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Previous: DVI RECEIVABLES CORP VIII, 8-K, 1999-11-23 |
Next: TOPCLICK INTERNATIONAL INC/DE, 10SB12B/A, 1999-11-23 |
Filed pursuant to Rule 424(b)(3)
Reg Nos. 333-72335 and 333-72335-01
PROSPECTUS SUPPLEMENT NO. 4
(To Prospectus dated June 7, 1999)
NTL Communications Corp.
7% Convertible Subordinated Notes Due 2008
(NTL Incorporated shares of common stock)
This Prospectus Supplement No. 4 supplements and amends the Prospectus
dated June 7, 1999, as amended and supplemented by the Prospectus Supplements
dated July 7, 1999, August 10, 1999 and October 5, 1999 (the "Prospectus"),
relating to the 7% Convertible Subordinated Notes Due 2008 (the "Convertible
Notes") of NTL Communications Corp. and the shares of NTL Incorporated's common
stock, par value $.01 per share ("Common Stock"), issuable upon conversion of
the Convertible Notes.
The table on pages 75 through 80 of the Prospectus sets forth information
with respect to the Selling Securityholders (as defined in the Prospectus) and
the respective amounts of Convertible Notes beneficially owned by each Selling
Securityholder that may be offered pursuant to the Prospectus (as supplemented
and amended). This Prospectus Supplement amends that table by (1) replacing the
principal amount for Donaldson, Lufkin & Jenrette Securities Corp. with the
corresponding item set forth below, and (2) adding the remaining items set forth
below to that table.
<TABLE>
<CAPTION>
PRINCIPAL AMOUNT
AT MATURITY PERCENT
OF DEBENTURES OF TOTAL COMMON STOCK COMMON STOCK
BENEFICIALLY OUTSTANDING OWNED PRIOR TO BE
OWNED AND CONVERTIBLE TO ORIGINAL REGISTERED BY
SELLING SECURITY HOLDERS OFFERED NOTES OFFERING THE PROSPECTUS
------------------------ ---------------- ----------- ------------ --------------
<S> <C> <C> <C> <C>
1. Donaldson, Lufkin & Jenrette Securities Corp. 25,545,000 4.26 none 521,327
2. Merrill Lynch Pierce Fenner & Smith Inc. 796,000 * none 16,245
3. Physicians Life 166,000 * none 3,388
4. Dunham & Associates Ser III 110,000 * none 2,245
5. San Diego County Convertible 2,125,000 * none 43,367
</TABLE>
The Prospectus, together with this Prospectus Supplement No. 4, constitutes
the prospectus required to be delivered by Section 5(b) of the Securities Act of
1933, as amended, with respect to offers and sales of the Convertible Notes and
the Common Stock issuable upon conversion of the Convertible Notes.
Prospective investors should carefully consider matters discussed under the
caption "Risk Factors" beginning on page 10 of the Prospectus.
THESE SECURITIES HAVE NOT BEEN APPROVED OR DISAPPROVED BY THE SECURITIES AND
EXCHANGE COMMISSION OR ANY STATE SECURITIES COMMISSION NOR HAS THE SECURITIES
AND EXCHANGE COMMISSION OR ANY STATE SECURITIES COMMISSION PASSED UPON THE
ACCURACY OR ADEQUACY OF THIS PROSPECTUS. ANY REPRESENTATION TO THE CONTRARY IS A
CRIMINAL OFFENSE.
The date of this Prospectus Supplement No. 4 is November 22, 1999.
<PAGE>
SELLING SECURITYHOLDERS
The following table sets forth, as of November 22, 1999, the respective
principal amount of convertible notes beneficially owned and offered hereby by
each selling securityholder, the common stock owned by each selling
securityholder prior to the Original Offering (as defined in the Prospectus) and
the common stock issuable upon conversion of such convertible notes, which may
be sold from time to time by such selling securityholder pursuant to the
Prospectus. Such information has been obtained from the selling securityholders.
