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Previous: LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT S, 485APOS, 2000-02-15 |
Next: PACIFIC LIFE INSURANCE CO/CA, 13F-HR, 2000-02-15 |
<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number: _____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Tupelo Capital Management, L.L.C.
Address: 12 East 49th Street
New York, New York 10017
Form 13F File Number: 28-
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that the required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: LuLu C. Wang
Title: Principal
Phone: 212-755-3700
Signature, Place and Date of Signing:
/s/ LULU C. WANG New York, New York February 15 , 2000
[Signature] [City, State] [Date]
<PAGE> 2
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holding are reported by other reporting manager(s).
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28- ________________ Tupelo Capital Services, L.L.C.
[Repeat as necessary.]
<PAGE> 3
Form 13F SUMMARY PAGE
Report summary:
Number of Other Included Managers: 0
---------------------------
Form 13F Information Table Entry Total: 116
---------------------------
Form 13F Information Table Value Total: $ 1,091,075,970.00
---------------------------
(thousands)
CONFIDENTIAL INFORMATION HAS BEEN OMITTED FROM THE PUBLIC FORM 13F REPORT AND
FILED SEPARATELY WITH THE COMMISSION.
List of Other Included Managers:
Provide a number list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are not entries in this list, state "NONE" and omit the column
headings and list entries.]
<TABLE>
<CAPTION>
No. Form 13F File Number Name
--- -------------------- ----
<S> <C> <C>
</TABLE>
[Repeat as necessary.]
<PAGE> 4
Form 13F
Reporting Manager: Tupelo Capital Management, L.L.C.
Period Ended: December 31, 1999
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5:
SEDOL/
CUSIP Fair SHARES SH PUT/
Name of Issuer Title of Class Number Market Value PRN Amount PRN CALL
- -------------- -------------- ---------- ------------ ---------- ---
<S> <C> <C> <C> <C> <C> <C>
ALTERA CORP COM 21441100 $ 7,588,019 153,100 SH
ALUMINUM CO.OF AMERICA COM 022249106 $ 7,304,000 88,000 SH
AMERICA ONLINE INC DEL COM 02364J104 $ 14,712,163 193,900 SH
AMGEN INC COM 031162100 $ 12,661,175 210,800 SH
APEX SILVER MINES LTD COM 2121556 $ 10,819,200 901,600 SH
APPLE COMPUTER INC COM 037833100 $ 9,798,031 95,300 SH
APPLIED MATERIALS INC COM 038222105 $ 8,855,456 69,900 SH
AUSTAR UNITED COMMUNICATIONS COM 6164955 $ 7,074,949 1,763,447 SH
AXA COM 54536107 $ 10,769,767 77,000 SH
BANCO SANTANDER CEN COM 5705946 $ 15,518,802 1,366,200 SH
CHINA TELECOM (HONG KONG) COM 6073556 $ 20,109,522 3,216,700 SH
CISCO SYSTEMS, INC. COM 17275R102 $ 10,530,388 98,300 SH
CLEAR CHANNEL COMMUNICATIONS COM 184502102 $ 12,289,725 137,700 SH
CNET INC. COM 125945105 $ 13,988,875 246,500 SH
COLGATE-PALMOLIVE CO COM 194162103 $ 7,267,000 111,800 SH
COLT TELECOM GROUP-SPONS ADR ADR 196877104 $ 10,608,000 52,000 SH
