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Previous: TRINITY CAPITAL OF JACKSONVILLE INC, 13F-HR/A, 1999-05-18 |
Next: NORTHPORT INDUSTRIES INC, 10QSB, 1999-05-18 |
<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
Check here if Amendment [ ]; Amendment Number: _____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Tupelo Capital Management, L.L.C.
Address: 12 East 49th Street
New York, New York 10017
Form 13F File Number: 28-
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that the required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: LuLu C. Wang
Title: Principal
Phone: 212-755-3700
Signature, Place and Date of Signing:
<TABLE>
<S> <C> <C>
/s/ LULU C. WANG New York, New York May 14, 1999
[Signature] [City, State] [Date]
</TABLE>
<PAGE> 2
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holding are reported by other reporting manager(s).
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28- ________________ Tupelo Capital Services, L.L.C.
[Repeat as necessary.]
<PAGE> 3
Form 13F SUMMARY PAGE
Report summary:
Number of Other Included Managers:
---------------------------
Form 13F Information Table Entry Total:
---------------------------
Form 13F Information Table Value Total: $
---------------------------
(thousands)
CONFIDENTIAL INFORMATION HAS BEEN OMITTED FROM THE PUBLIC FORM 13F REPORT AND
FILED SEPARATELY WITH THE COMMISSION.
List of Other Included Managers:
Provide a number list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are not entries in this list, state "NONE" and omit the column
headings and list entries.]
<TABLE>
<CAPTION>
No. Form 13F File Number Name
--- -------------------- ----
<S> <C> <C>
</TABLE>
[Repeat as necessary.]
<PAGE> 4
FORM 13F
REPORTING MANAGER: TUPELO CAPITAL MANAGEMENT, L.L.C.
PERIOD ENDED: MARCH 31, 1999
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5:
SEDOL/
CUSIP Fair SHARES SH PUT/
Name of Issuer Title of Class Number Market Value PRN Amount PRN CALL
-------------- -------------- ------ ------------ ---------- --- ----
<S> <C> <C> <C> <C> <C> <C>
AIRTOUCH COMMUNICATIONS INC COM 00949T100 $ 3,120,988 32,300 SH
ALLIED IRISH BANKS ADR 019228402 $ 5,247,450 50,700 SH
ALTERA CORP COM 021441100 $ 2,439,500 41,000 SH
AMAZON.COM INC COM 023135106 $ 3,357,656 19,500 SH
AMERICA ONLINE INC DEL COM 02364J104 $ 6,541,500 44,500 SH
AMERICAN EXPRESS CO. COM 025816109 $ 4,686,450 39,800 SH
AMERICAN INTERNATIONAL GROUP COM 026874107 $ 5,114,500 42,400 SH
APPLIED MATERIALS INC COM 038222105 $ 1,801,275 29,200 SH
CHARLES SCHWAB CORP COM 808513105 $ 5,604,088 58,300 SH
CHASE MANHATTAN CORP (NEW) COM 16161A108 $ 5,712,525 70,200 SH
CISCO SYSTEMS, INC. COM 17275R102 $ 5,905,419 53,900 SH
