U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check box if no longer subject of Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
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1. Name and Address of Reporting Person*
Compagnie Generale Des Communications (COGECOM) S.A.
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(Last) (First) (Middle)
6, Place d'Alleray
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(Street)
75505 Paris Cedex 15 France
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
NTL Incorporated (NTLI)
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3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
N/A
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4. Statement for Month/Year
January 2000
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5. If Amendment, Date of Original (Month/Year)
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6. Relationship of Reporting Person to Issuer
(Check all applicable)
[_] Director [X] 10% Owner
[_] Officer (give title below) [_] Other (specify below)
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7. Individual or Joint/Group Filing (Check applicable line)
[_] Form filed by one Reporting Person
[X] Form filed by more than one Reporting Person
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Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
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<TABLE>
<CAPTION>
6.
4. 5. Owner-
Securities Acquired (A) or Amount of ship
3. Disposed of (D) Securities Form: 7.
Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of
2. Code ------------------------------- Owned at End (D) or Indirect
1. Transaction (Instr. 8) (A) of Month Indirect Beneficial
Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4)
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Common Stock, par value $0.01 08/13/99 P 2,702,703 A $250,000,000.00 2,702,703(1) D
per share
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Common Stock, par value $0.01 10/27/99 P 3,300,000 A $226,050,000.00 6,678,378(2)(3) D
per share
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Common Stock, par value $0.01 11/01/99 P 82,439 A $5,647,071.50 6,760,817(3) D
per share
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</TABLE>
* If the Form is filed by more than one Reporting Person, see Instruction
4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Print or Type Responses)
(Over)
(Form 4-07/99)
Page 1 of 3
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FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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<TABLE>
<CAPTION>
10.
9. Owner-
Number ship
of Form
2. Deriv- of
Conver- 5. 7. ative Deriv- 11.
sion Number of Title and Amount Secur- ative Nature
or Derivative 6. of Underlying 8. ities Secur- of
Exer- 4. Securities Date Securities Price Bene- ity: In-
cise 3. Trans- Acquired (A Exercisable and (Instr. 3 and 4) of ficially Direct direct
Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene-
1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial
Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner-
Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship
Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
5% Cumulative 10 shares 08/13/99 P 750,000 any 08/13/19 Common 7,500,000 $750,000,000 750,000 D
Participating of C/S time (5) Stock, (3)
Convertible per par
Preferred Stock, Series value
Series A A(3) $0.01
per
share
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5 3/4% Convertible 7.394809 12/22/99 P 232,000 03/22/00 12/15/09 Common 1,715,595 $232,000,000 232,000 D
Subordinated Notes shares Stock,
due 2009 of C/S par
per value
5 3/4% $0.01
Note per
share
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5% Cumulative 9.811136 01/03/00 J(4) 9,437.50 any 08/13/19 Common 92,592 (4) 9,437.50 D
Participating shares of time (5) Stock,
Convertible C/S per par
Preferred Stock, Series D value
Series D $0.01
per
share
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</TABLE>
Explanation of Responses:
(1) Shares of Common Stock owned by COGECOM at the end of August 1999.
(2) Shares of Common Stock owned by COGECOM at the end of October 1999.
(3) Gives effect to a 5-for-4 stock split by way of a stock dividend paid
October 7, 1999.
(4) On January 3, 2000, the Issuer issued to COGECOM 9,437.50 shares of 5%
Cumulative Participating Convertible Preferred Stock, Series D, as a
dividend with respect to the Series A preferred stock.
(5) Mandatory redemption date if securities have not been previously redeemed
or converted.
/s/ Pierre Hilaire March 9, 2000
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**Signature of Reporting Person Date
On behalf of COGECOM S.A.
Name: Pierre Hilaire
Title: Chairman of the Board of Directors
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB Number.
Page 2 of 3
SEC 1474 (3-99)
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Joint Filer Information
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Name: France Telecom S.A.
Address: 6, place d'Alleray
75505 Paris Cedex 15 France
Designated
Filer: Compagnie Generale des Communications (COGECOM) S.A.
(COGECOM is a wholly owned subsidiary of France Telecom)
Issuer Name &
Ticker
Symbol: NTL Incorporated (NTLI)
Statement for
Month/Year: January 2000
Signature: /s/ Jean-Louis Vinciguerra March 9, 2000
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On behalf of FRANCE TELECOM
Name: Jean-Louis Vinciguerra
Title: Senior Executive Vice President
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