE 13000
HOUGHTON MIFFLIN CO COM USD1 441560109 329 8100 SH SOLE 8100
HUBBELL INC -CL B CL B COM USD5 443510201 1632 51200 SH SOLE 51200
ICN PHARMACEUTICALS INC COM USD.01 448924100 1045 60800 SH SOLE 60800
IMC GLOBAL INC COM USD1 449669100 686 47100 SH SOLE 47100
IKON OFFICE SOLUTIONS INC COM NPV 451713101 690 64600 SH SOLE 64600
INGERSOLL-RAND CO COM USD2 456866102 379 6900 SH SOLE 6900
INTL PAPER CO COM USD1 460146103 485 10100 SH SOLE 10100
KOHLS CORP COM USD.01 500255104 4463 67500 SH SOLE 67500
KOREA FUND CLOSED END 500634100 671 53500 SH SOLE 53500
LSI LOGIC CORP COM NPV 502161102 330 6400 SH SOLE 6400
LANDS END INC COM USD.01 515086106 799 12100 SH SOLE 12100
LEAR CORP COM NPV 521865105 4940 140400 SH SOLE 140400
LEGGETT & PLATT INC COM USD1 524660107 260 13200 SH SOLE 13200
LEGG MASON INC COM USD.1 524901105 398 10400 SH SOLE 10400
LILLY (ELI) & CO COM USD.625 532457108 2677 41800 SH SOLE 41800
LIZ CLAIBORNE INC COM USD1 539320101 1755 56600 SH SOLE 56600
LOEWS CORP COM USD1 540424108 1692 24100 SH SOLE 24100
MBNA CORP COM NPV 55262L100 5564 243900 SH SOLE 243900
MGM GRAND INC COM USD1 552953101 747 14600 SH SOLE 14600
MAYTAG CORP COM USD1.25 578592107 483 14500 SH SOLE 14500
MCGRAW-HILL COMPANIES COM USD1 580645109 905 18700 SH SOLE 18700
MCKESSON HBOC INC COM USD2 58155Q103 632 21800 SH SOLE 21800
MEAD CORP COM NPV 582834107 4204 122300 SH SOLE 122300
MICRON TECHNOLOGY INC COM USD.1 595112103 459 6900 SH SOLE 6900
MILLIPORE CORP COM USD1 601073109 1593 42400 SH SOLE 42400
MINERALS TECHNOLOGIES INC COM USD1 603158106 753 15500 SH SOLE 15500
MORGAN (J P) & CO COM USD2.5 616880100 6170 54000 SH SOLE 54000
NABORS INDUSTRIES COM USD.1 629568106 1198 47900 SH SOLE 47900
NEW YORK TIMES CO-CL A COM 650111107 315 8400 SH SOLE 8400
NORFOLK SOUTHERN CORP COM USD1 655844108 686 28000 SH SOLE 28000
NORTHROP GRUMMAN CORP COM NPV 666807102 1265 19900 SH SOLE 19900
OGDEN CORP COM USD.5 676346109 1110 109900 SH SOLE 109900
OMNICARE INC COM USD1 681904108 2249 233700 SH SOLE 233700
OWENS CORNING COM USD.1 69073F103 1232 56800 SH SOLE 56800
P G & E CORPORATION COM USD5 69331C108 1672 64600 SH SOLE 64600
PE CORP-PE BIOSYSTEMS GROUP COM USD1 69332S102 405 5600 SH SOLE 5600
PLUM CREEK TIMBER CO INC DEP UNTS NPV 729251108 546 17400 SH SOLE 17400
SUBTOTAL: 83517
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FORM 13F
Page 5 of 5 Name of Reporting Manager: Edward O. Thorp & Associates, L.P.
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Quarter Ended September 30, 1999
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ITEM 4. SHRS CALL ITEM 8.
