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United States Securities and Exchange Commission
Washington, DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 03/31/1999
Check here if Amendment: [ X ] Amendment number: [ 1 ]
This Amendment (check only one):
[ X ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager filing this Report:
Name: Edward O. Thorp & Associates, L.P.
Address: 610 Newport Center Drive, Suite 1240
Newport Beach, California 92660
13F File Number: 28-7692
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Steve Mizusawa
Title: Chief Operating Officer
Phone: (949) 720-0130
Signature, Place, and Date of Signing:
/s/ Steve Mizusawa
---------------------------------------------
Newport Beach, California May 12, 2000
Report Type (check only one):
[ X ] 13F HOLDINGS REPORT; (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
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FORM 13F SUMMARY PAGE
EDWARD O. THORP & ASSOCIATES, L.P.
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 115
Form 13F Information Value Total (thousands): $156,763
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FORM 13F
Page 3 of 5 Name of Reporting Manager: Edward O. Thorp & Associates, L.P.
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Quarter Ended March 31, 1999
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Item 5: Item 6: Item 8:
Item 2: Item 3: Item 4: Amount Investment Discretion Voting Authority (Shares)
Item 1: Title of CUSIP Market and Type ------------------------------- Item 7: ----------------------------
Name of Issuer Class Number Value of Security (a) Sole (b) Shared/ (c) Shared- Other Managers (a) Sole (b) Shared (c) None
Defined Other
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<S> <C> <C> <C> <C> <C> <C> <C>
AMBAC FINANCIAL GROUP INC COM USD.001 023139108 2020 37400 SH SOLE 37400
AMERICAN GENERAL CORP COM USD.5 026351106 275 3900 SH SOLE 3900
EDWARDS (A G) INC COM USD1 281760108 3380 103400 SH SOLE 103400
AMERADA HESS CORP COM USD1 023551104 3220 64000 SH SOLE 64000
ACME-CLEVELAND CORP COM USD1 029912201 926 37800 SH SOLE 37800
ARVIN INDUSTRIES INC COM USD2.5 043339100 2833 84100 SH SOLE 84100
AUTOMATIC DATA PROCESSING COM NPV 053015103 641 15500 SH SOLE 15500
BOEING CO COM USD5 097023105 590 17300 SH SOLE 17300
BB&T CORPORATION COM USD5 054937107 4020 111100 SH SOLE 111100
BIRMINGHAM STEEL CORP COM USD.01 091250100 157 39800 SH SOLE 39800
BELLSOUTH CORP COM USD1 079860102 1971 49200 SH SOLE 49200
BRISTOL MYERS SQUIBB COM USD.1 110122108 637 9900 SH SOLE 9900
CARDINAL HEALTH INC COM NPV 14149Y108 3498 53000 SH SOLE 53000
CBL & ASSOCIATES PPTYS INC COM USD.01 124830100 258 11100 SH SOLE 11100
CARNIVAL CORP COM USD.01 143658102 500 10300 SH SOLE 10300
COUNTRYWIDE CREDIT IND INC COM USD.05 222372104 244 6500 SH SOLE 6500
CENDANT CORPORATION COM USD.01 151313103 545 34600 SH SOLE 34600
CLOROX CO/DE COM USD1 189054109 3211 27400 SH SOLE 27400
COMERICA INC COM USD5 200340107 737 11800 SH SOLE 11800
CHASE MANHATTAN CORP COM USD12 16161A108 2456 30200 SH SOLE 30200
CLAYTON HOMES INC COM USD.1 184190106 571 51600 SH SOLE 51600
CABLETRON SYSTEMS COM USD.01 126920107 305 37300 SH SOLE 37300
COMPUTER SCIENCES CORP COM USD1 205363104 497 9000 SH SOLE 9000
CENTURY TELEPHONE ENTERPRISE COM USD1 156686107 4138 58900 SH SOLE 58900
CVS CORP COM USD1 126650100 3866 81400 SH SOLE 81400
CABLE & WIRELESS PLC -ADR ADR 126830207 1936 52400 SH SOLE 52400
DAIMLERCHRYSLER AG STOCK D1668R123 1613 18800 SH SOLE 18800
DATA GENERAL CORP COM USD.01 237688106 998 98600 SH SOLE 98600
