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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Lens Investment Management LLC
Address: 45 Exchange Street
Portland, Maine 04101
13F File Number: 98-071
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Karen C. Lowell
Title: Chief Operating Officer
Phone: (207)775-4296
Signature, Place, and Date of Signing:
/s/ Karen C. Lowell Portland, Maine
- ----------------------------------
February 11, 2000
<PAGE>
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
13F File Number Name
28-
------------ ---------------------------------------
28-
------------ ---------------------------------------
28-
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[Repeat as necessary.]
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: none
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Form 13F Information Table Entry Total: 10
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Form 13F Information Table Value Total: $ 44,355
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. 13F File Number Name
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
- --------------------------- ---------- ---------------- ----------- -------------------- ------------- ---------- -----------------
COLUMN 1 COLUMN 2 COLUMN 3 Column 4 Column 5 Column 6 Column 7 Column 8
Name of Issuer Title of Cusip Value Shares (Sh) or Investment Other Voting Authority
Class (x$1000) Prin Amt (Prn) and Discretion Managers Sole/Shared/None
Put/Call
- --------------------------- ---------- ---------------- ----------- -------------------- ------------- ---------- -----------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ASHLAND INC COM 044204 10 5 8687 263755 SH SOLE SOLE
- --------------------------- ---------- ---------------- ----------- -------------------- ------------- ---------- -----------------
JUNO LTG INC COM 482047 10 7 330 31874 SH SOLE SOLE
- --------------------------- ---------- ---------------- ----------- -------------------- ------------- ---------- -----------------
TEMPLE INLAND INC COM 879868 10 7 4067 61679 SH SOLE SOLE
- --------------------------- ---------- ---------------- ----------- -------------------- ------------- ---------- -----------------
THERMOELECTRON COM 883556 10 2 6599 439936 SH SOLE SOLE
- --------------------------- ---------- ---------------- ----------- -------------------- ------------- ---------- -----------------
SENSORMATIC ELECTRONICS COM 817265 10 1 13054 748635 SH SOLE SOLE
- --------------------------- ---------- ---------------- ----------- -------------------- ------------- ---------- -----------------
SENSORMATIC ELECTRONICS COM 817265 60 6 14 831 SH SOLE SOLE
- --------------------------- ---------- ---------------- ----------- -------------------- ------------- ---------- -----------------
SENSORMATIC ELECTRONICS PFD 817265 20 0 180 7375 SH SOLE SOLE
- --------------------------- ---------- ---------------- ----------- -------------------- ------------- ---------- -----------------
PIONEER GROUP INC COM 723684 10 6 11077 703273 SH SOLE SOLE
- --------------------------- ---------- ---------------- ----------- -------------------- ------------- ---------- -----------------
THERMEDICS INC. COM 883901 10 0 160 29500 SH SOLE SOLE
- --------------------------- ---------- ---------------- ----------- -------------------- ------------- ---------- -----------------
HEILIG-MYERS CO. COM 422893 10 7 186 67500 SH SOLE SOLE
- --------------------------- ---------- ---------------- ----------- -------------------- ------------- ---------- -----------------
</TABLE>