DAO HENG BANK GROUP LTD COM 6287131 $ 10,486,621 2,033,000 SH
DEVELOPMENT BANK OF SINGAPORE COM 6265513 $ 14,656,970 894,449 SH
DOUBLECLICK, INC. COMMON STOCK COM 258609304 $ 13,311,088 52,600 SH
EQUANT NV NY REG SH COM 294409107 $ 13,932,800 124,400 SH
ERICKSON TEL-SP ADR ADR 294821400 $ 13,669,569 208,100 SH
ETOYS INC COM 437076102 $ 4,425,750 168,600 SH
EXODUS COMMUNICATIONS, INC COMMON STOCK COM 302088109 $ 11,838,706 133,300 SH
FUJITSU LIMITED COM 359590106 $ 17,414,578 382,000 SH
GEMSTAR INTL GROUP LTD COM 2363187 $ 10,815,750 151,800 SH
GENENTECH INC. COM 368710307 $ 22,421,150 166,700 SH
GENERAL ELECTRIC COM 369604103 $ 6,638,775 42,900 SH
HOME DEPOT INC COM 437076102 $ 9,301,875 135,300 SH
HSBC HOLDINGS PLC COM 778715208 $ 11,125,743 793,500 SH
HUTCHISON WHAMPOA COM 6448068 $ 20,740,848 1,426,900 SH
INTEL CORP COM 458140100 $ 5,654,869 68,700 SH
INTERNATIONAL BUSINESS MACHS COM 459200101 $ 4,358,150 40,400 SH
INVENSYS PLC COM 461204109 $ 7,824,680 1,434,300 SH
JOHNSON ELECTRIC HLDGS COM 6126331 $ 23,764,323 3,702,300 SH
KAO CORPORATION COM 6483809 $ 13,374,426 469,000 SH
KOKUSAI SECURITIES CO LTD COM 6496186 $ 16,241,805 1,037,000 SH
KOMERI CO LTD COM 6496250 $ 12,746,312 420,300 SH
LEXMARK INTERNATIONAL GROUP COM 529771107 $ 8,923,300 98,600 SH
MANNESMANN AG COM 563775105 $ 12,077,731 49,900 SH
MICRON TECHNOLOGY INC COM 595112103 $ 13,528,500 174,000 SH
MICROSOFT CORP. COM 594918104 $ 10,285,675 88,100 SH
NABORS INDUSTRIES INC. COM 629568106 $ 12,811,219 414,100 SH
NETWORK APPLIANCE COM 64120l104 $ 11,213,438 135,000 SH
NEXTEL COMMUNICATIONS CL A COM 65332V103 $ 10,786,875 104,600 SH
</TABLE>
<TABLE>
<CAPTION>
Item 1: Item 6: Item 7: Item 8:
Investment Discretion Voting Authority
(b) Shared (c) Shared (b) Shared
Name of Issuer (a) Sole As Defined Other Manager (a) Sole As Defined (c) None
- -------------- ---------------------------------- ------- -----------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
ALTERA CORP X 1 153,100
ALUMINUM CO.OF AMERICA X 1 88,000
AMERICA ONLINE INC DEL X 1 193,900
AMGEN INC X 1 210,800
APEX SILVER MINES LTD X 1 901,600
APPLE COMPUTER INC X 1 95,300
APPLIED MATERIALS INC X 1 69,900
AUSTAR UNITED COMMUNICATIONS X 1 1,763,447
AXA X 1 77,000
BANCO SANTANDER CEN X 1 1,366,200
CHINA TELECOM (HONG KONG) X 1 3,216,700
CISCO SYSTEMS, INC. X 1 98,300
CLEAR CHANNEL COMMUNICATIONS X 1 137,700
CNET INC. X 1 246,500
COLGATE-PALMOLIVE CO X 1 111,800
COLT TELECOM GROUP-SPONS ADR X 1 52,000
DAO HENG BANK GROUP LTD X 1 2,033,000
DEVELOPMENT BANK OF SINGAPORE X 1 894,449
DOUBLECLICK, INC. COMMON STOCK X 1 52,600
EQUANT NV NY REG SH X 1 124,400
ERICKSON TEL-SP ADR X 1 208,100
ETOYS INC X 1 168,600
EXODUS COMMUNICATIONS, INC COMMON STOCK X 1 133,300
FUJITSU LIMITED X 1 382,000
GEMSTAR INTL GROUP LTD X 1 151,800
GENENTECH INC. X 1 166,700
GENERAL ELECTRIC X 1 42,900
HOME DEPOT INC X 1 135,300
HSBC HOLDINGS PLC X 1 793,500
HUTCHISON WHAMPOA X 1 1,426,900
INTEL CORP X 1 68,700
INTERNATIONAL BUSINESS MACHS X 1 40,400