CLEAR CHANNEL COMMUNICATIONS COM 184502102 $ 3,440,306 51,300 SH
CNET INC. COM 125945105 $ 3,325,713 36,100 SH
COMCAST CP NEW CL-A SPECIAL COM 200300200 $ 3,083,938 49,000 SH
COSTCO COMPANIES INC COM 22160Q102 $ 4,156,938 45,400 SH
COVAD COMMUNICATIONS COM 222814204 $ 3,504,475 53,300 SH
DAIMLERCHRYSLER AG ADR D1668R12 $ 2,016,594 23,500 SH
DOUBLECLICK, INC. COM 258609304 $ 5,243,400 28,800 SH
EMBRATEL PAR-ADR ADR 29081N10 $ 1,430,119 85,700 SH
EMC CORPORATION MASS COM 268648102 $ 1,814,050 14,200 SH
EQUANT NV NY COM 294409107 $ 5,259,975 69,900 SH
EQUITABLE COMPANIES INC. CGM 29444G107 $ 6,174,000 88,200 SH
ESTEE LAUDER COS INC COM 518439104 $ 4,488,750 47,500 SH
EXODUS COMMUNICATIONS, INC. COM 302088109 $ 2,353,750 17,500 SH
GAP INC COM 364760108 $ 3,082,913 45,800 SH
GENERAL ELECTRIC COM 369604103 $ 5,110,875 46,200 SH
GLOBAL CROSSING LTD COM G3921A10 $ 3,931,250 85,000 SH
GUCCI GROUP NV NY COM 401566104 $ 2,600,150 32,300 SH
HOME DEPOT INC COM 437076102 $ 3,106,275 49,900 SH
HONDA MOTOR CO LTD ADR 438128308 $ 7,201,300 80,800 SH
INTEL CORP COM 458140100 $ 1,818,788 15,300 SH
INTERNATIONAL BUSINESS MACHS COM 459200101 $ 2,552,400 14,400 SH
INTUIT COM 461202103 $ 4,171,750 41,000 SH
ITO-YOKADO CO LTD ADR 465714301 $ 5,421,300 81,600 SH
IVILLAGE INC. COM 46588H105 $ 261,300 2,600 SH
</TABLE>
<TABLE>
<CAPTION>
ITEM 1: ITEM 6: ITEM 7: ITEM 8:
Investment Discretion Voting Authority
(b) Shared (c) Shared (b) Shared
Name of Issuer (a) Sole As Defined Other Manager (a) Sole As Defined (c) None
-------------- -------- ---------- ---------- ------- -------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C>
AIRTOUCH COMMUNICATIONS INC X 32,300
ALLIED IRISH BANKS X 50,700
ALTERA CORP X 41,000
AMAZON.COM INC X 19,500
AMERICA ONLINE INC DEL X 44,500
AMERICAN EXPRESS CO. X 39,800
AMERICAN INTERNATIONAL GROUP X 42,400
APPLIED MATERIALS INC X 29,200
CHARLES SCHWAB CORP X 58,300
CHASE MANHATTAN CORP (NEW) X 70,200
CISCO SYSTEMS, INC. X 53,900
CLEAR CHANNEL COMMUNICATIONS X 51,300
CNET INC. X 36,100
COMCAST CP NEW CL-A SPECIAL X 49,000
COSTCO COMPANIES INC X 45,400
COVAD COMMUNICATIONS X 53,300
DAIMLERCHRYSLER AG X 23,500
DOUBLECLICK, INC. X 28,800
EMBRATEL PAR-ADR X 85,700
EMC CORPORATION MASS X 14,200
EQUANT NV NY X 69,900
EQUITABLE COMPANIES INC. X 88,200
ESTEE LAUDER COS INC X 47,500
EXODUS COMMUNICATIONS, INC. X 17,500
GAP INC X 45,800
GENERAL ELECTRIC X 46,200
GLOBAL CROSSING LTD X 85,000
GUCCI GROUP NV NY X 32,300
HOME DEPOT INC X 49,900
HONDA MOTOR CO LTD X 80,800
INTEL CORP X 15,300
INTERNATIONAL BUSINESS MACHS X 14,400
INTUIT X 41,000
ITO-YOKADO CO LTD X 81,600
IVILLAGE INC. X 2,600
</TABLE>
<PAGE> 5
FORM 13F
REPORTING MANAGER: TUPELO CAPITAL MANAGEMENT, L.L.C.