<TABLE>
<CAPTION>
PRINCIPAL AMOUNT
AT MATURITY PERCENT
OF DEBENTURES OF TOTAL COMMON STOCK COMMON STOCK TO
BENEFICIALLY OUTSTANDING OWNED PRIOR BE REGISTERED
OWNED AND CONVERTIBLE TO ORIGINAL BY THE
SELLING SECURITY HOLDERS OFFERED NOTES OFFERING PROSPECTUS (1)
- ------------------------ ---------------- ----------- ------------ ---------------
<S> <C> <C> <C> <C>
Aim High Yield Fund $ 5,000,000 * none 102,041
Aim High Yield II Fund 30,000 * none 612
Albert Luce, Jr. 140,000 * 50,000 2,857
Alexandra Global Investment Fund I LTD 2,000,000 * none 40,816
Allegheny Teledyne Inc. Pension Plan 700,000 * none 14,286
Alpine Associates 4,750,000 * none 96,939
Alpine Partners, L.P. 500,000 * none 10,204
Alsam Foundation 150,000 * 7,016 3,061
Alscott Investments, LLC 2,200,000 * none 44,898
American Stores 900,000 * 21,193 18,367
Argent Convertible Arbitrage Fund Ltd. 2,500,000 * none 51,020
Argent Classic Convertible Arbitrage Fund L.P. 5,650,000 * none 115,306
Argent Classic Convertible Arbitrage Fund (Bermuda) L.P. 16,350,000 2.73 none 333,673
Aristeia International Ltd. 1,749,000 * none 35,694
Aristeia Trading, LLC 1,251,000 * none 25,531
Arkansas Teachers Retirement 1,757,000 * none 35,857
Aspen Partner's 300,000 * 4,125 6,122
Associated Jewish Charities of Baltimore 250,000 * 13,113 5,102
AXP Bond Fund Inc. 880,000 * none 17,959
AXP Variable Portfolio-Bond Fund 340,000 * none 6,939
AXP Variable Portfolio-Managed Fund 480,000 * 4,781,250 9,796
BancBoston Robertson Stephens 500,000 * none 10,204
Bancroft Convertible Fund, Inc. 1,750,000 * none 35,714
Bankers Trust Trustee For Chrysler Corp.
Emp #1 Pension Plan dated 4/1/89 1,630,000 * none 33,265
Baptist Health of South Florida 160,000 * none 3,265
Bear Stearns & co Inc. 1,410,000 * none 28,776
Bill W. Mintz TTEE Revocable Trust 200,000 * none 4,081
Blue Cross Blue Shield of Michigan Retirement Income 1,110,000 * 54,036 22,653
BNP Arbitrage SNC 2,500,000 * 20,375 51,020
Boston Museum of Fine Arts 113,000 * none 2,306
Brown Family Trust A 100,000 * 4,576 2,041
Brown University 1,500,000 * 78,545 30,612
BTC Partners LLP 130,000 * 50,000 2,653
The California Endowment 1,250,000 * 41,250 25,510
California Healthcare Foundation 600,000 * 28,479 12,245
Caregroup Pension Plan 45,000 * 15,000 918
Catholic Healthcare West Funded Depreciation 335,000 * 38,500 6,837
Catholic Healthcare West Retirement 335,000 * 12,000 6,837
Catholic Healthcare West Self Insurance 125,000 * 4,125 2,551
Catholic Healthcare West Workers Compensation 90,000 * 3,000 1,837
<PAGE>
CBBB Cotenancy 220,000 * 9,924 4,490
Chase Manhattan NA Trustee For IBM Retirement Plan dated 12/18/45 2,772,000 * none 56,571
Cheyne Walk Trust 725,000 * 23,008 14,796
Christine Russell Revocable Trust 500,000 * 15,703 10,204
CIBC Wood Grundy International Equity Arbitrage Corp. 3,500,000 * none 71,429
Citibank, et al Employees Retirement Plan 2,070,000 * 633,750 42,245
Clorox Co. Employee Benefits 400,000 * 20,688 8,163
Colgate-Palmolive Company Retirement Trust 800,000 * none 16,327
Conseco Direct Life 700,000 * none 14,286
Corlon Associates I 400,000 * 13,654 8,163
Corlon Co. Foundation 110,000 * 3,599 2,245