DAYTON HUDSON CORP COM USD1 239753106 979 14700 SH SOLE 14700
DISNEY (WALT) COMPANY COM NPV 254687106 984 31600 SH SOLE 31600
DONNELLEY (R R) & SONS CO COM USD1.25 257867101 489 15200 SH SOLE 15200
DOW CHEMICAL COM USD2.5 260543103 848 9100 SH SOLE 9100
CENTRAL NEWSPAPERS -CL A CL A COM NPV 154647101 766 24600 SH SOLE 24600
ELAN CORP PLC -ADR ADR 284131208 3481 49900 SH SOLE 49900
EASTMAN CHEMICAL CO COM USD.01 277432100 942 22400 SH SOLE 22400
EMERSON ELECTRIC CO COM USD1 291011104 794 15000 SH SOLE 15000
KINDER MORGAN ENERGY PARTNERS LP UNTS NPV 494550106 1115 32200 SH SOLE 32200
FIDELITY NATIONAL FINL INC COM USD.0001 316326107 375 25000 SH SOLE 25000
FANNIE MAE COM NPV 313586109 478 6900 SH SOLE 6900
FREDDIE MAC COM USD2.5 VTG 313400301 2771 48500 SH SOLE 48500
GILLETTE CO COM USD1 375766102 725 12200 SH SOLE 12200
GENERAL MILLS INC COM USD.75 370334104 552 7300 SH SOLE 7300
GATX CORP COM USD.625 361448103 1828 55500 SH SOLE 55500
W.R. GRACE & CO. STK 38388F108 152 12500 SH SOLE 12500
HANSON PLC -ADR ADR 411352404 356 8100 SH SOLE 8100
HEINZ (H J) CO COM USD.25 423074103 237 5000 SH SOLE 5000
INTERSTATE BAKERIES CP COM NPV 46072H108 847 39300 SH SOLE 39300
SUBTOTAL: 64762
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FORM 13F
Page 4 of 5 Name of Reporting Manager: Edward O. Thorp & Associates, L.P.
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Quarter Ended March 31, 1999
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Item 5: Item 6: Item 8:
Item 2: Item 3: Item 4: Amount Investment Discretion Voting Authority (Shares)
Item 1: Title of CUSIP Market and Type ------------------------------- Item 7: ----------------------------
Name of Issuer Class Number Value of Security (a) Sole (b) Shared/ (c) Shared- Other Managers (a) Sole (b) Shared (c) None
Defined Other
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<S> <C> <C> <C> <C> <C> <C> <C>
IBP INC COM USD.05 449223106 1423 76400 SH SOLE 76400
ITT INDUSTRIES INC COM USD1 450911102 679 19200 SH SOLE 19200
IPALCO ENTERPRISES INC COM NPV 462613100 3109 141700 SH SOLE 141700
INGERSOLL-RAND CO COM USD2 456866102 213 4300 SH SOLE 4300
ILLINOIS TOOL WORKS COM NPV 452308109 712 11500 SH SOLE 11500
JEFFERSON-PILOT CORP COM USD1.25 475070108 2039 30100 SH SOLE 30100
KEANE INC COM USD.1 486665102 2436 114300 SH SOLE 114300
COCA-COLA CO COM USD.5 191216100 761 12400 SH SOLE 12400
MBNA CORP COM NPV 55262L100 1019 42700 SH SOLE 42700
KOHLS CORP COM USD.01 500255104 843 11900 SH SOLE 11900
KING WORLD PRODUCTIONS INC COM USD.01 495667107 1430 46800 SH SOLE 46800
KYOCERA CORP -ADR ADR 501556203 253 4800 SH SOLE 4800
LAFARGE CORP COM USD1 505862102 3794 135500 SH SOLE 135500
LONGS DRUG STORES INC COM NPV 543162101 1376 45200 SH SOLE 45200
LG&E ENERGY CORP COM NPV 501917108 1661 79800 SH SOLE 79800
LITTON INDUSTRIES INC COM USD1 538021106 598 10400 SH SOLE 10400
LORAL SPACE & COMMUNICATIONS COM USD.01 G56462107 175 12100 SH SOLE 12100
SOUTHWEST AIRLINES COM USD1 844741108 3929 129900 SH SOLE 129900
MANPOWER INC/WI COM NPV 56418H100 215 9200 SH SOLE 9200
MAY DEPARTMENT STORES CO COM USD1 577778103 3545 90600 SH SOLE 90600
MATSUSHITA ELECTRIC -ADR ADR 576879209 657 3400 SH SOLE 3400
MEREDITH CORP COM USD1 589433101 1210 38500 SH SOLE 38500
MDU RESOURCES GROUP INC COM USD5 552690109 1512 66100 SH SOLE 66100
MALLINCKRODT INC COM USD5 561232109 1688 63400 SH SOLE 63400
PHILIP MORRIS COS INC COM USD1 718154107 961 27300 SH SOLE 27300
MERCK & CO COM NPV 589331107 1700 21200 SH SOLE 21200
MANITOWOC CO COM USD2.5 563571108 339 8100 SH SOLE 8100
