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Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Coldstream Capital Management, Inc.
Address: 2370 - 130th Avenue NE, Suite 103
Bellevue, WA 98005
13F File Number:
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report
is authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts
of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Don Gher
Title: Chief Investment Officer
Phone: 415-885-1558
Signature, Place and Date of Signing:
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 64
Form 13F Information Table Value Total: 140803
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.] [NONE]
<PAGE>
<TABLE> <C> <C>
Coldstream Capital Management, Inc.
FORM 13F
September 30, 1999
Investment Voting
Discretion Authority
Title Market ----------------------------------
of Value Share # shrs
Security Class CUSIP (x $1,000) Qty SoleShrOthrMgrs Sole Shr n/a
- ------------------------------- ----------------------------------------------
COMMON STOCK
- ---------------------------
ABM, Inc. 000957100 2701 106425 x 105425 450
25 1000 1 1000
AT&T 001957109 219 5045 x 5045
Albertson's, Inc. 013104104 2583 65290 x 64534 276
30 756 1 756
5 126 x
Ambassadors Int'l Inc. 023178106 470 35000 x 35000
American Int'l Group 026874107 3693 42474 x 42037 125
38 437 1 437
5 62 x
Amgen Inc. 031162100 5154 63242 x 62442 100
65 800 1 800
Automatic Data Process 053015103 2968 66495 x 65745 250
33 750 1 750
7 150 x
Banco Santander Centra 05964h105 183 17728 x 17728
Bankamerica Corp. 06605F102 2570 46145 x 45845 175
17 300 1 300
6 100 x
Bristol-Myers Squibb C 110122108 484 7168 x 7168
British Petroleum Co P 110889409 277 2504 x 2504
Chase Manhattan Corp 16161A108 271 3600 x 3600
Cisco Systems Inc. 17275R102 5168 75377 x 74402 175
67 975 1 975
14 200 x
Coca-Cola 191216100 2054 42575 x 42175 150
19 400 1 400
5 100 x
--------
Page Total 29131
<PAGE>
Coldstream Capital Management, Inc.
FORM 13F
September 30, 1999
Investment Voting
Discretion Authority
Title Market ------------------------------
of Value Share # shrs
Security Class CUSIP (x $1,000) Qty SoleShrOtheMgrs Sole Shr n/a
- ------------------------------- ----------------------------------------------
Comair Holdings 199789108 1657 99312 x 97962 700
22 1350 1 1350
6 350 x
Computer Sciences Corp 205363104 4048 57575 x 57025
39 550 1 550
10 150 x
Costco Wholesale Corp. 22160k105 3914 54355 x 53555 150
58 800 1 800
7 100 x
Dell Computer Corp. 247025109 2411 57655 x 56855 250
33 800 1 800
8 200 x
Elan Corp PLC 284131208 4079 121525 x 119825 350
57 1700 1 1700
10 300 x
Emerson Electric 291011104 3542 56050 x 55700 150
22 350 1 350
9 150 x
Freddie Mac 313400301 3160 60765 x 60095 175
35 670 1 670
8 150 x
Friedman Billings Rams 358433100 104 15000 x 15000
General Electric 369604103 3898 32875 x 32450
50 425 1 425
9 75 x
Gold Reserve Glass A 38068N108 12 10400 x 10400
Golden Rule Resources 5 30000 x 30000
Hewlett Packard Co. 428236103 3156 34775 x 34225 100
50 550 1 550
14 150 x
Intel Corp. 458140100 4377 58895 x 58095 200
59 800 1 800
15 200 x
-------
Page Total 34884
<PAGE>
Coldstream Capital Management, Inc.
