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Previous: ASB CAPITAL MANAGEMENT INC/DC, 13F-HR, 1999-10-28 |
Next: PHONE COM INC, DEF 14A, 1999-10-28 |
UNITED STATES
SECURITIES AND EXCHANGES COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: H.G. Wellington & Co., Inc.
Address: Suite 1702, 14 Wall Street
New York, NY 10005
13F File Number: 28-7068
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Paul I. Gulden, Jr.
Title: Executive Vice President
Phone: 212-732-6800
Paul I. Gulden, Jr. New York, New York August 9, 1999
Report Type (Check only one.):October 28, 1999
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 181
Form 13F Information Table Value Total: $258,018
List of Other Included Managers:
No. 13F File Number Name
<PAGE>
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CASH MNGMENT TR OF AMERICA 147548101 24 24205 SH SOLE 24205
DUKE ENERGY 7.2% 26439G209 301 13200 SH SOLE 13200
GLOBALSTAR TELECOM 8% CV PFD 379364805 215 3750 SH SOLE 3750
NISOURCE CV 'PIES' 65473P303 873 20350 SH SOLE 20350
QUALCOMM FINL 5.75% CV PFD 74752R402 450 1700 SH SOLE 1700
ABBOTT LABS COM 002824100 2852 77725 SH SOLE 77725
AFFYMETRIX COM 00826T108 394 4000 SH SOLE 4000
AG SERVICES OF AMERICA COM 001250109 299 19500 SH SOLE 19500
AIRBORNE FREIGHT COM 009266107 690 32766 SH SOLE 32766
ALLIED SIGNAL COM 019512102 485 8100 SH SOLE 8100
AMERICA ONLINE COM 02364J104 3453 33185 SH SOLE 33185
AMERICAN EXPRESS COM 025816109 3088 22872 SH SOLE 22872
AMERICAN HOME PRODUCTS COM 026609107 2169 52264 SH SOLE 52264
AMERICAN INT'L GROUP COM 026874107 1927 22160 SH SOLE 22160
AMERITECH CORP COM 030954101 412 6176 SH SOLE 6176
AMGEN COM 031162100 1366 16755 SH SOLE 16755
ANHEUSER BUSCH COM 035229103 490 7000 SH SOLE 7000
APPLIED MATERIALS COM 038222105 1185 15250 SH SOLE 15250
AT HOME CORP COM 045919107 746 18000 SH SOLE 18000
AT&T CORP COM 001957109 2218 50989 SH SOLE 50989
ATLANTIC RICHFIELD COM 048825103 358 4038 SH SOLE 4038
AUTHORISZOR COM 19 15000 SH SOLE 15000
AVON PRODUCTS COM 054303102 248 10000 SH SOLE 10000
AVT CORP COM 002420107 459 15000 SH SOLE 15000
BANK OF NEW YORK COM 064057102 723 21618 SH SOLE 21618
BANKAMERICA CORP COM 06605F102 246 4418 SH SOLE 4418
BARD CR INC NJ COM 067383109 235 5000 SH SOLE 5000
BELL ATLANTIC COM 077853109 1620 24066 SH SOLE 24066
BELLSOUTH CORP COM 079860102 974 21640 SH SOLE 21640
BESTFOODS COM 08658U101 1360 28004 SH SOLE 28004
BINDLEY WESTERN INDS COM 090324104 307 21479 SH SOLE 21479
BIOCHEM PHARMACEUTICALS COM 09058T108 285 11900 SH SOLE 11900
BIOGEN COM 090597105 221 2800 SH SOLE 2800
BLACKROCK TARGET TERM TR COM 092476100 114 11934 SH SOLE 11934
