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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year of Quarter Ended 31st MARCH, 2000.
If amended report check here: |_|
SKANDIA ASSET MANAGEMENT (NEW YORK), INC.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
ONE EXCHANGE PLAZA NEW YORK NY 10006-3008
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
JANET L. EARLY 212-422-3119 VICE PRESIDENT
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of NEW YORK and State of NY on the 31st day of
MARCH, 1999.
JANET L. EARLY
------------------------------------------
(Name of Institutional Investment Manager)
/s/
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- -------------------------------------- --------------------------------------
1. 6.
- -------------------------------------- --------------------------------------
2. 7.
- -------------------------------------- --------------------------------------
3. 8.
- -------------------------------------- --------------------------------------
4. 9.
- -------------------------------------- --------------------------------------
5. 10.
- -------------------------------------- --------------------------------------
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 114
Form 13F Information Table Value Total: 3,231,525(K)
<PAGE>
Skandia Asset Management (New York), Inc.
FORM 13F
Name of Reporting Manager: Janet L. Early
As of 03/31/00
<TABLE>
<CAPTION>
Item 6: Item 7:
Item 4: Investment Managers
Fair Item 5: Discretion Voting Authority
Item 3: Market Shares of ------------------- --------------------------
Item 1: Item 2: CUSIP Value Principal Sole Shared Other Sole Shared None
Name of Issuer Title of Class Number (x $1000) Amount (A) (B) (C) (A) (B) (C)
- ------------------------------ -------------- -------- -------- ----------- ------------------- --------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AT&T CORP COMMON 001957109 76957 1366600 SH SOLE 1366600 0 0
AT&T/LIBERTY MEDIA-A COM LIB GRP A 001957208 47634 803100 SH SOLE 803100 0 0
ABBOTT LABS COMMON 002824100 1039 29525 SH SOLE 29525 0 0
ALLSTATE CORP COMMON 020002101 1423 59775 SH SOLE 59775 0 0
AMERADA HESS CORP COMMON 023551104 897 13875 SH SOLE 13875 0 0
AMERICA ONLINE INC DEL COMMON 02364J104 63929 947975 SH SOLE 947975 0 0
AMERICAN EXPRESS CO COMMON 025816109 1616 10850 SH SOLE 10850 0 0
AMERICAN HOME PRODS CORP COMMON 026609107 1287 23950 SH SOLE 23950 0 0
AMERICAN INTL GROUP INC COMMON 026874107 95030 867857 SH SOLE 867857 0 0
AMGEN INC COMMON 031162100 1178 19200 SH SOLE 19200 0 0
ANADARKO PETE CORP COMMON 032511107 35226 910519 SH SOLE 910519 0 0
APPLIED MATLS INC COMMON 038222105 1263 13400 SH SOLE 13400 0 0
ATLANTIC RICHFIELD CO COMMON 048825103 846 9950 SH SOLE 9950 0 0
AUTOMATIC DATA PROCESSIN COMMON 053015103 49153 1018707 SH SOLE 1018707 0 0
BANK OF AMERICA CORP COMMON 060505104 1719 32775 SH SOLE 32775 0 0
BANK ONE CORP COMMON 06423A103 701 20325 SH SOLE 20325 0 0
BARNES & NOBLE INC COMMON 067774109 672 28675 SH SOLE 28675 0 0
BED BATH & BEYOND INC COMMON 075896100 29859 758325 SH SOLE 758325 0 0
BELL ATLANTIC CORP COMMON 077853109 29650 485075 SH SOLE 485075 0 0
BELLSOUTH CORP COMMON 079860102 1385 29550 SH SOLE 29550 0 0
BOEING CO COMMON 097023105 1001 26475 SH SOLE 26475 0 0
BRISTOL MYERS SQUIBB CO COMMON 110122108 2108 36350 SH SOLE 36350 0 0
BURLINGTON NORTHN SANTA COMMON 12189T104 1345 59100 SH SOLE 59100 0 0
CBS CORP COMMON 12490K107 1256 22175 SH SOLE 22175 0 0
CAPITAL ONE FINL CORP COMMON 14040H105 33131 691125 SH SOLE 691125 0 0
CARDINAL HEALTH INC COMMON 14149Y108 25989 566525 SH SOLE 566525 0 0
CARNIVAL CORP COMMON 143658102 12205 491900 SH SOLE 491900 0 0
CHASE MANHATTAN CORP NEW COMMON 16161A108 1925 22075 SH SOLE 22075 0 0
CHEVRON CORPORATION COMMON 166751107 1387 15000 SH SOLE 15000 0 0
CIRCUIT CITY STORE INC CIRCT CITY GRP 172737108 42343 695575 SH SOLE 695575 0 0
CISCO SYS INC COMMON 17275R102 243706 3152223 SH SOLE 3152223 0 0
CITIGROUP INC COMMON 172967101 108936 1819387 SH SOLE 1819387 0 0
COCA COLA CO COMMON 191216100 32875 700400 SH SOLE 700400 0 0
COLGATE PALMOLIVE CO COMMON 194162103 1181 20950 SH SOLE 20950 0 0
COMCAST CORP CL A SPL 200300200 49626 1144125 SH SOLE 1144125 0 0
COMPAQ COMPUTER CORP COMMON 204493100 744 27550 SH SOLE 27550 0 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Skandia Asset Management (New York), Inc.