INVENSYS PLC X 1 1,434,300
JOHNSON ELECTRIC HLDGS X 1 3,702,300
KAO CORPORATION X 1 469,000
KOKUSAI SECURITIES CO LTD X 1 1,037,000
KOMERI CO LTD X 1 420,300
LEXMARK INTERNATIONAL GROUP X 1 98,600
MANNESMANN AG X 1 49,900
MICRON TECHNOLOGY INC X 1 174,000
MICROSOFT CORP. X 1 88,100
NABORS INDUSTRIES INC. X 1 414,100
NETWORK APPLIANCE X 1 135,000
NEXTEL COMMUNICATIONS CL A X 1 104,600
</TABLE>
<PAGE> 5
<TABLE>
<S> <C> <C> <C> <C> <C> <C>
NEXTLINK COM 65333H707 $ 10,773,206 129,700 SH
NIHON UNISYS COM 6642688 $ 13,292,103 386,000 SH
NIKKO SECURITIES COM 6640284 $ 22,249,943 1,759,000 SH
NOKIA CORP-SPONSERED ADR A ADR 654902204 $ 15,093,938 79,000 SH
NTL INCORPORATED COM 629407107 $ 12,241,094 98,125 SH
NTT DOCOMO ADR 5548431 $ 26,243,529 136,700 SH
OMNICOM GROUP COM 681919106 $ 10,420,000 104,200 SH
PARKER HANNIFIN CORP COM 701094104 $ 13,254,019 258,300 SH
PERKIN-ELMER CORP COM 714041100 $ 10,298,750 85,600 SH
PROGENICS PHARMACEUTICALS COM 743187106 $ 11,783,763 241,100 SH
QUALCOMM INC COM 747525103 $ 14,724,050 83,600 SH
QWEST COMMUNICATIONS INT'L INC COMMON STOC COM 749121109 $ 9,012,800 209,600 SH
RED HAT INC. COM 756577102 $ 9,759,750 46,200 SH
SCHLUMBERGER LTD COM 806857108 $ 6,970,725 124,200 SH
SERENA SOFTWARE INC. COM 817492101 $ 10,534,219 340,500 SH
SIEBEL SYSTEMS INC. COM 826170102 $ 5,376,000 64,000 SH
SINGAPORE PRESS HOLDINGS COM 6133966 $ 10,394,475 479,700 SH
SMURFIT-STONE CONTAINER CORP COM 832727101 $ 8,271,200 337,600 SH
SOFTBANK CORP COM 6770620 $ 27,363,333 28,600 SH
SONERA CORP-SPN ADR ADR 835433202 $ 17,374,825 250,900 SH
SONY CORP-SPONSORED ADR ADR 835699307 $ 17,455,175 61,300 SH
SUN MICROSYSTEMS INC COM 866810104 $ 6,675,113 86,200 SH
SYMBOL TECHNOLOGIES COM 871508107 $ 10,386,113 163,400 SH
TAKEDA CHEMICAL INDUSTRIES COM 6870445 $ 14,326,928 290,000 SH
TANDY CORP COM 875382103 $ 12,705,131 258,300 SH
TERADYNE INC COM 880770102 $ 11,906,400 180,400 SH
TEXAS INSTRUMENTS INC. COM 882508104 $ 5,353,025 55,400 SH
TIFFANY & CO COM 886547108 $ 13,378,575 149,900 SH
TITAN PHARMACEUTICALS INC COM 888314101 $ 13,037,800 686,200 SH
TRANSOCEAN SEDCO FOREX INC. COM 2821287 $ 810,001 24,045 SH
TYCO INTERNATIONAL COM 902124106 $ 15,993,900 410,100 SH
UNI-CHARM CORPORATION COM 6911485 $ 9,691,819 168,200 SH
UNITED PAN-EUROPE COM-SP ADR ADR 9113002000 $ 14,471,250 113,500 SH
UNITED PARCEL SERVICE -CL B COM 911312106 $ 7,624,500 110,500 SH
UNIVISION COMMUNICATIONS COM 914906102 $ 10,637,719 104,100 SH
VA LINUX SYSTEMS INC COM 91819B105 $ 1,053,788 5,100 SH
VERITAS SOFTWARE COM 923436109 $ 9,618,000 67,200 SH
VISX INC. COM 828445105 $ 6,406,650 123,800 SH
VODAFONE GROUP PLC SPON ADR ADR 92857T107 $ 14,429,250 291,500 SH
WALMART STORES INC. COM 931142103 $ 10,126,813 146,500 SH
WILLIAMS-SONOMA INC COM 969904101 $ 11,592,000 252,000 SH
XM SATELLITE RADIO HOLD-CL A COM 983759101 $ 2,302,750 60,400 SH
YAHOO! INC. COM 984332106 $ 11,942,175 27,600 SH
<CAPTION>
THE FOLLOWING OPTIONS LISTED WITH RESPECT TO MANAGER ABOVE.
