<PAGE>
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JULY 5, 2000
REGISTRATION NO. 333-
-----------------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
------------------
FORM S-8
REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF 1933
------------------
PHONE.COM, INC.
(Exact Name of Registrant as Specified in Its Charter)
------------------
Delaware 94-3219054
(State or Other Jurisdiction of (I.R.S. Employer
Incorporation or Organization) Identification No.)
800 CHESAPEAKE DRIVE
REDWOOD CITY, CALIFORNIA 94063
(650) 562-0200
(Address, Including Zip Code, and Telephone Number,
Including Area Code, of Principal Executive Offices)
ALISON DONELL BLOESER, DECEMBER 23, 1999, OPTION PLAN
WILLIAM ANDREW BRADY, DECEMBER 23, 1999, OPTION PLAN
KEITH DOUGHTY, JANUARY 24, 1999, OPTION PLAN
GUADALUPE DOWNING, DECEMBER 23, 1999, OPTION PLAN
ABRAHAM LEVINE, JANUARY 31, 2000, OPTION PLAN
JIM LUNDY, JANUARY 17, 1999, OPTION PLAN
DANA SYKOROVA, JANUARY 18, 2000, OPTION PLAN
DAVE WAITE, JANUARY 27, 2000, OPTION PLAN
SHARON CHALK, JANUARY 7, 2000, OPTION PLAN
CHRISTOPHER GEOFFREY PARKHOUSE, JANUARY 17, 2000, OPTION PLAN
JOHN DAVEY, FEBRUARY 18, 2000, OPTION PLAN
STEVEN DREW, FEBRUARY 18, 2000, OPTION PLAN
PETER JOHN LEICESTER, FEBRUARY 7, 2000, OPTION PLAN
KEITH WILSON, FEBRUARY 14, 2000, OPTION PLAN
PAUL ROBERT BURMESTER, APRIL 21, 1999, OPTION PLAN
BRIAN IVAN BALLARD, DECEMBER 21, 1999, OPTION PLAN
BRUCE WILLIAM BUCKNELL, DECEMBER 4, 1998, OPTION PLAN
MICHAEL WILLIAM RICHARD DICKINSON, DECEMBER 4, 1998, OPTION PLAN
RICHARD FRASER JAMES HARDING, DECEMBER 4, 1998, OPTION PLAN
KEVIN EDWARD HODGSON, DECEMBER 4, 1998, OPTION PLAN
URSULA KATHERINE MARTIN, JUNE 14, 1999, OPTION PLAN
VINCENT RAE, DECEMBER 4, 1998, OPTION PLAN
JAMES EDWARD BRAITHWAITE, DECEMBER 20, 1999, OPTION PLAN
MELANIE SARAH BREWER, DECEMBER 20, 1999, OPTION PLAN
BRUCE WILLIAM BUCKNELL, DECEMBER 20, 1999, OPTION PLAN
MARK FREDERICK CAROE, JULY 23, 1999, OPTION PLAN
DARRYL CHAPMAN, DECEMBER 20, 1999, OPTION PLAN
ANNE BEVERLEY CHICKEN, DECEMBER 20, 1999, OPTION PLAN
SUSAN VALERIE DENYS, DECEMBER 20, 1999, OPTION PLAN
MICHAEL WILLIAM RICHARD DICKINSON, DECEMBER 20, 1999, OPTION PLAN
