UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Aster Investment Management Co., Inc.
Address: 60 East Sir Francis Drake Blvd., Suite 306
Larkspur, CA 94939
13F File Number: 28-01919
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Richard F. Aster, Jr.
Title: President
Phone: 415-461-8770
Signature, Place and Date of Signing:
Richard F. Aster, Jr. Larkspur, CA August 5, 1999
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 110
Form 13F Information Table Value Total: $249,523
List of Other Included Managers:
No. 13F File Number Name
--- --------------- ------------------------------
01 28-03630 Aster Capital Management, Inc.
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ANTEC Corporation COM 03664P105 2302 71798 SH SOLE 71798
4886 152400 SH DEFINED 01 152400
AVX Corporation COM 002444107 573 23500 SH DEFINED 01 23500
Active Voice Corporation COM 004938106 580 40000 SH DEFINED 01 40000
Adtran, Inc. COM 00738A106 2162 59450 SH SOLE 59450
4383 120500 SH DEFINED 01 120500
Airborne Freight Corporation COM 009266107 1339 48350 SH SOLE 48350
3239 117000 SH DEFINED 01 117000
Airgas, Inc. COM 009363102 612 50000 SH DEFINED 01 50000
American Healthcorp, Inc. COM 02649V104 327 39300 SH DEFINED 01 39300
Anadigics, Inc. COM 032515108 781 21100 SH DEFINED 01 21100
Annuity and Life Re (Holdings) COM G03910109 916 40825 SH SOLE 40825
2289 102000 SH DEFINED 01 102000
Arden Realty, Inc. COM 039793104 2480 100700 SH SOLE 100700
6045 245500 SH DEFINED 01 245500
Atlantic Coast Airlines Holdin COM 048396105 1069 56250 SH SOLE 56250
2755 145000 SH DEFINED 01 145000
Beverly Enterprises Inc. COM 087851309 1022 126768 SH SOLE 126768
3225 400000 SH DEFINED 01 400000
Buffets Inc. COM 119882108 1150 100000 SH DEFINED 01 100000
Burlington Coat Factory Wareho COM 121579106 952 49300 SH DEFINED 01 49300
CBRL Group, Inc. COM 12489V106 918 53044 SH SOLE 53044
3030 175000 SH DEFINED 01 175000
CEC Entertainment, Inc. COM 125137109 2158 51080 SH SOLE 51080
4225 100000 SH DEFINED 01 100000
Cabletron Systems COM 126920107 455 35000 SH DEFINED 01 35000
Catalina Marketing Group COM 148867104 2023 21985 SH SOLE 21985
4140 45000 SH DEFINED 01 45000
Coherent COM 192479103 643 34500 SH DEFINED 01 34500
Commscope, Inc. COM 203372107 630 20500 SH DEFINED 01 20500
Convergys Corp. COM 212485106 645 33500 SH DEFINED 01 33500
Cost Plus, Inc. COM 221485105 2633 57862 SH SOLE 57862
4777 105000 SH DEFINED 01 105000
DuPont Photomasks, Inc. COM 26613X101 651 13600 SH DEFINED 01 13600
Expeditors International of Wa COM 302130109 1886 69198 SH SOLE 69198
3542 130000 SH DEFINED 01 130000
Extended Stay America, Inc. COM 30224P101 1615 134550 SH SOLE 134550
4380 365000 SH DEFINED 01 365000
Family Dollar Stores, Inc. COM 307000109 1967 81950 SH SOLE 81950
4320 180000 SH DEFINED 01 180000
Foodmaker, Inc. COM 344839204 1746 61550 SH SOLE 61550
4199 148000 SH DEFINED 01 148000
Gartner Group, Inc. COM 366651107 1072 52300 SH SOLE 52300
3546 173000 SH DEFINED 01 173000
Genesys Telecommunications Lab COM 371931106 1694 67770 SH SOLE 67770
4122 164900 SH DEFINED 01 164900
Great Atlantic & Pacific Tea C COM 390064103 541 16000 SH DEFINED 01 16000
Haemonetics Corporation COM 405024100 782 39000 SH DEFINED 01 39000
