UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Aster Investment Management Co., Inc.
Address: 60 East Sir Francis Drake Blvd., Suite 306
Larkspur, CA 94939
13F File Number: 28-01919
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gregg B.Keeling
Title: Vice President of Operations
Phone: 415-461-8770
Signature, Place and Date of Signing:
Gregg B.Keeling Larkspur, CA April 18, 2000
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 99
Form 13F Information Table Value Total: $254,767
List of Other Included Managers:
No. 13F File Number Name
--- --------------- ------------------------------
01 28-03630 Aster Capital Management, Inc.
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<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AGCO Corporation COM 001084102 671 59000 SH DEFINED 01 59000
ANTEC Corporation COM 03664P105 2566 57258 SH SOLE 57258
5736 128000 SH DEFINED 01 128000
AVX Corporation COM 002444107 1160 15300 SH DEFINED 01 15300
Adtran, Inc. COM 00738A106 2385 40130 SH SOLE 40130
3626 61000 SH DEFINED 01 61000
Aftermarket Tech Corp. COM 008318107 1125 90000 SH DEFINED 01 90000
Airgas, Inc. COM 009363102 748 90000 SH DEFINED 01 90000
American Tower Corp. COM 029912201 3237 65550 SH SOLE 65550
4745 96100 SH DEFINED 01 96100
Arrow Electronics COM 042735100 1812 51400 SH DEFINED 01 51400
Atlantic Coast Airlines Holdin COM 048396105 1951 75400 SH SOLE 75400
4295 166000 SH DEFINED 01 166000
Avid Technology, Inc. COM 05367P100 1269 71000 SH DEFINED 01 71000
Avnet,Inc. COM 053807103 1449 23000 SH DEFINED 01 23000
Bed, Bath & Beyond, Inc. COM 075896100 3225 81912 SH SOLE 81912
6650 168900 SH DEFINED 01 168900
Belden, Inc. COM 077459105 1512 55000 SH DEFINED 01 55000
Buffets Inc. COM 119882108 1264 140000 SH DEFINED 01 140000
Burlington Coat Factory Wareho COM 121579106 1031 60000 SH DEFINED 01 60000
Burlington Resources, Inc. COM 122014103 1628 44000 SH DEFINED 01 44000
CEC Entertainment, Inc. COM 125137109 1895 69849 SH SOLE 69849
3662 135000 SH DEFINED 01 135000
CNH Global N.V. COM N20935107 701 71000 SH DEFINED 01 71000
Callaway Golf Company COM 131193104 1131 73000 SH DEFINED 01 73000
Commscope, Inc. COM 203372107 1371 30000 SH DEFINED 01 30000
Convergys Corp. COM 212485106 1161 30000 SH DEFINED 01 30000
Cost Plus, Inc. COM 221485105 3205 94799 SH SOLE 94799
4446 131500 SH DEFINED 01 131500
Discount Auto Parts, Inc. COM 254642101 104 11600 SH DEFINED 01 11600
Dura Pharmaceuticals, Inc. COM 26632S109 708 57500 SH DEFINED 01 57500
Exabyte Corp. COM 300615101 1116 150000 SH DEFINED 01 150000
Expeditors International of Wa COM 302130109 1950 49058 SH SOLE 49058
3717 93500 SH DEFINED 01 93500
FileNET Corporation COM 316869106 892 30000 SH DEFINED 01 30000
HEALTHSOUTH Corporation COM 421924101 1405 247000 SH DEFINED 01 247000
Haemonetics Corporation COM 405024100 945 42000 SH DEFINED 01 42000
Health Management Associates COM 421933102 2407 168916 SH SOLE 168916
3349 235000 SH DEFINED 01 235000
Healthcare Realty Trust COM 421946104 1424 85000 SH DEFINED 01 85000
