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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year of Quarter Ended 30th JUNE, 2000.
If amended report check here: |_|
SKANDIA ASSET MANAGEMENT (NEW YORK), INC.
--------------------------------------------------------------------------------
Name of Institutional Investment Manager
ONE EXCHANGE PLAZA NEW YORK NY 10006-3008
--------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
JANET L. EARLY 212-422-3119 VICE PRESIDENT
--------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
--------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
--------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of NEW YORK and State of NY on the 31st day of
MARCH, 1999.
JANET L. EARLY
------------------------------------------
(Name of Institutional Investment Manager)
/s/
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
-------------------------------------- --------------------------------------
1. 6.
-------------------------------------- --------------------------------------
2. 7.
-------------------------------------- --------------------------------------
3. 8.
-------------------------------------- --------------------------------------
4. 9.
-------------------------------------- --------------------------------------
5. 10.
-------------------------------------- --------------------------------------
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 114
Form 13F Information Table Value Total: 3,408,490(K)
<PAGE>
Skandia Asset Management (New York), Inc.
FORM 13F
Name of Reporting Manager: Janet L. Early
As of 06/30/00
<TABLE>
<CAPTION>
Item 6: Item 7:
Item 4: Investment Managers
Fair Item 5: Discretion Voting Authority
Item 3: Market Shares of ------------------- --------------------------
Item 1: Item 2: CUSIP Value Principal Sole Shared Other Sole Shared None
Name of Issuer Title of Class Number (x $1000) Amount (A) (B) (C) (A) (B) (C)
------------------------------ -------------- -------- -------- ----------- ------------------- --------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AT&T CORP COMMON 1957109 33715 1066100 SH SOLE 1066100 0 0
AT&T/LIBERTY MEDIA-A COM LIB GRP A 1957208 43161 1779850 SH SOLE 1779850 0 0
AT&T CORP WIRELESS COM 1957406 13406 480950 SH SOLE 480950 0 0
ABBOTT LABS COMMON 2824100 1316 29525 SH SOLE 29525 0 0
AGILENT TECHNOLOGIES INC COMMON 00846U101 586 7942 SH SOLE 7942 0 0
ALLSTATE CORP COMMON 20002101 1330 59775 SH SOLE 59775 0 0
AMERADA HESS CORP COMMON 23551104 857 13875 SH SOLE 13875 0 0
AMERICA ONLINE INC DEL COMMON 02364J104 53703 1019275 SH SOLE 1019275 0 0
AMERICAN EXPRESS CO COMMON 25816109 1697 32550 SH SOLE 32550 0 0
AMERICAN HOME PRODS CORP COMMON 26609107 1407 23950 SH SOLE 23950 0 0
AMERICAN INTL GROUP INC COMMON 26874107 116355 990257 SH SOLE 990257 0 0
AMGEN INC COMMON 31162100 1349 19200 SH SOLE 19200 0 0
ANADARKO PETE CORP COMMON 32511107 48971 993069 SH SOLE 993069 0 0
APPLIED MATLS INC COMMON 38222105 1214 13400 SH SOLE 13400 0 0
AUTOMATIC DATA PROCESSIN COMMON 53015103 59128 1103899 SH SOLE 1103899 0 0
BP AMOCO P L C DEPOSITORY RECEI 55622104 923 16318 SH SOLE 16318 0 0
BANK OF AMERICA CORP COMMON 60505104 1409 32775 SH SOLE 32775 0 0
BANK ONE CORP COMMON 06423A103 540 20325 SH SOLE 20325 0 0
BED BATH & BEYOND INC COMMON 75896100 29350 809650 SH SOLE 809650 0 0
BELL ATLANTIC CORP COMMON 77853109 26773 526900 SH SOLE 526900 0 0
BELLSOUTH CORP COMMON 79860102 1260 29550 SH SOLE 29550 0 0
BOEING CO COMMON 97023105 1107 26475 SH SOLE 26475 0 0
BRISTOL MYERS SQUIBB CO COMMON 110122108 2117 36350 SH SOLE 36350 0 0
BROADCOM CORP CL A 111320107 26075 119100 SH SOLE 119100 0 0
BURLINGTON NORTHN SANTA COMMON 12189T104 1356 59100 SH SOLE 59100 0 0
CAPITAL ONE FINL CORP COMMON 14040H105 35316 791400 SH SOLE 791400 0 0
CARDINAL HEALTH INC COMMON 14149Y108 45516 615075 SH SOLE 615075 0 0
CHASE MANHATTAN CORP NEW COMMON 16161A108 1525 33112 SH SOLE 33112 0 0
CHEVRON CORPORATION COMMON 166751107 1272 15000 SH SOLE 15000 0 0
CIRCUIT CITY STORE INC COMMON 172737108 15989 481775 SH SOLE 481775 0 0
CISCO SYS INC COMMON 17275R102 218161 3432223 SH SOLE 3432223 0 0
CITIGROUP INC COMMON 172967101 120159 1994337 SH SOLE 1994337 0 0
COCA COLA CO COMMON 191216100 2537 44175 SH SOLE 44175 0 0
COLGATE PALMOLIVE CO COMMON 194162103 57470 959825 SH SOLE 959825 0 0
COMCAST CORP CL A SPL 200300200 50407 1244625 SH SOLE 1244625 0 0
COMPAQ COMPUTER CORP COMMON 204493100 704 27550 SH SOLE 27550 0 0
COMPUTER ASSOC INTL INC COMMON 204912109 912 17825 SH SOLE 17825 0 0
CORNING INC COMMON 219350105 1909 7075 SH SOLE 7075 0 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Skandia Asset Management (New York), Inc.
