File No.: 028-04701
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Quarter Ended SEPTEMBER 30, 2000
(Please read instructions before preparing form)
If amended report check here: ( )
ABERDEEN ASSET MANAGEMENT PLC
--------------------------------------------------------------------------------
Name of Institutional Investment Manager
ONE ALBYN PLACE, ABERDEEN AB10 1YG, SCOTLAND, UNITED KINGDOM
--------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
BEVERLEY HENDRY, (954) 767-9900, EXECUTIVE DIRECTOR
--------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION -- INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE
FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78FF(A).
The institutional investment manager submitting this Form and its at
tachments and the person by whom it is signed represent hereby that all informa
tion contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
Form and that the submission of any amendment represents that all unamended
items, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of FORT LAUDERDALE and State of FLORIDA on the 5TH
day of NOVEMBER, 2000.
ABERDEEN ASSET MANAGEMENT PLC
------------------------------------------
(Name of Institutional Investment Manager)
By: /s/ Beverley Hendry
--------------------------------------------
Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of All Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report) (List in
alphabetical order). 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.:
1. ABERDEEN FUND MANAGERS INC. 028-04701
------------------------------ -------------
2. SCOTTISH PROVIDENT INSTITUTION 028-04701
------------------------------ -------------
3.
------------------------------ -------------
<PAGE>
* The Reporting Manager and Scottish Provident Institution does not
have formal investment discretion with respect to the securities in the
indicated rows, but may be deemed to be part of a group exercising such
investment discretion. Such group, if any, would include the managers
identified in Item 7 of such rows. The filing of this report shall not
be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or
16(a) under the Securities Exchange Act of 1934, as amended, and the
rules thereunder, or for any other purpose, that the Reporting Manager
and Scottish Provident Institution exercise investment discretion or is
a member of such a group with respect to such securities.
The filing of this report shall not be deemed an admission, for
purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange
Act of 1934, as amended, and the rules thereunder, or for any other purpose,
that the Reporting Manager or any other person (including other managers named
herein) is the beneficial owner of any securities.
Page 2 of 2
<PAGE>
File No.: 028-04701
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Quarter Ended SEPTEMBER 30, 2000
(Please read instructions before preparing form)
If amended report check here: ( )
ABERDEEN FUND MANAGERS INC.
--------------------------------------------------------------------------------
Name of Institutional Investment Manager
ONE FINANCIAL PLAZA, SUITE 2210, 100 S.E. 3RD AVENUE, FORT LAUDERDALE, FL 33394
--------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
BEVERLEY HENDRY, (954) 767-9900, CHIEF EXECUTIVE OFFICER
--------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION -- INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE
FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78FF(A).
The institutional investment manager submitting this Form and its at
tachments and the person by whom it is signed represent hereby that all informa
tion contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
Form and that the submission of any amendment represents that all unamended
items, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of FORT LAUDERDALE and State of FLORIDA on the 5TH
day of NOVEMBER, 2000.
ABERDEEN FUND MANAGERS INC.
------------------------------------------
(Name of Institutional Investment Manager)
By: /s/ Beverley Hendry
--------------------------------------------
Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of All Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report) (List in
alphabetical order). 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.:
1.
---------------------------- -------------
2.
---------------------------- -------------
3.
---------------------------- -------------
Aberdeen Asset Management PLC is the Reporting Manager filing this report on
behalf of Aberdeen Fund Managers Inc.
<PAGE>
* The Reporting Manager and Scottish Provident Institution does not
have formal investment discretion with respect to the securities in the
indicated rows, but may be deemed to be part of a group exercising such
investment discretion. Such group, if any, would include the managers
identified in Item 7 of such rows. The filing of this report shall not
be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or
16(a) under the Securities Exchange Act of 1934, as amended, and the
rules thereunder, or for any other purpose, that the Reporting Manager
and Scottish Provident Institution exercise investment discretion or is
a member of such a group with respect to such securities.
The filing of this report shall not be deemed an admission, for
purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange
Act of 1934, as amended, and the rules thereunder, or for any other purpose,
that the Reporting Manager or any other person (including other managers named
herein) is the beneficial owner of any securities.
Page 2 of 2
<PAGE>
File No.: 028-04701
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Quarter Ended SEPTEMBER 30, 2000
(Please read instructions before preparing form)
If amended report check here: ( )
SCOTTISH PROVIDENT INSTITUTION
--------------------------------------------------------------------------------
Name of Institutional Investment Manager
7-11 MELVILLE STREET, EDINBURGH, EH3 7YZ, SCOTLAND
--------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
GORDON HENDERSON, 441315-271100, GROUP SECRETARY
--------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION -- INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE
FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78FF(A).
The institutional investment manager submitting this Form and its
attach ments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of EDINBURGH and State of SCOTLAND on the 5th day of
NOVEMBER, 2000.
