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Previous: 3DSHOPPING COM, S-8, 1999-08-25 |
Next: LUIGINOS INC, 10-Q, 1999-08-25 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washinton, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Palm Beach Investment Advisers, LLC
Address: 249 Royal Palm Way
Suite 400
Palm Beach, FL 33480
13F File Number: 801-55843
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Susan Winters Hoerber
Title: Operations Manager
Phone: 561-650-0200
Signature, Place, and Date of Signing:
Susan Winters Hoerber Palm Beach, Florida May 12, 1999
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 207
Form 13F Information Table Value Total: $193,225
List of Other Included Managers:
<PAGE>
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABB AB-SPONS ADR (abbby) COM. 00256Q103 436 32000 SH Other 32000
ALTERA CORPORATION COM. 021441100 356 9662 SH Sole 9662
AMERICAN HOME PRODS CP COM. 026609107 275 4800 SH Sole 4800
115 2000 SH Other 2000
AMERICAN INTL GROUP COM COM. 026874107 4555 38849 SH Sole 38849
633 5400 SH Other 5400
AT&T CORP COM COM. 001957109 268 4800 SH Sole 4800
363 6500 SH Defined 6500
167 3000 SH Other 3000
AUTOMATIC DATA PROCESS COM COM. 053015103 1338 30400 SH Sole 30400
BANK NEW YORK INC COM COM. 064057102 2110 57500 SH Sole 57500
BANK OF AMERICA CORP COM. 060505104 1833 25001 SH Sole 25001
154 2104 SH Defined 2104
213 2907 SH Other 2907
BECTON DICKINSON & CO COM. 075887109 480 16000 SH Sole 16000
BELL ATLANTIC CORP COM. 077853109 107 1632 SH Sole 1632
327 5000 SH Other 5000
BELLSOUTH CORP COM. 079860102 527 11430 SH Sole 11430
120 2600 SH Defined 2600
BERKSHIRE/A(brk/a) COM. 084670108 413 6 SH Sole 6
BP AMOCO PLC-ADR COM. 055622104 453 4173 SH Sole 4173
72 661 SH Defined 661
BRISTOL MYERS SQUIBB COM. 110122108 4848 68820 SH Sole 68820
704 10000 SH Defined 10000
CHASE MANHATTAN CORP COM. 16161A108 252 2911 SH Sole 2911
CHEVRON CORPORATION COM. 166751107 190 2000 SH Sole 2000
95 1000 SH Other 1000
CISCO SYSTEMS INC COM. 17275R102 6853 106356 SH Sole 106356
503 7800 SH Defined 7800
580 9000 SH Other 9000
CITIGROUP INC COM. 172967101 4802 101096 SH Sole 101096
378 7950 SH Defined 7950
146 3075 SH Other 3075
CLOROX CO COM. 189054109 2446 22900 SH Sole 22900
75 700 SH Defined 700
COCA COLA CO COM. 191216100 2802 45200 SH Sole 45200
369 5950 SH Defined 5950
COLGATE PALMOLIVE CO COM. 194162103 1409 14300 SH Sole 14300
98 1000 SH Defined 1000
COMPAQ COMPUTER CORP COM COM. 204493100 166 7000 SH Defined 7000
47 2000 SH Other 2000
COSTCO COMPANIES INC COM. 22160Q102 681 8500 SH Sole 8500
16 200 SH Defined 200
DELL COMPUTER CORP COM. 247025109 3036 82060 SH Sole 82060
118 3200 SH Defined 3200
DQE COM. 23329J104 241 6000 SH Sole 6000
DU PONT E I DE NEMOURS COM. 263534109 92 1350 SH Sole 1350
7 100 SH Defined 100
280 4100 SH Other 4100
DUKE ENERGY CORP COM. 264399106 1266 23260 SH Sole 23260
278 5100 SH Defined 5100
163 3000 SH Other 3000
EMC CORP/MASS COM. 268648102 1485 27000 SH Sole 27000
22 400 SH Defined 400
55 1000 SH Other 1000
EMERSON ELEC CO COM. 291011104 378 6000 SH Sole 6000
19 300 SH Defined 300
EQUITY INCOME FUND (AT&T) COM. 294700703 414 2000 SH Other 2000
EXXON CORP COM. 302290101 514 6670 SH Sole 6670
126 1640 SH Defined 1640
FEDERAL NATL MTG ASSN COM. 313586109 553 8100 SH Sole 8100
171 2500 SH Other 2500
FIFTH THIRD BANCORP COM. 316773100 2638 39625 SH Sole 39625
