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United States Securities and Exchange Commission
Washington, DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 06/30/1999
Check here if Amendment: [ X ] Amendment number: [ 1 ]
This Amendment (check only one):
[ X ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager filing this Report:
Name: Edward O. Thorp & Associates, L.P.
Address: 610 Newport Center Drive, Suite 1240
Newport Beach, California 92660
13F File Number: 28-7692
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Steve Mizusawa
Title: Chief Operating Officer
Phone: (949) 720-0130
Signature, Place, and Date of Signing:
/s/ Steve Mizusawa
---------------------------------------------
Newport Beach, California July 21, 2000
Report Type (check only one):
[ X ] 13F HOLDINGS REPORT; (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
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FORM 13F SUMMARY PAGE
EDWARD O. THORP & ASSOCIATES, L.P.
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 124
Form 13F Information Value Total (thousands): $164,392
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FORM 13F
Page 3 of 5 Name of Reporting Manager: Edward O. Thorp & Associates, L.P.
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Quarter Ended June 30, 1999
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Item 5: Item 6: Item 8:
Item 2: Item 3: Item 4: Amount Investment Discretion Voting Authority (Shares)
Item 1: Title of CUSIP Market and Type ------------------------------- Item 7: ----------------------------
Name of Issuer Class Number Value of Security (a) Sole (b) Shared/ (c) Shared- Other Managers (a) Sole (b) Shared (c) None
Defined Other
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<S> <C> <C> <C> <C> <C> <C> <C>
AIRBORNE FREIGHT CORP COM USD1 009266107 440 15900 SH SOLE 15900
AMBAC FINANCIAL GROUP INC COM USD.001 023139108 1474 25800 SH SOLE 25800
ALBERTSONS INC COM USD1 013104104 217 4200 SH SOLE 4200
AFLAC INC COM USD.1 001055102 2882 60200 SH SOLE 60200
AMERADA HESS CORP COM USD1 023551104 1012 17000 SH SOLE 17000
AMERICAN INTERNATIONAL GROUP COM USD.01 026874107 234 2000 SH SOLE 2000
ALLSTATE CORP COM USD.01 020002101 1736 48400 SH SOLE 48400
ANADARKO PETROLEUM CORP COM USD.1 032511107 4178 113500 SH SOLE 113500
ALLEGHENY ENERGY INC COM USD2.5 017361106 231 7200 SH SOLE 7200
BRITISH AIRWAYS PLC -ADR ADR 110419306 214 3000 SH SOLE 3000
BB&T CORPORATION COM USD5 054937107 3471 94600 SH SOLE 94600
BCE INC COM NPV 05534B109 523 10600 SH SOLE 10600
BARD (C.R.) INC COM USD.25 067383109 1874 39200 SH SOLE 39200
BANDAG INC COM USD1 059815100 312 9000 SH SOLE 9000
FRANKLIN RESOURCES INC COM USD.1 354613101 1913 47100 SH SOLE 47100
BRIGGS & STRATTON COM USD.01 109043109 2980 51600 SH SOLE 51600
BANK OF NEW YORK CO INC COM USD7.5 064057102 389 10600 SH SOLE 10600
BALL CORP COM NPV 058498106 2586 61200 SH SOLE 61200
BELLSOUTH CORP COM USD1 079860102 4514 96300 SH SOLE 96300
BEAR STEARNS COMPANIES INC COM USD1 073902108 902 19300 SH SOLE 19300
ANHEUSER-BUSCH COS INC COM USD1 035229103 426 6000 SH SOLE 6000
BORG WARNER AUTO COM USD.01 099724106 302 5500 SH SOLE 5500
CHRIS-CRAFT INDS COM USD.5 170520100 429 9100 SH SOLE 9100
CERIDIAN CORP COM USD.5 15677T106 749 22900 SH SOLE 22900
COASTAL CORP COM USD.33 190441105 2000 50000 SH SOLE 50000
CHAMPION INTERNATIONAL CORP COM USD.5 158525105 4146 86600 SH SOLE 86600
CIGNA CORP COM USD1 125509109 1050 11800 SH SOLE 11800
COLGATE-PALMOLIVE CO COM USD1 194162103 3654 37000 SH SOLE 37000
COMERICA INC COM USD5 200340107 464 7800 SH SOLE 7800
CLAYTON HOMES INC COM USD.1 184190106 272 23800 SH SOLE 23800
CONSECO INC COM NPV 208464107 1452 47700 SH SOLE 47700
COMPAQ COMPUTER CORP COM USD.01 204493100 2191 92500 SH SOLE 92500
CENTURYTEL INC COM USD1 156700106 2099 52800 SH SOLE 52800
DIEBOLD INC COM USD1.25 253651103 310 10800 SH SOLE 10800
DIAGEO PLC-SPONSORED ADR NEW YORK STOCK 25243Q205 469 10900 SH SOLE 10900
DANAHER CORP COM USD.01 235851102 2621 45100 SH SOLE 45100
DIME BANCORP INC COM USD1 25429Q102 710 35300 SH SOLE 35300
DOVER CORP COM USD1 260003108 220 6300 SH SOLE 6300
BRINKER INTL INC COM USD.1 109641100 313 11500 SH SOLE 11500
ECOLAB INC COM USD1 278865100 323 7400 SH SOLE 7400
EQUIFAX INC COM USD2.5 294429105 767 21500 SH SOLE 21500
EDISON INTERNATIONAL COM NPV 281020107 235 8800 SH SOLE 8800
EASTMAN KODAK CO COM USD2.5 277461109 569 8400 SH SOLE 8400
ELAN CORP PLC -ADR ADR 284131208 1274 45900 SH SOLE 45900
CALLAWAY GOLF CO COM USD.01 131193104 1619 110700 SH SOLE 110700
EMC CORP/MA COM USD.01 268648102 1034 18800 SH SOLE 18800
EMERSON ELECTRIC CO COM USD1 291011104 270 4300 SH SOLE 4300
SUBTOTAL: 62050
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FORM 13F
Page 4 of 5 Name of Reporting Manager: Edward O. Thorp & Associates, L.P.