Cowles Investment Partnership 180,000 * 8,408 3,673
CPR (USA) Inc. 275,000 * none 5,612
Credit Suisse First Boston Corporation 250,000 * none 5,102
Deeprock & Co. 1,000,000 * none 20,408
D.E. Shaw & Co. 1,000,000 * none 20,408
Deutsche Bank Securities Inc. 38,730,000 6.46 none 790,408
Discovery Group of Funds 190,000 * 8,546 3,878
Donald G. Linber & Joyce Linber, jnt 27,000 * 1,233 551
Donaldson, Lufkin & Jenrette Securities Corp. 25,545,000 4.26 none 521,327
Duckbill & Co. 1,000,000 * none 20,408
Duke University Employees Retirement Plan 160,000 * 56,250 3,265
Duke University Long Term Pool 780,000 * 262,500 15,918
Dunham & Associates Ser III 110,000 * none 2,245
East Bay Community Foundation 230,000 * none 4,694
East Oakland Youth Development Fund 160,000 * 6,336 3,265
Ellsworth Convertible Growth and Income Fund, Inc. 1,250,000 * none 25,510
Engineers Joint Pension Fund 303,000 * none 6,184
Erin Partners Two 65,000 * 2,911 1,327
Fidelity Fixed-Income Trust: Fidelity High Income Fund 17,020,000 2.84 none 347,347
Fidelity Summer Street Trust: Fidelity Capital & Income Fund 3,000,000 * none 61,224
Fidelity Management Trust Company on
behalf of accounts managed by it 2,980,000 * none 60,816
Forest Performance Fund LP 165,000 * none 3,367
Forest Alternative Strategies Fund II LP Series A-5M 240,000 * none 4,898
Forest Alternative Strategies Fund II LP Series A-5T 780,000 * none 15,918
Forest Fulcrum Fund LP 7,700,000 * none 157,143
Forest Global Convertible Fund Series A-5 9,700,000 1.62 none 197,959
Forest Global Convertible Fund Series B-1 65,000 * none 1,327
Franklin & Marshall College 127,000 * none 2,592
<PAGE>
The Gabelli Global Convertible Securities Fund 145,000 * none 2,959
General Electric Pension Trust 1,000,000 * 1,093,750 20,408
General Motors Welfare Benefit Trust 1,000,000 * none 20,408
Geo-Volor Ltd. 500,000 * 28,064 10,204
The Georgia International Fund Ltd. 200,000 * 79,546 4,082
Georgia Partners 20,000,000 3.33 679,048 408,163
Glaxo Wellcome Benefits Plan 450,000 * 315,000 9,184
Glaxo Wellcome Cash Balance Plan 450,000 * 26,000 9,184
Global Bermuda Limited Partnership 1,500,000 * 27,813 30,612
Golden Rule Insurance Company 1,600,000 * none 32,653
Goldman, Sachs & Co. 1,000,000 * none 20,408
GranGem 23 41 LLC 250,000 * none 5,102
Greyhound Lines 50,000 * none 1,020
Greyhound Lines Inc. Amalgamated CNCL Retirement & Disability
TR Imperial TR c/o Forest Investment Management LLC 70,000 * none 1,429
Guide Dogs for the Blind 500,000 * 14,494 10,204
HBK Cayman L.P. 4,944,000 * none 100,898
HBK Offshore Fund Ltd. 9,356,000 1.56 6,093,750 190,939
Henry J. Kaiser Family Foundation 550,000 * 16,545 11,224
Hign Bridge Capital Corporation 10,000,000 1.66 none 204,082
Horowitz Limited Partnership I 150,000 * 6,761 3,061
H&S Partners I, L.P. 20,000,000 3.33 none 408,163
The Income Fund of America, Inc. 50,000,000 8.33 none 1,020,408
Indiana University Foundation 650,000 * 386,250 13,265
Jackson Investment Fund Ltd. 625,000 * none 12,755
James Irvine Foundation 900,000 * 44,310 18,367
Janus Capital Corporation 19,378,000 3.23 none 395,469
Janus Growth and Income 2,340,000 * none 47,755