FORM 13F
September 30, 1999
Investment Voting
Discretion Authority
Title Market ------------------------------
of Value Share # shrs
Security Class CUSIP (x $1,000) Qty SoleShrOtheMgrs Sole Shr n/a
- ------------------------------- ----------------------------------------------
International Absorben 45885E108 3 10000 x 10000
Johnson & Johnson 478160104 3638 39600 x 39200 100
37 400 1 400
9 100 x
Knight Ridder 499040103 2086 37925 x 37425 100
28 500 1 500
Kroger Co. 501044101 3151 142825 x 140595 500
49 2230 1 2230
7 300 x
Kushner Locke Company 501337406 304 60834 x 60834
Lucent Technologies 549463107 217 3340 x 3340
Marsh & Mclennan Cos 571748102 3485 50875 x 50075 125
55 800 1 800
7 100 x
Medtronic Inc. 585055106 3931 110540 x 109640 300
32 900 1 900
11 300 x
Merck & Co. 589331107 3203 49425 x 48925 150
32 500 1 500
6 100 x
Microsoft Corp. 594918104 6926 76476 x 75456 100
92 1020 1 1020
9 100 x
Minuteman Int'l Inc. 604540104 760 99700 x 99700
Newell Rubbermaid Inc. 651229106 2098 73450 x 72600 250
24 850 1 850
4 150 x
Northern Bank of Comme 66476P100 397 96185 x 96185
Northern Trust Corp. 665859104 2852 34150 x 33700 150
38 450 1 450
17 200 x
-------
Page Total 33508
<PAGE>
Coldstream Capital Management, Inc.
FORM 13F
September 30, 1999
Investment Voting
Discretion Authority
Title Market ------------------------------
of Value Share # shrs
Security Class CUSIP (x $1,000) Qty SoleShrOtheMgrs Sole Shr n/a
- ------------------------------- ----------------------------------------------
Pentair, Inc. 709631105 3481 86755 x 85855 150
36 900 1 900
8 200 x
PepsiCo Inc. 713448108 2625 86050 x 85300 275
23 750 1 750
5 150 x
Pfizer Inc. 717081103 2895 80700 x 79950 300
27 750 1 750
5 150 x
Pioneer Group 723684106 229 15300 x 15300
Pitney Bowes, Inc. 724479100 3728 61175 x 60275 150
55 900 1 900
6 100 x
Platinum Entertainment 727909103 330 80000 x 80000
RPM, Inc. 749685103 1929 158275 x 156625
20 1650 1 1650
5 400 x
Regis Corp. 758932107 385 20000 x 20000
Rowan Companies 779382100 291 17900 x 17900
Ryan's Family Steak Ho 783519101 2160 240000 x 237250 900
25 2750 1 2750
7 750 x
SBC Communications, In 78387G103 3462 67798 x 66748 200
54 1050 1 1050
13 250 x
Safeway, Inc. 786514208 318 8350 x 8350
Schmitt Industries, In 806870101 210 78000 x 78000
Si Diamond Tech Inc 784249104 100 53320 x 53320
Sonus Corp 835691106 162 40500 x 40500
Sotheby's Holdings Inc 835898107 232 9000 x 9000
Starbucks Corp. 855244109 3615 145900 x 144400 250
37 1500 1 1500
7 300 x
-------
Page Total 26485
Coldstream Capital Management, Inc.
FORM 13F
September 30, 1999 Investment Voting
Discretion Authority
Title Market ------------------------------
of Value Share # shrs
Security Class CUSIP (x $1,000) Qty SoleShrOtheMgrs Sole Shr n/a
- ------------------------------- ----------------------------------------------
Sun Microsystems 866810104 5946 63935 x 63535 100
37 400 1 400
SunGard Data Sys Inc. 867363103 2983 113375 x 112225 375
30 1150 1 1150
4 150 x
Sysco Corp. 871829107 3767 107450 x 106750 400
25 700 1 700
11 300 x
Textron, Inc. 883203101 3116 40275 x 39750 100
41 525 1 525
6 75 x
Webtrends 94844d104 830 18625 x 18625
------
140803
------
GRAND TOTAL 140803
======
------
Page Total 16796
<PAGE>
</TABLE>
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