SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-8A
NOTIFICATION OF REGISTRATION
FILED PURSUANT TO SECTION 8(a)
OF THE INVESTMENT COMPANY ACT OF 1940
The undersigned investment company hereby notifies the Securities and
Exchange Commission that it registers under and pursuant to the provisions of
Section 8(a) of the Investment Company Act of 1940 and in connection with such
notification of registration submits the following information:
Name:
XYZ PEPS Trust
Address of Principal Business Office (Number & Street, City, State Zip Code):
c/o Puglisi & Associates
850 Library Avenue
Suite 204
Newark, Delaware 19715
Telephone Number (including area code):
(302) 738-6680
Name and address of agent for service of process:
Donald J. Puglisi, Puglisi & Associates
850 Library Avenue
Suite 204
Newark, Delaware 19715
Check Appropriate Box:
Registrant is filing a Registration Statement pursuant to Section 8(b) of
the Investment Company Act of 1940 concurrently with the filing of form N-8A:
YES [X] NO [ ]
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has caused this notification of registration to be duly signed on
its behalf of the city of New York and state of New York as of the 24th day of
March, 1999.
Signature: XYZ PEPS Trust
(Name of Registrant)
By: /s/ Donald J. Puglisi
-------------------------------------
Name: Donald J. Puglisi
Title: Trustee
Attest: /s/ Gregory F. Lavelle
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Name: Gregory F. Lavelle
Title: Vice President
