UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: S & Co. Inc.
Address: 50 Congress Street
Boston, MA 02109
Form 13F File Number: 28-2459
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Dudley H. Willis
Title: Partner
Phone: (617) 227-8660
Signature, Place, and Date of Signing:
/s/ Dudley H. Willis Boston, MA October 24, 2000
[Signature] Partner [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 148
Form 13F Information Table Value Total: 670,342
(thousands)
List of other included managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
None.
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL 6 COL 7 COLUMN 8
------------------------------ -------- -------- -------- ------------- ------- -------- ---------------------------
TITLE OF VALUE SHARES/ SH INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ -------- --------- -------- ------- --- ------- -------- -------- ------ -------
<S> <C> <C> <C> <C> <C> <C> <C>
AT&T CORP - LIBERTY MEDIA -A COMMON 1957208 5,294 294,100 SH Sole 294,100
ABBOTT LABS COMMON 2824100 11,786 247,794 SH Sole 247,794
AEGON N.V. - A.R.S. ADR 7924103 1,896 51,072 SH Sole 51,072
AIR PRODUCTS & CHEMICALS COMMON 9158106 5,158 143,288 SH Sole 143,288
ALCOA INC. COMMON 13817101 6,422 253,704 SH Sole 253,704
AMERICA ONLINE INC. COMMON 02364J104 1,160 21,589 SH Sole 21,589
AMERN ELEC PWR INC COMMON 25537101 854 21,833 SH Sole 21,833
AMERICAN EXPRESS COMPANY COMMON 25816109 4,046 66,600 SH Sole 66,600
AMERICAN HOME PRODUCTS COMMON 26609107 51 900 SH Sole 900
AMERICAN INTERNATIONAL GROUP COMMON 26874107 6,396 66,847 SH Sole 66,847
AMERICAN TELEPHONE & TELEGRAPH COMMON 30177109 1,648 56,095 SH Sole 56,095
ANALOG DEVICES INC. COMMON 32654105 892 10,800 SH Sole 10,800
ANHEUSER BUSCH COMPANIES COMMON 35229103 203 4,800 SH Sole 4,800
APPLIED MATERIALS COMMON 38222105 11,658 196,545 SH Sole 196,545
APPLIED MICRO CIRCUITS CORP COMMON 03822W109 4,372 21,116 SH Sole 21,116
ARMSTRONG HOLDINDS INC. COMMON 42384107 172 14,400 SH Sole 14,400
ASSOCIATES FIRST CAPITAL COMMON 46008108 11 290 SH Sole 290
AUTOMATIC DATA PROCESSING CORP COMMON 53015103 18,911 282,787 SH Sole 282,787
AVENTIS - SPON ADR ADR 53561106 35,191 467,265 SH Sole 467,265
BP AMOCO PLC ADR 55622104 7,638 144,121 SH Sole 144,121
BMC SOFTWARE INC. COMMON 55921100 44 2,264 SH Sole 2,264
BANK OF AMERICA CORP. COMMON 60505104 13 248 SH Sole 248
BERKSHIRE HATHAWAY INC. COMMON 84670207 16,769 8,101 SH Sole 8,101
BOSTON SCIENTIFIC CORP COMMON 101137107 112 6,830 SH Sole 6,830
BRISTOL-MYERS SQUIBB CO. COMMON 110122108 5,563 97,376 SH Sole 97,376
CABOT INDUSTRIAL TRUST COMMON 127072106 1,758 88,200 SH Sole 88,200
CAMBRIDGE BANCORP COMMON 132152109 488 6,400 SH Sole 6,400
CATERPILLAR INC COMMON 149123101 2,951 87,428 SH Sole 87,428
