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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year of Quarter Ended 30th SEPTEMBER, 1999.
If amended report check here: |_|
SKANDIA ASSET MANAGEMENT (NEW YORK), INC.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
ONE EXCHANGE PLACE NEW YORK NY 10006-3008
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
JANET L. EARLY 212-422-3119 VICE PRESIDENT
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of NEW YORK and State of NY on the 31st day of
MARCH, 1999.
JANET L. EARLY
------------------------------------------
(Name of Institutional Investment Manager)
/s/
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- -------------------------------------- --------------------------------------
1. 6.
- -------------------------------------- --------------------------------------
2. 7.
- -------------------------------------- --------------------------------------
3. 8.
- -------------------------------------- --------------------------------------
4. 9.
- -------------------------------------- --------------------------------------
5. 10.
- -------------------------------------- --------------------------------------
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 52
Form 13F Information Table Value Total: 2,595,115(k)
<PAGE>
Skandia Asset Management (New York), Inc.
FORM 13F
Name of Reporting Manager: Janet L. Early
As of 9/30/99
<TABLE>
<CAPTION>
Item 4:
Item 3: Fair Market Item 5:
Item 1: Item 2: CUSIP Value Shares of
Name of Issuer Title of Class Number (x $1000) Principal Amount
- ------------------------------- -------------------- -------- ------------- ----------------
<S> <C> <C> <C> <C>
AT&T CORP COMMON 001957109 48929 1124800
AMERICA ONLINE INC DEL COMMON 02364J104 2227 21400
AMERICAN INTL GROUP INC COMMON 026874107 76214 876657
ANADARKO PETE CORP COMMON 032511107 35300 1154994
APOLLO GROUP INC CL A 037604105 22478 1064025
AUTOMATIC DATA PROCESSIN COMMON 053015103 49758 1115032
BARNES & NOBLE INC COMMON 067774109 14779 568425
BED BATH & BEYOND INC COMMON 075896100 78120 2236000
CARDINAL HEALTH INC COMMON 14149Y108 16024 294025
CARNIVAL CORP COMMON 143658102 47461 1091050
CISCO SYS INC COMMON 17275R102 240464 3507224
CITIGROUP INC COMMON 172967101 110834 2518962
COMCAST CORP CL A SPL 200300200 44512 1116300
COMPAQ COMPUTER CORP COMMON 204493100 2569 112300
COMPUTER SCIENCES CORP COMMON 205363104 731 10400
COMPUWARE CORP COMMON 205638109 1905 73100
DELL COMPUTER CORP COMMON 247025109 7597 181700
E M C CORP MASS COMMON 268648102 13181 184675
EOG RES INC COMMON 26875P101 20266 953675
ELECTRONIC DATA SYS NEW COMMON 285661104 1736 32800
FANNIE MAE COMMON 313586109 87545 1396525
FIFTH THIRD BANCORP COMMON 316773100 44748 735462
GATEWAY INC COMMON 367626108 3186 72400
<CAPTION>
Item 7:
Item 6: Managers
Investment Discretion Voting Authority
---------------------------- ------------------------------
Item 1: Sole Shared Other Sole Shared None
Name of Issuer (A) (B) (C) (A) (B) (C)
- ------------------------------- ----------------------------- ------------------------------
<S> <C> <C>
AT&T CORP 1124800 1124800
AMERICA ONLINE INC DEL 21400 21400
AMERICAN INTL GROUP INC 876657 876657
ANADARKO PETE CORP 1154994 1154994
APOLLO GROUP INC 1064025 1064025
AUTOMATIC DATA PROCESSIN 1115032 1115032
BARNES & NOBLE INC 568425 568425
BED BATH & BEYOND INC 2236000 2236000
CARDINAL HEALTH INC 294025 294025
CARNIVAL CORP 1091050 1091050
CISCO SYS INC 3507224 3507224
CITIGROUP INC 2518962 2518962
COMCAST CORP 1116300 1116300
COMPAQ COMPUTER CORP 112300 112300
COMPUTER SCIENCES CORP 10400 10400
COMPUWARE CORP 73100 73100
DELL COMPUTER CORP 181700 181700
E M C CORP MASS 184675 184675
EOG RES INC 953675 953675
ELECTRONIC DATA SYS NEW 32800 32800
FANNIE MAE 1396525 1396525
FIFTH THIRD BANCORP 735462 735462
GATEWAY INC 72400 72400
</TABLE>
<PAGE>
Skandia Asset Management (New York), Inc.