PERIOD ENDED: MARCH 31, 1999
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5:
SEDOL/
CUSIP Fair SHARES SH PUT/
Name of Issuer Title of Class Number Market Value PRN Amount PRN CALL
-------------- -------------- ------ ------------ ---------- --- ----
<S> <C> <C> <C> <C> <C> <C>
JULIUS BAER COM 4116958 $ 2,394,323 740 SH
KIRIN BREWERY CO LTD COM 6870445 $ 5,711,322 489,700 SH
KOHL'S CORP (WISCONSIN) COM 500255104 $ 5,173,875 73,000 SH
LEVEL 3 COMMUNICATIONS INC. COM 52729N100 $ 2,555,719 35,100 SH
LEXMARK INTERNATIONAL GROUP COM 529771107 $ 2,092,063 18,700 SH
MARSH & MCLENNAN COS COM 571748102 $ 3,638,250 49,000 SH
MCI WORLDCOM INC COM 55268B106 $ 3,533,644 39,900 SH
MICRON TECHNOLOGY INC COM 595112103 $ 1,296,244 26,900 SH
MICROSOFT CORP. COM 594918104 $ 5,637,413 62,900 SH
MORGAN STANLEY DEAN WITTER & CO COM 617446448 $ 3,627,731 36,300 SH
MOTOROLA INC. COM 620076109 $ 4,915,075 67,100 SH
NOKIA CORP-SPONSERED ADR 654902204 $ 4,096,225 26,300 SH
NOVELLUS SYSTEMS INC CL A 670008101 $ 2,039,625 37,000 SH
NTL INCORPORATED COM 629407107 $ 5,883,413 72,300 SH
NTT DOCOMO ADR 5548431 $ 3,357,321 68,300 SH
OMNICOM GROUP COM 681919106 $ 4,148,756 51,900 SH
ORACLE CORPORATION COM 68389X105 $ 1,746,025 66,200 SH
PERKIN-ELMER CORP COM 714041100 $ 2,232,438 23,000 SH
PFIZER INC. COM 717081103 $ 5,688,750 41,000 SH
PITNEY-BOWES INC COM 724479100 $ 2,722,125 42,700 SH
PREMIER PARKS INC (NEW) COM 740540208 $ 3,777,150 101,400 SH
PRICELINE.COM INC. COM 741503106 $ 74,588 900 SH
PROVIDIAN FINANCIAL CORP COM 74406A102 $ 4,884,000 44,400 SH
QWEST COMMUNICATIONS INT'L INC COM 749121109 $ 5,688,201 78,900 SH
SAFEWAY INC. COM 786514208 $ 3,330,181 64,900 SH
SCHERING-PLOUGH CORP COM 806605101 $ 5,784,675 104,700 SH
SEPRACOR INC COM 817315104 $ 2,806,250 25,000 SH
SMURFIT-STONE CONTAINER CORP COM 832727101 $ 3,117,038 161,400 SH
SONY CORP ADR 835699307 $ 7,916,794 86,700 SH
SUN MICROSYSTEMS INC COM 866810104 $ 6,853,425 54,800 SH
SYMBOL TECHNOLOGIES COM 871508107 $ 3,865,500 85,900 SH
TAKEDA CHEMICAL INDUSTRIES COM 6870445 $ 3,957,097 102,600 SH
TELECOM ITALIA SPA ADR 87927W106 $ 6,293,813 60,300 SH
TERADYNE INC COM 880770102 $ 2,231,606 40,900 SH
TEXAS INSTRUMENTS INC. COM 882508104 $ 3,890,600 39,200 SH
TIFFANY & CO COM 886547108 $ 3,722,550 49,800 SH
</TABLE>
<TABLE>
<CAPTION>
ITEM 1: ITEM 6: ITEM 7: ITEM 8:
Investment Discretion Voting Authority
(b) Shared (c) Shared (b) Shared
Name of Issuer (a) Sole As Defined Other Manager (a) Sole As Defined (c) None
-------------- -------- ---------- ---------- ------- -------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C>
JULIUS BAER X 740
KIRIN BREWERY CO LTD X 489,700
KOHL'S CORP (WISCONSIN) X 73,000
LEVEL 3 COMMUNICATIONS INC. X 35,100
LEXMARK INTERNATIONAL GROUP X 18,700
MARSH & MCLENNAN COS X 49,000
MCI WORLDCOM INC X 39,900
MICRON TECHNOLOGY INC X 26,900
MICROSOFT CORP. X 62,900
MORGAN STANLEY DEAN WITTER & CO X 36,300
MOTOROLA INC. X 67,100
NOKIA CORP-SPONSERED X 26,300
NOVELLUS SYSTEMS INC X 37,000
NTL INCORPORATED X 72,300
NTT DOCOMO X 68,300
OMNICOM GROUP X 51,900
ORACLE CORPORATION X 66,200
PERKIN-ELMER CORP X 23,000
PFIZER INC. X 41,000
PITNEY-BOWES INC X 42,700
PREMIER PARKS INC (NEW) X 101,400
PRICELINE.COM INC. X 900
PROVIDIAN FINANCIAL CORP X 44,400
QWEST COMMUNICATIONS INT'L INC X 78,900
SAFEWAY INC. X 64,900
SCHERING-PLOUGH CORP X 104,700
SEPRACOR INC X 25,000
SMURFIT-STONE CONTAINER CORP X 161,400
SONY CORP X 86,700
SUN MICROSYSTEMS INC X 54,800
SYMBOL TECHNOLOGIES X 85,900
TAKEDA CHEMICAL INDUSTRIES X 102,600
TELECOM ITALIA SPA X 60,300
TERADYNE INC X 40,900
TEXAS INSTRUMENTS INC. X 39,200
TIFFANY & CO X 49,800
</TABLE>
<PAGE> 6
FORM 13F
REPORTING MANAGER: TUPELO CAPITAL MANAGEMENT, L.L.C.