CHEVRON CORP COMMON 166751107 1,502 17,617 SH Sole 17,617
CHUBB CORP COMMON 171232101 16 200 SH Sole 200
CISCO SYSTEMS INC. COMMON 17275R102 11,584 209,672 SH Sole 209,672
CITIGROUP INC. COMMON 172967101 70,834 1,310,231 SH Sole 1,310,231
CLEAR CHANNEL COMMUNICATIONS COMMON 184502102 1,488 26,330 SH Sole 26,330
COCA COLA COMPANY COMMON 191216100 154 2,800 SH Sole 2,800
COLGATE-PALMOLIVE CO. COMMON 194162103 113 2,400 SH Sole 2,400
CRAWFORD & COMPANY COMMON 224633206 388 37,000 SH Sole 37,000
CORECOMM LIMITED COMMON 229710100 2 300 SH Sole 300
WHITE MOUNTAIN INS GRP COMMON 23392520 27 100 SH Sole 100
THE WALT DISNEY COMPANY COMMON 254687106 142 3,722 SH Sole 3,722
DOW CHEM CO COMMON 260543103 91 3,657 SH Sole 3,657
DU PONT E I DE NEMOURS & CO COMMON 263534109 4,871 117,554 SH Sole 117,554
EMC CORP COMMON 26864810 198 2,000 SH Sole 2,000
EASTMAN KODAK CO COMMON 277461109 176 4,300 SH Sole 4,300
EATON VANCE CORP. COMMON 278265103 408 8,000 SH Sole 8,000
ELECTRONIC DATA SYSTEMS COMMON 285661104 1,541 37,144 SH Sole 37,144
EMERSON ELECTRIC CO. COMMON 291011104 13 200 SH Sole 200
ENBRIDGE INC COMMON 29250N105 3,328 157,063 SH Sole 157,063
ENTERGY CORP (NEW) COMMON 29364G103 905 24,294 SH Sole 24,294
ERICSSON (LM) TEL. CO. ADR 294821400 22,129 1,493,973 SH Sole 1,493,973
EXXON MOBIL CORP. COMMON 30231G102 25,842 289,948 SH Sole 289,948
<PAGE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL 6 COL 7 COLUMN 8
------------------------------ -------- -------- -------- ------------- ------- -------- ---------------------------
TITLE OF VALUE SHARES/ SH INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ -------- --------- -------- ------- --- ------- -------- -------- ------ -------
<S> <C> <C> <C> <C> <C> <C> <C>
FEDERAL NATIONAL MTG ASSN COMMON 313586109 322 4,500 SH Sole 4,500
FIFTY ASSOCIATES COMMON 316801109 2,927 98,400 SH Sole 98,400
FIRST DATA CORP. COMMON 319963104 148 3,800 SH Sole 3,800
FIRST INDUSTRIAL REALTY COMMON 32054K103 31 1,000 SH Sole 1,000
FISERV INC. COMMON 337738108 151 2,530 SH Sole 2,530
FLEET BOSTON FINANCIAL COMMON 339030108 1,367 35,048 SH Sole 35,048
FLORIDA PROGRESS CORP. COMMON 341109106 9 174 SH Sole 174
FORD MOTOR COMPANY COMMON 345370860 25 972 SH Sole 972
GPU INC. COMMON 36225X100 1,194 36,800 SH Sole 36,800
GANNETT INC. COMMON 364730101 59 1,120 SH Sole 1,120
GENERAL COMMUNICATIONS COMMON 369385109 16 2,190 SH Sole 2,190
GENERAL ELEC CO COMMON 369604103 40,622 704,173 SH Sole 704,173
GENERAL MILLS INC. COMMON 370334104 1,704 47,993 SH Sole 47,993
GILLETTE CO. COMMON 375766102 3,061 99,142 SH Sole 99,142
HSB GROUP INC. COMMON 40428N109 1,092 27,205 SH Sole 27,205
HELLER FINANCIAL INC. COMMON 423328103 5 182 SH Sole 182