Janus Balance Fund 8,550,000 1.43 none 174,490
Janus Aspen Balanced 3,249,000 * none 66,306
Janus High Yield 1,000,000 * none 20,408
Janus Aspen High Yield 35,000 * none 714
Janus Equity Income Fund 3,874,000 * none 79,061
Janus Aspen Growth and Income 10,000 * none 204
JWF Balanced Fund 285,000 * none 5,816
JWF High Yield Bond Fund 35,000 * none 714
Janus Capital Corporation IDEX Balanced Fund 387,000 * none 7,898
Jeffrey Rymer 35,000 * 1,363 714
<PAGE>
Jicarilla Apache Tribe 2,100,000 * 21,196 42,857
JMB Children's Holding Co. 600,000 * 206,250 12,245
JMG Convertible Investments L.P. 6,000,000 1.00 none 122,449
John Robert 110,000 * 5,323 2,245
J.P.Morgan & Co. Inc. 12,000,000 2.00 46,833 244,898
Julius Baer Securities 700,000 * none 14,286
Lakeshore International, Ltd. 3,000,000 * 55,563 61,224
Lazard Freres & CIE Paris 700,000 * none 14,286
LB Series Fund Inc. High Yield Portfolio 2,500,000 * none 51,020
LDG Limited 250,000 * none 5,102
Libertyview Plus Fund 225,000 * none 4,592
Loomis Sayles & Company, L.P. for Benefit of New England
High Income Bond Fund 1,000,000 * none 20,408
LLT Limited 880,000 * none 17,959
Mainstay Convertible Fund 4,000,000 * none 81,633
McMahon Securities Company, L.P. 2,715,000 * none 55,408
Melinda Marfield Trust 35,000 * 1,568 714
Merrill Lynch Pierce Fenner & Smith Inc. 796,000 * none 16,245
Metropolitan Museum of Art 750,000 * 268,750 15,306
MGBA Investments 100,000 * 5,128 2,041
Michigan State University 400,000 * 15,291 8,163
Milton L. Schwartz Revocable Family Trust 110,000 * 5,261 2,245
Monumental Life Insurance Company-(teamsters-camden non-enhanced) 7,000,000 1.17 none 142,857
Morgan Stanley Dean Witter 5,500,000 * none 112,245
Morgan Stanley Dean Witter Convertible Securities Trust 2,500,000 * none 51,020
Mount Sinai School of Medicine 800,000 * none 16,327
Museum of Fine Arts, Boston 16,000 * none 327
National Bank of Canada 900,000 * none 18,367
NationsBanc Montgomery Securities LLC 1,500,000 * none 30,612
N.B. Giustina Trust 150,000 * 8,453 3,061
New Hampshire Retirement System 94,000 * none 1,918
New York Life Insurance Company 10,750,000 1.79 none 219,388
Nicholas Applegate Convertible Fund 530,000 * none 10,816
NMS Services Inc. 10,000,000 1.67 none 204,082
Oak Foundation USA, Inc. 200,000 * 372,250 4,082
Oppenheimer Champion Income Fund 11,700,000 1.95 none 238,776
Oppenheimer Strategic Income Fund 10,250,000 1.71 none 209,184
Oppenheimer High Yield Fund 2,000,000 * none 40,816
Oppenheimer Strategic Bond Fund 400,000 * none 8,163
Oppenheimer High Income Fund 3,550,000 * none 72,449
Oppenheimer Convertible Securities Fund 4,000,000 * none 81,633
<PAGE>
OZ Master Fund, Ltd. 3,000,000 * none 61,224
OS Ventures 120,000 * 4,509 2,449
Pace Setter 1, L.P. 1,000,000 * none 20,408
Pacific Life Insurance Company 500,000 * none 10,204
Palladin Securities, LLC 700,000 * none 14,286
Pell Rudman Trsu Co, NA 1,400,000 * 102,918 28,571
Penn Treaty Network America Insurance Company 110,000 * none 2,245
Peoples Benefit Life Insurance Company 6,000,000 1.00 none 122,449
Peyton Anderson Foundation 260,000 * 81,250 5,306
PGEP III LLC 700,000 * none 14,286
Physicians Life 166,000 * none 3,388