CHRISTOPHER MARK EVANS, DECEMBER 20, 1999, OPTION PLAN
RICHARD FRASER JAMES HARDING, DECEMBER 20, 1999, OPTION PLAN
Page 1
<PAGE>
VIKTA HARVEY, DECEMBER 20, 1999, OPTION PLAN
CLARE LOUISE HILLER, DECEMBER 20, 1999, OPTION PLAN
KEVIN EDWARD HODGSON, DECEMBER 20, 1999, OPTION PLAN
MARY HOWARD, DECEMBER 20, 1999, OPTION PLAN
NEIL JONES, DECEMBER 23, 1999, OPTION PLAN
GIDEON MORRELL LUKE, DECEMBER 23, 1999, OPTION PLAN
MARK MALLINSON, JANUARY 4, 2000, OPTION PLAN
IAN MARNER, DECEMBER 22, 1999, OPTION PLAN
URSULA MARTIN, DECEMBER 20, 1999, OPTION PLAN
TIMOTHY WILLIAM MAWSON, DECEMBER 20, 1999, OPTION PLAN
MATTHEW PATRICK MCGILLAVRY, DECEMBER 20, 1999, OPTION PLAN
CRAIG MINIHAN, DECEMBER 23, 1999, OPTION PLAN
SCOTT DARREN MOORE, JUNE 14, 1999, OPTION PLAN
SCOTT DARREN MOORE, DECEMBER 20, 1999, OPTION PLAN
STUART ADAM NESTER, JANUARY 10, 2000, OPTION PLAN
EMMA JAYNE O'HARE, DECEMBER 20, 1999, OPTION PLAN
KATHLEEN MARGARET PAGE, DECEMBER 20, 1999, OPTION PLAN
VINCE RAE, DECEMBER 20, 1999, OPTION PLAN
GERARD MARTIN RENWICK, DECEMBER 20, 1999, OPTION PLAN
PETER CHARLES ALEC ROBERTS, DECEMBER 23, 1999, OPTION PLAN
PAUL CHRISTOPHER SHORE, JUNE 14, 1999, OPTION PLAN
JAMES SMITH, DECEMBER 20, 1999, OPTION PLAN
TIMOTHY JOHN SMITH, JUNE 14, 1999, OPTION PLAN
BELINDA CAROLINE SMITHWICK, JUNE 14, 1999, OPTION PLAN
ROGER BENJAMIN SPRINGER, DECEMBER 20, 1999, OPTION PLAN
ANDREW JOHN STREETON, DECEMBER 20, 1999, OPTION PLAN
CHI KEUNG TANG, DECEMBER 20, 1999, OPTION PLAN
JOANNE MARIE TAYLOR, DECEMBER 20, 1999, OPTION PLAN
SUSAN WINNINGTON, JUNE 14, 1999, OPTION PLAN
SUSAN WINNINGTON, DECEMBER 20, 1999, OPTION PLAN
ANDREW CAREY WYATT, DECEMBER 23, 1999, OPTION PLAN
MELISSA MICHELLE FISTNER, FEBRUARY 1, 1999, OPTION PLAN
DAVID CRAIG GERMAN, AUGUST 5, 1999, OPTION PLAN
LISA MARIE GOWER, JUNE 14, 1999, OPTION PLAN
PATRICIA ANN MERRICK, FEBRUARY 1, 1999, OPTION PLAN
WILLIAM S. ROY, JANUARY 9, 2000, OPTION PLAN
PATRICK CLARK, DECEMBER 23, 1999, OPTION PLAN
ELVIRE ELISABETH HUMPHREYS-DAVIES, APRIL 21, 1999, OPTION PLAN
BILL ROY, JANUARY 9, 2000, OPTION PLAN
(Full Titles of the Plans)
Alain Rossmann
Chairman and Chief Executive Officer
Phone.com, Inc.