HEWLETT PACKARD COMMON 428236103 30,149 403,598 SH Sole 403,598
HEXCEL CORP. COMMON 428291108 1,490 111,400 SH Sole 111,400
HOME DEPOT INC. COMMON 437076102 955 18,000 SH Sole 18,000
HOUSTON EXPLORATION COMPANY COMMON 442120101 373 14,769 SH Sole 14,769
IDACORP COMMON 451107106 1,387 29,999 SH Sole 29,999
INFINITY BROADCASTING COMMON 45662S102 1,163 35,250 SH Sole 35,250
INTEL CORP. COMMON 458140100 30,145 725,294 SH Sole 725,294
INTERNATIONAL BUSINESS MACHS COMMON 459200101 16,540 147,019 SH Sole 147,019
INTERNATIONAL PAPER CO COMMON 460146103 40 1,400 SH Sole 1,400
IRON MOUNTAIN INC. COMMON 462846106 1,154 31,200 SH Sole 31,200
JOHNSON AND JOHNSON COMMON 478160104 25,133 267,547 SH Sole 267,547
JUPITER MEDIA METRIX INC. COMMON 48206U104 96 7,717 SH Sole 7,717
KEANE INC. COMMON 486665102 12 700 SH Sole 700
KIMBERLY CLARK CORP COMMON 494368103 8,238 147,604 SH Sole 147,604
LAWSON PRODUCTS COMMON 520776105 70 2,900 SH Sole 2,900
LILLY ELI & CO COMMON 532457108 353 4,352 SH Sole 4,352
LINEAR TECHNOLOGY CORP. COMMON 535678106 78 1,200 SH Sole 1,200
LUCENT TECHNOLOGIES INC. COMMON 549463107 216 7,080 SH Sole 7,080
MANAGER'S AMG ESSEX COMMON 561709106 159 8,212 SH Sole 8,212
MASSMUTUAL CORP. INV COMMON 576292106 62 2,652 SH Sole 2,652
MAY DEPARTMENT STORES CO. COMMON 577778103 160 7,800 SH Sole 7,800
MCDONALDS CORPORATION COMMON 580135101 181 6,000 SH Sole 6,000
MEDICAL ASSURANCE INC. COMMON 58449U100 1,413 115,326 SH Sole 115,326
MEDTRONIC INC. MINN. COMMON 585055106 6,061 116,974 SH Sole 116,974
MERCK & CO INC COMMON 589331107 16,213 217,803 SH Sole 217,803
MICROSOFT CORP. COMMON 594918104 6,952 98,692 SH Sole 98,692
MINNESOTA MNG & MFG CO COMMON 604059105 4,920 53,994 SH Sole 53,994
MORGAN J P & CO INC COMMON 616880100 6,284 38,466 SH Sole 38,466
MOTOROLA INC. COMMON 620076109 17 600 SH Sole 600
NIAGRA MOHAWK HOLDINGS INC. COMMON 653520106 4 266 SH Sole 266
NISOURCE INC. COMMON 65473P105 65 2,666 SH Sole 2,666
<PAGE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL 6 COL 7 COLUMN 8
------------------------------ -------- -------- -------- ------------- ------- -------- ---------------------------
TITLE OF VALUE SHARES/ SH INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ -------- --------- -------- ------- --- ------- -------- -------- ------ -------
<S> <C> <C> <C> <C> <C> <C> <C>
PT PASIFIK SATELITE ADR 69365Q106 146 12,600 SH Sole 12,600
PALL CORP. COMMON 696429307 11,962 600,000 SH Sole 600,000
PALM CORP. COMMON 696642107 3,865 73,005 SH Sole 73,005
PARAMETRIC TECHNOLOGY COMMON 699173100 11 1,000 SH Sole 1,000
PEPSICO INC COMMON 713448108 1,692 101,998 SH Sole 101,998
PERRIGO CO. COMMON 714290103 5,510 805,102 SH Sole 805,102
PFIZER INCORPORATED COMMON 717081103 26,441 588,389 SH Sole 588,389