FORM 13F
Name of Reporting Manager: Janet L. Early
As of 03/31/00
Item 6: Item 7:
Item 4: Investment Managers
Fair Item 5: Discretion Voting Authority
Item 3: Market Shares of ------------------- --------------------------
Item 1: Item 2: CUSIP Value Principal Sole Shared Other Sole Shared None
Name of Issuer Title of Class Number (x $1000) Amount (A) (B) (C) (A) (B) (C)
- ------------------------------ -------------- -------- -------- ----------- ------------------- --------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMPUTER ASSOC INTL INC COMMON 204912109 1055 17825 SH SOLE 17825 0 0
CORNING INC COMMON 219350105 1373 7075 SH SOLE 7075 0 0
DELL COMPUTER CORP COMMON 247025109 2132 39525 SH SOLE 39525 0 0
DISNEY WALT CO COM DISNEY 254687106 2243 54375 SH SOLE 54375 0 0
DOW CHEM CO COMMON 260543103 1260 11050 SH SOLE 11050 0 0
DU PONT E I DE NEMOURS & COMMON 263534109 1636 30900 SH SOLE 30900 0 0
E M C CORP MASS COMMON 268648102 46110 365950 SH SOLE 365950 0 0
ELECTRONIC DATA SYS NEW COMMON 285661104 348 5425 SH SOLE 5425 0 0
EMERSON ELEC CO COMMON 291011104 1406 26475 SH SOLE 26475 0 0
ENRON CORP COMMON 293561106 1507 20125 SH SOLE 20125 0 0
EXXON MOBIL CORP COMMON 30231G102 71584 918475 SH SOLE 918475 0 0
FANNIE MAE COMMON 313586109 48542 858200 SH SOLE 858200 0 0
FIFTH THIRD BANCORP COMMON 316773100 56024 889275 SH SOLE 889275 0 0
FIRST UN CORP COMMON 337358105 634 17025 SH SOLE 17025 0 0
FLEETBOSTON FINL CORP COMMON 339030108 728 19950 SH SOLE 19950 0 0
FORD MTR CO DEL COMMON 345370100 1476 32125 SH SOLE 32125 0 0
GTE CORP COMMON 362320103 1195 16825 SH SOLE 16825 0 0
GANNETT INC COMMON 364730101 640 9100 SH SOLE 9100 0 0
GAP INC DEL COMMON 364760108 33376 670025 SH SOLE 670025 0 0
GATEWAY INC COMMON 367626108 41260 777800 SH SOLE 777800 0 0
GENERAL ELEC CO COMMON 369604103 132950 854300 SH SOLE 854300 0 0
GENERAL MTRS CORP COMMON 370442105 1213 14650 SH SOLE 14650 0 0
GENUINE PARTS CO COMMON 372460105 1080 45250 SH SOLE 45250 0 0
GILLETTE CO COMMON 375766102 818 21700 SH SOLE 21700 0 0
GUIDANT CORP COMMON 401698105 44640 758225 SH SOLE 758225 0 0
HEWLETT PACKARD CO COMMON 428236103 47373 356525 SH SOLE 356525 0 0
HOME DEPOT INC COMMON 437076102 71894 1114641 SH SOLE 1114641 0 0
HONEYWELL INTL INC COMMON 438516106 29634 562450 SH SOLE 562450 0 0
INTEL CORP COMMON 458140100 168105 1274125 SH SOLE 1274125 0 0
INTERNATIONAL BUSINESS M COMMON 459200101 3676 31150 SH SOLE 31150 0 0
JOHNSON & JOHNSON COMMON 478160104 31818 452925 SH SOLE 452925 0 0
KEYCORP NEW COMMON 493267108 941 49525 SH SOLE 49525 0 0
KIMBERLY CLARK CORP COMMON 494368103 1582 28225 SH SOLE 28225 0 0
KOHLS CORP COMMON 500255104 70817 690900 SH SOLE 690900 0 0
LILLY ELI & CO COMMON 532457108 1487 23750 SH SOLE 23750 0 0
LOEWS CORP COMMON 540424108 1590 31800 SH SOLE 31800 0 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Skandia Asset Management (New York), Inc.