FORM 13F
Name of Reporting Manager: Janet L. Early
As of 06/30/00
Item 6: Item 7:
Item 4: Investment Managers
Fair Item 5: Discretion Voting Authority
Item 3: Market Shares of ------------------- --------------------------
Item 1: Item 2: CUSIP Value Principal Sole Shared Other Sole Shared None
Name of Issuer Title of Class Number (x $1000) Amount (A) (B) (C) (A) (B) (C)
------------------------------ -------------- -------- -------- ----------- ------------------- --------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DELL COMPUTER CORP COMMON 247025109 1949 39525 SH SOLE 39525 0 0
DISNEY WALT CO COM DISNEY 254687106 2110 54375 SH SOLE 54375 0 0
DOW CHEM CO COMMON 260543103 1001 33150 SH SOLE 33150 0 0
DU PONT E I DE NEMOURS & COMMON 263534109 1352 30900 SH SOLE 30900 0 0
E M C CORP MASS COMMON 268648102 80736 1049375 SH SOLE 1049375 0 0
ELECTRONIC DATA SYS NEW COMMON 285661104 224 5425 SH SOLE 5425 0 0
EMERSON ELEC CO COMMON 291011104 1598 26475 SH SOLE 26475 0 0
ENRON CORP COMMON 293561106 1298 20125 SH SOLE 20125 0 0
EXXON MOBIL CORP COMMON 30231G102 79699 1015275 SH SOLE 1015275 0 0
FANNIE MAE COMMON 313586109 51111 979375 SH SOLE 979375 0 0
FIFTH THIRD BANCORP COMMON 316773100 60687 959475 SH SOLE 959475 0 0
FIRST UN CORP COMMON 337358105 422 17025 SH SOLE 17025 0 0
FLEETBOSTON FINL CORP COMMON 339030108 678 19950 SH SOLE 19950 0 0
FORD MTR CO DEL COMMON 345370100 1381 32125 SH SOLE 32125 0 0
GANNETT INC COMMON 364730101 544 9100 SH SOLE 9100 0 0
GAP INC DEL COMMON 364760108 7819 250200 SH SOLE 250200 0 0
GATEWAY INC COMMON 367626108 48028 846300 SH SOLE 846300 0 0
GENERAL ELEC CO COMMON 369604103 146500 2764150 SH SOLE 2764150 0 0
GENERAL MTRS CORP COMMON 370442105 851 14650 SH SOLE 14650 0 0
GENUINE PARTS CO COMMON 372460105 905 45250 SH SOLE 45250 0 0
GILLETTE CO COMMON 375766102 758 21700 SH SOLE 21700 0 0
GUIDANT CORP COMMON 401698105 40872 825700 SH SOLE 825700 0 0
HEWLETT PACKARD CO COMMON 428236103 50724 406200 SH SOLE 406200 0 0
HOME DEPOT INC COMMON 437076102 59342 1188316 SH SOLE 1188316 0 0
HONEYWELL INTL INC COMMON 438516106 951 28225 SH SOLE 28225 0 0
INTEL CORP COMMON 458140100 185090 1384500 SH SOLE 1384500 0 0
INTERNATIONAL BUSINESS M COMMON 459200101 3413 31150 SH SOLE 31150 0 0
JOHNSON & JOHNSON COMMON 478160104 110038 1080125 SH SOLE 1080125 0 0
KEYCORP NEW COMMON 493267108 873 49525 SH SOLE 49525 0 0
KIMBERLY CLARK CORP COMMON 494368103 1619 28225 SH SOLE 28225 0 0
KOHLS CORP COMMON 500255104 67463 1212825 SH SOLE 1212825 0 0
LILLY ELI & CO COMMON 532457108 2372 23750 SH SOLE 23750 0 0
LOEWS CORP COMMON 540424108 1908 31800 SH SOLE 31800 0 0
LUCENT TECHNOLOGIES INC COMMON 549463107 66302 1119025 SH SOLE 1119025 0 0
MAXIM INTEGRATED PRODS I COMMON 57772K101 712 10475 SH SOLE 10475 0 0
MAY DEPT STORES CO COMMON 577778103 332 13825 SH SOLE 13825 0 0
MCDONALDS CORP COMMON 580135101 1582 48025 SH SOLE 48025 0 0
MEDTRONIC INC COMMON 585055106 1061 21300 SH SOLE 21300 0 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Skandia Asset Management (New York), Inc.