FORM 13F
Name of Reporting Manager: Janet L. Early
As of 9/30/99
<TABLE>
<CAPTION>
Item 4:
Item 3: Fair Market Item 5:
Item 1: Item 2: CUSIP Value Shares of
Name of Issuer Title of Class Number (x $1000) Principal Amount
- ------------------------------- -------------------- -------- ------------- ----------------
<S> <C> <C> <C> <C>
GENERAL ELEC CO COMMON 369604103 101481 855925
GENERAL INSTR CORP DEL COMMON 370120107 629 13100
GUIDANT CORP COMMON 401698105 94312 1758725
HEWLETT PACKARD CO COMMON 428236103 5935 65400
HOME DEPOT INC COMMON 437076102 99980 1456907
INTEL CORP COMMON 458140100 153723 2068600
INTERNATIONAL BUSINESS M COMMON 459200101 13891 114800
KOHLS CORP COMMON 500255104 48729 736925
LUCENT TECHNOLOGIES INC COMMON 549463107 11742 181000
MCI WORLDCOM INC COMMON 55268B106 104970 1460450
MAXIM INTEGRATED PRODS I COMMON 57772K101 86757 1375050
MICROSOFT CORP COMMON 594918104 99306 1096550
MOTOROLA INC COMMON 620076109 3458 39300
NORTEL NETWORKS CORP COMMON 656569100 151437 2969350
ORACLE CORP COMMON 68389X105 2928 64350
PE CORP-PE BIO SYS GRP COMMON 69332S102 2225 30800
PFIZER INC COMMON 717081103 94337 2629600
RAYTHEON CO CL B 755111408 1236 24900
ROBERT HALF INTL INC COMMON 770323103 4976 209525
SCHLUMBERGER LTD COMMON 806857108 81238 1303725
STAPLES INC COMMON 855030102 101143 4636924
<CAPTION>
Item 7:
Item 6: Managers
Investment Discretion Voting Authority
---------------------------- ------------------------------
Item 1: Sole Shared Other Sole Shared None
Name of Issuer (A) (B) (C) (A) (B) (C)
- ------------------------------- ----------------------------- ------------------------------
<S> <C> <C>
GENERAL ELEC CO 855925 855925
GENERAL INSTR CORP DEL 13100 13100
GUIDANT CORP 1758725 1758725
HEWLETT PACKARD CO 65400 65400
HOME DEPOT INC 1456907 1456907
INTEL CORP 2068600 2068600
INTERNATIONAL BUSINESS M 114800 114800
KOHLS CORP 736925 736925
LUCENT TECHNOLOGIES INC 181000 181000
MCI WORLDCOM INC 1460450 1460450
MAXIM INTEGRATED PRODS I 1375050 1375050
MICROSOFT CORP 1096550 1096550
MOTOROLA INC 39300 39300
NORTEL NETWORKS CORP 2969350 2969350
ORACLE CORP 64350 64350
PE CORP-PE BIO SYS GRP 30800 30800
PFIZER INC 2629600 2629600
RAYTHEON CO 24900 24900
ROBERT HALF INTL INC 209525 209525
SCHLUMBERGER LTD 1303725 1303725
STAPLES INC 4636924 4636924
</TABLE>
<PAGE>
Skandia Asset Management (New York), Inc.
FORM 13F
Name of Reporting Manager: Janet L. Early
As of 9/30/99
<TABLE>
<CAPTION>
Item 4:
Item 3: Fair Market Item 5:
Item 1: Item 2: CUSIP Value Shares of
Name of Issuer Title of Class Number (x $1000) Principal Amount
- ------------------------------- -------------------- -------- ------------- ----------------
<S> <C> <C> <C> <C>
SUN MICROSYSTEMS INC COMMON 866810104 64533 693900
SYSCO CORP COMMON 871829107 46956 1339200
TELLABS INC COMMON 879664100 62725 1101650
TEXAS INSTRS INC COMMON 882508104 4162 50600
WACHOVIA CORP COMMON 929771103 60750 772650
WARNER LAMBERT CO COMMON 934488107 76990 1159925
YAHOO INC COMMON 984332106 2136 11900
ZIONS BANCORPORATION COMMON 989701107 41866 759475
--------- ----------
REPORT TOTALS 2,595,115 49,423,137
========= ==========
<CAPTION>
Item 7:
Item 6: Managers
Investment Discretion Voting Authority
---------------------------- ------------------------------
Item 1: Sole Shared Other Sole Shared None
Name of Issuer (A) (B) (C) (A) (B) (C)
- ------------------------------- ----------------------------- ------------------------------
<S> <C> <C>
SUN MICROSYSTEMS INC 693900 693900
SYSCO CORP 1339200 1339200
TELLABS INC 1101650 1101650
TEXAS INSTRS INC 50600 50600
WACHOVIA CORP 772650 772650
WARNER LAMBERT CO 1159925 1159925
YAHOO INC 11900 11900
ZIONS BANCORPORATION 759475 759475
---------- ----------
REPORT TOTALS 49,423,137 49,423,137
========== ==========
</TABLE>
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