Integrated Device Technology, COM 458118106 2994 75550 SH SOLE 75550
5032 127000 SH DEFINED 01 127000
International Rectifier Corpor COM 460254105 1167 30600 SH DEFINED 01 30600
Jack in the Box COM 466367109 1980 92900 SH SOLE 92900
3559 167000 SH DEFINED 01 167000
KEMET Corporation COM 488360108 2527 39950 SH SOLE 39950
3675 58100 SH DEFINED 01 58100
Kohl's Corporation COM 500255104 3105 30290 SH SOLE 30290
7072 69000 SH DEFINED 01 69000
Lakehead Pipeline Partners, In COM 511557100 1042 30000 SH DEFINED 01 30000
Lancaster Colony Corporation COM 513847103 1372 44900 SH DEFINED 01 44900
Lincare Holdings, Inc. COM 532791100 2239 78900 SH SOLE 78900
4659 164200 SH DEFINED 01 164200
MSC Industrial Direct COM 553530106 900 50000 SH DEFINED 01 50000
Magnetek,inc. COM 559424106 1125 125000 SH DEFINED 01 125000
Molex Incorporated (Class A) COM 608554200 2855 64344 SH SOLE 64344
5159 116250 SH DEFINED 01 116250
Olin Corporation COM 680665205 1154 65000 SH DEFINED 01 65000
Omnicare, Inc. COM 681904108 1206 100000 SH DEFINED 01 100000
P.F. Chang's China Bistro COM 69333Y108 2170 65500 SH SOLE 65500
4654 140500 SH DEFINED 01 140500
Pacific Century Financial Corp COM 694058108 2661 130984 SH SOLE 130984
6012 296000 SH DEFINED 01 296000
Pall Corp COM 696429307 1414 63000 SH DEFINED 01 63000
Partner RE Ltd. COM G6852T105 1638 44500 SH DEFINED 01 44500
Paychex, Inc. COM 704326107 2761 52715 SH SOLE 52715
6678 127500 SH DEFINED 01 127500
Plantronics, Inc COM 727493108 2656 28500 SH SOLE 28500
5722 61400 SH DEFINED 01 61400
Precision Drilling Corporation COM 74022D100 2970 89000 SH SOLE 89000
4606 138000 SH DEFINED 01 138000
Province Healthcare Company COM 743977100 2757 96300 SH SOLE 96300
4866 170000 SH DEFINED 01 170000
REMEC, Inc. COM 759543101 1515 30000 SH DEFINED 01 30000
Regis Corporation COM 758932107 1608 108575 SH SOLE 108575
3071 207300 SH DEFINED 01 207300
Renal Care Group, Inc. COM 759930100 2318 106900 SH SOLE 106900
4509 207900 SH DEFINED 01 207900
STAAR Surgical Company COM 852312305 581 50000 SH DEFINED 01 50000
Sonic Corporation COM 835451105 1952 71650 SH SOLE 71650
3564 130800 SH DEFINED 01 130800
SpeedFam-IPEC, Inc. COM 847705100 894 45000 SH DEFINED 01 45000
Synopsys, Inc. COM 871607107 2497 51230 SH SOLE 51230
4046 83000 SH DEFINED 01 83000
Tektronix, Inc. COM 879131100 2433 43450 SH SOLE 43450
3536 63150 SH DEFINED 01 63150
Thermo Electron Corporation COM 883556102 1426 70000 SH DEFINED 01 70000
Tom Brown, Inc. New COM 115660201 1470 80000 SH DEFINED 01 80000
Town and Country Trust COM 892081100 836 49912 SH SOLE 49912
2147 128205 SH DEFINED 01 128205
Varco International COM 892081100 2235 177000 SH SOLE 177000
3931 311400 SH DEFINED 01 311400
Wackenhut Correction Corp COM 929798106 992 103100 SH SOLE 103100
2882 299400 SH DEFINED 01 299400
West Marine, Inc. COM 954235107 1670 168050 SH SOLE 168050
4393 442100 SH DEFINED 01 442100
Wolverine World Wide, Inc. COM 978097103 1210 110000 SH DEFINED 01 110000
Zale Corporation COM 988858106 2786 59050 SH SOLE 59050
4200 89000 SH DEFINED 01 89000
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