SCOTTISH PROVIDENT INSTITUTION
------------------------------------------
(Name of Institutional Investment Manager)
By: /s/ Beverley Hendry
----------------------------------------------
Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of All Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report) (List in
alphabetical order). 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.:
1.
---------------------------- -------------
2.
---------------------------- -------------
3.
---------------------------- -------------
Aberdeen Asset Management PLC is the Reporting Manager and is filing this report
on behalf of Scottish Provident Institution.
<PAGE>
* The Reporting Manager and Scottish Provident Institution does not
have formal investment discretion with respect to the securities in the
indicated rows, but may be deemed to be part of a group exercising such
investment discretion. Such group, if any, would include the managers
identified in Item 7 of such rows. The filing of this report shall not
be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or
16(a) under the Securities Exchange Act of 1934, as amended, and the
rules thereunder, or for any other purpose, that the Reporting Manager
and Scottish Provident Institution exercise investment discretion or is
a member of such a group with respect to such securities.
The filing of this report shall not be deemed an admission, for
purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange
Act of 1934, as amended, and the rules thereunder, or for any other purpose,
that the Reporting Manager or any other person (including other managers named
herein) is the beneficial owner of any securities.
Page 2 of 2
<PAGE>
Page 1 of 7
<TABLE>
<CAPTION>
----------------------------------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
----------------------------------------------------------------------------------------------------------------------------------
Title Fair Investment Discretion Voting Authority
of CUSIP Market (a) Sole (b)Shrd (c)Shrd (Shares)
Name Of Issuer Class Number Value Shares as dfnd Other Mngrs (a) Sole (b)Shrd (c)None
----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS COM STK NPV Com Stk 002824100 1,209,000 26,000 0 26,000 0 1,2 26,000 0 0
ABERCROMBIE & FITCH Com Stk 028962076 122,250 6,000 0 6,000 0 1,2 6,000 0 0
ACE Com Stk G0070K103 7,647,900 192,400 0 192,400 0 1,2 192,400 0 0
ADAPTEC Com Stk 00651F108 79,932 3,707 0 3,707 0 1,2 3,707 0 0
ADC TELECOM Com Stk 000886101 9,331,094 335,500 0 335,500 0 1,2 335,500 0 0
ADOBE SYSTEMS Com Stk 00724F101 63,541,950 395,900 0 395,900 0 1,2 395,900 0 0
AES Com Stk 00130H105 5,148,638 75,300 0 75,300 0 1,2 75,300 0 0
AGILENT TECHNOLOGIES Com Stk 00846U101 404,352 8,424 0 8,424 0 1,2 8,424 0 0
ALKERMES Com Stk 01642T108 263,587 6,600 0 6,600 0 1,2 6,600 0 0
ALLSTATE Com Stk 020002101 173,438 5,000 0 5,000 0 1,2 5,000 0 0
ALTEON WEBSYSTEMS Com Stk 02145A109 35,178,500 305,900 0 305,900 0 1,2 305,900 0 0
ALTERA CORP Com Stk 214411003 3,621,962 71,900 0 71,900 0 1,2 71,900 0 0
AMERICA ONLINE Com Stk 02364J104 71,198 1,310 0 1,310 0 1,2 1,310 0 0
AMERICAN EXPRESS Com Stk 025816109 13,824,830 226,869 0 226,869 0 1,2 226,869 0 0
AMERICAN GENERAL Com Stk 026351106 1,891,500 24,000 0 24,000 0 1,2 24,000 0 0