<S> <C> <C> <C> <C> <C> <C>
COUNTRYWIDE CREDIT COM 222372104 $ 1,541,531 3,045 ( p )
CONSECO INC. COM 208464107 $ 1,054,688 2,250 ( p )
CONSECO INC. COM 208464107 $ 150,000 1,000 ( p )
WASHINGTON MUTUAL INC. COM 939322103 $ 2,125,000 5,000 ( p )
ALLTEL COM 20039103 $ 650,000 1,000 ( c )
</TABLE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C>
NEXTLINK X 1 129,700
NIHON UNISYS X 1 386,000
NIKKO SECURITIES X 1 1,759,000
NOKIA CORP-SPONSERED ADR A X 1 79,000
NTL INCORPORATED X 1 98,125
NTT DOCOMO X 1 136,700
OMNICOM GROUP X 1 104,200
PARKER HANNIFIN CORP X 1 258,300
PERKIN-ELMER CORP X 1 85,600
PROGENICS PHARMACEUTICALS X 1 241,100
QUALCOMM INC X 1 83,600
QWEST COMMUNICATIONS INT'L INC COMMON STOC X 1 209,600
RED HAT INC. X 1 46,200
SCHLUMBERGER LTD X 1 124,200
SERENA SOFTWARE INC. X 1 340,500
SIEBEL SYSTEMS INC. X 1 64,000
SINGAPORE PRESS HOLDINGS X 1 479,700
SMURFIT-STONE CONTAINER CORP X 1 337,600
SOFTBANK CORP X 1 28,600
SONERA CORP-SPN ADR X 1 250,900
SONY CORP-SPONSORED ADR X 1 61,300
SUN MICROSYSTEMS INC X 1 86,200
SYMBOL TECHNOLOGIES X 1 163,400
TAKEDA CHEMICAL INDUSTRIES X 1 290,000
TANDY CORP X 1 258,300
TERADYNE INC X 1 180,400
TEXAS INSTRUMENTS INC. X 1 55,400
TIFFANY & CO X 1 149,900
TITAN PHARMACEUTICALS INC X 1 686,200
TRANSOCEAN SEDCO FOREX INC. X 1 24,045
TYCO INTERNATIONAL X 1 410,100
UNI-CHARM CORPORATION X 1 168,200
UNITED PAN-EUROPE COM-SP ADR X 1 113,500
UNITED PARCEL SERVICE -CL B X 1 110,500
UNIVISION COMMUNICATIONS X 1 104,100
VA LINUX SYSTEMS INC X 1 5,100
VERITAS SOFTWARE X 1 67,200
VISX INC. X 1 123,800
VODAFONE GROUP PLC SPON ADR X 1 291,500
WALMART STORES INC. X 1 146,500
WILLIAMS-SONOMA INC X 1 252,000
XM SATELLITE RADIO HOLD-CL A X 1 60,400
YAHOO! INC. X 1 27,600
<CAPTION>
THE FOLLOWING OPTIONS LISTED WITH RESPECT TO
<S> <C> <C> <C> <C> <C> <C> <C>
COUNTRYWIDE CREDIT X 1 X
CONSECO INC. X 1 X
CONSECO INC. X 1 X
WASHINGTON MUTUAL INC. X 1 X
ALLTEL X 1
</TABLE>
<PAGE> 6
<TABLE>
<S> <C> <C> <C> <C> <C> <C>
ALLTEL COM 20039103 $ 680,000 800 ( c )
AMERICAN EXPRESS COMPANY COM 25816109 $ 2,662,500 1,500 ( c )