800 Chesapeake Drive
Redwood City, California 94063
(Name, address, including zip code, and telephone number, including area
code, of agent for service)
COPY TO:
Kenton J. King
Skadden, Arps, Slate, Meagher & Flom LLP
Suite 220
525 University Avenue
Palo Alto, California 94301
(650) 470-4500
Page 2
<PAGE>
----------------------
<TABLE>
<CAPTION>
CALCULATION OF REGISTRATION FEE
================================================================================================================
PROPOSED PROPOSED
MAXIMUM MAXIMUM AMOUNT OF
TITLE OF SECURITIES TO BE AMOUNT TO BE OFFERING PRICE AGGREGATE OFFERING REGISTRATION
REGISTERED REGISTERED PER SHARE (1) PRICE (2) FEE (2)
----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Alison Donell Bloeser 2,032 $0.86 $ 1,747.52 $0.46
December 23, 1999 Option Plan
William Andrew Brady 1,848 $0.86 $ 1,589.28 $0.42
December 23, 1999 Option Plan
Keith Doughty 6,467 $0.86 $ 5,561.62 $1.47
January 24, 1999 Option Plan
Guadalupe Downing 92 $0.86 $ 79.12 $0.02
December 23, 1999 Option Plan
Abraham Levine 14,781 $0.86 $12,711.66 $3.36
January 31, 2000 Option Plan
Jim Lundy 8,315 $0.86 $ 7,150.90 $1.89
January 17, 1999 Option Plan
Dana Sykorova 370 $0.86 $ 318.20 $0.08
January 18, 2000 Option Plan
Dave Waite 6,467 $0.86 $ 5,561.62 $1.47
January 27, 2000 Option Plan
Sharon Chalk 739 $0.86 $ 635.54 $0.17
</TABLE>
Page 3
<PAGE>
<TABLE>
<S> <C> <C> <C> <C>
January 7, 2000 Option Plan
Christopher Geoffrey Parkhouse 3,695 $0.86 $ 3,177.70 $0.84
January 17, 2000 Option Plan
John Davey 370 $0.86 $ 318.20 $0.08
February 18, 2000 Option Plan
Steven Drew 370 $0.86 $ 318.20 $0.08
February 18, 2000 Option Plan
Peter John Leicester 1,109 $0.86 $ 953.74 $0.25
February 7, 2000 Option Plan
Keith Wilson 2,217 $0.86 $ 1,906.62 $0.50
February 14, 2000 Option Plan
Paul Robert Burmester 15,705 $0.86 $13,506.30 $3.57
April 21, 1999 Option Plan
Brian Ivan Ballard 13,396 $0.86 $11,520.56 $3.04
December 21, 1999 Option Plan
Bruce William Bucknell 21,248 $0.86 $18,273.28 $4.82
December 4, 1998 Option Plan
Michael William Richard Dickinson 21,710 $0.86 $18,670.60 $4.93
December 4, 1998 Option Plan
Richard Fraser James Harding 27,715 $0.86 $23,834.90 $6.29
December 4, 1998 Option Plan
Kevin Edward Hodgson 23,096 $0.86 $19,862.56 $5.24
December 4, 1998 Option Plan
Ursula Katherine Martin 1,478 $0.86 $ 1,271.08 $0.34
June 14, 1999 Option Plan
Vincent Rae 19,863 $0.86 $17,082.18 $4.51
December 4, 1998 Option
James Edward Braithwaite 370 $0.86 $ 318.20 $0.08
December 20, 1999 Option Plan
</TABLE>
Page 4
<PAGE>
<TABLE>
<S> <C> <C> <C> <C>
Melanie Sarah Brewer 92 $0.86 $ 79.12 $0.02
December 20, 1999 Option Plan
Bruce William Bucknell 6,467 $0.86 $ 5,561.62 $1.47
December 20, 1999 Option Plan
Mark Frederick Caroe 18,477 $0.86 $15,890.22 $4.20
July 23, 1999 Option Plan
Darryl Chapman 370 $0.86 $ 318.20 $0.08
December 20, 1999 Option Plan
Anne Beverley Chicken 1,109 $0.86 $ 953.74 $0.25
December 20, 1999 Option Plan
Susan Valerie Denys 739 $0.86 $ 635.54 $0.17
December 20, 1999 Option Plan
Michael William Richard Dickinson 4,157 $0.86 $ 3,575.02 $0.94
December 20, 1999 Option Plan
Christopher Mark Evans 739 $0.86 $ 635.54 $0.17
December 20, 1999 Option Plan
Richard Fraser James Harding 9,238 $0.86 $ 7,944.68 $2.10
December 20, 1999 Option Plan
Vikta Harvey 370 $0.86 $ 318.20 $0.08
December 20, 1999 Option Plan