Health Management Associates COM 421933102 1294 114990 SH SOLE 114990
2644 235000 SH DEFINED 01 235000
ITI Technologies, Inc. COM 450564109 391 17300 SH DEFINED 01 17300
Illinova Corporation COM 452317100 561 20600 SH DEFINED 01 20600
International Rectifier Corpor COM 460254105 599 45000 SH DEFINED 01 45000
KEMET Corporation COM 488360108 2281 99450 SH SOLE 99450
4358 190000 SH DEFINED 01 190000
Lockheed Martin COM 539830109 633 17000 SH DEFINED 01 17000
Marine Drilling Co. COM 568240204 916 66900 SH SOLE 66900
3764 275000 SH DEFINED 01 275000
Mazel Stores, Inc. COM 578792103 423 38900 SH SOLE 38900
1631 150000 SH DEFINED 01 150000
Mentor Graphics Corp. COM 587200106 1295 101100 SH SOLE 101100
4068 317500 SH DEFINED 01 317500
Molex Incorporated (Class A) COM 608554200 2016 64007 SH SOLE 64007
4410 140000 SH DEFINED 01 140000
National Data Corporation COM 635621105 2432 56884 SH SOLE 56884
5130 120000 SH DEFINED 01 120000
Northwest Airlines COM 667280101 634 19500 SH DEFINED 01 19500
Nu Skin Enterprises, Inc. COM 1220 61200 SH SOLE 61200
3589 180000 SH DEFINED 01 180000
P.F. Chang's China Bistro COM 69333Y108 907 41950 SH SOLE 41950
2217 102500 SH DEFINED 01 102500
PETsMART, Inc. COM 716768106 1628 158850 SH SOLE 158850
4741 462550 SH DEFINED 01 462550
Pacific Century Financial Corp COM 694058108 2168 100532 SH SOLE 100532
6091 282500 SH DEFINED 01 282500
Pall Corp COM 696429307 548 24700 SH DEFINED 01 24700
Precision Drilling Corporation COM 74022D100 2050 107550 SH SOLE 107550
4137 217000 SH DEFINED 01 217000
Province Healthcare Company COM 743977100 1227 62900 SH SOLE 62900
3315 170000 SH DEFINED 01 170000
Regis Corporation COM 758932107 1526 79525 SH SOLE 79525
3329 173500 SH DEFINED 01 173500
STAAR Surgical Company COM 852312305 265 20000 SH DEFINED 01 20000
Scientific Games Holdings Corp COM 808747109 810 41550 SH SOLE 41550
2806 143900 SH DEFINED 01 143900
Shoe Carnival, Inc. COM 824889109 493 29000 SH DEFINED 01 29000
Sonic Corporation COM 835451105 1806 55350 SH SOLE 55350
4404 135000 SH DEFINED 01 135000
Sotheby's Holdings, Inc. COM 835898107 2051 53794 SH SOLE 53794
3889 102000 SH DEFINED 01 102000
Synopsys, Inc. COM 871607107 1660 30080 SH SOLE 30080
3863 70000 SH DEFINED 01 70000
Tektronix, Inc. COM 879131100 2825 93575 SH SOLE 93575
6945 230050 SH DEFINED 01 230050
Teltrend, Inc. COM 87969R106 584 27500 SH DEFINED 01 27500
Tom Brown, Inc. New COM 115660201 713 45800 SH DEFINED 01 45800
Town and Country Trust COM 892081100 1839 102870 SH SOLE 102870
4290 240000 SH DEFINED 01 240000
Tyson Foods, Inc. Class A COM 902494103 655 29100 SH DEFINED 01 29100
Ultramar Diamond Shamrock Corp COM 904000106 502 23000 SH DEFINED 01 23000
Universal Electronics, Inc. COM 913483103 575 20500 SH DEFINED 01 20500
Wackenhut Correction Corp COM 929798106 2136 107800 SH SOLE 107800
5932 299400 SH DEFINED 01 299400
West Marine, Inc. COM 954235107 1442 99050 SH SOLE 99050
4988 342500 SH DEFINED 01 342500
Williams-Sonoma, Inc. COM 969904101 1251 35930 SH SOLE 35930
2263 65000 SH DEFINED 01 65000
Zale Corporation COM 988858106 1794 44850 SH SOLE 44850
4600 115000 SH DEFINED 01 115000
Zoll Medical Corporation COM 989922109 540 45000 SH DEFINED 01 45000
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