CITIGROUP INC. COM 172967101 $ 1,856,250 3,000 ( c )
CBS CORPORATION COM 12490K107 $ 1,200,000 1,500 ( c )
THE WALT DISNEY COMPANY COM 254687106 $ 550,000 2,000 ( c )
ETOYS COM 297862104 $ 954,688 3,250 ( c )
R&B FALCON CORPORATION COM 74912E101 $ 2,518,750 6,500 ( c )
GAP INC. COM 364760108 $ 890,000 800 ( c )
GOLDMAN SACHS GROUP INC. COM 38141G104 $ 3,937,500 1,000 ( c )
INTERNATIONAL BUSINESS MACHS COM 459200101 $ 1,250,000 1,250 ( c )
KOHLS CORP. COM 500255104 $ 1,106,250 1,500 ( c )
LEHMAN BROTHERS COM 524908100 $ 6,000,000 2,000 ( c )
MORGAN STANLEY DEAN WITTER & CO. COM 617446448 $ 4,781,250 1,250 ( c )
ORACLE CORP. COM 68389X105 $ 15,562,500 2,500 ( c )
PARKER HANNIFIN CORP COM 701094104 $ 412,500 750 ( c )
SANMINA CORP. COM 800907107 $ 900,000 1,000 ( c )
SAP AG ADR 803054204 $ 5,656,250 2,500 ( c )
SHAW INDUSTRIES COM 820286102 $ 400,000 2,000 ( c )
SCHLUMBERGER LTD COM 806857108 $ 1,610,000 1,400 ( c )
SMURFIT-STONE CONTAINER CORP COM 832727101 $ 812,500 2,500 ( c )
SUN MICROSYSTEMS INC COM 866810104 $ 868,750 1,000 ( c )
TAIWAN SEMICONDUCTOR ADR 874039100 $ 5,293,750 3,500 ( c )
VINTAGE PETROLEUM INC. COM 927460105 $ 796,875 2,500 ( c )
WEATHERFORD INTERNATIONAL COM 947074100 $ 1,656,250 2,500 ( c )
WILLIAMS-SONOMA INC COM 969904101 $ 812,500 1,000 ( c )
TRICON GLOBAL RESTURANTS COM 895953107 $ 762,500 2,000 ( c )
</TABLE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C>
ALLTEL X 1
AMERICAN EXPRESS COMPANY X 1
CITIGROUP INC. X 1
CBS CORPORATION X 1
THE WALT DISNEY COMPANY X 1
ETOYS X 1
R&B FALCON CORPORATION X 1
GAP INC. X 1
GOLDMAN SACHS GROUP INC. X 1
INTERNATIONAL BUSINESS MACHS X 1
KOHLS CORP. X 1
LEHMAN BROTHERS X 1
MORGAN STANLEY DEAN WITTER & CO. X 1
ORACLE CORP. X 1
PARKER HANNIFIN CORP X 1
SANMINA CORP. X 1
SAP AG X 1
SHAW INDUSTRIES X 1
SCHLUMBERGER LTD X 1
SMURFIT-STONE CONTAINER CORP X 1
SUN MICROSYSTEMS INC X 1
TAIWAN SEMICONDUCTOR X 1
VINTAGE PETROLEUM INC. X 1
WEATHERFORD INTERNATIONAL X 1
WILLIAMS-SONOMA INC X 1
TRICON GLOBAL RESTURANTS X 1
</TABLE>
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