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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year of Quarter Ended 30th JUNE, 1999.
If amended report check here: |_|
SKANDIA ASSET MANAGEMENT (NEW YORK), INC.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
ONE EXCHANGE PLACE NEW YORK NY 10006-3008
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
JANET L. EARLY 212-422-3119 VICE PRESIDENT
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of NEW YORK and State of NY on the 31st day of
MARCH, 1999.
JANET L. EARLY
------------------------------------------
(Name of Institutional Investment Manager)
/s/
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- -------------------------------------- --------------------------------------
1. 6.
- -------------------------------------- --------------------------------------
2. 7.
- -------------------------------------- --------------------------------------
3. 8.
- -------------------------------------- --------------------------------------
4. 9.
- -------------------------------------- --------------------------------------
5. 10.
- -------------------------------------- --------------------------------------
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 63
Form 13F Information Table Value Total: 3,007,740,619
<PAGE>
Skandia Asset Management (New York), Inc.
FORM 13F
Name of Reporting Manager: Janet L. Early
As of 6/30/99
<TABLE>
<CAPTION>
Item 3: Item 4: Item 5:
Item 1: Item 2: CUSIP Fair Market Shares of
Name of Issuer Title of Class Number Value Principal Amount
- ------------------------------- -------------------- -------- ------------- ----------------
<S> <C> <C> <C> <C>
AT&T CORP COMMON 001957109 56119469 1005500
ALBERTSONS INC COMMON 013104104 5089219 98700
AMERICA ONLINE INC DEL COMMON 02364J104 2354000 21400
AMERICAN INTL GROUP INC COMMON 026874107 92328161 787447
ANADARKO PETE CORP COMMON 032511107 48043773 1305094
APOLLO GROUP INC COMMON 037604105 13047500 491200
AUTOMATIC DATA PROCESS COMMON 053015103 51741008 1175932
BARNES & NOBLE INC COMMON 067774109 25200056 920550
BAXTER INTERNATIONAL COMMON 071813109 4607500 76000
BED BATH & BEYOND INC COMMON 075896100 105884625 2750250
BLYTH INDS INC COMMON 09643P108 8623250 253625
CARDINAL HEALTH INC COMMON 14149Y108 20669091 322325
CARNIVAL CORP COMMON 143658102 33412863 688925
CISCO SYS INC COMMON 17275R102 281058590 4361724
CITIGROUP INC COMMON 172967101 133639445 2813462
COMCAST CORP COMMON 200300200 27982500 728000
COMPAQ COMPUTER CORP COMMON 204493100 2660106 112300
COMPUTER SCIENCES CORP COMMON 205363104 719550 10400
COMPUWARE CORP COMMON 205638109 2325494 73100
DELL COMPUTER CORP COMMON 247025109 6722900 181700
E M C CORP MASS COMMON 268648102 4488000 81600
ELECTRONIC DATA SYSTEM COMMON 285661104 1857300 32800
ENRON OIL & GAS CO COMMON 293562104 22519519 1112075
EQUIFAX INC COMMON 294429105 45686245 1280175
FANNIE MAE COMMON 313586109 106089506 1554425
FIFTH THIRD BANCORP COMMON 316773100 54292502 815662
GATEWAY INC COMMON 367626108 2138063 36200
<CAPTION>
Item 7:
Item 6: Managers
Investment Discretion Voting Authority
---------------------------- ------------------------------
Item 1: Sole Shared Other Sole Shared None
Name of Issuer (A) (B) (C) (A) (B) (C)
- ------------------------------- ----------------------------- ------------------------------
<S> <C> <C>
AT&T CORP 1005500 1005500
ALBERTSONS INC 98700 98700
AMERICA ONLINE INC DEL 21400 21400
AMERICAN INTL GROUP INC 787447 787447
ANADARKO PETE CORP 1305094 1305094
APOLLO GROUP INC 491200 491200
AUTOMATIC DATA PROCESS 1175932 1175932
BARNES & NOBLE INC 920550 920550
BAXTER INTERNATIONAL 76000 76000
BED BATH & BEYOND INC 2750250 2750250
BLYTH INDS INC 253625 253625
CARDINAL HEALTH INC 322325 322325
CARNIVAL CORP 688925 688925
CISCO SYS INC 4361724 4361724
CITIGROUP INC 2813462 2813462
COMCAST CORP 728000 728000
COMPAQ COMPUTER CORP 112300 112300
COMPUTER SCIENCES CORP 10400 10400
COMPUWARE CORP 73100 73100
DELL COMPUTER CORP 181700 181700
E M C CORP MASS 81600 81600
ELECTRONIC DATA SYSTEM 32800 32800
ENRON OIL & GAS CO 1112075 1112075
EQUIFAX INC 1280175 1280175
FANNIE MAE 1554425 1554425
FIFTH THIRD BANCORP 815662 815662
GATEWAY INC 36200 36200
</TABLE>
<PAGE>
Skandia Asset Management (New York), Inc.