PERIOD ENDED: MARCH 31, 1999
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5:
SEDOL/
CUSIP Fair SHARES SH PUT/
Name of Issuer Title of Class Number Market Value PRN Amount PRN CALL
-------------- -------------- ------ ------------ ---------- --- ----
<S> <C> <C> <C> <C> <C> <C>
TIME WARNER INC. COM 887315109 $ 3,129,913 44,200 SH
TMP WORLDWIDE INC. COM 872941109 $ 5,262,775 81,200 SH
UNITED PAN-EUROPE COM ADR 9113002000 $ 3,599,325 94,100 SH
UNIVISION COMMUNICATIONS COM 914906102 $ 3,130,000 62,600 SH
VERTICALNET INC. COM 92532L107 $ 2,596,875 25,000 SH
VODAFONE GROUP PLC ADR 92857T107 $ 2,290,550 12,200 SH
WALL-MART STORES INC. COM 931142103 $ 3,835,000 41,600 SH
YAHOO! INC. COM 984332106 $ 1,599,563 9,500 SH
ZDNET COM 989511209 $ 154,800 4,300 SH
$301,364,258
THE FOLLOWING OPTIONS LISTED
WITH RESPECT TO MANAGER ABOVE.
AETNA COM 008117103 $ 7,096,500 85,500 SH ( c )
ALCOA ADR 013817101 $ 7,784,438 189,000 SH ( c )
AVON PRODUCTS INC COM 054303102 $ 4,047,375 86,000 SH ( p )
BIOGEN COM 090597105 $ 4,686,813 41,000 SH ( c )
BOWNE & CO COM 103043105 $ 2,208,938 189,000 SH ( c )
CENDANT CORP COM 151313103 $ 685,313 43,000 SH ( c )
COMPAQ COMPUTER CORP COM 204493100 $ 3,792,994 119,700 SH ( p )
MEAD CORP COM 582834107 $ 3,397,875 110,500 SH ( c )
MONSANTO COM 611662107 $ 2,388,750 52,000 SH ( c )
NEXTEL CL A 65332V103 $ 4,065,375 111,000 SH ( c )
NOVELL COM 670006105 $ 2,821,000 112,000 SH ( c )
PARAMETRIC TECHNOLOGY COM 699173100 $ 2,460,850 124,600 SH ( p )
PIXAR COM 725811103 $ 3,976,875 101,000 SH ( c )
STAPLES COM 855030102 $ 3,353,250 102,000 SH ( c )
TAIWAN SEMICONDUCTOR- ADR 874039100 $ 3,052,350 129,200 SH ( c )
THE BISYS GROUP COM 055472104 $ 2,925,000 52,000 SH ( c )
WINSTAR COMMUNICATIONS COM 975515107 $ 1,566,556 42,700 SH ( p )
WITCO COM 977385103 $ 1,634,938 129,500 SH ( c )
</TABLE>
<TABLE>
<CAPTION>
ITEM 1: ITEM 6: ITEM 7: ITEM 8:
Investment Discretion Voting Authority
(b) Shared (c) Shared (b) Shared
Name of Issuer (a) Sole As Defined Other Manager (a) Sole As Defined (c) None
-------------- -------- ---------- ---------- ------- -------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C>
TIME WARNER INC. X 44,200
TMP WORLDWIDE INC. X 81,200
UNITED PAN-EUROPE COM X 94,100
UNIVISION COMMUNICATIONS X 62,600
VERTICALNET INC. X 25,000
VODAFONE GROUP PLC X 12,200
WALL-MART STORES INC. X 41,600
YAHOO! INC. X 9,500
ZDNET X 4,300
THE FOLLOWING OPTIONS LISTED
WITH RESPECT TO MANAGER ABOVE.