MICRON TECHNOLOGY INC COM USD.1 595112103 2639 54700 SH SOLE 54700
MORGAN ST DEAN WITTER DISCOVER COM USD1 617446448 740 7400 SH SOLE 7400
MILACRON INC COM USD1 598709103 172 10900 SH SOLE 10900
NAVISTAR INTERNATIONL COM USD1 63934E108 410 10200 SH SOLE 10200
NACCO INDUSTRIES -CL A CL A COM USD1 629579103 681 9200 SH SOLE 9200
NATIONAL DATA CORP COM USD.125 635621105 2087 49700 SH SOLE 49700
ENERGY EAST CORPORATION COM USD6.66 29266M109 3653 69500 SH SOLE 69500
NORTH FORK BANCORPORATION COM USD2.5 659424105 509 24100 SH SOLE 24100
NORFOLK SOUTHERN CORP COM USD1 655844108 462 17500 SH SOLE 17500
NATIONAL SEMICONDUCTOR CORP COM USD.5 637640103 93 10000 SH SOLE 10000
NEW PLAN EXCEL REALTY TRUST COM NPV 648053106 610 31800 SH SOLE 31800
OAK INDUSTRIES INC COM USD.01 671400505 721 22700 SH SOLE 22700
OLIN CORP COM USD1 680665205 477 47400 SH SOLE 47400
RELIANCE GROUP HOLDINGS COM USD.1 759464100 421 55600 SH SOLE 55600
REINSURANCE GROUP AMER INC COM USD.01 759351109 1013 23800 SH SOLE 23800
TRANSOCEAN OFFSHORE INC COM USD.01 893817106 5074 176100 SH SOLE 176100
SODEXHO MARRIOTT SERVICES COM NPV 833793102 735 33300 SH SOLE 33300
SCHERING-PLOUGH COM USD1 806605101 293 5300 SH SOLE 5300
SHAW INDUSTRIES INC COM NPV 820286102 1954 105600 SH SOLE 105600
SIERRA HEALTH SERVICES COM USD.01 826322109 265 20400 SH SOLE 20400
SHOPKO STORES INC COM USD.01 824911101 544 18200 SH SOLE 18200
SUBTOTAL: 61830
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FORM 13F
Page 5 of 5 Name of Reporting Manager: Edward O. Thorp & Associates, L.P.
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Quarter Ended March 31, 1999
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Item 5: Item 6: Item 8:
Item 2: Item 3: Item 4: Amount Investment Discretion Voting Authority (Shares)
Item 1: Title of CUSIP Market and Type ------------------------------- Item 7: ----------------------------
Name of Issuer Class Number Value of Security (a) Sole (b) Shared/ (c) Shared- Other Managers (a) Sole (b) Shared (c) None
Defined Other
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<S> <C> <C> <C> <C> <C> <C> <C>
SONY CORP -AMER SHARES ADR 835699307 749 8200 SH SOLE 8200
SPX CORP COM USD10 784635104 691 13700 SH SOLE 13700
SPS TECHNOLOGIES INC COM USD1 784626103 338 8600 SH SOLE 8600
SUNTRUST BANKS INC COM USD1 867914103 237 3800 SH SOLE 3800
STORAGE TECHNOLOGY CP -CL A CL A COM NPV 862111200 1645 59000 SH SOLE 59000
SUPERVALU INC COM USD1 868536103 938 45500 SH SOLE 45500
TELEFONICA DE ESPANA -ADR ADR 879382208 1699 13300 SH SOLE 13300
TEKTRONIX INC COM NPV 879131100 381 15100 SH SOLE 15100
TALBOTS INC COM USD.01 874161102 775 31800 SH SOLE 31800
TOMMY HILFIGER CORP ORD USD.01 G8915Z102 1095 15900 SH SOLE 15900
TRINITY INDUSTRIES COM USD1 896522109 937 31900 SH SOLE 31900
UTILICORP UNITED INC COM USD1 918005109 1115 49000 SH SOLE 49000
UNIVERSAL HEALTH SVCS -CL B CL B COM USD.01 913903100 593 13700 SH SOLE 13700
UNISYS CORP COM USD.01 909214108 2813 101600 SH SOLE 101600
UNILEVER N V -NY SHARES NY SHS USD20 904784501 2724 41000 SH SOLE 41000
VIACOM INC -CL A CL A COM USD.01 925524100 4074 48900 SH SOLE 48900
VIACOM INC -CL B CL B COM USD.01 925524308 3332 39700 SH SOLE 39700
VULCAN MATERIALS CO COM USD1 929160109 3441 83300 SH SOLE 83300
WALGREEN CO COM USD1.25 931422109 401 14200 SH SOLE 14200
YORK INTL COM NPV 986670107 2193 62100 SH SOLE 62100
SUBTOTAL: 30171
REPORT SUMMARY 115 DATA RECORDS 156763 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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