AMERICAN HOME PROD Com Stk 026609107 907,000 16,000 0 16,000 0 1,2 16,000 0 0
AMERICAN INTL GRP Com Stk 026874107 18,999,365 200,521 0 200,521 0 1,2 200,521 0 0
AMGEN Com Stk 031162100 48,566,846 691,343 0 691,343 0 1,2 691,343 0 0
ANADARKO PETROLEUM Com Stk 032511107 9,051,695 143,450 0 143,450 0 1,2 143,450 0 0
ANALOG DEVICES Com Stk 032654105 59,558,234 691,031 0 691,031 0 1,2 691,031 0 0
ANHEUSER BUSCH Com Stk 03664P105 13,107,345 303,060 0 303,060 0 1,2 303,060 0 0
APACHE CORP Com Stk 037411105 5,744,288 96,950 0 96,950 0 1,2 96,950 0 0
APPLE COMPUTER Com Stk 037833100 36,029,575 673,450 0 673,450 0 1,2 673,450 0 0
APPLIED MATERIALS Com Stk 038222105 49,082,764 673,450 0 673,450 0 1,2 673,450 0 0
APPLIED MICROCIRCUITS Com Stk 03822W109 77,382,400 361,600 0 361,600 0 1,2 361,600 0 0
ARIBA Com Stk 04033V104 54,487,751 365,230 0 365,230 0 1,2 365,230 0 0
ASM LITHOGRAPHY HLDG Com Stk N07059111 1,988,175 58,800 0 58,800 0 1,2 58,800 0 0
AT & T Com Stk 001957109 372,485 12,956 0 12,956 0 1,2 12,956 0 0
ATMEL Com Stk 049513104 167,345 10,378 0 10,378 0 1,2 10,378 0 0
AZUL HOLDINGS Com Stk 5500Q1067 37,534 10,100 0 10,100 0 1,2 10,100 0 0
BAKER HUGHES Com Stk 057224107 1,150,875 31,000 0 31,000 0 1,2 31,000 0 0
BANK OF NEW YORK Com Stk 064057102 14,356,781 250,500 0 250,500 0 1,2 250,500 0 0
BAXTER INTL LABS Com Stk 071813109 4,599,411 57,991 0 57,991 0 1,2 57,991 0 0
BEA SYSTEMS Com Stk 733251021 85,127,746 1,080,130 0 1,080,130 0 1,2 1,080,130 0 0
BELLSOUTH Com Stk 079860102 558,425 14,115 0 14,115 0 1,2 14,115 0 0
</TABLE>
<PAGE>
Page 2 of 7
<TABLE>
<CAPTION>
----------------------------------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
----------------------------------------------------------------------------------------------------------------------------------
Title Fair Investment Discretion Voting Authority
of CUSIP Market (a) Sole (b)Shrd (c)Shrd (Shares)
Name Of Issuer Class Number Value Shares as dfnd Other Mngrs (a) Sole (b)Shrd (c)None
----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BLACK BOX Com Stk 091826107 195,750 4,000 0 4,000 0 1,2 4,000 0 0
BRISTOL MYERS SQUIBB Com Stk 110122108 5,696,760 98,220 0 98,220 0 1,2 98,220 0 0
BROADVISION Com Stk 111412102 83,437 3,000 0 3,000 0 1,2 3,000 0 0
BROCADE COMMUNICATIONS Com Stk 111621108 66,290,597 274,300 0 274,300 0 1,2 274,300 0 0
BROOKTROUT TECHNOLOGY Com Stk 114580103 1,634,375 50,000 0 50,000 0 1,2 50,000 0 0
BUCA Com Stk 177691094 56,250 5,000 0 5,000 0 1,2 5,000 0 0
CABLETRON SYSTEMS Com Stk 126920107 1,369,688 45,000 0 45,000 0 1,2 45,000 0 0
CAL DIVE Com Stk 127914109 78,050 1,400 0 1,400 0 1,2 1,400 0 0
CALPINE Com Stk 131347106 2,738,812 27,000 0 27,000 0 1,2 27,000 0 0
CAMPBELL SOUP Com Stk 134429109 67,794 2,595 0 2,595 0 1,2 2,595 0 0
CAPITAL ONE FINANCIAL Com Stk 4040H1059 6,465,094 90,500 0 90,500 0 1,2 90,500 0 0
C-CUBE SEMICONDUCTOR Com Stk 125015107 132,031 6,500 0 6,500 0 1,2 6,500 0 0
CHARLES RIVER LABORATORIES Com Stk 598641074 2,051,050 64,600 0 64,600 0 1,2 64,600 0 0
CHASE MANHATTAN Com Stk 16161A108 9,363,750 199,760 0 199,760 0 1,2 199,760 0 0
CHURCH & DWIGHT Com Stk 171340102 106,125 6,000 0 6,000 0 1,2 6,000 0 0
CIENA Com Stk 171779101 72,956,000 561,200 0 561,200 0 1,2 561,200 0 0
CIGNA Com Stk 125509109 5,667,035 55,100 0 55,100 0 1,2 55,100 0 0