AETNA X
ALCOA X
AVON PRODUCTS INC X X
BIOGEN X
BOWNE & CO X
CENDANT CORP X
COMPAQ COMPUTER CORP X X
MEAD CORP X
MONSANTO X
NEXTEL X
NOVELL X
PARAMETRIC TECHNOLOGY X X
PIXAR X
STAPLES X
TAIWAN SEMICONDUCTOR- X
THE BISYS GROUP X
WINSTAR COMMUNICATIONS X X
WITCO X
</TABLE>
<PAGE> 7
FORM 13F
REPORTING MANAGER: TUPELO CAPITAL MANAGEMENT, L.L.C.
PERIOD ENDED: MARCH 31, 1999
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5:
SEDOL/
CUSIP Fair SHARES SH PUT/
Name of Issuer Title of Class Number Market Value PRN Amount PRN CALL
-------------- -------------- ------ ------------ ---------- --- ----
<S> <C> <C> <C> <C> <C> <C>
AIRTOUCH COMMUNICATIONS INC COM 00949T100 $ 531,438 5,500 SH
ALLIED IRISH BANKS ADR 019228402 $ 910,800 8,800 SH
ALTERA CORP COM 021441100 $ 395,675 6,650 SH
AMAZON.COM INC COM 023135106 $ 551,000 3,200 SH
AMERICA ONLINE INC DEL COM 02364J104 $ 1,073,100 7,300 SH
AMERICAN EXPRESS CO. COM 025816109 $ 777,150 6,600 SH
AMERICAN INTERNATIONAL GROUP COM 026874107 $ 880,563 7,300 SH
APPLIED MATERIALS INC COM 038222105 $ 348,534 5,650 SH
CHARLES SCHWAB CORP COM 808513105 $ 942,025 9,800 SH
CHASE MANHATTAN CORP (NEW) COM 16161A108 $ 935,813 11,500 SH
CISCO SYSTEMS, INC. COM 17275R102 $ 1,029,888 9,400 SH
CLEAR CHANNEL COMMUNICATIONS COM 184502102 $ 623,681 9,300 SH
CNET INC. COM 125945105 $ 552,750 6,000 SH
COMCAST CORP COM 200300200 $ 516,088 8,200 SH
COSTCO COMPANIES INC COM 22160Q102 $ 659,250 7,200 SH
COVAD COMMUNICATIONS COM 222814204 $ 611,475 9,300 SH
DAIMLERCHRYSLER AG ADR D1668R12 $ 343,250 4,000 SH
DOUBLECLICK, INC. COM 258609304 $ 910,313 5,000 SH
EMBRATEL PAR ADR 29081N10 $ 275,344 16,500 SH
EMC CORPORATION MASS COM 268648102 $ 293,825 2,300 SH
EQUANT NV NY COM 294409107 $ 910,525 12,100 SH
EQUITABLE COMPANIES INC. CGM 29444G107 $ 1,015,000 14,500 SH
ESTEE LAUDER COS INC COM 518439104 $ 746,550 7,900 SH
EXODUS COMMUNICATIONS, INC COM 302088109 $ 390,050 2,900 SH
GAP INC COM 364760108 $ 518,306 7,700 SH
GENERAL ELECTRIC COM 369604103 $ 885,000 8,000 SH
GLOBAL CROSSING LTD COM G3921A10 $ 624,375 13,500 SH
GUCCI GROUP NV NY COM 401566104 $ 434,700 5,400 SH
HOME DEPOT INC COM 437076102 $ 529,125 8,500 SH
HONDA MOTOR CO LTD- ADR 438128308 $ 1,265,575 14,200 SH
INTEL CORP COM 458140100 $ 309,075 2,600 SH
INTERNATIONAL BUSINESS MACHS COM 459200101 $ 425,400 2,400 SH
INTUIT COM 461202103 $ 758,038 7,450 SH
ITO-YOKADO CO LTD ADR 465714301 $ 956,700 14,400 SH
IVILLAGE INC. COM 46588H105 $ 40,200 400 SH
JULIUS BAER COM 4116958 $ 420,624 130 SH
</TABLE>
<TABLE>
