UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Aster Investment Management Co., Inc.
Address: 60 East Sir Francis Drake Blvd., Suite 306
Larkspur, CA 94939
13F File Number: 28-01919
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gregg B.Keeling
Title: Vice President of Operations
Phone: 415-461-8770
Signature, Place and Date of Signing:
Gregg B.Keeling Larkspur, CA January 24, 2000
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 92
Form 13F Information Table Value Total: $205,017
List of Other Included Managers:
No. 13F File Number Name
--- --------------- ------------------------------
01 28-03630 Aster Capital Management, Inc.
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<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ANTEC Corporation COM 03664P105 1876 51398 SH SOLE 51398
3924 107500 SH DEFINED 01 107500
AVX Corporation COM 002444107 904 18100 SH DEFINED 01 18100
Active Voice Corporation COM 004938106 1104 38000 SH DEFINED 01 38000
Adtran, Inc. COM 00738A106 2705 52580 SH SOLE 52580
4501 87500 SH DEFINED 01 87500
Aftermarket Tech Corp. COM 008318107 836 70000 SH DEFINED 01 70000
Airgas, Inc. COM 009363102 522 55000 SH DEFINED 01 55000
American Tower Corp. COM 029912201 2509 82100 SH SOLE 82100
4618 151100 SH DEFINED 01 151100
Arrow Electronics COM 042735100 1007 39700 SH DEFINED 01 39700
Atlantic Coast Airlines Holdin COM 048396105 1860 78300 SH SOLE 78300
3942 166000 SH DEFINED 01 166000
Avnet,Inc. COM 053807103 1065 17600 SH DEFINED 01 17600
Buffets Inc. COM 119882108 950 95000 SH DEFINED 01 95000
Burlington Coat Factory Wareho COM 121579106 694 50000 SH DEFINED 01 50000
Burlington Resources, Inc. COM 122014103 836 25300 SH DEFINED 01 25300
CEC Entertainment, Inc. COM 125137109 2025 71694 SH SOLE 71694
3814 135000 SH DEFINED 01 135000
Cabletron Systems COM 126920107 819 31500 SH DEFINED 01 31500
Coherent COM 192479103 843 31500 SH DEFINED 01 31500
Commscope, Inc. COM 203372107 665 16500 SH DEFINED 01 16500
Convergys Corp. COM 212485106 1076 35000 SH DEFINED 01 35000
Cost Plus, Inc. COM 221485105 2535 71161 SH SOLE 71161
4008 112500 SH DEFINED 01 112500
Expeditors International of Wa COM 302130109 2291 52298 SH SOLE 52298
5104 116500 SH DEFINED 01 116500
FileNET Corporation COM 316869106 1071 42000 SH DEFINED 01 42000
Great Atlantic & Pacific Tea C COM 390064103 847 30400 SH DEFINED 01 30400
Haemonetics Corporation COM 405024100 929 39000 SH DEFINED 01 39000
Health Management Associates COM 421933102 2317 173215 SH SOLE 173215
4882 365000 SH DEFINED 01 365000
Healthcare Realty Trust COM 421946104 870 55700 SH DEFINED 01 55700
ITI Technologies, Inc. COM 450564109 660 22000 SH DEFINED 01 22000
Integrated Device Technology, COM 458118106 2304 79450 SH SOLE 79450
4272 147300 SH DEFINED 01 147300
International Rectifier Corpor COM 460254105 874 33600 SH DEFINED 01 33600
Jack in the Box COM 466367109 1947 94100 SH SOLE 94100
3455 167000 SH DEFINED 01 167000
KEMET Corporation COM 488360108 2255 50050 SH SOLE 50050
3722 82600 SH DEFINED 01 82600
Lakehead Pipeline Partners, In COM 511557100 818 23500 SH DEFINED 01 23500
Lancaster Colony Corporation COM 513847103 855 25800 SH DEFINED 01 25800
Magnetek,inc. COM 559424106 653 85000 SH DEFINED 01 85000
Molex Incorporated (Class A) COM 608554200 2462 54405 SH SOLE 54405
4208 93000 SH DEFINED 01 93000
National Data Corporation COM 635621105 1863 54884 SH SOLE 54884
3706 109200 SH DEFINED 01 109200
Network Equipment Technologies COM 641208103 354 30000 SH DEFINED 01 30000
P.F. Chang's China Bistro COM 69333Y108 1691 68000 SH SOLE 68000
3495 140500 SH DEFINED 01 140500
Pacific Century Financial Corp COM 694058108 2024 108332 SH SOLE 108332
4924 263500 SH DEFINED 01 263500
Pall Corp COM 696429307 727 33700 SH DEFINED 01 33700
Plantronics, Inc COM 727493108 2158 30150 SH SOLE 30150
4394 61400 SH DEFINED 01 61400
Precision Drilling Corporation COM 74022D100 2444 95150 SH SOLE 95150
4547 177000 SH DEFINED 01 177000
Province Healthcare Company COM 743977100 1881 99000 SH SOLE 99000
3230 170000 SH DEFINED 01 170000
REMEC, Inc. COM 759543101 765 30000 SH DEFINED 01 30000
Regis Corporation COM 758932107 2039 108050 SH SOLE 108050
3913 207300 SH DEFINED 01 207300
Renal Care Group, Inc. COM 759930100 2118 90600 SH SOLE 90600
3971 169900 SH DEFINED 01 169900
STAAR Surgical Company COM 852312305 390 40000 SH DEFINED 01 40000
Scientific Games Holdings Corp COM 808747109 371 22400 SH SOLE 22400
1684 101700 SH DEFINED 01 101700
Shoe Carnival, Inc. COM 824889109 292 29000 SH DEFINED 01 29000
Sonic Corporation COM 835451105 2113 74150 SH SOLE 74150
3728 130800 SH DEFINED 01 130800
Sotheby's Holdings, Inc. COM 835898107 1498 49918 SH SOLE 49918
3060 102000 SH DEFINED 01 102000
SpeedFam-IPEC, Inc. COM 847705100 647 50000 SH DEFINED 01 50000
Synopsys, Inc. COM 871607107 2130 31910 SH SOLE 31910
4339 65000 SH DEFINED 01 65000
Tektronix, Inc. COM 879131100 1793 46125 SH SOLE 46125
4787 123150 SH DEFINED 01 123150
Teltrend, Inc. COM 87969R106 832 27500 SH DEFINED 01 27500
Tom Brown, Inc. New COM 115660201 849 63500 SH DEFINED 01 63500
Town and Country Trust COM 892081100 2200 122640 SH SOLE 122640
4730 263700 SH DEFINED 01 263700
Universal Electronics, Inc. COM 913483103 345 7500 SH DEFINED 01 7500
Wackenhut Correction Corp COM 929798106 1185 101400 SH SOLE 101400
3499 299400 SH DEFINED 01 299400
West Marine, Inc. COM 954235107 1438 174250 SH SOLE 174250
3462 419600 SH DEFINED 01 419600
Williams-Sonoma, Inc. COM 969904101 2014 43780 SH SOLE 43780
3680 80000 SH DEFINED 01 80000
Wolverine World Wide, Inc. COM 978097103 875 80000 SH DEFINED 01 80000
Zale Corporation COM 988858106 2092 43250 SH SOLE 43250
4305 89000 SH DEFINED 01 89000
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