225 3375 SH Defined 3375
FIRST UNION CORP COM. 337358105 472 10024 SH Sole 10024
102 2162 SH Defined 2162
FPL GROUP INC COM. 302571104 346 6325 SH Sole 6325
38 700 SH Defined 700
GENERAL ELEC CO COM. 369604103 8234 72864 SH Sole 72864
731 6472 SH Defined 6472
282 2500 SH Other 2500
GILLETTE CO COM. 375766102 1533 37400 SH Sole 37400
GTE CORP COM. 362320103 200 2650 SH Sole 2650
151 2000 SH Other 2000
HOME DEPOT INC COM. 437076102 3986 61855 SH Sole 61855
77 1200 SH Defined 1200
INTEL CORP COM COM. 458140100 2364 39731 SH Sole 39731
363 6100 SH Defined 6100
595 10000 SH Other 10000
INTERNATIONAL BUS MACH COM. 459200101 9471 73280 SH Sole 73280
1517 11740 SH Defined 11740
207 1600 SH Other 1600
JOHNSON & JOHNSON COM. 478160104 4370 44594 SH Sole 44594
284 2900 SH Defined 2900
196 2000 SH Other 2000
KIMBERLY CLARK CORP COM. 494368103 536 9400 SH Sole 9400
46 800 SH Other 800
KINDER MORGAN ENERGY PRTNRS COM. 494550106 540 14600 SH Sole 14600
296 8000 SH Defined 8000
LEVIATHAN GAS PIPELINE L.P.-CO COM. 527367205 239 10100 SH Sole 10100
189 8000 SH Defined 8000
LG&E ENERGY CORP COM. 501917108 172 8200 SH Sole 8200
31 1500 SH Defined 1500
LILLY ELI & CO COM. 532457108 3130 43699 SH Sole 43699
315 4400 SH Defined 4400
LUCENT TECHNOLOGIES INC COM. 549463107 5368 79600 SH Sole 79600
175 2600 SH Defined 2600
674 10000 SH Other 10000
MANNESMANN AG-ADR (mnnsy) COM. 563775303 449 3000 SH Sole 3000
MARSH & MCLENNAN COS COM. 571748102 227 3000 SH Sole 3000
MCI WORLDCOM INC COM. 55268B106 3692 42900 SH Sole 42900
155 1800 SH Defined 1800
129 1500 SH Other 1500
MEDIAONE GROUP INC COM. 58440J104 2573 34600 SH Sole 34600
15 200 SH Defined 200
MEDTRONIC INC COM. 585055106 934 12000 SH Sole 12000
MERCK & CO INC COM. 589331107 3909 53100 SH Sole 53100
449 6100 SH Defined 6100
147 2000 SH Other 2000
MICROSOFT CORP COM COM. 594918104 6134 68013 SH Sole 68013
1082 12000 SH Other 12000
MINNESOTA MNG & MFG CO COM. 604059105 356 4100 SH Sole 4100
9 100 SH Defined 100
MOBIL CORP COM. 607059102 494 5000 SH Sole 5000
296 3000 SH Defined 3000
MONSANTO CO COM. 611662107 111 2800 SH Sole 2800
99 2500 SH Other 2500
NESTLE SA-ADR(nsrgy) COM. 641069406 207 2300 SH Other 2300
NOKIA CORP - SPON ADR COM. 654902204 7838 85600 SH Sole 85600
696 7600 SH Other 7600
ORACLE SYSTEMS CORP COM COM. 68389X105 225 6054 SH Sole 6054
37 1000 SH Defined 1000
PEPSICO INC COM. 713448108 449 11600 SH Sole 11600
PFIZER INC COM. 717081103 8562 78550 SH Sole 78550
1177 10800 SH Defined 10800
PLAINS ALL AMER PIPELINE LP COM. 726503105 130 7000 SH Sole 7000
93 5000 SH Defined 5000
PLANTRONICS INC COM. 727493108 462 7100 SH Sole 7100
274 4200 SH Defined 4200
PROCTER & GAMBLE CO COM. 742718109 303 3400 SH Sole 3400
125 1400 SH Defined 1400
ROCHE HOLDINGS LTD-ADR(rohhy) COM. 771195104 822 8000 SH Other 8000
SBC COMMUNICATIONS INC COM. 78387G103 574 9900 SH Sole 9900
116 2000 SH Defined 2000
116 2000 SH Other 2000
SCHERING PLOUGH CORP COM. 806605101 289 5500 SH Sole 5500
SOUTHERN CO COM. 842587107 405 15300 SH Sole 15300
77 2900 SH Defined 2900
SOUTHTRUST CORP COM. 844730101 1013 26400 SH Sole 26400
58 1500 SH Defined 1500
SPRINT CORP (FON GROUP) COM. 852061100 721 13600 SH Sole 13600
106 2000 SH Other 2000
SPRINT CORP (PCS GROUP) COM. 852061506 413 7250 SH Sole 7250
28 500 SH Other 500
SUN MICROSYSTEMS INC COM COM. 866810104 2514 36500 SH Sole 36500