FORM 13F
Name of Reporting Manager: Janet L. Early
As of 6/30/99
<TABLE>
<CAPTION>
Item 3: Item 4: Item 5:
Item 1: Item 2: CUSIP Fair Market Shares of
Name of Issuer Title of Class Number Value Principal Amount
- ------------------------------- -------------------- -------- ------------- ----------------
<S> <C> <C> <C> <C>
GENERAL ELEC CO COMMON 369604103 118257325 1046525
GENERAL INSTR CORP DEL COMMON 370120107 556750 13100
GUIDANT CORP COMMON 401698105 90727703 1774625
HEALTHSOUTH CORP COMMON 421924101 43401903 2917775
HEALTH MGMT ASSOC INC NE COMMON 421933102 6989344 621275
HEWLETT PACKARD CO COMMON 428236103 6572700 65400
HOME DEPOT INC COMMON 437076102 114006498 1769257
INTEL CORP COMMON 458140100 139414450 2343100
INTERNATIONAL BUSINESS M COMMON 459200101 14837900 114800
KOHLS CORP COMMON 500255104 63400734 824725
KROGER CO COMMON 501044101 5051100 180800
LUCENT TECHNOLOGIES INC COMMON 549463107 12206188 181000
MCI WORLDCOM INC COMMON 55268B106 145355259 1688950
MAXIM INTEGRATED PRODS COMMON 57772K101 100770775 1515350
MEDIAONE GROUP INC COMMON 58440J104 6225188 83700
MICROSOFT CORP COMMON 594918104 108454978 1202550
MOTOROLA INC COMMON 620076109 3723675 39300
NORTEL NETWORKS CORP COMMON 656569100 142973677 1646925
ORACLE CORP COMMON 68389X105 2388994 64350
PE CORP-PE BIO SYS GRP COMMON 69332S102 1767150 15400
PFIZER INC COMMON 717081103 87494300 802700
RALSTON PURINA CO COMMON 751277302 4376913 143800
RAYTHEON CO COMMON 755111408 1755450 24900
ROBERT HALF INTL INC COMMON 770323103 6097558 236225
SCHLUMBERGER LTD COMMON 806857108 92896180 1458625
SHARED MED SYS CORP COMMON 819486101 1924875 29500
STAPLES INC COMMON 855030102 148670899 4805524
<CAPTION>
Item 7:
Item 6: Managers
Investment Discretion Voting Authority
---------------------------- ------------------------------
Item 1: Sole Shared Other Sole Shared None
Name of Issuer (A) (B) (C) (A) (B) (C)
- ------------------------------- ----------------------------- ------------------------------
<S> <C> <C>
GENERAL ELEC CO 1046525 1046525
GENERAL INSTR CORP DEL 13100 13100
GUIDANT CORP 1774625 1774625
HEALTHSOUTH CORP 2917775 2917775
HEALTH MGMT ASSOC INC NE 621275 621275
HEWLETT PACKARD CO 65400 65400
HOME DEPOT INC 1769257 1769257
INTEL CORP 2343100 2343100
INTERNATIONAL BUSINESS M 114800 114800
KOHLS CORP 824725 824725
KROGER CO 180800 180800
LUCENT TECHNOLOGIES INC 181000 181000
MCI WORLDCOM INC 1688950 1688950
MAXIM INTEGRATED PRODS 1515350 1515350
MEDIAONE GROUP INC 83700 83700
MICROSOFT CORP 1202550 1202550
MOTOROLA INC 39300 39300
NORTEL NETWORKS CORP 1646925 1646925
ORACLE CORP 64350 64350
PE CORP-PE BIO SYS GRP 15400 15400
PFIZER INC 802700 802700
RALSTON PURINA CO 143800 143800
RAYTHEON CO 24900 24900
ROBERT HALF INTL INC 236225 236225
SCHLUMBERGER LTD 1458625 1458625
SHARED MED SYS CORP 29500 29500
STAPLES INC 4805524 4805524
</TABLE>
<PAGE>
Skandia Asset Management (New York), Inc.
FORM 13F
Name of Reporting Manager: Janet L. Early
As of 6/30/99
<TABLE>
<CAPTION>
Item 3: Item 4: Item 5:
Item 1: Item 2: CUSIP Fair Market Shares of
Name of Issuer Title of Class Number Value Principal Amount
- ------------------------------- -------------------- -------- ------------- ----------------
<S> <C> <C> <C> <C>
SUN MICROSYSTEMS INC COMMON 866810104 52413875 761000
SYSCO CORP COMMON 871829107 43901888 1472600
TELLABS INC COMMON 879664100 71335866 1055850
TEXAS INSTRS INC COMMON 882508104 3643200 25300
WACHOVIA CORP COMMON 929771103 73938834 864150
WARNER LAMBERT CO COMMON 934488107 74152116 1072725
XEROX CORP COMMON 984121103 2840906 48100
YAHOO INC COMMON 984332106 2049775 11900
ZIONS BANCORPORATIONS COMMON 989701107 53865463 848275
---------- --------
REPORT TOTALS 3007740619 54860652
========== ========
<CAPTION>
Item 7:
Item 6: Managers
Investment Discretion Voting Authority
---------------------------- ------------------------------
Item 1: Sole Shared Other Sole Shared None
Name of Issuer (A) (B) (C) (A) (B) (C)
- ------------------------------- ----------------------------- ------------------------------
<S> <C> <C>
SUN MICROSYSTEMS INC 761000 761000
SYSCO CORP 1472600 1472600
TELLABS INC 1055850 1055850
TEXAS INSTRS INC 25300 25300
WACHOVIA CORP 864150 864150
WARNER LAMBERT CO 1072725 1072725
XEROX CORP 48100 48100
YAHOO INC 11900 11900
ZIONS BANCORPORATIONS 848275 848275
--------- --------
REPORT TOTALS 54860652 54860652
======== ========
</TABLE>
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