ITEM 1. ITEM 2. ITEM 3. VALUE OR OR INVES ITEM 7. VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) SHARES PRN PUT DISCR MANAGERS SOLE SHARED NONE
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<S> <C> <C> <C> <C> <C> <C> <C>
PRAXAIR INC COM NPV 74005P104 1688 36700 SH SOLE 36700
RADIAN GROUP INC COM USD.001 750236101 481 11200 SH SOLE 11200
RELIASTAR FINANCIAL CORP COM USD1.25 75952U103 1024 30800 SH SOLE 30800
REX STORES CORP COM USD.01 761624105 1023 33000 SH SOLE 33000
REYNOLDS & REYNOLDS -CL A CL A COM USD.625 761695105 216 10600 SH SOLE 10600
ROCKWELL INTL CORP COM USD1 773903109 1816 34600 SH SOLE 34600
ST PAUL COS COM NPV 792860108 1226 44600 SH SOLE 44600
SCHERING-PLOUGH COM USD1 806605101 4140 94900 SH SOLE 94900
SCHWAB (CHARLES) CORP COM USD.01 808513105 3438 102300 SH SOLE 102300
SCIENTIFIC-ATLANTA INC COM USD.5 808655104 1779 35900 SH SOLE 35900
SEAGRAM CO LTD COM NPV 811850106 1438 31600 SH SOLE 31600
SERVICE CORP INTERNATIONAL COM USD1 817565104 1600 151500 SH SOLE 151500
SHAW INDUSTRIES INC COM NPV 820286102 583 36700 SH SOLE 36700
SHELL TRAN&TRADE -NY SH NY SHS 822703609 387 8500 SH SOLE 8500
SHERWIN-WILLIAMS CO COM USD1 824348106 5234 250000 SH SOLE 250000
SIERRA PACIFIC RES COM USD1 826428104 4684 210500 SH SOLE 210500
SOTHEBY'S HOLDINGS -CL A CL A COM USD.1 835898107 865 33500 SH SOLE 33500
SPIEKER PROPERTIES INC COM USD.0001 848497103 406 11700 SH SOLE 11700
STONE ENERGY CORP COM USD.01 861642106 1135 22300 SH SOLE 22300
STORAGE USA INC COM USD.01 861907103 492 17900 SH SOLE 17900
TEMPLE-INLAND INC COM USD1 879868107 6253 103100 SH SOLE 103100
TIDEWATER INC COM USD.5 886423102 2221 87100 SH SOLE 87100
TIME WARNER INC COM USD1 887315109 3724 61300 SH SOLE 61300
USG CORP COM USD4 903293405 4392 92400 SH SOLE 92400
UNISYS CORP COM USD.01 909214108 325 7200 SH SOLE 7200
UNITED TECHNOLOGIES CORP COM USD5 913017109 6352 107100 SH SOLE 107100
VASTAR RESOURCES INC COM USD.01 922380100 1308 20900 SH SOLE 20900
MATERIALS CO COM USD1 929160109 3725 101700 SH SOLE 101700
WARNACO GROUP INC -CL A CL A COM USD.01 934390105 250 13700 SH SOLE 13700
WASHINGTON POST -CL B CL B COM USD1 939640108 1174 2300 SH SOLE 2300
WILLIAMS COS INC COM USD1 969457100 3022 80600 SH SOLE 80600
WINN-DIXIE STORES INC COM USD1 974280109 202 6800 SH SOLE 6800
YORK INTL COM NPV 986670107 2674 74400 SH SOLE 74400
DAIMLERCHRYSLER AG STOCK D1668R123 910 13100 SH SOLE 13100
FRUIT OF THE LOOM-CL A CL A COM USD.01 G3682L105 82 23900 SH SOLE 23900
TOMMY HILFIGER CORP ORD USD.01 G8915Z102 6235 221200 SH SOLE 221200
REPORT SUMMARY 131 DATA RECORDS SUBTOTAL: 76504 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
GRAND TOTAL 239309
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