CINERGY Com Stk 724741087 875,813 27,000 0 27,000 0 1,2 27,000 0 0
CISCO SYSTEMS Com Stk 17275R102 63,457,080 1,067,627 0 1,067,627 0 1,2 1,067,627 0 0
CITIGROUP Com Stk 172967101 23,590,593 438,385 0 438,385 0 1,2 438,385 0 0
CLAIRE STORES Com Stk 179584107 107,250 6,000 0 6,000 0 1,2 6,000 0 0
CMGI INC Com Stk 125750109 71,700 2,400 0 2,400 0 1,2 2,400 0 0
CNET Com Stk 125945105 79,500 3,000 0 3,000 0 1,2 3,000 0 0
COLGATE-PALMOLIVE Com Stk 941621039 6,565,520 139,100 0 139,100 0 1,2 139,100 0 0
COMPAQ COMPUTER Com Stk 204493100 3,671,199 119,700 0 119,700 0 1,2 119,700 0 0
COMPUTER ASSOCIATES Com Stk 204912109 886,418 32,983 0 32,983 0 1,2 32,983 0 0
COMPUTER SCIENCES Com Stk 205363104 2,643,418 34,470 0 34,470 0 1,2 34,470 0 0
COMVERSE TECHNOLOGY Com Stk 205862402 37,651,200 355,200 0 355,200 0 1,2 355,200 0 0
CONOCO INC Com Stk 208251306 3,203,044 123,194 0 123,194 0 1,2 123,194 0 0
COPPER MOUNTAIN Com Stk 217510106 19,892,812 495,000 0 495,000 0 1,2 495,000 0 0
CORNING Com Stk 193501051 14,143,995 46,260 0 46,260 0 1,2 46,260 0 0
CREE Com Stk 225447101 33,866,181 289,300 0 289,300 0 1,2 289,300 0 0
CROWN CASTLE INTERNAT Com Stk 228227104 812,000 28,000 0 28,000 0 1,2 28,000 0 0
CVS Com Stk 126650100 1,866,791 40,693 0 40,693 0 1,2 40,693 0 0
CYPRESS SEMICONDUCTOR Com Stk 232806109 27,511,466 626,150 0 626,150 0 1,2 626,150 0 0
CYTYC CORP Com Stk 232946103 169,500 4,000 0 4,000 0 1,2 4,000 0 0
DAIMLERCHRYSLER ORD NPV Com Stk 07100000 67,277 1,519 0 1,519 0 1,2 1,519 0 0
DALLAS SEMICONDUCTOR Com Stk 235204104 98,812 3,000 0 3,000 0 1,2 3,000 0 0
DELL COMPUTERS Com Stk 247025109 1,878,051 56,166 0 56,166 0 1,2 56,166 0 0
</TABLE>
<PAGE>
Page 3 of 7
<TABLE>
<CAPTION>
----------------------------------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
----------------------------------------------------------------------------------------------------------------------------------
Title Fair Investment Discretion Voting Authority
of CUSIP Market (a) Sole (b)Shrd (c)Shrd (Shares)
Name Of Issuer Class Number Value Shares as dfnd Other Mngrs (a) Sole (b)Shrd (c)None
----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DELPHI AUTOMOTIVE Com Stk 247126105 2,586,713 171,732 0 171,732 0 1,2 171,732 0 0
DIAMOND TECHNOLOGY Com Stk 252762109 13,334,628 180,350 0 180,350 0 1,2 180,350 0 0
DISNEY(WALT)CO Com Stk 254687106 892,687 23,000 0 23,000 0 1,2 23,000 0 0
DOUBLECLICK Com Stk 258609304 124,853 3,720 0 3,720 0 1,2 3,720 0 0
DOW CHEMICAL Com Stk 260543103 820,426 33,832 0 33,832 0 1,2 33,832 0 0
DOW JONES Com Stk 260561105 87,238 1,457 0 1,457 0 1,2 1,457 0 0
DRIL-QUIP Com Stk 262037104 158,500 4,000 0 4,000 0 1,2 4,000 0 0
DUKE ENERGY Com Stk 264399106 14,339,631 168,950 0 168,950 0 1,2 168,950 0 0
DYNEGY Com Stk 26483B106 805,000 14,000 0 14,000 0 1,2 14,000 0 0
EGL Com Stk 270018104 60,328 1,950 0 1,950 0 1,2 1,950 0 0
EMC CORP Com Stk 268648102 110,763,044 1,076,676 0 1,076,676 0 1,2 1,076,676 0 0
EMULEX Com Stk 292475209 440,300 3,400 0 3,400 0 1,2 3,400 0 0
ENRON CORP Com Stk 935611069 16,056,075 179,900 0 179,900 0 1,2 179,900 0 0
ENTERGY Com Stk 29266R108 1,507,412 41,800 0 41,800 0 1,2 41,800 0 0
ESTEE LAUDER Com Stk 518439104 4,136,844 110,500 0 110,500 0 1,2 110,500 0 0
E TRADE Com Stk 269246104 142,975 8,600 0 8,600 0 1,2 8,600 0 0
EXXON Com Stk 302290101 11,846,406 132,919 0 132,919 0 1,2 132,919 0 0