Clare Louise Hiller 92 $0.86 $ 79.12 $0.02
December 20, 1999 Option Plan
Kevin Edward Hodgson 13,858 $0.86 $11,917.88 $3.15
December 20, 1999 Option Plan
Mary Howard 739 $0.86 $ 635.54 $0.17
December 20, 1999 Option Plan
Neil Jones 1,478 $0.86 $ 1,271.08 $0.34
December 23, 1999 Option Plan
Gideon Morrell Luke 6,467 $0.86 $ 5,561.62 $1.47
</TABLE>
Page 5
<PAGE>
<TABLE>
<S> <C> <C> <C> <C>
December 23, 1999 Option Plan
Mark Mallinson 6,467 $0.86 $5,561.62 $1.47
January 4, 2000 Option Plan
Ian Marner 739 $0.86 $ 635.54 $0.17
December 22, 1999 Option Plan
Ursula Martin 370 $0.86 $ 318.20 $0.08
December 20, 1999 Option Plan
Timothy William Mawson 1,109 $0.86 $ 953.74 $0.25
December 20, 1999 Option Plan
Matthew Patrick McGillavry 185 $0.86 $ 159.10 $0.04
December 20, 1999 Option Plan
Craig Minihan 1,109 $0.86 $ 953.74 $0.25
December 23, 1999 Option Plan
Scott Darren Moore 1,478 $0.86 $1,271.08 $0.34
June 14, 1999 Option Plan
Scott Darren Moore 370 $0.86 $ 318.20 $0.08
December 20, 1999 Option Plan
Stuart Adam Nester 739 $0.86 $ 635.54 $0.17
January 10, 2000 Option Plan
Emma Jayne O'Hare 739 $0.86 $ 635.54 $0.17
December 20, 1999 Option Plan
Kathleen Margaret Page 739 $0.86 $ 635.54 $0.17
December 20, 1999 Option Plan
Vince Rae 4,157 $0.86 $3,575.02 $0.94
December 20, 1999 Option Plan
Gerard Martin Renwick 1,109 $0.86 $ 953.74 $0.25
December 20, 1999 Option Plan
Peter Charles Alec Roberts 1,478 $0.86 $1,271.08 $0.34
December 23, 1999 Option Plan
</TABLE>
Page 6
<PAGE>
<TABLE>
<S> <C> <C> <C> <C>
Paul Christopher Shore 3,326 $0.86 $ 2,860.36 $0.76
June 14, 1999 Option Plan
James Smith 739 $0.86 $ 635.54 $0.17
December 20, 1999 Option Plan
Timothy John Smith 1,478 $0.86 $ 1,271.08 $0.34
June 14, 1999 Option Plan
Belinda Caroline Smithwick 1,478 $0.86 $ 1,271.08 $0.34
June 14, 1999 Option Plan
Roger Benjamin Springer 1,109 $0.86 $ 953.74 $0.25
December 20, 1999 Option Plan
Andrew John Streeton 370 $0.86 $ 318.20 $0.08
December 20, 1999 Option Plan
Chi Keung Tang 739 $0.86 $ 635.54 $0.17
December 20, 1999 Option Plan
Joanne Marie Taylor 370 $0.86 $ 318.20 $0.08
December 20, 1999 Option Plan
Susan Winnington 1,478 $0.86 $ 1,271.08 $0.34
June 14, 1999 Option Plan
Susan Winnington 370 $0.86 $ 318.20 $0.08
December 20, 1999 Option Plan
Andrew Carey Wyatt 12,010 $0.86 $10,328.60 $2.73
December 23, 1999 Option Plan
Melissa Michelle Fistner 739 $0.86 $ 635.54 $0.17
February 1, 1999 Option Plan
David Craig German 739 $0.86 $ 635.54 $0.17
August 5, 1999 Option Plan
Lisa Marie Gower 4,619 $0.86 $ 3,972.34 $1.05
June 14, 1999 Option Plan
Patricia Ann Merrick 3,326 $0.86 $ 2,860.36 $0.76
</TABLE>
Page 7
<PAGE>
<TABLE>
<S> <C> <C> <C> <C>
February 1, 1999 Option Plan
William S. Roy 3,695 $0.86 $ 3,177.70 $0.84
January 9, 2000 Option Plan
Patrick Clark 36,954 $0.86 $31,780.44 $8.39
December 23, 1999 Option Plan
Elvire Elisabeth Humphreys-Davies 5,543 $0.86 $ 4,766.98 $1.26
April 21, 1999 Option Plan
Bill Roy 12,011 $0.86 $10,329.46 $2.73
January 9, 2000 Option Plan
</TABLE>
AGGREGATE REGISTRATION FEE = $84.56
(1) Shares of Phone.com, Inc. common stock par value $0.001 per share are
issuable pursuant to the plans at various exercise prices. The prices
listed in this column are the highest per share exercise prices and
therefore are not the sole basis for determining Proposed Maximum
Aggregate Offering Price.