<CAPTION>
ITEM 1: ITEM 6: ITEM 7: ITEM 8:
Investment Discretion Voting Authority
(b) Shared (c) Shared (b) Shared
Name of Issuer (a) Sole As Defined Other Manager (a) Sole As Defined (c) None
-------------- -------- ---------- ---------- ------- -------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C>
AIRTOUCH COMMUNICATIONS INC X 1 5,500
ALLIED IRISH BANKS X 1 8,800
ALTERA CORP X 1 6,650
AMAZON.COM INC X 1 3,200
AMERICA ONLINE INC DEL X 1 7,300
AMERICAN EXPRESS CO. X 1 6,600
AMERICAN INTERNATIONAL GROUP X 1 7,300
APPLIED MATERIALS INC X 1 5,650
CHARLES SCHWAB CORP X 1 9,800
CHASE MANHATTAN CORP (NEW) X 1 11,500
CISCO SYSTEMS, INC. X 1 9,400
CLEAR CHANNEL COMMUNICATIONS X 1 9,300
CNET INC. X 1 6,000
COMCAST CORP X 1 8,200
COSTCO COMPANIES INC X 1 7,200
COVAD COMMUNICATIONS X 1 9,300
DAIMLERCHRYSLER AG X 1 4,000
DOUBLECLICK, INC. X 1 5,000
EMBRATEL PAR X 1 16,500
EMC CORPORATION MASS X 1 2,300
EQUANT NV NY X 1 12,100
EQUITABLE COMPANIES INC. X 1 14,500
ESTEE LAUDER COS INC X 1 7,900
EXODUS COMMUNICATIONS, INC X 1 2,900
GAP INC X 1 7,700
GENERAL ELECTRIC X 1 8,000
GLOBAL CROSSING LTD X 1 13,500
GUCCI GROUP NV NY X 1 5,400
HOME DEPOT INC X 1 8,500
HONDA MOTOR CO LTD- X 1 14,200
INTEL CORP X 1 2,600
INTERNATIONAL BUSINESS MACHS X 1 2,400
INTUIT X 1 7,450
ITO-YOKADO CO LTD X 1 14,400
IVILLAGE INC. X 1 400
JULIUS BAER X 1 130
</TABLE>
<PAGE> 8
FORM 13F
REPORTING MANAGER: TUPELO CAPITAL MANAGEMENT, L.L.C.
PERIOD ENDED: MARCH 31, 1999
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5:
SEDOL/
CUSIP Fair SHARES SH PUT/
Name of Issuer Title of Class Number Market Value PRN Amount PRN CALL
-------------- -------------- ------ ------------ ---------- --- ----
<S> <C> <C> <C> <C> <C> <C>
KIRIN BREWERY CO LTD COM 6870445 $ 994,845 85,300 SH
KOHL'S CORP (WISCONSIN) COM 500255104 $ 871,763 12,300 SH
LEVEL 3 COMMUNICATIONS INC. COM 52729N100 $ 436,875 6,000 SH
LEXMARK INTERNATIONAL GROUP COM 529771107 $ 346,813 3,100 SH
MARSH & MCLENNAN COS COM 571748102 $ 631,125 8,500 SH
MCI WORLDCOM INC COM 55268B106 $ 575,656 6,500 SH
MICRON TECHNOLOGY INC COM 595112103 $ 216,844 4,500 SH
MICROSOFT CORP. COM 594918104 $ 950,025 10,600 SH
MORGAN STANLEY DEAN WITTER & CO COM 617446448 $ 589,631 5,900 SH
MOTOROLA INC. COM 620076109 $ 864,350 11,800 SH
NOKIA CORP ADR 654902204 $ 700,875 4,500 SH
NOVELLUS SYSTEMS INC CL A 670008101 $ 337,641 6,125 SH
NTL INCORPORATED COM 629407107 $ 1,049,738 12,900 SH
NTT DOCOMO ADR 5548431 $ 575,119 11,700 SH
OMNICOM GROUP COM 681919106 $ 639,500 8,000 SH
