United States
Securities and Exchange Commission
Washington, D.C. 20549
Form 13F
Form 13F Cover Page
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Nathan Capital Management, Inc.
Address: 38 Woodbine Avenue
Larchmont, NY 10536
13F File Number: 28-7728
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kitty Lee
Title: Administrator
Telephone: 914-833-1935
Signature, Place, and Date of Signing
Kitty Lee New York, New York November 12, 1999
Report Type (Check only one.):
[X] 13F Holdings Report.
[ ] 13F Notice.
[ ] 13F Combination Report.
List of Other Managers Reporting for this Manager: None
I am signing this report as required by the Securities Exchange Act of 1934.
<PAGE>
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 105
Form 13F Information Table Value Total: $121,859
List of Other Included Managers: None
<PAGE>
Nathan Capital Management
FORM 13F
September 30, 1999
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Voting Authority
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
AT&T Corp. COM 001957109 803 18460 SH Sole 18460
AT&T Liberty Media Group CL A COM 1859 49817 SH Sole 49817
Ace Limited COM G0070K103 212 12500 SH Sole 12500
Alliance Capital Management LP COM 018548107 444 16200 SH Sole 16200
Allied-Signal Inc. COM 019512102 1629 27172 SH Sole 27172
Amerada Hess COM 023551104 320 5226 SH Sole 5226
American Express COM 025816109 689 5100 SH Sole 5100
American Home Products COM 026609107 1320 31800 SH Sole 31800
American International Group I COM 026874107 616 7080 SH Sole 7080
Ameritech COM 030954101 596 8936 SH Sole 8936
Associated Group CL B COM 734 12125 SH Sole 12125
Atlantic Richfield COM 048825103 1122 12660 SH Sole 12660
BP Amoco Plc Sponsored Adr COM 754 6802 SH Sole 6802
Bank of New York Co. COM 064057102 1321 39500 SH Sole 39500
Bell Atlantic Corp. COM 077856102 366 5442 SH Sole 5442
Bellsouth Corp. COM 079860102 685 15216 SH Sole 15216
Berkshire Hathaway Inc. Cl B COM 325 175 SH Sole 175
Berkshire Reality Co. COM 084710102 323 26900 SH Sole 26900
Bristol Hotels & Resorts COM 110041100 653 95000 SH Sole 95000
Bristol Myers Squibb COM 110122108 4077 60400 SH Sole 60400
Broken Hill Proprietary Sponso COM 112169602 291 12500 SH Sole 12500
C C B Financial Corp. COM 124875105 291 7000 SH Sole 7000
Carey Diversified LLC COM 14174P105 250 12500 SH Sole 12500
Carnival Corp. Cl A COM 143658102 208 4788 SH Sole 4788
Catalina Marketing COM 148867104 1315 15500 SH Sole 15500
Charles Schwab Corp. COM 808513105 19150 572700 SH Sole 572700
Chevron Corp. COM 166751107 1065 12000 SH Sole 12000
Cisco Systems Inc. COM 17275R102 319 4650 SH Sole 4650
CitiGroup Inc. COM 172967101 6237 141742 SH Sole 141742
Cola-Cola Co. COM 191216100 1033 21400 SH Sole 21400
Colgate-Palmolive Inc. COM 194162103 403 8800 SH Sole 8800
Commerce Bancorp Inc. NJ COM 200519106 328 7902 SH Sole 7902
Commerce Group Inc. COM 200641108 230 10000 SH Sole 10000
Conoco Inc Cl B COM 593 21673 SH Sole 21673
Crescent Operating Inc. COM 22575M100 123 30000 SH Sole 30000
Delphi Financial Group COM 247131105 496 16439 SH Sole 16439
Duke Energy Corp. COM 264399106 508 9217 SH Sole 9217
Duke Realty Investments Inc. COM 264411505 457 23416 SH Sole 23416
E.I. Du Pont De Nemours & Co. COM 263534109 623 10302 SH Sole 10302
Eastgroup Properties COM 277276101 461 25450 SH Sole 25450
Echostar Commmunications COM 278762109 251 2766 SH Sole 2766
Exxon Corp. COM 302290101 515 6779 SH Sole 6779
F D X Corporation COM 373 9600 SH Sole 9600
First Nat'l Bank Nebraska COM 335720108 2730 1000 SH Sole 1000