(2) Estimated solely for purposes of calculating the Registration Fee
Pursuant to Rule 457(h)(1), under the Securities Act of 1933, as
amended (the "Securities Act").
------------------
In addition pursuant to Rule 416(c) under the Securities Act, this
Registration Statement also covers an indeterminate amount of interests to
be offered or sold pursuant to the employee benefit plan(s) described
herein.
The registration statement will become effective upon filing in
accordance with Rule 462(a) under the Securities Act.
Page 8
<PAGE>
PART I
Item 1. Plan Information*
Item 2. Registrant Information and Employee Plan Annual Information*
* The document(s) containing the information specified in Part I of Form
S-8 have been or will be sent or given to employees as specified by Rule
428(b)(1) under the Securities Act.
Page 8
<PAGE>
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3. Incorporation of Documents by Reference
The Securities and Exchange Commission (the "SEC") requires us to
incorporate by reference certain of our publicly filed documents into this
Registration Statement, which means that information included in those documents
is considered part of the Registration Statement. Information that we file with
the SEC after the effective date of this Registration Statement will
automatically update and supersede this information. We incorporate by reference
the documents listed below and future filings made with the SEC under Sections
13(a), 13(c), 14 or 15(d) of the Securities Exchange Act of 1934, as amended,
(the "Exchange Act"), until we terminate the effectiveness of this registration
statement.
The following documents filed with the SEC are hereby incorporated by
reference:
(a) All reports we have filed with the SEC pursuant to Section
13(a) or Section 15(d) of the Exchange Act since June 10, 1999, including:
(1) our Quarterly Reports on Form 10-Q for the
quarters ended September 30, 1999, December 31, 1999 and March 31, 2000, and our
current report on Form 8-K/A filed with the SEC on June 28, 2000.
(b) The Company's Registration Statement on Form S-1 filed with
the SEC on October 28, 1999 (No. 333-89879).
(c) The description of our Common Stock is in our Registration
Statement on Form 8-A filed with the SEC under Section 12 of the Exchange Act on
April 1, 1999 (File No. 000-25687), including any amendments or report filed for
the purpose of updating such description.
We will furnish without charge to you, on written or oral request, a copy
of any or all of the documents incorporated by reference, other than exhibits to
those documents. You should direct any requests for documents to Alan Black, 800
Chesapeake Drive, Redwood City, California 94063, telephone: (650) 562-0200.
Item 4. Description of the Securities
Not applicable.
Item 5. Interests of Named Experts and Counsel
Not applicable.
Item 6. Indemnification of Directors and Officers
Our Certificate of Incorporation reduces the liability of a director to
the corporation or its stockholders for monetary damages for
Page 9
<PAGE>
breaches of his or her fiduciary duty of care to the fullest extent permissible
under Delaware law. Our By-laws further provide for indemnification of corporate
agents to the maximum extent permitted by the Delaware General Corporation Law.
In addition, we have entered into indemnification agreements with our officers
and directors.
Item 7. Exemption from Registration Claimed
Not applicable.
Item 8. Exhibits
See Index to Exhibits.
Item 9. Undertakings
The undersigned Registrant hereby undertakes:
1. To file, during any period in which offers or sales are being made,
a post-effective amendment to this Registration Statement:
(i) To include any prospectus required by section 10(a)(3) of
the Securities Act;
(ii) To reflect in the prospectus any facts or events arising
after the effective date of the Registration Statement (or the most recent post-
effective amendment thereof) which, individually or in the aggregate, represent
a fundamental change in the information set forth in the Registration Statement.
Notwithstanding the foregoing, any increase or decrease in volume of securities
offered (if the total dollar value of securities offered would not exceed that
which was registered) and any deviation from the low or high end of the
estimated maximum offering range may be reflected in the form of prospectus
filed with the SEC pursuant to Rule 424(b) if, in the aggregate, the changes in
volume and price represent no more than a 20 percent change in the maximum
aggregate offering price set forth in the "Calculation of Registration Fee"
table in the effective Registration Statement.