Pilgrim Convertible Fund 2,610,000 * none 53,265
PIMCO Convertible Bond Fund 300,000 * none 6,122
Pitney Bowes Retirement Fund 6,540,000 1.09 none 133,469
Prime 66 Partners, Inc. 50,000,000 8.33 5,481,089 1,020,408
Pro Mutual 59,000 * none 1,204
Putnam Convertible Income Growth Trust 5,520,000 * none 112,653
Putnam Convertible Opportunities and Income Trust 46,000 * none 939
Quattro Offshore Fund Ltd. 250,000 * none 5,102
R2 Investments, LDC 8,500,000 1.42 6,550,000 173,470
Radiology Associates Employee Benefit 250,000 * 12,199 5,102
Radiology Group Profit Sharing Plan 80,000 * 3,449 1,633
Radiology Medical Group Pension Plan 75,000 * 3,253 1,531
Radiology Medical Group P/S San Diego 40,000 * 16,250 816
Ralco Inc. 200,000 * 10,564 4,082
Ramius, L.P. 1,583,000 * none 32,306
Ramius Fund, Ltd. 2,375,000 * none 48,469
RCG Baldwin L.P. 792,000 * none 16,163
RCM Financial Services LP 350,000 * 143,750 7,143
Ridgeway/Floum Profit Sharing Plan 100,000 * 3,663 2,041
Riverside Church 450,000 * 21,425 9,184
Ronald Family Trust A 850,000 * 32,776 17,347
S&J Partners 120,000 * 5,168 2,449
Salomon Brothers Asset Management, Inc. 29,050,000 4.84 none 592,857
Salomon Smith Barney Inc. 1,100,000 * none 22,449
San Diego City Retirement 839,000 * none 17,122
San Diego County Convertible 2,125,000 * none 43,367
Sbaggs Family Foundation 110,000 * 3,708 2,245
S.C. Johnson Retirement Plan 240,000 * 11,249 4,898
South Fork Partners 4,000,000 * 135,560 81,633
<PAGE>
Southern Methodist University 240,000 * 9,689 4,898
Southport Management Partners, L.P. 1,080,000 * none 22,041
Southport Partners International, Ltd. 2,130,000 * none 43,469
Southwest Franciscan Missions Inc. 150,000 * 6,619 3,061
Speer Leeds & Kellogg 1,000,000 * none 20,408
Starvest Combined Portfolio 375,000 * none 7,653
State of Maryland Retirement Plan 3,500,000 * none 71,429
State Street Bank Custodian For GE Pension Trust 861,000 * none 17,571
Sterling Partners 1,943,000 * 33,928 39,653
Stoel Rives LLP 370,000 * 17,630 7,551
Susquehanna Capital Group 2,545,000 * none 51,939
Tribeca Investments LLC 4,000,000 * none 81,633
Triton Capital Investments, LTD 6,000,000 1.00 none 122,449
Trustees of Hamilton College 700,000 * 237,500 14,286
TQA Vantage Plus Fund, Ltd. 300,000 * 375,000 6,122
TQA Vantage Fund, Ltd. 3,540,000 * 4,425,000 72,245
TQA Leverage Fund, L.P. 1,610,000 * none 32,857
Union Bancaire Privee 6,500,000 1.08 none 132,653
University of Oregon 265,000 * 10,680 5,408
University of Rochester 15,000 * none 306
University of Washington Endowment Fund 370,000 * 125,000 7,551
Van Kampen Harbor Fund 4,300,000 * none 87,755
Van Kampen Convertible Securities Fund 700,000 * none 14,286
Wake Forest University 598,000 * none 12,204
Warburg Dillon Read LLC 9,400,000 1.57 none 191,837
Western Cancer Center Medical Group P/S 35,000 * 13,750 714
Zellerbach Family Fund 200,000 * 8,030 4,082
</TABLE>
- ---------------
* Less than one percent.
(1) The shares of common stock to be registered hereby are calculated on an "as
converted" basis using the conversion rate described on the front cover page
of this Prospectus.
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