BOEING CO COM 097023105 528 12384 SH SOLE 12384
BP AMOCO PLC ADR COM 055622104 564 5088 SH SOLE 5088
BRISTOL MYERS SQUIBB COM 110122108 4518 66940 SH SOLE 66940
CANCALL CELLULAR COMM COM 13738C105 0 14000 SH SOLE 14000
CBS INC COM 12490K107 814 17600 SH SOLE 17600
CENTOCOR INC COM 152342101 436 7450 SH SOLE 7450
CERIDIAN CORP COM 15677T106 488 19600 SH SOLE 19600
CHASE MANHATTAN COM 16161A108 2078 27569 SH SOLE 27569
CHEVRON CORP COM 166751107 1658 18686 SH SOLE 18686
CHIRON CORP COM 170040109 651 23500 SH SOLE 23500
CIGNA CORP COM 125509109 790 10164 SH SOLE 10164
CINCINNATI BELL COM 171870108 346 17800 SH SOLE 17800
CISCO SYSTEMS COM 17275R102 13397 195399 SH SOLE 195399
CITIGROUP INC COM 172967101 4771 108426 SH SOLE 108426
COCA COLA COM 191216100 1752 36301 SH SOLE 36301
COLGATE PALMOLIVE COM 194162103 604 13200 SH SOLE 13200
COMCAST CORP CL A SPECIAL COM 200300200 1288 32290 SH SOLE 32290
COMPUTER ASSOC COM 204912109 914 14949 SH SOLE 14949
CONEXANT SYSTEMS INC COM 207142100 218 3000 SH SOLE 3000
CONVERGYS CORP COM 212485106 353 17800 SH SOLE 17800
CORNING INC COM 219350105 1625 23700 SH SOLE 23700
COSTCO WHOLESALE COM 22160K105 824 11440 SH SOLE 11440
COX COMMUNICATIONS COM 224044107 461 11050 SH SOLE 11050
CVS CORP - DE COM 126650100 682 16700 SH SOLE 16700
DISNEY, WALT COM 254687106 610 23460 SH SOLE 23460
DOW CHEMICAL COM 260543103 432 3800 SH SOLE 3800
DU PONT (EI) DE NEMOURS COM 263534109 3058 50548 SH SOLE 50548
DUKE ENERGY CORP COM 264399106 245 4440 SH SOLE 4440
EASTMAN KODAK COM 277461109 876 11581 SH SOLE 11581
ELAN CORP PLC COM 284131208 549 16350 SH SOLE 16350
EMC CORP COM 268648102 7150 100169 SH SOLE 100169
EMERSON ELECTRIC COM 291011104 265 4200 SH SOLE 4200
ENRON CORP COM 293561106 1830 44575 SH SOLE 44575
EQUIFAX COM 294429105 386 13724 SH SOLE 13724
EXXON CORP COM 302290101 7558 99442 SH SOLE 99442
FEDERAL HOME LOAN COM 313400301 1199 23050 SH SOLE 23050
FEDERAL NAT'L MORTGAGE COM 313586109 1053 16800 SH SOLE 16800
FIDUCIARY TRUST INT'L NY COM 316495100 389 9844 SH SOLE 9844
FIFTH THIRD BANCORP COM 316773100 384 6313 SH SOLE 6313
FIRST NAT'L BK LISBON COM XXX324109 0 11000 SH SOLE 11000
FIRSTAR CORP COM 33763V109 307 12000 SH SOLE 12000
FORD MOTOR COM 345370100 588 11708 SH SOLE 11708
GEN'L MOTORS CL H COM 370442832 1850 32306 SH SOLE 32306
GENERAL ELECTRIC COM 369604103 17474 147378 SH SOLE 147378
GENERAL MILLS COM 370334104 592 7300 SH SOLE 7300
GILLETTE CO COM 375766102 1315 38735 SH SOLE 38735
GLOBALSTAR TELECOMM COM G3930H104 460 20000 SH SOLE 20000
GTE CORP COM 362320103 2005 26075 SH SOLE 26075
H & R BLOCK COM 093671105 439 10100 SH SOLE 10100
HALLIBURTON CO COM 406216101 1058 25800 SH SOLE 25800