(iii) To include any material information with respect to the
plan of distribution not previously disclosed in the Registration Statement or
any material change to such information in the Registration Statement;
2. That, for the purpose of determining any liability under the
Securities Act, each such post-effective amendment shall be deemed to be a new
Registration Statement relating to the securities offered herein, and the
offering of such securities at that time shall be deemed to be the initial bona
fide offering thereof.
3. Insofar as indemnification for liabilities arising under the
Securities Act may be permitted to directors, officers and controlling persons
of the Registrant pursuant to the foregoing provisions, or otherwise, the
Registrant has been advised that in the opinion of the SEC such indemnification
is against public policy as expressed in the Securities Act and is, therefore,
unenforceable. In the event that a claim for indemnification against such
liabilities (other than the payment by the Registrant of expenses incurred or
paid by a director, officer or controlling person of the Registrant in the
successful defense of any action, suit or proceeding) is asserted by such
director, officer or controlling person in connection with the securities being
registered, the Registrant will, unless in the opinion of its counsel the matter
has been settled by controlling precedent, submit to a court of appropriate
jurisdiction the question whether such indemnification by it is against public
policy as expressed in the Securities Act and will be governed by the final
adjudication of such issue.
Page 10
<PAGE>
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the
Registrant certifies that it has reasonable grounds to believe that it meets all
of the requirements for filing on Form S-8 and has duly caused this Registration
Statement to be signed on its behalf by the undersigned, thereunto duly
authorized, in Redwood City, State of California, on July 5, 2000.
PHONE.COM, INC.
By: /s/ Alan Black
---------------------------
Name: Alan Black
Title: Chief Financial Officer
Pursuant to the requirements of the Securities Act of 1933, this
Registration Statement has been signed by the following persons in the
capacities indicated on July 5, 2000.
SIGNATURE TITLE
--------- ------
/s/ Alain Rossmann Chief Executive Officer and Chairman
---------------------------- (principal executive officer)
Alain Rossmann
/s/ Alan Black
---------------------------- Vice President, Finance and Administration,
Alan Black Chief Financial Officer and Treasurer
(principal financial and accounting officer)
/s/ Roger Evans
---------------------------- Director
Roger Evans
/s/ Charles Parrish
---------------------------- Executive Vice President and Director
Charles Parrish
/s/ David Kronfeld
---------------------------- Director
David Kronfeld
/s/ Andrew Verhalen
---------------------------- Director
Andrew Verhalen
/s/ Reed Hundt
---------------------------- Director
Reed Hundt
Page 11
<PAGE>
EXHIBIT INDEX
EXHIBIT
NUMBER
5.1* Opinion of Skadden, Arps, Slate, Meagher and Flom LLP
23.1* Consent of Skadden, Arps, Slate Meagher and Flom LLP
(included in Exhibit 5.1)
23.2* Consent of KPMG LLP, independent auditors
23.3* Consent of Ernst & Young, independent auditors
23.4* Consent of Ernst & Young LLP, independent auditors
23.5* Consent of PricewaterhouseCoopers, independant auditors
23.6* Consent of Ernst & Young LLP, independent auditors
24.1* Power of Attorney
99.1* Alison Donell Bloeser, December 23, 1999, Option Plan
99.2* William Andrew Brady, December 23, 1999, Option Plan
99.3* Keith Doughty, January 24, 1999, Option Plan
99.4* Guadalupe Downing, December 23, 1999, Option Plan
99.5* Abraham Levine, January 31, 2000, Option Plan
99.6* Jim Lundy, January 17, 1999, Option Plan