FAIRCHILD SEMI CONDUCTOR Com Stk 303726103 14,823,750 502,500 0 502,500 0 1,2 502,500 0 0
FANNIE MAE Com Stk 313586109 2,868,400 40,400 0 40,400 0 1,2 40,400 0 0
FIRST DATA CORP Com Stk 319963104 951,788 25,381 0 25,381 0 1,2 25,381 0 0
FIRSTAR Com Stk 33763V109 8,012,550 352,200 0 352,200 0 1,2 352,200 0 0
FLEXTRONICS INTERNATIONAL Com Stk 999000020 41,394,575 478,550 0 478,550 0 1,2 478,550 0 0
FORD MOTOR Com Stk 345370100 1,213,652 48,425 0 48,425 0 1,2 48,425 0 0
FORTUNE BRANDS Com Stk 349631101 296,588 11,546 0 11,546 0 1,2 11,546 0 0
FYI Com Stk 302712104 48,912 1,300 0 1,300 0 1,2 1,300 0 0
GADZOOKS Com Stk 362553109 89,688 5,000 0 5,000 0 1,2 5,000 0 0
GENENTECH Com Stk 368710406 42,850,019 231,700 0 231,700 0 1,2 231,700 0 0
GENERAL DYNAMICS Com Stk 369550108 649,375 11,000 0 11,000 0 1,2 11,000 0 0
GENERAL ELECTRIC Com Stk 369604103 43,897,180 744,020 0 744,020 0 1,2 744,020 0 0
GENERAL MILLS Com Stk 370334104 170,718 4,767 0 4,767 0 1,2 4,767 0 0
GEORGIA PACIFIC Com Stk 373298108 992,386 42,455 0 42,455 0 1,2 42,455 0 0
GO.COM Com Stk 254687205 68,635 6,135 0 6,135 0 1,2 6,135 0 0
GOLDMAN SACHS Com Stk 38141G104 632,122 5,594 0 5,594 0 1,2 5,594 0 0
GRAY COMMUNICATIONS Com Stk 389190208 26,406 2,500 0 2,500 0 1,2 2,500 0 0
GUIDANT CORP Com Stk 401698105 47,608,634 681,950 0 681,950 0 1,2 681,950 0 0
GULF ISLAND FABRICATION Com Stk 402307102 1,415,000 80,000 0 80,000 0 1,2 80,000 0 0
HARMONIC LIGHTWAVES Com Stk 413160102 48,425 1,899 0 1,899 0 1,2 1,899 0 0
HCA-HEALTHCARE Com Stk 404119109 353,767 9,325 0 9,325 0 1,2 9,325 0 0
HEALTH CARE REIT Com Stk 42217K106 623,437 35,000 0 35,000 0 1,2 35,000 0 0
</TABLE>
<PAGE>
Page 4 of 7
<TABLE>
<CAPTION>
----------------------------------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
----------------------------------------------------------------------------------------------------------------------------------
Title Fair Investment Discretion Voting Authority
of CUSIP Market (a) Sole (b)Shrd (c)Shrd (Shares)
Name Of Issuer Class Number Value Shares as dfnd Other Mngrs (a) Sole (b)Shrd (c)None
----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HEWLETT PACKARD Com Stk 428236103 118,845 1,112 0 1,112 0 1,2 1,112 0 0
HOME DEPOT Com Stk 437076102 4,516,684 82,780 0 82,780 0 1,2 82,780 0 0
HONEYWELL Com Stk 438516107 583,000 16,000 0 16,000 0 1,2 16,000 0 0
HOT TOPIC Com Stk 441339108 125,250 4,000 0 4,000 0 1,2 4,000 0 0
I2 TECHNOLOGIES Com Stk 465754109 76,865,250 399,300 0 399,300 0 1,2 399,300 0 0
IBP Com Stk 449223106 91,562 5,000 0 5,000 0 1,2 5,000 0 0
ICOS CORP Com Stk 449295104 141,406 2,500 0 2,500 0 1,2 2,500 0 0
IDEC PHARMACEUTICALS Com Stk 493701050 37,008,575 210,800 0 210,800 0 1,2 210,800 0 0
IMPATH Com Stk 45255G101 230,250 4,000 0 4,000 0 1,2 4,000 0 0
INHALE THERAPEUTIC Com Stk 457191104 231,000 4,200 0 4,200 0 1,2 4,200 0 0
INTEGRATED DEVICE Com Stk 581181066 52,001,384 538,700 0 538,700 0 1,2 538,700 0 0
INTEL CORP Com Stk 458140100 34,584,062 778,263 0 778,263 0 1,2 778,263 0 0
IBM Com Stk 459200101 38,894,844 329,792 0 329,792 0 1,2 329,792 0 0
INTERNATIONAL PAPER Com Stk 460146103 39,130 1,367 0 1,367 0 1,2 1,367 0 0
JOHNSON & JOHNSON Com Stk 478160104 5,921,375 63,500 0 63,500 0 1,2 63,500 0 0