HARLEY DAVIDSON COM 412822108 210 4200 SH SOLE 4200
HEWLETT-PACKARD COM 428236103 1187 13075 SH SOLE 13075
HJ HEINZ COM 423074103 404 9400 SH SOLE 9400
HOME DEPOT COM 437076102 2985 43498 SH SOLE 43498
HOSPITALITY PROP TRUST COM 44106M102 494 22250 SH SOLE 22250
HOST MARRIOTT COM 44107P104 347 36500 SH SOLE 36500
IMS HEALTH INC COM 449934108 1139 49932 SH SOLE 49932
INCYTE PHARM. COM 45337C102 231 10000 SH SOLE 10000
INT'L BUS MACHINES COM 459200101 10047 83032 SH SOLE 83032
INTEL CORP COM 458140100 6376 85800 SH SOLE 85800
JABIL CIRCUIT INC COM 466313103 1098 22175 SH SOLE 22175
JOHNSON & JOHNSON COM 478160104 3620 39398 SH SOLE 39398
KEY ENERGY SERVICES COM 492914106 49 10000 SH SOLE 10000
KEYSPAN ENERGY CORP COM 493375109 238 8322 SH SOLE 8322
KIMCO REALTY CORP. COM 49446R109 263 7500 SH SOLE 7500
KONINKLIJKE PHILIPS ELCTRS COM 500472204 465 4600 SH SOLE 4600
LERNOUT & HAUSPIE SPEECH COM B5628B104 1209 34675 SH SOLE 34675
LILLY, ELI CO COM 532457108 1874 29200 SH SOLE 29200
LM ERICSSON ADR COM 294821400 561 17940 SH SOLE 17940
LUCENT TECHNOL. COM 549463107 4725 72829 SH SOLE 72829
MARSH & MCLENNAN COM 571748102 466 6800 SH SOLE 6800
MASCO CORP COM 574599106 637 20550 SH SOLE 20550
MBNA CORP COM 55262L100 693 30375 SH SOLE 30375
MCDONALDS CORP COM 580135101 1040 24040 SH SOLE 24040
MCGRAW HILL COM 580645109 726 15000 SH SOLE 15000
MCI WORLDCOM INC COM 55268B106 5011 69713 SH SOLE 69713
MEDIAONE GROUP COM 58440J104 2495 36517 SH SOLE 36517
MERCK COM 589331107 9183 141692 SH SOLE 141692
MICROSOFT COM 594918104 5725 63220 SH SOLE 63220
MINNESOTA MINING & MFG COM 604059105 336 3499 SH SOLE 3499
MOBIL CORP COM 607059102 2267 22504 SH SOLE 22504
MONSANTO CO COM 611662107 285 7990 SH SOLE 7990
MORGAN, J P & CO COM 616880100 1475 12907 SH SOLE 12907
MOTOROLA INC COM 620076109 440 5000 SH SOLE 5000
NESTLE S A SPON ADR COM 641069406 863 9185 SH SOLE 9185
NETWORK ASSOC. COM 640938106 193 10100 SH SOLE 10100
NEWELL RUBBERMAID COM 651229106 203 7094 SH SOLE 7094
NEXTEL COMMUN. COM 65332V103 2584 38100 SH SOLE 38100
NOKIA CORP ADR COM 654902204 377 4200 SH SOLE 4200
NOVARTIS AG ADR COM 66987V109 685 9233 SH SOLE 9233
NOVELL INC COM 670006105 418 20200 SH SOLE 20200
ORACLE SYSTEMS COM 68389X105 2701 59362 SH SOLE 59362
PATERSON ENERGY COM 703414102 380 25000 SH SOLE 25000
PE CORP BIOSYSTEMS COM 69332S102 694 9600 SH SOLE 9600
PEOPLES BANK BRIDGEPORT COM 710198102 354 15000 SH SOLE 15000
PEPSICO COM 713448108 537 17600 SH SOLE 17600
PFIZER COM 717081103 1994 55580 SH SOLE 55580
PHILIP MORRIS COM 718154107 615 17999 SH SOLE 17999
PHILLIPS PETROLEUM COM 718507106 221 4542 SH SOLE 4542
PITNEY BOWES COM 724479100 353 5800 SH SOLE 5800
