UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [X]; Amendment Number:1
This Amendment (check only one.): [X] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Aster Investment Management Co., Inc.
Address: 60 East Sir Francis Drake Blvd., Suite 306
Larkspur, CA 94939
13F File Number: 28-01919
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gregg B.Keeling
Title: Vice President of Operations
Phone: 415-461-8770
Signature, Place and Date of Signing:
Gregg B.Keeling Larkspur, CA January 31, 2000
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 100
Form 13F Information Table Value Total: $226,091
List of Other Included Managers:
No. 13F File Number Name
--- --------------- ------------------------------
01 28-03630 Aster Capital Management, Inc.
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ANTEC Corporation COM 03664P105 1845 50540 SH SOLE 50540
3924 107500 SH DEFINED 01 107500
AVX Corporation COM 002444107 904 18100 SH DEFINED 01 18100
Active Voice Corporation COM 004938106 1104 38000 SH DEFINED 01 38000
Adtran, Inc. COM 00738A106 2656 51630 SH SOLE 51630
4501 87500 SH DEFINED 01 87500
Aftermarket Tech Corp. COM 008318107 836 70000 SH DEFINED 01 70000
Airgas, Inc. COM 009363102 522 55000 SH DEFINED 01 55000
American Tower Corp. COM 029912201 2463 80600 SH SOLE 80600
4618 151100 SH DEFINED 01 151100
Arrow Electronics COM 042735100 1007 39700 SH DEFINED 01 39700
Atlantic Coast Airlines Holdin COM 048396105 1824 76800 SH SOLE 76800
3942 166000 SH DEFINED 01 166000
Avnet,Inc. COM 053807103 1065 17600 SH DEFINED 01 17600
Bed, Bath & Beyond, Inc. COM 075896100 2343 67437 SH SOLE 67437
4340 124900 SH DEFINED 01 124900
Buffets Inc. COM 119882108 950 95000 SH DEFINED 01 95000
Burlington Coat Factory Wareho COM 121579106 694 50000 SH DEFINED 01 50000
Burlington Resources, Inc. COM 122014103 836 25300 SH DEFINED 01 25300
CEC Entertainment, Inc. COM 125137109 1987 70345 SH SOLE 70345
3814 135000 SH DEFINED 01 135000
Cabletron Systems COM 126920107 819 31500 SH DEFINED 01 31500
Coherent COM 192479103 843 31500 SH DEFINED 01 31500
Commscope, Inc. COM 203372107 665 16500 SH DEFINED 01 16500
Convergys Corp. COM 212485106 1076 35000 SH DEFINED 01 35000
Cost Plus, Inc. COM 221485105 2487 69816 SH SOLE 69816
4008 112500 SH DEFINED 01 112500
Discount Auto Parts, Inc. COM 254642101 443 24500 SH DEFINED 01 24500
Expeditors International of Wa COM 302130109 2245 51240 SH SOLE 51240
5104 116500 SH DEFINED 01 116500
FileNET Corporation COM 316869106 1071 42000 SH DEFINED 01 42000
Fritz Companies, Inc. COM 358846103 606 57700 SH DEFINED 01 57700
Great Atlantic & Pacific Tea C COM 390064103 847 30400 SH DEFINED 01 30400
Haemonetics Corporation COM 405024100 929 39000 SH DEFINED 01 39000
Health Management Associates COM 421933102 2277 170240 SH SOLE 170240
4882 365000 SH DEFINED 01 365000
Healthcare Realty Trust COM 421946104 870 55700 SH DEFINED 01 55700
ITI Technologies, Inc. COM 450564109 660 22000 SH DEFINED 01 22000
Integrated Device Technology, COM 458118106 2263 78050 SH SOLE 78050
4272 147300 SH DEFINED 01 147300