275 4000 SH Other 4000
TECO ENERGY INC COM. 872375100 182 8000 SH Sole 8000
77 3400 SH Defined 3400
TELLABS INC COM. 879664100 2929 43350 SH Sole 43350
TIME WARNER INC COM COM. 887315109 2429 33450 SH Sole 33450
U S WEST INC COM. 91273H101 506 8608 SH Sole 8608
VODAFONE AIRTOUCH PLC-ADR US COM. 92857T107 2413 12250 SH Sole 12250
98 500 SH Defined 500
WAL MART STORES INC COM. 931142103 3293 68250 SH Sole 68250
193 4000 SH Defined 4000
WASTE MANAGEMENT INC. COM. 94106L109 230 4277 SH Sole 4277
WELLS FARGO COMPANY COM. 949746101 239 5600 SH Sole 5600
43 1000 SH Other 1000
WEYERHAEUSER CO COM. 962166104 268 3900 SH Sole 3900
ABN AMRO CAP 7.50 ser PFD 00371Q202 608 24800 SH Sole 24800
49 2000 SH Defined 2000
AMERICAN EXPRESS 7% PFD PFD 02583Y205 650 26600 SH Sole 26600
BARCLAYS BANK PLC ADR 8% CONV PFD 06738C836 126 5000 SH Sole 5000
163 6500 SH Defined 6500
BEAR STEARNS CAP 7.5% (CALL 12 PFD 07383J209 390 16000 SH Sole 16000
BERGEN CAPITAL TR 7.8% (CALLAB PFD 083748202 377 16250 SH Sole 16250
CHASE CAPITAL PFD 7% (CALLABLE PFD 16147M200 385 16000 SH Sole 16000
CITIGROUP CAP VI (CALLABLE 3/1 PFD 17305L208 493 21000 SH Sole 21000
EQUITABLE RESOURCES 7.35% (CAL PFD 294550207 216 9000 SH Sole 9000
FPC CAPITAL I 7.10% (CALLABLE PFD 302552203 424 18000 SH Sole 18000
LEHMAN CAP TRUST I 8% (CALL 3/ PFD 52518B200 354 14250 SH Sole 14250
MEDIAONE FIN TR 9.04% 12/31/38 PFD 584458202 134 5000 SH Sole 5000
107 4000 SH Defined 4000
MERRILL LYNCH & CO 7.28% (call PFD 59021K205 220 9000 SH Sole 9000
24 1000 SH Defined 1000
ML CAPITAL TR 7.12% (CALLABLE PFD 59021G204 313 13000 SH Sole 13000
ML CAPITAL TRUST 7% SERIES D PFD 59021F206 191 8000 SH Sole 8000
48 2000 SH Defined 2000
ML CAPITAL TRUST 8% SERIES C PFD 59021C203 573 22300 SH Sole 22300
NATIONWIDE FIN SVCS CAP 7.10% PFD 63861E204 205 8500 SH Sole 8500
OXY CAPITAL TRUST I 8.16% 1/2 PFD 692070204 122 5000 SH Sole 5000
98 4000 SH Defined 4000
PACIFIC TEL FIN 7.56% (CALLABL PFD 694887209 298 12000 SH Sole 12000
50 2000 SH Defined 2000
PSCO CAPITAL 7.6% (CALLABLE 5/ PFD 69360R208 267 11000 SH Sole 11000
REI TRUST I 7.2% (CALL 2/26/04 PFD 749490207 276 12000 SH Sole 12000
SOUTHERN CO 7.125% (CALLABLE 0 PFD 842636201 281 12000 SH Sole 12000
SOUTHERN CP TR V 6.875% 12/31/ PFD 842637209 333 14500 SH Sole 14500
TENNESSEE VALLEY AUTHORITY 8% PFD 880591102 258 10200 SH Sole 10200
TRANSAMERICA FINANCE CORP 7.10 PFD 893950204 285 12000 SH Sole 12000
UNIONBANCAL FIN TRUST I 7.375% PFD 90905Q109 665 27500 SH Sole 27500
VORNADO RLTY TRUST 8.5% PFD 929042406 473 19250 SH Sole 19250
ONE GROUP DIVERSIFIED EQUITY - 681939781 16310736.507 SH Sole 10736.507
ADVANCED METABOLIC SYSTEMS(CTF 0 80000 SH Defined 80000
AMSYS (CTF HLD GOLD/VL) 0 80000 SH Defined 80000
CENDANT CORPORATION 151313103 719 35070 SH Sole 35070
EXXON CORP 302290101 1157 15000 SH Sole 15000
FARM ENERGY CORP COM (suspend 30766L104 21 30000 SH Sole 30000
NFO WORLDWIDE INC 62910N108 709 50624 SH Sole 50624
35 2500 SH Defined 2500
PFIZER INC 717081103 7943 72876 SH Other 72876
REAL ESTATE WALDO CNTY MAINE 2255 4 SH Sole 4
SANFRED RESOURCES(PR US$)(CAND 800672107 1 20000 SH Sole 20000
TECO ENERGY 872375100 1506 66181 SH Defined 66181
UTILICORP UNITED INC 918005109 3801 156324 SH Other 156324
REPORT SUMMARY 207 DATA RECORDS 193225 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
</TABLE>
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