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Quarter Ended June 30, 1999
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Item 5: Item 6: Item 8:
Item 2: Item 3: Item 4: Amount Investment Discretion Voting Authority (Shares)
Item 1: Title of CUSIP Market and Type ------------------------------- Item 7: ----------------------------
Name of Issuer Class Number Value of Security (a) Sole (b) Shared/ (c) Shared- Other Managers (a) Sole (b) Shared (c) None
Defined Other
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<S> <C> <C> <C> <C> <C> <C> <C>
EQUITABLE COS INC COM USD.01 29444G107 516 7700 SH SOLE 7700
FIRST DATA CORP COM USD1 319963104 259 5300 SH SOLE 5300
FORTUNE BRANDS INC COM USD3.125 349631101 451 10900 SH SOLE 10900
FERRO CORP COM USD1 315405100 432 15700 SH SOLE 15700
SPRINT CORP (FON GROUP) COM USD2.5 852061100 232 4400 SH SOLE 4400
FLORIDA PROGRESS CORP COM NPV 341109106 3177 76900 SH SOLE 76900
FREDDIE MAC COM USD2.5 VTG 313400301 1409 24300 SH SOLE 24300
FOREST LABORATORIES -CL A CL A COM USD.1 345838106 495 10700 SH SOLE 10700
GILLETTE CO COM USD1 375766102 2661 64900 SH SOLE 64900
GREAT LAKES CHEMICAL CORP COM USD1 390568103 378 8200 SH SOLE 8200
HASBRO INC NEW YORK STOCK 418056107 1470 52600 SH SOLE 52600
HARLEY-DAVIDSON INC COM USD.01 412822108 941 17300 SH SOLE 17300
HARTE-HANKS INC COM NPV 416196103 643 23700 SH SOLE 23700
HELMERICH & PAYNE COM USD.1 423452101 1098 46100 SH SOLE 46100
IMPERIAL CHEM INDS PLC -ADR ADR 452704505 1030 25900 SH SOLE 25900
ICN PHARMACEUTICALS INC COM USD.01 448924100 451 14000 SH SOLE 14000
IMC GLOBAL INC COM USD1 449669100 2281 129400 SH SOLE 129400
INGERSOLL-RAND CO COM USD2 456866102 2475 38300 SH SOLE 38300
PENNEY (J C) CO COM USD.5 708160106 515 10600 SH SOLE 10600
JEFFERSON-PILOT CORP COM USD1.25 475070108 821 12400 SH SOLE 12400
KELLOGG CO COM USD.25 487836108 2356 71400 SH SOLE 71400
KLM ROYAL DUTCH AIR -NY REG COM NY REG NPV 482516101 288 10100 SH SOLE 10100
COCA-COLA CO COM USD.5 191216100 4350 69600 SH SOLE 69600
MBNA CORP COM NPV 55262L100 1519 49600 SH SOLE 49600
KYOCERA CORP -ADR ADR 501556203 348 5800 SH SOLE 5800
LONGS DRUG STORES INC COM NPV 543162101 480 13900 SH SOLE 13900
LILLY (ELI) & CO COM USD.625 532457108 2106 29400 SH SOLE 29400
LOWES COS COM USD.5 548661107 2540 44800 SH SOLE 44800
SOUTHWEST AIRLINES COM USD1 844741108 1145 36800 SH SOLE 36800
MAY DEPARTMENT STORES CO COM USD1 577778103 1778 43500 SH SOLE 43500
MATSUSHITA ELECTRIC -ADR ADR 576879209 615 3100 SH SOLE 3100
MALLINCKRODT INC COM USD5 561232109 415 11400 SH SOLE 11400
MUTUAL RISK MANAGEMENT LTD COM USD.01 628351108 881 26400 SH SOLE 26400
MINNESOTA MINING & MFG CO COM NPV 604059105 200 2300 SH SOLE 2300
MCCLATCHY COMPANY-CL A CL A COM USD.01 579489105 918 27700 SH SOLE 27700
MANITOWOC CO COM USD2.5 563571108 1207 29000 SH SOLE 29000
MICRON TECHNOLOGY INC COM USD.1 595112103 3003 74500 SH SOLE 74500
MORGAN ST DEAN WITTER DISCOVER COM USD1 617446448 318 3100 SH SOLE 3100
NEWMONT MINING CORP COM USD1.6 651639106 867 43600 SH SOLE 43600
NORSK HYDRO AS -ADR ADR 656531605 425 11100 SH SOLE 11100
NEW PLAN EXCEL REALTY TRUST COM NPV 648053106 877 48700 SH SOLE 48700
OWENS CORNING COM USD.1 69073F103 612 17800 SH SOLE 17800
PEP BOYS-MANNY MOE & JACK COM USD1 713278109 391 18100 SH SOLE 18100
PECO ENERGY CO COM NPV 693304107 4183 99900 SH SOLE 99900
PROGRESSIVE CORP-OHIO COM USD1 743315103 1334 9200 SH SOLE 9200
PHILIPS ELECTRONICS-NY NY SHS 500472204 2482 24600 SH SOLE 24600
PREMARK INTERNATIONAL INC COM USD1 740459102 2494 66500 SH SOLE 66500
POTASH CORP SASK INC COM NPV 73755L107 1211 23400 SH SOLE 23400
SUBTOTAL: 61078
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FORM 13F
Page 5 of 5 Name of Reporting Manager: Edward O. Thorp & Associates, L.P.
