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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year of Quarter Ended 31st DECEMBER, 1999.
If amended report check here: |_|
SKANDIA ASSET MANAGEMENT (NEW YORK), INC.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
ONE EXCHANGE PLACE NEW YORK NY 10006-3008
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
JANET L. EARLY 212-422-3119 VICE PRESIDENT
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of NEW YORK and State of NY on the 31st day of
MARCH, 1999.
JANET L. EARLY
------------------------------------------
(Name of Institutional Investment Manager)
/s/
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- -------------------------------------- --------------------------------------
1. 6.
- -------------------------------------- --------------------------------------
2. 7.
- -------------------------------------- --------------------------------------
3. 8.
- -------------------------------------- --------------------------------------
4. 9.
- -------------------------------------- --------------------------------------
5. 10.
- -------------------------------------- --------------------------------------
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 51
Form 13F Information Table Value Total: 2,795,418
<PAGE>
Skandia Asset Management (New York), Inc.
FORM 13F
Name of Reporting Manager: Janet L. Early
As of 12/31/99
<TABLE>
<CAPTION>
Item 4:
Item 3: Fair Market Item 5:
Item 1: Item 2: CUSIP Value Shares of
Name of Issuer Title of Class Number (x $1000) Principal Amount
- ------------------------------- -------------------- -------- ------------- ----------------
<S> <C> <C> <C> <C>
AT&T CORP COMMON 1957109 49410 972400 SH
AMERICA ONLINE INC DEL COMMON 02364J104 5129 67600 SH
AMERICAN INTL GROUP INC COMMON 26874107 82124 759532 SH
ANADARKO PETE CORP COMMON 32511107 46773 13706444 SH
APOLLO GROUP INC CL A 37604105 18336 913925 SH
AUTOMATIC DATA PROCESSIN COMMON 53015103 52174 968432 SH
BARNES & NOBLE INC COMMON 67774109 10111 490225 SH
BED BATH & BEYOND INC COMMON 75896100 66824 1923000 SH
CARDINAL HEALTH INC COMMON 14149Y108 25162 525575 SH
CARNIVAL CORP COMMON 143658102 45477 951150 SH
CISCO SYS INC COMMON 17275R102 256851 2397674 SH
CITIGROUP INC COMMON 172967101 124958 2243912 SH
COMCAST CORP CL A 200300200 49996 988800 SH
COMPUTER SCIENCES CORP COMMON 205363104 795 8400 SH
DELL COMPUTER CORP COMMON 247025109 7482 146700 SH
E M C CORP MASS COMMON 268648102 19029 174175 SH
EOG RES INC COMMON 26875P101 14508 826075 SH
ELECTRONIC DATA SYS NEW COMMON 285661104 1774 26500 SH
FANNIE MAE COMMON 313586109 74739 1197025 SH
FIFTH THIRD BANCORP COMMON 316773100 75666 1031225 SH
GATEWAY INC COMMON 367626108 56083 778250 SH
<CAPTION>
Item 7:
Item 6: Managers
Investment Discretion Voting Authority
---------------------------- ------------------------------
Item 1: Sole Shared Other Sole Shared None
Name of Issuer (A) (B) (C) (A) (B) (C)
- ------------------------------- ----------------------------- ------------------------------
<S> <C> <C> <C> <C>
AT&T CORP SOLE 972400 0 0
AMERICA ONLINE INC DEL SOLE 67600 0 0
AMERICAN INTL GROUP INC SOLE 759532 0 0
ANADARKO PETE CORP SOLE 1370644 0 0
APOLLO GROUP INC SOLE 913925 0 0
AUTOMATIC DATA PROCESSIN SOLE 968432 0 0
BARNES & NOBLE INC SOLE 490225 0 0
BED BATH & BEYOND INC SOLE 192300 0 0
CARDINAL HEALTH INC SOLE 525575 0 0
CARNIVAL CORP SOLE 951150 0 0
CISCO SYS INC SOLE 2397674 0 0
CITIGROUP INC SOLE 2243912 0 0
COMCAST CORP SOLE 988800 0 0
COMPUTER SCIENCES CORP SOLE 8400 0 0
DELL COMPUTER CORP SOLE 146700 0 0
E M C CORP MASS SOLE 174175 0 0
EOG RES INC SOLE 826075 0 0
ELECTRONIC DATA SYS NEW SOLE 26500 0 0
FANNIE MAE SOLE 1197025 0 0
FIFTH THIRD BANCORP SOLE 1031225 0 0
GATEWAY INC SOLE 778250 0 0
</TABLE>
<PAGE>
Skandia Asset Management (New York), Inc.