PHARMACIA CORP. COMMON 71713U102 146 2,425 SH Sole 2,425
PHONE.COM COMMON 71920Q100 1,908 16,789 SH Sole 16,789
PROCTER & GAMBLE CO COMMON 742718109 6,200 92,536 SH Sole 92,536
PROVIDIAN FINANCIAL CORP. COMMON 74406A102 14,991 118,040 SH Sole 118,040
QLOGIC CORP. COMMON 747277101 88 1,000 SH Sole 1,000
RPM INC. COMMON 749685103 56 6,200 SH Sole 6,200
REINSURANCE GROUP OF COMMON 759351109 1,716 50,100 SH Sole 50,100
ROUSE INC COMMON 779273101 150 6,000 SH Sole 6,000
ROYAL DUTCH PETR-NY SHARES ADR 780257804 11,016 183,789 SH Sole 183,789
SCHERING-PLOUGH CORP. COMMON 806605101 223 4,800 SH Sole 4,800
SCHLUMBERGER LTD COMMON 806857108 5,913 71,831 SH Sole 71,831
SERVICEMASTER COMPANY COMMON 81760N109 13,329 1,349,766 SH Sole 1,349,766
SIGMA ALDRICH CORP. COMMON 826552101 330 10,000 SH Sole 10,000
SMITH OFFSHORE EXPLORATION CO PREFERRED 83237SHS 94 37,500 SH Sole 37,500
SOLUTIA INC. COMMON 834376105 4 360 SH Sole 360
STANDEX INTERNATIONAL COMMON 854231107 79 4,100 SH Sole 4,100
STAPLES INC. COMMON 855030102 120 8,437 SH Sole 8,437
STATE STREET INVESTMENT CORP COMMON 857483101 153 10,361 SH Sole 10,361
STUDENT ADVANTAGE COMMON 86386Q105 7 1,000 SH Sole 1,000
TEKTRONIX INC. COMMON 879131100 10,308 134,200 SH Sole 134,200
TELLABS INC. COMMON 879664100 9,550 199,996 SH Sole 199,996
TEMPLE INLAND INC COMMON 879868107 176 4,640 SH Sole 4,640
TELEPHONE EXCHANGE FD COMMON 879919108 1,747 4,595 SH Sole 4,595
TEXACO INC COMMON 881694103 3,209 61,115 SH Sole 61,115
3COM CORP. COMMON 885535104 945 49,229 SH Sole 49,229
TRIBUNE CO. COMMON 896047107 52 1,200 SH Sole 1,200
TYCO INTERNATIONAL LTD COMMON 902124106 1,097 21,138 SH Sole 21,138
UNION PAC CORP COMMON 907818108 1,432 36,840 SH Sole 36,840
VANGUARD EXPLORER FUND COMMON 921926101 2,652 33,140 SH Sole 33,140
VANGUARD WELLINGTON FUND COMMON 921935102 185 6,583 SH Sole 6,583
VANGUARD PRIMECAP FUND. COMMON 921936100 594 8,632 SH Sole 8,632
VANGUARD WINDSOR FUND II COMMON 922018205 150 5,548 SH Sole 5,548
VANGUARD INT'L EMERGING MKTS COMMON 922042304 3,074 299,980 SH Sole 299,980
VECTREN CORP. COMMON 92240G101 1,224 60,239 SH Sole 60,239
VANGUARD INDEX - 500 PORTFOLIO COMMON 922908108 38 287 SH Sole 287
VANGUARD INDEX SMALL CAP FUND COMMON 922908702 337 13,790 SH Sole 13,790
VERIZON COMMUNICATIONS COMMON 92343V104 464 9,572 SH Sole 9,572
VISTEON CORP. COMMON 92839U107 1 72 SH Sole 72
VISUAL NETWORKS COMMON 928444108 57 8,618 SH Sole 8,618
VODAFONE AIRTOUCH PLC COMMON 92857T107 2,396 64,750 SH Sole 64,750
WISCONSIN ENERGY CORP. COMMON 976657106 666 33,425 SH Sole 33,425
WORLDCOM INC. COMMON 98157D106 456 15,000 SH Sole 15,000
XEROX CORP. COMMON 984121103 2,354 156,286 SH Sole 156,286
FOOD FAIR STORES INC. COMMON 999000000 0 69 SH Sole 69
</TABLE>