ORACLE CORPORATION COM 68389X105 $ 312,544 11,850 SH
PERKIN-ELMER CORP COM 714041100 $ 368,838 3,800 SH
PFIZER INC. COM 717081103 $ 943,500 6,800 SH
PITNEY-BOWES INC COM 724479100 $ 446,250 7,000 SH
PREMIER PARKS INC (NEW) COM 740540208 $ 655,600 17,600 SH
PRICELINE.COM INC. COM 741503106 $ 8,288 100 SH
PROVIDIAN FINANCIAL CORP COM 74406A102 $ 814,000 7,400 SH
QWEST COMMUNICATIONS INT'L INC COM 749121109 $ 960,650 13,325 SH
SAFEWAY INC. COM 786514208 $ 543,913 10,600 SH
SCHERING-PLOUGH CORP COM 806605101 $ 1,022,125 18,500 SH
SEPRACOR INC COM 817315104 $ 482,675 4,300 SH
SMURFIT-STONE CONTAINER CORP COM 832727101 $ 540,750 28,000 SH
SONY CORP ADR 835699307 $ 1,369,688 15,000 SH
SUN MICROSYSTEMS INC COM 866810104 $ 1,150,575 9,200 SH
SYMBOL TECHNOLOGIES COM 871508107 $ 634,500 14,100 SH
TAKEDA CHEMICAL INDUSTRIES COM 6870445 $ 709,655 18,400 SH
TELECOM ITALIA SPA ADR 87927W106 $ 1,085,500 10,400 SH
TERADYNE INC COM 880770102 $ 365,569 6,700 SH
TEXAS INSTRUMENTS INC. COM 882508104 $ 674,900 6,800 SH
TIFFANY & CO COM 886547108 $ 612,950 8,200 SH
</TABLE>
<TABLE>
<CAPTION>
ITEM 1: ITEM 6: ITEM 7: ITEM 8:
Investment Discretion Voting Authority
(b) Shared (c) Shared (b) Shared
Name of Issuer (a) Sole As Defined Other Manager (a) Sole As Defined (c) None
-------------- -------- ---------- ---------- ------- -------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C>
KIRIN BREWERY CO LTD X 1 85,300
KOHL'S CORP (WISCONSIN) X 1 12,300
LEVEL 3 COMMUNICATIONS INC. X 1 6,000
LEXMARK INTERNATIONAL GROUP X 1 3,100
MARSH & MCLENNAN COS X 1 8,500
MCI WORLDCOM INC X 1 6,500
MICRON TECHNOLOGY INC X 1 4,500
MICROSOFT CORP. X 1 10,600
MORGAN STANLEY DEAN WITTER & CO X 1 5,900
MOTOROLA INC. X 1 11,800
NOKIA CORP X 1 4,500
NOVELLUS SYSTEMS INC X 1 6,125
NTL INCORPORATED X 1 12,900
NTT DOCOMO X 1 11,700
OMNICOM GROUP X 1 8,000
ORACLE CORPORATION X 1 11,850
PERKIN-ELMER CORP X 1 3,800
PFIZER INC. X 1 6,800
PITNEY-BOWES INC X 1 7,000
PREMIER PARKS INC (NEW) X 1 17,600
PRICELINE.COM INC. X 1 100
PROVIDIAN FINANCIAL CORP X 1 7,400
QWEST COMMUNICATIONS INT'L INC X 1 13,325
SAFEWAY INC. X 1 10,600
SCHERING-PLOUGH CORP X 1 18,500
SEPRACOR INC X 1 4,300
SMURFIT-STONE CONTAINER CORP X 1 28,000
SONY CORP X 1 15,000
SUN MICROSYSTEMS INC X 1 9,200
SYMBOL TECHNOLOGIES X 1 14,100
TAKEDA CHEMICAL INDUSTRIES X 1 18,400
TELECOM ITALIA SPA X 1 10,400
TERADYNE INC X 1 6,700
TEXAS INSTRUMENTS INC. X 1 6,800
TIFFANY & CO X 1 8,200
</TABLE>
<PAGE> 9
FORM 13F
REPORTING MANAGER: TUPELO CAPITAL MANAGEMENT, L.L.C.