FORM 13F
Name of Reporting Manager: Janet L. Early
As of 03/31/00
Item 6: Item 7:
Item 4: Investment Managers
Fair Item 5: Discretion Voting Authority
Item 3: Market Shares of ------------------- --------------------------
Item 1: Item 2: CUSIP Value Principal Sole Shared Other Sole Shared None
Name of Issuer Title of Class Number (x $1000) Amount (A) (B) (C) (A) (B) (C)
- ------------------------------ -------------- -------- -------- ----------- ------------------- --------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LUCENT TECHNOLOGIES INC COMMON 549463107 63486 1036500 SH SOLE 1036500 0 0
MAXIM INTEGRATED PRODS I COMMON 57772K101 3358 47250 SH SOLE 47250 0 0
MAY DEPT STORES CO COMMON 577778103 394 13825 SH SOLE 13825 0 0
MCDONALDS CORP COMMON 580135101 1795 48025 SH SOLE 48025 0 0
MEDTRONIC INC COMMON 585055106 1096 21300 SH SOLE 21300 0 0
MERCK & CO INC COMMON 589331107 2654 42725 SH SOLE 42725 0 0
MERRILL LYNCH & CO INC COMMON 590188108 1412 13450 SH SOLE 13450 0 0
MICROSOFT CORP COMMON 594918104 153364 1443425 SH SOLE 1443425 0 0
MINNESOTA MNG & MFG CO COMMON 604059105 1393 15725 SH SOLE 15725 0 0
MORGAN STANLEY DEAN WITT COM NEW 617446448 35357 426625 SH SOLE 426625 0 0
MOTOROLA INC COMMON 620076109 2183 14950 SH SOLE 14950 0 0
NATIONAL CITY CORP COMMON 635405103 686 33250 SH SOLE 33250 0 0
NEXTEL COMMUNICATIONS IN CL A 65332V103 975 6575 SH SOLE 6575 0 0
NORTEL NETWORKS CORP NEW COMMON 656568102 141695 1123450 SH SOLE 1123450 0 0
OMNICOM GROUP INC COMMON 681919106 27301 291600 SH SOLE 291600 0 0
ORACLE CORP COMMON 68389X105 91807 1176075 SH SOLE 1176075 0 0
PPG INDS INC COMMON 693506107 1317 25175 SH SOLE 25175 0 0
PAYCHEX INC COMMON 704326107 62263 1188800 SH SOLE 1188800 0 0
PEPSICO INC COMMON 713448108 1326 38025 SH SOLE 38025 0 0
PFIZER INC COMMON 717081103 89475 2447175 SH SOLE 2447175 0 0
PHILLIPS PETE CO COMMON 718507106 502 10850 SH SOLE 10850 0 0
PROCTER & GAMBLE CO COMMON 742718109 17228 304925 SH SOLE 304925 0 0
QUALCOMM INC COMMON 747525103 1788 11975 SH SOLE 11975 0 0
SBC COMMUNICATIONS INC COMMON 78387G103 61085 1450100 SH SOLE 1450100 0 0
SCHERING PLOUGH CORP COMMON 806605101 1389 37425 SH SOLE 37425 0 0
SCHLUMBERGER LTD COMMON 806857108 53871 704200 SH SOLE 704200 0 0
SPRINT CORP COM FON GROUP 852061100 1249 19750 SH SOLE 19750 0 0
SPRINT CORP PCS COM SER 1 852061506 1408 21500 SH SOLE 21500 0 0
SUN MICROSYSTEMS INC COMMON 866810104 63156 674000 SH SOLE 674000 0 0
SYSCO CORP COMMON 871829107 46032 1274250 SH SOLE 1274250 0 0
TARGET CORP COMMON 87612E106 975 13050 SH SOLE 13050 0 0
TEXAS INSTRS INC COMMON 882508104 63172 394825 SH SOLE 394825 0 0
TIME WARNER INC COMMON 887315109 2720 27200 SH SOLE 27200 0 0
TYCO INTL LTD NEW COMMON 902124106 2304 45975 SH SOLE 45975 0 0
U S WEST INC NEW COMMON 91273H101 864 11900 SH SOLE 11900 0 0
UNITED TECHNOLOGIES CORP COMMON 913017109 1558 24650 SH SOLE 24650 0 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Skandia Asset Management (New York), Inc.
FORM 13F
Name of Reporting Manager: Janet L. Early
As of 03/31/00
Item 6: Item 7:
Item 4: Investment Managers
Fair Item 5: Discretion Voting Authority
Item 3: Market Shares of ------------------- --------------------------
Item 1: Item 2: CUSIP Value Principal Sole Shared Other Sole Shared None
Name of Issuer Title of Class Number (x $1000) Amount (A) (B) (C) (A) (B) (C)
- ------------------------------ -------------- -------- -------- ----------- ------------------- --------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WAL MART STORES INC COMMON 931142103 79822 1412775 SH SOLE 1412775 0 0
WARNER LAMBERT CO COMMON 934488107 102044 1044600 SH SOLE 1044600 0 0
WELLS FARGO & CO NEW COMMON 949746101 1557 38200 SH SOLE 38200 0 0
WORLDCOM INC GA NEW COMMON 98157D106 90197 1990550 SH SOLE 1990550 0 0
YAHOO INC COMMON 984332106 1958 11425 SH SOLE 11425 0 0
ZIONS BANCORPORATION COMMON 989701107 27940 671225 SH SOLE 671225 0 0
--------- ---------- ----------
3,231,525 47,687,884 47,687,884
</TABLE>