JUNIPER NETWORKS Com Stk 48203R104 92,834,760 407,170 0 407,170 0 1,2 407,170 0 0
KIMBERLY CLARK Com Stk 494368103 1,490,710 26,326 0 26,326 0 1,2 26,326 0 0
L-3 COMMUNICATIONS Com Stk 52729N100 1,825,313 33,000 0 33,000 0 1,2 33,000 0 0
LEHMAN BROS Com Stk 524908100 113,136 768 0 768 0 1,2 768 0 0
LILLY (ELI) Com Stk 532457108 3,183,026 38,847 0 38,847 0 1,2 38,847 0 0
LITTON INDUSTRIES Com Stk 538021106 1,448,000 32,000 0 32,000 0 1,2 32,000 0 0
LIZ CLAIBORNE Com Stk 539320101 125,703 3,218 0 3,218 0 1,2 3,218 0 0
LOCKHEED MARTIN Com Stk 539830109 13,285,664 414,400 0 414,400 0 1,2 414,400 0 0
LYCOS Com Stk 550818108 316,125 4,500 0 4,500 0 1,2 4,500 0 0
MACROMEDIA Com Stk 556100105 23,499,000 279,750 0 279,750 0 1,2 279,750 0 0
MARSH & MCLENNAN Com Stk 717481023 12,969,525 97,150 0 97,150 0 1,2 97,150 0 0
MASTEC Com Stk 576323109 600,000 20,000 0 20,000 0 1,2 20,000 0 0
MBNA Com Stk 55262L100 6,129,333 153,955 0 153,955 0 1,2 153,955 0 0
MCGRAW-HILL Com Stk 806451093 9,793,919 151,550 0 151,550 0 1,2 151,550 0 0
MEDIA METRIX Com Stk 58440X103 146,812 9,000 0 9,000 0 1,2 9,000 0 0
MEDIMMUNE Com Stk 584699102 6,359,372 77,850 0 77,850 0 1,2 77,850 0 0
MEDTRONIC Com Stk 585055106 13,789,613 273,400 0 273,400 0 1,2 273,400 0 0
MELLON FINANCIAL CORP Com Stk 893311077 5,692,912 122,100 0 122,100 0 1,2 122,100 0 0
MERCK Com Stk 589331107 2,107,536 28,821 0 28,821 0 1,2 28,821 0 0
MERCURY INTERACTIVE Com Stk 589405109 45,940,244 293,900 0 293,900 0 1,2 293,900 0 0
MERRILL LYNCH Com Stk 590188108 11,653,309 178,766 0 178,766 0 1,2 178,766 0 0
METLIFE Com Stk 9156R1086 14,045,325 517,800 0 517,800 0 1,2 517,800 0 0
MGIC INVESTMENTS Com Stk 552848103 2,700,298 42,777 0 42,777 0 1,2 42,777 0 0
MICROCHIP TECHNOLOGY Com Stk 595017104 1,164,954 34,905 0 34,905 0 1,2 34,905 0 0
</TABLE>
<PAGE>
Page 5 of 7
<TABLE>
<CAPTION>
----------------------------------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
----------------------------------------------------------------------------------------------------------------------------------
Title Fair Investment Discretion Voting Authority
of CUSIP Market (a) Sole (b)Shrd (c)Shrd (Shares)
Name Of Issuer Class Number Value Shares as dfnd Other Mngrs (a) Sole (b)Shrd (c)None
----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MICROMUSE Com Stk 595094103 53,647,919 257,150 0 257,150 0 1,2 257,150 0 0
MICROSOFT Com Stk 594918104 36,200,126 590,420 0 590,420 0 1,2 590,420 0 0
MICROSTRATEGY Com Stk 594972101 55,500 2,000 0 2,000 0 1,2 2,000 0 0
MILLENIUM PHARMACEUTIC. Com Stk 599902103 565,144 3,600 0 3,600 0 1,2 3,600 0 0
MINNESOTA MNG & MFG Com Stk 604059105 1,373,437 15,000 0 15,000 0 1,2 15,000 0 0
MOTOROLA Com Stk 620076109 2,459,948 85,009 0 85,009 0 1,2 85,009 0 0
MURPHY OIL Com Stk 626717102 63,875 1,000 0 1,000 0 1,2 1,000 0 0
NEXTEL COMMUNICATIONS Com Stk 65332V103 120,876 2,596 0 2,596 0 1,2 2,596 0 0
NVIDIA Com Stk 7066G1040 30,414,250 361,000 0 361,000 0 1,2 361,000 0 0
OMNICARE Com Stk 819041087 1,056,000 64,000 0 64,000 0 1,2 64,000 0 0
OMNICOM Com Stk 681919106 856,620 11,668 0 11,668 0 1,2 11,668 0 0
ON ASSIGNMENT Com Stk 682159108 132,000 4,000 0 4,000 0 1,2 4,000 0 0
ONEOK Com Stk 826801036 559,687 15,000 0 15,000 0 1,2 15,000 0 0
ORACLE Com Stk 68389X105 54,115,081 664,116 0 664,116 0 1,2 664,116 0 0
PAC WEST TELECOM Com Stk 69371Y101 40,000 4,000 0 4,000 0 1,2 4,000 0 0