FORM 13F
Name of Reporting Manager: Janet L. Early
As of 06/30/00
Item 6: Item 7:
Item 4: Investment Managers
Fair Item 5: Discretion Voting Authority
Item 3: Market Shares of ------------------- --------------------------
Item 1: Item 2: CUSIP Value Principal Sole Shared Other Sole Shared None
Name of Issuer Title of Class Number (x $1000) Amount (A) (B) (C) (A) (B) (C)
------------------------------ -------------- -------- -------- ----------- ------------------- --------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MERCK & CO INC COMMON 589331107 3274 42725 SH SOLE 42725 0 0
MERRILL LYNCH & CO INC COMMON 590188108 1547 13450 SH SOLE 13450 0 0
MICROSOFT CORP COMMON 594918104 125294 1566175 SH SOLE 1566175 0 0
MINNESOTA MNG & MFG CO COMMON 604059105 1297 15725 SH SOLE 15725 0 0
MORGAN STANLEY DEAN WITT COM NEW 617446448 43192 518825 SH SOLE 518825 0 0
MOTOROLA INC COMMON 620076109 1303 44850 SH SOLE 44850 0 0
NATIONAL CITY CORP COMMON 635405103 567 33250 SH SOLE 33250 0 0
NEXTEL COMMUNICATIONS IN CL A 65332V103 805 13150 SH SOLE 13150 0 0
NORTEL NETWORKS CORP NEW COMMON 656568102 113960 1669750 SH SOLE 1669750 0 0
OMNICOM GROUP INC COMMON 681919106 28191 316525 SH SOLE 316525 0 0
ORACLE CORP COMMON 68389X105 99782 1187000 SH SOLE 1187000 0 0
PPG INDS INC COMMON 693506107 1116 25175 SH SOLE 25175 0 0
PAYCHEX INC COMMON 704326107 81413 1938411 SH SOLE 1938411 0 0
PEPSICO INC COMMON 713448108 1690 38025 SH SOLE 38025 0 0
PFIZER INC COMMON 717081103 246493 5135264 SH SOLE 5135264 0 0
PHILLIPS PETE CO COMMON 718507106 550 10850 SH SOLE 10850 0 0
PROCTER & GAMBLE CO COMMON 742718109 2017 35225 SH SOLE 35225 0 0
QUALCOMM INC COMMON 747525103 719 11975 SH SOLE 11975 0 0
QWEST COMMUNICATIONS INT COMMON 749121109 1022 20578 SH SOLE 20578 0 0
SBC COMMUNICATIONS INC COMMON 78387G103 69653 1610475 SH SOLE 1610475 0 0
SCHERING PLOUGH CORP COMMON 806605101 1890 37425 SH SOLE 37425 0 0
SCHLUMBERGER LTD COMMON 806857108 57308 767950 SH SOLE 767950 0 0
SPRINT CORP COM FON GROUP 852061100 1007 19750 SH SOLE 19750 0 0
SPRINT CORP PCS COM SER 1 852061506 1279 21500 SH SOLE 21500 0 0
SUN MICROSYSTEMS INC COMMON 866810104 63356 696700 SH SOLE 696700 0 0
SYSCO CORP COMMON 871829107 58369 1385625 SH SOLE 1385625 0 0
TARGET CORP COMMON 8.76E+110 757 13050 SH SOLE 13050 0 0
TEXAS INSTRS INC COMMON 882508104 61444 894550 SH SOLE 894550 0 0
TIME WARNER INC COMMON 887315109 2067 27200 SH SOLE 27200 0 0
TYCO INTL LTD NEW COMMON 902124106 2178 45975 SH SOLE 45975 0 0
UNITED TECHNOLOGIES CORP COMMON 913017109 1451 24650 SH SOLE 24650 0 0
VERIZON COMMUNICATIONS COMMON 92343V104 1043 20527 SH SOLE 20527 0 0
VIACOM INC CL B 925524308 1641 24059 SH SOLE 24059 0 0
WAL MART STORES INC COMMON 931142103 88384 1533775 SH SOLE 1533775 0 0
WELLS FARGO & CO NEW COMMON 949746101 1480 38200 SH SOLE 38200 0 0
WORLDCOM INC GA NEW COMMON 98157D106 98889 2155625 SH SOLE 2155625 0 0
YAHOO INC COMMON 984332106 1415 11425 SH SOLE 11425 0 0
ZIONS BANCORPORATION COMMON 989701107 35360 770525 SH SOLE 770525 0 0
--------- ---------- ----------
3,408,490 57,446,987 57,446,987
</TABLE>