International Rectifier Corpor COM 460254105 874 33600 SH DEFINED 01 33600
Jack in the Box COM 466367109 1907 92200 SH SOLE 92200
3455 167000 SH DEFINED 01 167000
KEMET Corporation COM 488360108 2206 48950 SH SOLE 48950
3722 82600 SH DEFINED 01 82600
Kohl's Corporation COM 500255104 2250 31170 SH SOLE 31170
4981 69000 SH DEFINED 01 69000
Lakehead Pipeline Partners, In COM 511557100 818 23500 SH DEFINED 01 23500
Lancaster Colony Corporation COM 513847103 855 25800 SH DEFINED 01 25800
Magnetek,inc. COM 559424106 653 85000 SH DEFINED 01 85000
Molex Incorporated (Class A) COM 608554200 2417 53420 SH SOLE 53420
4208 93000 SH DEFINED 01 93000
National Data Corporation COM 635621105 1822 53684 SH SOLE 53684
3706 109200 SH DEFINED 01 109200
Network Equipment Technologies COM 641208103 354 30000 SH DEFINED 01 30000
P.F. Chang's China Bistro COM 69333Y108 1657 66600 SH SOLE 66600
3495 140500 SH DEFINED 01 140500
Pacific Century Financial Corp COM 694058108 1983 106132 SH SOLE 106132
4924 263500 SH DEFINED 01 263500
Pall Corp COM 696429307 727 33700 SH DEFINED 01 33700
Paychex, Inc. COM 704326107 2169 54220 SH SOLE 54220
5100 127500 SH DEFINED 01 127500
Plantronics, Inc COM 727493108 2118 29600 SH SOLE 29600
4394 61400 SH DEFINED 01 61400
Precision Drilling Corporation COM 74022D100 2390 93050 SH SOLE 93050
4547 177000 SH DEFINED 01 177000
Province Healthcare Company COM 743977100 1845 97100 SH SOLE 97100
3230 170000 SH DEFINED 01 170000
REMEC, Inc. COM 759543101 765 30000 SH DEFINED 01 30000
Regis Corporation COM 758932107 2003 106100 SH SOLE 106100
3913 207300 SH DEFINED 01 207300
Renal Care Group, Inc. COM 759930100 2076 88800 SH SOLE 88800
3971 169900 SH DEFINED 01 169900
STAAR Surgical Company COM 852312305 390 40000 SH DEFINED 01 40000
Scientific Games Holdings Corp COM 808747109 364 22000 SH SOLE 22000
1684 101700 SH DEFINED 01 101700
Shoe Carnival, Inc. COM 824889109 292 29000 SH DEFINED 01 29000
Sonic Corporation COM 835451105 2073 72750 SH SOLE 72750
3728 130800 SH DEFINED 01 130800
Sotheby's Holdings, Inc. COM 835898107 1463 48758 SH SOLE 48758
3060 102000 SH DEFINED 01 102000
SpeedFam-IPEC, Inc. COM 847705100 647 50000 SH DEFINED 01 50000
Synopsys, Inc. COM 871607107 2093 31360 SH SOLE 31360
4339 65000 SH DEFINED 01 65000
Tektronix, Inc. COM 879131100 1758 45225 SH SOLE 45225
4787 123150 SH DEFINED 01 123150
Teltrend, Inc. COM 87969R106 832 27500 SH DEFINED 01 27500
Tom Brown, Inc. New COM 115660201 849 63500 SH DEFINED 01 63500
Town and Country Trust COM 892081100 2159 120340 SH SOLE 120340
4730 263700 SH DEFINED 01 263700
Universal Electronics, Inc. COM 913483103 345 7500 SH DEFINED 01 7500
Wackenhut Correction Corp COM 929798106 1163 99500 SH SOLE 99500
3499 299400 SH DEFINED 01 299400
West Marine, Inc. COM 954235107 1410 170850 SH SOLE 170850
3462 419600 SH DEFINED 01 419600
Williams-Sonoma, Inc. COM 969904101 1977 42980 SH SOLE 42980
3680 80000 SH DEFINED 01 80000
Wolverine World Wide, Inc. COM 978097103 875 80000 SH DEFINED 01 80000
Zale Corporation COM 988858106 2049 42350 SH SOLE 42350
4305 89000 SH DEFINED 01 89000
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