PAINE WEBBER Com Stk 695629105 97,647 1,390 0 1,390 0 1,2 1,390 0 0
PE CORP PE BIOSYSTEMS Com Stk 69332S102 52,719,713 441,400 0 441,400 0 1,2 441,400 0 0
PEPSICO Com Stk 134481081 5,828,200 128,800 0 128,800 0 1,2 128,800 0 0
PFIZER Com Stk 717081103 20,440,547 466,546 0 466,546 0 1,2 466,546 0 0
PHARMACIA CORPORATION Com Stk 1713U1025 17,039,731 283,700 0 283,700 0 1,2 283,700 0 0
PHILIP MORRIS Com Stk 718154107 1,727,813 57,000 0 57,000 0 1,2 57,000 0 0
PHONE.COM Com Stk 1920Q1004 62,593,268 512,600 0 512,600 0 1,2 512,600 0 0
PMC SIERRA Com Stk 69344F106 55,774,531 245,500 0 245,500 0 1,2 245,500 0 0
PRAXAIR Com Stk 74005P104 1,091,230 29,948 0 29,948 0 1,2 29,948 0 0
PRICE COSTCO Com Stk 22160K105 108,307 3,019 0 3,019 0 1,2 3,019 0 0
PROVIDIAN FINANCIAL Com Stk 74406A102 3,705,876 28,603 0 28,603 0 1,2 28,603 0 0
QLOGIC Com Stk 747277101 41,093,781 437,750 0 437,750 0 1,2 437,750 0 0
QUAKER OATS Com Stk 747402105 485,772 6,203 0 6,203 0 1,2 6,203 0 0
QUALCOMM Com Stk 747525103 122,842 1,642 0 1,642 0 1,2 1,642 0 0
QUANTUM DLT Com Stk 747906204 141,454 9,163 0 9,163 0 1,2 9,163 0 0
QWEST COMMUNICATIONS Com Stk 491211097 13,495,200 281,150 0 281,150 0 1,2 281,150 0 0
RADIOSHACK Com Stk 750438103 279,805 4,184 0 4,184 0 1,2 4,184 0 0
RATIONAL SOFTWARE Com Stk 75605L104 45,728,069 686,350 0 686,350 0 1,2 686,350 0 0
REDBACK NETWORKS Com Stk 572091012 33,962,500 200,000 0 200,000 0 1,2 200,000 0 0
RELIANT ENERGY Com Stk 5952J1088 1,260,000 28,000 0 28,000 0 1,2 28,000 0 0
REYNOLDS (RJ) Com Stk 76182K105 180,697 5,455 0 5,455 0 1,2 5,455 0 0
ROCKWELL INTL Com Stk 773903109 77,850 2,595 0 2,595 0 1,2 2,595 0 0
SAFEWAY Com Stk 865142084 5,657,850 114,300 0 114,300 0 1,2 114,300 0 0
SAPIENT CORP Com Stk 030621085 44,076,486 1,062,084 0 1,062,084 0 1,2 1,062,084 0 0
</TABLE>
<PAGE>
Page 6 of 7
<TABLE>
<CAPTION>
----------------------------------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
----------------------------------------------------------------------------------------------------------------------------------
Title Fair Investment Discretion Voting Authority
of CUSIP Market (a) Sole (b)Shrd (c)Shrd (Shares)
Name Of Issuer Class Number Value Shares as dfnd Other Mngrs (a) Sole (b)Shrd (c)None
----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SBC COMMUNICATIONS Com Stk 78387G103 6,789,095 136,293 0 136,293 0 1,2 136,293 0 0
SCHERING-PLOUGH Com Stk 806605101 2,770,982 60,157 0 60,157 0 1,2 60,157 0 0
SCHLUMBERGER Com Stk 068571086 15,941,363 195,900 0 195,900 0 1,2 195,900 0 0
SCIENTIFIC ATLANTA Com Stk 808655104 35,932,875 562,000 0 562,000 0 1,2 562,000 0 0
SDL Com Stk 784076101 67,013,800 211,400 0 211,400 0 1,2 211,400 0 0
SEPRACOR Com Stk 817315104 439,200 3,600 0 3,600 0 1,2 3,600 0 0
SHAW GROUP Com Stk 820280105 1,993,750 29,000 0 29,000 0 1,2 29,000 0 0
SIEBEL SYSTEMS Com Stk 826170102 113,840,068 977,299 0 977,299 0 1,2 977,299 0 0
SIPEX CORP Com Stk 829909100 302,750 7,000 0 7,000 0 1,2 7,000 0 0
SOLECTRON Com Stk 834182107 2,032,703 43,249 0 43,249 0 1,2 43,249 0 0
SOUTHERN Com Stk 842587107 2,961,773 92,375 0 92,375 0 1,2 92,375 0 0
SUN MICROSYSTEMS Com Stk 866810104 103,059,981 833,650 0 833,650 0 1,2 833,650 0 0
SWIFT ENERGY CO Com Stk 707381013 560,875 14,000 0 14,000 0 1,2 14,000 0 0