PERIOD ENDED: MARCH 31, 1999
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5:
SEDOL/
CUSIP Fair SHARES SH PUT/
Name of Issuer Title of Class Number Market Value PRN Amount PRN CALL
-------------- -------------- ------ ------------ ---------- --- ----
<S> <C> <C> <C> <C> <C> <C>
TIME WARNER INC. COM 887315109 $ 545,256 7,700 SH
TMP WORLDWIDE INC. COM 872941109 $ 939,781 14,500 SH
UNITED PAN-EUROPE COM ADR 911300200 $ 615,825 16,100 SH
UNIVISION COMMUNICATIONS COM 914906102 $ 540,000 10,800 SH
VERTICALNET INC. COM 92532L107 $ 446,663 4,300 SH
VODAFONE GROUP PLC ADR 92857T107 $ 413,050 2,200 SH
WAL-MART STORES INC. COM 931142103 $ 553,125 6,000 SH
YAHOO! INC. COM 984332106 $ 269,400 1,600 SH
ZDNET COM 989511209 $ 25,200 700 SH
TOTALS $ 51,222,769
THE FOLLOWING OPTIONS LISTED
WITH RESPECT TO MANAGER 1.
AETNA COM 008117103 $ 1,203,500 14,500 SH ( c )
ALCOA ADR 013817101 $ 1,379,781 33,500 SH ( c )
AVON PRODUCTS INC COM 054303102 $ 658,875 14,000 SH ( p )
BIOGEN COM 090597105 $ 800,188 7,000 SH ( c )
BOWNE & CO COM 103043105 $ 385,688 33,000 SH ( c )
CENDANT CORP COM 151313103 $ 111,563 7,000 SH ( c )
COMPAQ COMPUTER CORP COM 204493100 $ 643,256 20,300 SH ( p )
MEAD CORP COM 582834107 $ 599,625 19,500 SH ( c )
MONSANTO COM 611662107 $ 367,500 8,000 SH ( c )
NEXTEL CL A 65332V103 $ 512,750 14,000 SH ( c )
NOVELL COM 670006105 $ 453,375 18,000 SH ( c )
PARAMETRIC TECHNOLOGY COM 699173100 $ 501,650 25,400 SH ( p )
PIXAR COM 725811103 $ 649,688 16,500 SH ( c )
STAPLES COM 855030102 $ 591,750 18,000 SH ( c )
TAIWAN SEMICONDUCTOR-SP ADR ADR 874039100 $ 491,400 20,800 SH ( c )
THE BISYS GROUP COM 055472104 $ 450,000 8,000 SH ( c )
WINSTAR COMMUNICATIONS COM 975515107 $ 267,819 7,300 SH ( p )
WITCO COM 977385103 $ 258,813 20,500 SH ( c )
</TABLE>
<TABLE>
<CAPTION>
ITEM 1: ITEM 6: ITEM 7: ITEM 8:
Investment Discretion Voting Authority
(b) Shared (c) Shared (b) Shared
Name of Issuer (a) Sole As Defined Other Manager (a) Sole As Defined (c) None
-------------- -------- ---------- ---------- ------- -------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C>
TIME WARNER INC. X 1 7,700
TMP WORLDWIDE INC. X 1 14,500
UNITED PAN-EUROPE COM X 1 16,100
UNIVISION COMMUNICATIONS X 1 10,800
VERTICALNET INC. X 1 4,300
VODAFONE GROUP PLC X 1 2,200
WAL-MART STORES INC. X 1 6,000
YAHOO! INC. X 1 1,600
ZDNET X 1 700
TOTALS
THE FOLLOWING OPTIONS LISTED
WITH RESPECT TO MANAGER 1.
AETNA X 1
ALCOA X 1
AVON PRODUCTS INC X 1 X
BIOGEN X 1
BOWNE & CO X 1
CENDANT CORP X 1
COMPAQ COMPUTER CORP X 1 X
MEAD CORP X 1
MONSANTO X 1
NEXTEL X 1
NOVELL X 1
PARAMETRIC TECHNOLOGY X 1 X
PIXAR X 1
STAPLES X 1
TAIWAN SEMICONDUCTOR-SP ADR X 1
THE BISYS GROUP X 1
WINSTAR COMMUNICATIONS X 1 X
WITCO X 1
</TABLE>
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