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Quarter Ended June 30, 1999
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Item 5: Item 6: Item 8:
Item 2: Item 3: Item 4: Amount Investment Discretion Voting Authority (Shares)
Item 1: Title of CUSIP Market and Type ------------------------------- Item 7: ----------------------------
Name of Issuer Class Number Value of Security (a) Sole (b) Shared/ (c) Shared- Other Managers (a) Sole (b) Shared (c) None
Defined Other
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<S> <C> <C> <C> <C> <C> <C> <C>
PITTSTON CO-BRINKS GROUP COM SERVICES NPV 725701106 1846 69000 SH SOLE 69000
RELIANT ENERGY INC COM NPV 75952J108 580 21000 SH SOLE 21000
REINSURANCE GROUP AMER INC COM USD.01 759351109 1456 41300 SH SOLE 41300
ROBERT HALF INTL INC COM USD1 770323103 2062 79300 SH SOLE 79300
TRANSOCEAN OFFSHORE INC COM USD.01 G90076103 1507 57400 SH SOLE 57400
ROHM & HAAS CO COM USD2.5 775371107 202 4700 SH SOLE 4700
SEARS ROEBUCK & CO COM USD.75 812387108 1043 23400 SH SOLE 23400
SMITHKLINE BEECHAM PLC -ADR ADR 832378301 3184 48200 SH SOLE 48200
SCHWAB (CHARLES) CORP COM USD.01 808513105 912 8300 SH SOLE 8300
SILICON GRAPHICS INC COM USD.001 827056102 373 22800 SH SOLE 22800
SHERWIN-WILLIAMS CO COM USD1 824348106 3077 110900 SH SOLE 110900
SHAW INDUSTRIES INC COM NPV 820286102 621 35500 SH SOLE 35500
SONY CORP -AMER SHARES ADR 835699307 3311 30000 SH SOLE 30000
SPS TECHNOLOGIES INC COM USD1 784626103 401 10700 SH SOLE 10700
SERVICEMASTER COMPANY LP DEP UNTS NPV 81760N109 1918 102300 SH SOLE 102300
TIMBERLAND CO -CL A CL A COM USD.01 887100105 286 4200 SH SOLE 4200
TERADYNE INC COM USD.125 880770102 4276 59600 SH SOLE 59600
TEMPLE-INLAND INC COM USD1 879868107 1228 18000 SH SOLE 18000
TOOTSIE ROLL INDS COM USD.69 890516107 201 5200 SH SOLE 5200
TRINITY INDUSTRIES COM USD1 896522109 439 13100 SH SOLE 13100
TEXTRON INC COM USD.125 883203101 2025 24600 SH SOLE 24600
VALASSIS COMMUNICATIONS INC COM USD.01 918866104 1058 28900 SH SOLE 28900
VIACOM INC -CL A NEW YORK STOCK 925524100 4766 108000 SH SOLE 108000
VALERO ENERGY CORP COM USD1 91913Y100 307 14300 SH SOLE 14300
VASTAR RESOURCES INC COM USD.01 922380100 530 10100 SH SOLE 10100
WESTVACO CORP COM USD5 961548104 200 6900 SH SOLE 6900
WARNACO GROUP INC -CL A CL A COM USD.01 934390105 1391 52000 SH SOLE 52000
WILLIAMS COS INC COM USD1 969457100 1426 33500 SH SOLE 33500
XEROX CORP COM USD1 984121103 638 10800 SH SOLE 10800
SUBTOTAL: 41264
REPORT SUMMARY 124 DATA RECORDS 164392 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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