99.7* Dana Sykorova, January 18, 2000, Option Plan
99.8* Dave Waite, January 27, 2000, Option Plan
99.9* Sharon Chalk, January 7, 2000, Option Plan
99.10* Christopher Geoffrey Parkhouse, January 17, 2000, Option Plan
99.11* John Davey, February 18, 2000, Option Plan
99.12* Steven Drew, February 18, 2000, Option Plan
99.13* Peter John Leicester, February 7, 2000, Option Plan
99.14* Keith Wilson, February 14, 2000, Option Plan
99.15* Paul Robert Burmester, April 21, 1999, Option Plan
99.16* Brian Ivan Ballard, December 21, 1999, Option Plan
99.17* Bruce William Bucknell, December 4, 1998, Option Plan
99.18* Michael William Richard Dickinson, December 4, 1998, Option Plan
99.19* Richard Fraser James Harding, December 4, 1998, Option Plan
99.20* Kevin Edward Hodgson, December 4, 1998, Option Plan
99.21* Ursula Katherine Martin, June 14, 1999, Option Plan
99.22* Vincent Rae, December 4, 1998, Option Plan
99.23* James Edward Braithwaite, December 20, 1999, Option Plan
99.24* Melanie Sarah Brewer, December 20, 1999, Option Plan
99.25* Bruce William Bucknell, December 20, 1999, Option Plan
99.26* Mark Frederick Caroe, July 23, 1999, Option Plan
Page 12
<PAGE>
99.27* Darryl Chapman, December 20, 1999, Option Plan
99.28* Anne Beverley Chicken, December 20, 1999, Option Plan
99.29* Susan Valerie Denys, December 20, 1999, Option Plan
99.30* Michael William Richard Dickinson, December 20, 1999, Option Plan
99.31* Christopher Mark Evans, December 20, 1999, Option Plan
99.32* Richard Fraser James Harding, December 20, 1999, Option Plan
99.33* Vikta Harvey, December 20, 1999, Option Plan
99.34* Clare Louise Hiller, December 20, 1999, Option Plan
99.35* Kevin Edward Hodgson, December 20, 1999, Option Plan
99.36* Mary Howard, December 20, 1999, Option Plan
99.37* Neil Jones, December 23, 1999, Option Plan
99.38* Gideon Morrell Luke, December 23, 1999, Option Plan
99.39* Mark Mallinson, January 4, 2000, Option Plan
99.40* Ian Marner, December 22, 1999, Option Plan
99.41* Ursula Martin, December 20, 1999, Option Plan
99.42* Timothy William Mawson, December 20, 1999, Option Plan
99.43* Matthew Patrick McGillavry, December 20, 1999, Option Plan
99.44* Craig Minihan, December 23, 1999, Option Plan
99.45* Scott Darren Moore, June 14, 1999, Option Plan
99.46* Scott Darren Moore, December 20, 1999, Option Plan
99.47* Stuart Adam Nester, January 10, 2000, Option Plan
99.48* Emma Jayne O'Hare, December 20, 1999, Option Plan
99.49* Kathleen Margaret Page, December 20, 1999, Option Plan
99.50* Vince Rae, December 20, 1999, Option Plan
99.51* Gerard Martin Renwick, December 20, 1999, Option Plan
99.52* Peter Charles Alec Roberts, December 23, 1999, Option Plan
99.53* Paul Christopher Shore, June 14, 1999, Option Plan
99.54* James Smith, December 20, 1999, Option Plan
99.55* Timothy John Smith, June 14, 1999, Option Plan
99.56* Belinda Caroline Smithwick, June 14, 1999, Option Plan
99.57* Roger Benjamin Springer, December 20, 1999, Option Plan
99.58* Andrew John Streeton, December 20, 1999, Option Plan
99.59* Chi Keung Tang, December 20, 1999, Option Plan
99.60* Joanne Marie Taylor, December 20, 1999, Option Plan
99.61* Susan Winnington, June 14, 1999, Option Plan
99.62* Susan Winnington, December 20, 1999, Option Plan
99.63* Andrew Carey Wyatt, December 23, 1999, Option Plan
99.64* Melissa Michelle Fistner, February 1, 1999, Option Plan
99.65* David Craig German, August 5, 1999, Option Plan
99.66* Lisa Marie Gower, June 14, 1999, Option Plan
99.67* Patricia Ann Merrick, February 1, 1999, Option Plan
99.68* William S. Roy, January 9, 2000, Option Plan
99.69* Patrick Clark, December 23, 1999, Option Plan
99.70* Elvire Elisabeth Humphreys-Davies, April 21, 1999, Option Plan
99.71* Bill Roy, January 9, 2000, Option Plan
-----------------------
* Filed herewith.
Page 13