FORM 13F
Name of Reporting Manager: Janet L. Early
As of 12/31/99
<TABLE>
<CAPTION>
Item 4:
Item 3: Fair Market Item 5:
Item 1: Item 2: CUSIP Value Shares of
Name of Issuer Title of Class Number (x $1000) Principal Amount
- ------------------------------- -------------------- -------- ------------- ----------------
<S> <C> <C> <C> <C>
GENERAL ELEC CO COMMON 369604103 114101 737325 SH
GENERAL INSTR CORP DEL COMMON 370120107 901 10600 SH
GUIDANT CORP COMMON 401698105 71643 1524325 SH
HEWLETT PACKARD CO COMMON 428236103 5995 52700 SH
HOME DEPOT INC COMMON 437076102 130227 1894216 SH
INTEL CORP COMMON 458140100 132702 1612175 SH
INTERNATIONAL BUSINESS M COMMON 459200101 10000 92700 SH
KOHLS CORP COMMON 500255104 45841 635025 SH
LUCENT TECHNOLOGIES INC COMMON 549463107 11055 147400 SH
MCI WORLDCOM INC COMMON 55268B106 100220 1888725 SH
MAXIM INTEGRATED PRODS I COMMON 57772K101 111292 2358500 SH
MICROSOFT CORP COMMON 594918104 110066 942750 SH
MOTOROLA INC COMMON 620076109 4668 31700 SH
NORTEL NETWORKS CORP COMMON 656569100 228389 2261275 SH
ORACLE CORP COMMON 68389X105 7671 68450 SH
PE CORP-PE BIO SYS GRP COMMON 69332S102 2996 24900 SH
PAYCHEX INC COMMON 704326107 45070 1126750 SH
PFIZER INC COMMON 717081103 73636 2270100 SH
ROBERT HALF INTL INC COMMON 770323103 5696 199425 SH
SCHLUMBERGER LTD COMMON 806857108 53714 957050 SH
STAPLES INC COMMON 855030102 82735 3987224 SH
<CAPTION>
Item 7:
Item 6: Managers
Investment Discretion Voting Authority
---------------------------- ------------------------------
Item 1: Sole Shared Other Sole Shared None
Name of Issuer (A) (B) (C) (A) (B) (C)
- ------------------------------- ----------------------------- ------------------------------
<S> <C> <C>
GENERAL ELEC CO SOLE 737325 0 0
GENERAL INSTR CORP DEL SOLE 10600 0 0
GUIDANT CORP SOLE 1524325 0 0
HEWLETT PACKARD CO SOLE 52700 0 0
HOME DEPOT INC SOLE 1894216 0 0
INTEL CORP SOLE 1612175 0 0
INTERNATIONAL BUSINESS M SOLE 92700 0 0
KOHLS CORP SOLE 635025 0 0
LUCENT TECHNOLOGIES INC SOLE 147400 0 0
MCI WORLDCOM INC SOLE 1888725 0 0
MAXIM INTEGRATED PRODS I SOLE 2358500 0 0
MICROSOFT CORP SOLE 942750 0 0
MOTOROLA INC SOLE 31700 0 0
NORTEL NETWORKS CORP SOLE 2261275 0 0
ORACLE CORP SOLE 68450 0 0
PE CORP-PE BIO SYS GRP SOLE 24900 0 0
PAYCHEX INC SOLE 1126750 0 0
PFIZER INC SOLE 2270100 0 0
ROBERT HALF INTL INC SOLE 199425 0 0
SCHLUMBERGER LTD SOLE 957050 0 0
STAPLES INC SOLE 3987224 0 0
</TABLE>
<PAGE>
Skandia Asset Management (New York), Inc.
FORM 13F
Name of Reporting Manager: Janet L. Early
As of 12/31/99
<TABLE>
<CAPTION>
Item 4:
Item 3: Fair Market Item 5:
Item 1: Item 2: CUSIP Value Shares of
Name of Issuer Title of Class Number (x $1000) Principal Amount
- ------------------------------- -------------------- -------- ------------- ----------------
<S> <C> <C> <C> <C>
SUN MICROSYSTEMS INC COMMON 866810104 92484 1194300 SH
SYSCO CORP COMMON 871829107 46577 1177300 SH
TELLABS INC COMMON 879664100 61296 954950 SH
TEXAS INSTRS INC COMMON 882508104 3962 41000 SH
WACHOVIA CORP COMMON 929771103 28030 412200 SH
WARNER LAMBERT CO COMMON 934488107 81972 1000425 SH
YAHOO INC COMMON 984332106 4154 9600 SH
ZIONS BANCORPORATION COMMON 989701107 38654 653075 SH
TRANSOCEAN SEDCO FOREX I ORD G90078109 6270 186132 SH
--------- ---------- SH
REPORT TOTALS 2,795,418 47,213,516 SH
========= ========== SH
<CAPTION>
Item 7:
Item 6: Managers
Investment Discretion Voting Authority
---------------------------- ------------------------------
Item 1: Sole Shared Other Sole Shared None
Name of Issuer (A) (B) (C) (A) (B) (C)
- ------------------------------- ----------------------------- ------------------------------
<S> <C> <C> <C> <C>
SUN MICROSYSTEMS INC SOLE 1194300 0 0
SYSCO CORP SOLE 1177300 0 0
TELLABS INC SOLE 954950 0 0
TEXAS INSTRS INC SOLE 41000 0 0
WACHOVIA CORP SOLE 412200 0 0
WARNER LAMBERT CO SOLE 1000425 0 0
YAHOO INC SOLE 9600 0 0
ZIONS BANCORPORATION SOLE 653075 0 0
TRANSOCEAN SEDCO FOREX I SOLE 186132 0 0
---------- 0 0
REPORT TOTALS 47,213,516 0 0
========== 0 0
</TABLE>
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