TAIWAN SEMICONDUCTOR Com Stk 740391003 16,285,682 736,076 0 736,076 0 1,2 736,076 0 0
TARGET Com Stk 87612E106 5,066,640 200,659 0 200,659 0 1,2 200,659 0 0
TENET HEALTHCARE Com Stk 88033G100 1,710,000 48,000 0 48,000 0 1,2 48,000 0 0
TEXACO Com Stk 881694103 2,098,406 40,500 0 40,500 0 1,2 40,500 0 0
TEXAS INSTRUMENTS Com Stk 890333107 2,101,710 43,112 0 43,112 0 1,2 43,112 0 0
TIBCO SOFTWARE Com Stk 8632Q1031 25,284,208 286,913 0 286,913 0 1,2 286,913 0 0
TIFFANY & CO Com Stk 865471085 5,495,888 139,800 0 139,800 0 1,2 139,800 0 0
TIME WARNER (HOLDING CO) Com Stk 873151091 11,450,490 143,400 0 143,400 0 1,2 143,400 0 0
TOSCO CORP Com Stk 914903021 992,956 31,648 0 31,648 0 1,2 31,648 0 0
TRANSKARYOTIC THERAPY Com Stk 893735100 108,600 2,400 0 2,400 0 1,2 2,400 0 0
TRANSOCEAN SEDCO FOREX Com Stk 900781090 8,999,563 155,500 0 155,500 0 1,2 155,500 0 0
TSI INTERNATIONAL Com Stk 872879101 47,812 3,000 0 3,000 0 1,2 3,000 0 0
TYCO INTERNATIONAL Com Stk 902124106 15,028,000 289,000 0 289,000 0 1,2 289,000 0 0
UNICOM CORP Com Stk 049111043 216,450 3,900 0 3,900 0 1,2 3,900 0 0
UNION PACIFIC CORP Com Stk 907818108 147,026 3,734 0 3,734 0 1,2 3,734 0 0
UNITED HEALTHCARE Com Stk 91324P102 12,201,677 122,707 0 122,707 0 1,2 122,707 0 0
UNITED TECHNOLOGIES Com Stk 913017109 4,188,899 58,586 0 58,586 0 1,2 58,586 0 0
UNOCAL CORP Com Stk 915289103 1,994,955 57,203 0 57,203 0 1,2 57,203 0 0
USA EDUCATION Com Stk 0390U1025 1,697,500 35,000 0 35,000 0 1,2 35,000 0 0
USX MARATHON Com Stk 902905827 143,651 5,085 0 5,085 0 1,2 5,085 0 0
VANS Com Stk 921930103 80,000 5,000 0 5,000 0 1,2 5,000 0 0
VARCO Com Stk 922126107 71,240 3,562 0 3,562 0 1,2 3,562 0 0
VERISIGN Com Stk 92343E102 64,408,504 309,099 0 309,099 0 1,2 309,099 0 0
VERITAS SOFTWARE Com Stk 923436109 49,731,700 336,025 0 336,025 0 1,2 336,025 0 0
VERIZON COMMUNICATIONS Com Stk 2343V1044 520,437 11,000 0 11,000 0 1,2 11,000 0 0
VERTICALNET Com Stk 92532L107 93,437 2,500 0 2,500 0 1,2 2,500 0 0
</TABLE>
<PAGE>
Page 7 of 7
<TABLE>
<CAPTION>
----------------------------------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
----------------------------------------------------------------------------------------------------------------------------------
Title Fair Investment Discretion Voting Authority
of CUSIP Market (a) Sole (b)Shrd (c)Shrd (Shares)
Name Of Issuer Class Number Value Shares as dfnd Other Mngrs (a) Sole (b)Shrd (c)None
----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
VIACOM N-VTG Com Stk 9255243084 10,325,344 180,750 0 180,750 0 1,2 180,750 0 0
VISTEON Com Stk 92839U107 29,478 2,007 0 2,007 0 1,2 2,007 0 0
WALGREEN Com Stk 314221097 6,043,900 159,050 0 159,050 0 1,2 159,050 0 0
WAL MART Com Stk 931142103 14,025,166 291,811 0 291,811 0 1,2 291,811 0 0
WATSON PHARMACEUTICAL Com Stk 942683103 975,000 15,000 0 15,000 0 1,2 15,000 0 0
WELLS FARGO Com Stk 949746101 7,695,050 164,600 0 164,600 0 1,2 164,600 0 0
WHIRLPOOL Com Stk 963320106 88,352 2,251 0 2,251 0 1,2 2,251 0 0
WILLIAMS Com Stk 969457100 1,560,262 37,260 0 37,260 0 1,2 37,260 0 0
WORLD WRESTLING FED Com Stk 98156Q108 93,000 6,000 0 6,000 0 1,2 6,000 0 0
WORLDCOM Com Stk 98157D106 1,997,288 68,872 0 68,872 0 1,2 68,872 0 0
YAHOO Com Stk 984332106 26,964,737 281,800 0 281,800 0 1,2 281,800 0 0
COLUMN TOTALS 3,194,506,517
</TABLE>
