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FORM 8-A
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
TEAM FINANCIAL, INC.
(Exact name of registrant as specified in its charter)
KANSAS 48-1017164
(State of incorporation (I.R.S. Employer
or organization) Identification No.)
8 WEST PEORIA, SUITE 200, PAOLA, KANSAS 66071
(Address of principal executive offices, including zip code)
Securities to be registered pursuant to Section 12(b) of the Act:
NONE
If this form relates to the registration of a class of securities pursuant to
Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c), please check the following box. [ ] If this form relates to
the registration of a class of securities pursuant to Section 12(g) of the
Exchange Act and is effective pursuant to General Instruction A.(d), please
check the following box. [ X ]
Securities Act registration statement file number to which this form relates:
333-76163
Securities to be registered pursuant to Section 12(g) of the Act:
COMMON STOCK, NO PAR VALUE
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(Title of Class)
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Item 1. Description of Registrant's Securities to be Registered.
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Descriptions and terms of the Registrant's Common Stock to be
registered are incorporated herein by reference to the section entitled
"Description of Capital Stock" in the prospectus filed with the Securities and
Exchange Commission on May 27, 1999, as part of the Company's Registration
Statement on Form S-1 (SEC Registration No. 333-76163), as amended (the
"Registration Statement"). The Registration Statement relates to a proposed
public offering of the Common Stock. The form of prospectus to be subsequently
filed by the Registrant pursuant to Rule 424(b) under the Securities Act of
1933, as amended, shall be deemed to be incorporated herein by reference.
Item 2. Exhibits.
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The following is a complete list of Exhibits filed as part of this
Registration Statement or which are incorporated herein by reference:
1. A specimen of the Common Stock Certificate is incorporated herein by
reference to Exhibit 4.1 to the Registration Statement.
2. The Restated and Amended Articles of Incorporation of the Registrant
are incorporated herein by reference to Exhibit 3.1 to the Registration
Statement.
3. The Amended Bylaws of the Registrant are incorporated herein by
reference to Exhibit 3.2 to the Registration Statement.
4. The Registrant's 1999 Stock Incentive Plan is incorporated herein by
reference to Exhibit 10.12 to the Registration Statement.
5. The Registrant's Rights Agreement dated June 3, 1999 is incorporated
herein by reference to Exhibit 10.13 to the Registration Statement.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange
Act of 1934, the registrant has duly caused this Registration Statement to be
signed on its behalf by the undersigned, thereto duly authorized.
TEAM FINANCIAL, INC.
Date: June 7, 1999 By: /s/ Robert J. Weatherbie
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Robert J. Weatherbie
Chairman and Chief Executive Officer