Firstar Corp. COM 33763v109 1276 49821 SH Sole 49821
Ford Motor COM 345370100 276 5500 SH Sole 5500
Freddie Mac COM 313400301 546 10500 SH Sole 10500
Gannett Co. Inc. COM 364730101 602 8700 SH Sole 8700
General Electric COM 369604103 6580 55498 SH Sole 55498
Gillette Company COM 375766102 451 13282 SH Sole 13282
HSBC Hldg Plc Spnd ADR New COM 404280406 1515 26100 SH Sole 26100
Halliburton Co. COM 406216101 344 8400 SH Sole 8400
Hewlett-Packard Company COM 428236103 314 3455 SH Sole 3455
I X C Communications Inc. COM 276 7000 SH Sole 7000
Intel Corp. COM 458140100 297 4000 SH Sole 4000
International Paper COM 460146103 577 12000 SH Sole 12000
Intl. Business Machines COM 459200101 2836 23438 SH Sole 23438
Johnson & Johnson COM 478160104 8867 96510 SH Sole 96510
Jones Lang LaSalle COM 51802h105 419 26000 SH Sole 26000
Kaydon Corp. COM 486587108 239 9600 SH Sole 9600
Kerr-McGee Corp. COM 492386107 347 6300 SH Sole 6300
Keyspan Corporation COM 49337k106 200 7000 SH Sole 7000
Loral Space & Commun. Ltd COM LOR 611 35569 SH Sole 35569
Lucent Technologies COM 549463107 748 11524 SH Sole 11524
MCI Worldcom COM 55268B106 305 4246 SH Sole 4246
Markel Corp. COM 570535104 382 2100 SH Sole 2100
Marriott Intl Inc. New CL A COM 571903202 588 18000 SH Sole 18000
Mattel Inc. COM 577081102 190 10000 SH Sole 10000
MediaOne Group COM 58440j104 238 3486 SH Sole 3486
Mellon Bank Corp. COM 585509102 417 12400 SH Sole 12400
Merck & Co. COM 589331107 9988 154100 SH Sole 154100
Microsoft Corp. COM 594918104 308 3400 SH Sole 3400
Mobil Corp. COM 607059102 2882 28610 SH Sole 28610
National Australia Bank COM 632525408 480 6500 SH Sole 6500
National City Corp. COM 635405103 1552 58146 SH Sole 58146
Nestle S A Spons Adr Reg VTG COM 641069406 296 3000 SH Sole 3000
Office Depot Inc. COM 676220106 336 32238 SH Sole 32238
PepsiCo Inc. COM 713448108 876 28715 SH Sole 28715
Procter & Gamble COM 742718109 750 8000 SH Sole 8000
Quintiles Transnational COM 823 43264 SH Sole 43264
Rhone Poulenc Warrants - Expir COM 762426138 124 33600 SH Sole 33600
Roper Inds Inc. New COM 776696106 497 13000 SH Sole 13000
Royal Dutch Petroleum COM 780257804 1666 28199 SH Sole 28199
SBC Communications COM 78387g103 2583 50578 SH Sole 50578
Safra Republic Hldgs SA COM 5248195 312 4800 SH Sole 4800
Sara Lee Corp. COM 803111103 234 10000 SH Sole 10000
Servicemaster Co. COM 81760n109 451 28050 SH Sole 28050
Sprint Corp. Fon Group COM 852061100 574 10584 SH Sole 10584
Sun Microsystems Inc. COM 866810104 549 5900 SH Sole 5900
Telecom Italia Spa ADR COM 87927w106 431 5000 SH Sole 5000
Texaco Inc. COM 881694103 379 6000 SH Sole 6000
Texas Instruments Inc. COM 882508104 1969 24000 SH Sole 24000
The International Bank (Texas) COM 45920K107 0 14560 SH Sole 14560
The News Corporation, Ltd., Pr COM 652487802 240 9000 SH Sole 9000
U S West Inc. COM 91273h101 227 3978 SH Sole 3978
US Bancorp Del. COM 902973106 686 22708 SH Sole 22708
Unitil Corp. COM 913259107 632 26000 SH Sole 26000
Vodafone Airtouch ADR COM 781 3284 SH Sole 3284
Walt Disney Co. COM 254687106 780 30000 SH Sole 30000
Wells Fargo & Co. COM 949740104 2337 58976 SH Sole 58976
Wellsford Real Properties Inc. COM 950240101 190 20000 SH Sole 20000
Williams Cos Inc. COM 969457100 527 14000 SH Sole 14000
Yankee Energy System COM 984779108 216 5050 SH Sole 5050
Northeast Investors Tr MUT 664210101 22922713.627 SH Sole 22713.627
Schwab 1000 Fund MUT 808517106 41812013.181 SH Sole 12013.181
REPORT SUMMARY 105 DATA RECORDS 121859 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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