PLUM CREEK TIMBER REIT COM 2871 91500 SH SOLE 91500
PPG INDUSTRIES INC COM 693506107 546 9100 SH SOLE 9100
PRECISION DRILLING CO. COM 74022D100 394 17000 SH SOLE 17000
PRIORITY HEALTHCARE CORP COM 74264T102 778 25198 SH SOLE 25198
PROCTER & GAMBLE COM 742718109 3484 37160 SH SOLE 37160
QWEST COMMUN COM 749121109 664 22475 SH SOLE 22475
READERS DIGEST ASSN COM 755297101 439 15000 SH SOLE 15000
REYNOLDS METALS COM 761763101 241 4000 SH SOLE 4000
ROBOTIC VISION SYS COM 771074101 208 54500 SH SOLE 54500
ROCKWELL INT'L (NEW) COM 773903109 315 6000 SH SOLE 6000
ROYAL DUTCH PETROLEUM COM 780257804 1347 22800 SH SOLE 22800
SAFECO CORP COM 786429100 364 13000 SH SOLE 13000
SAFEWAY INC COM 786514208 244 6400 SH SOLE 6400
SANMINA CORP COM 800907107 809 10450 SH SOLE 10450
SARA LEE CORP COM 803111103 255 10900 SH SOLE 10900
SBC COMMUN. COM 78387G103 1532 29996 SH SOLE 29996
SCHERING-PLOUGH COM 806605101 598 13716 SH SOLE 13716
SCHLUMBERGER LTD COM 806857108 670 10750 SH SOLE 10750
SHELL TRANS & TRADING COM 822703609 637 14000 SH SOLE 14000
SONY CORP COM 835699307 398 2650 SH SOLE 2650
SOUTHERN UNION COM 844030106 391 20574 SH SOLE 20574
SPRINT CORP COM 852061100 651 12000 SH SOLE 12000
STRYKER CORP COM 863667101 291 5690 SH SOLE 5690
SUIZA FOODS CORP COM 865077101 1056 28150 SH SOLE 28150
SUN MICROSYSTEMS COM 866810104 4236 45550 SH SOLE 45550
SUNRISE ASSISTED LIVING COM 86768K106 438 16500 SH SOLE 16500
SYLVAN LEARNING SYSTEM COM 871399101 911 47025 SH SOLE 47025
SYMBOL TECHNOL. COM 871508107 5504 163702 SH SOLE 163702
TELECOM ITALIA SPA ADR COM T88578124 224 2600 SH SOLE 2600
TELEFONICA DE ESPANA ADS COM 879382208 210 4368 SH SOLE 4368
TELEFONOS DE MEXICO SA ADR COM 879403780 1297 18200 SH SOLE 18200
TELLABS INC COM 879664100 490 8600 SH SOLE 8600
TEXACO COM 881694103 1270 20119 SH SOLE 20119
TEXAS INSTRUMENTS COM 882508104 1773 21560 SH SOLE 21560
TIME WARNER INC COM 887315109 2236 36800 SH SOLE 36800
TYCO INT'L COM 902120104 462 4478 SH SOLE 4478
UNITED TECH. COM 913017109 627 10575 SH SOLE 10575
US WEST INC COM 91273H101 1176 20609 SH SOLE 20609
VISHAY INTERTECH COM 928298108 506 21318 SH SOLE 21318
VODAFONE AIRTOUCH COM 92857T107 5613 23609 SH SOLE 23609
WAL-MART STORES COM 931142103 226 4750 SH SOLE 4750
WARNER LAMBERT COM 934488107 1062 16000 SH SOLE 16000
WASHINGTON FEDL COM 938824109 477 20571 SH SOLE 20571
WASTE MGT. COM 94106L109 509 26439 SH SOLE 26439
WILLIAMS CO COM 969457100 4062 107964 SH SOLE 107964
ALLIANCE CAPITAL MGMT 018548107 322 11740 SH SOLE 11740
KINDER MORGAN ENERGY PTNRS 494550106 1099 25380 SH SOLE 25380
</TABLE>
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