UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [x]; Amendment Number:1
This Amendment (check only one.): [x] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Aster Investment Management Co., Inc.
Address: 60 East Sir Francis Drake Blvd., Suite 306
Larkspur, CA 94939
13F File Number: 28-01919
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists and tables, are considered integral parts of
this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gregg B.Keeling
Title: Vice President of Operations
Phone: 415-461-8770
Signature, Place and Date of Signing:
Gregg B.Keeling Larkspur, CA November 3, 2000
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 98
Form 13F Information Table Value Total: $311,700
List of Other Included Managers:
No. 13F File Number Name
--- --------------- ------------------------------
01 28-03630 Aster Capital Management, Inc.
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<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ANTEC Corporation COM 03664P105 1652 55988 SH SOLE 55988
5044 171000 SH DEFINED 01 171000
Adtran, Inc. COM 00738A106 1629 38290 SH SOLE 38290
3234 76000 SH DEFINED 01 76000
American Tower Corp. COM 029912201 2070 54930 SH SOLE 54930
3622 96100 SH DEFINED 01 96100
Atlantic Coast Airlines Holdin COM 048396105 2103 65350 SH SOLE 65350
4313 134000 SH DEFINED 01 134000
Avid Technology, Inc. COM 05367P100 2520 180000 SH DEFINED 01 180000
B.F. Goodrich Company COM 382388106 3331 85000 SH DEFINED 01 85000
Barrett Resources Corporation COM 068480201 3252 86000 SH DEFINED 01 86000
Bed, Bath & Beyond, Inc. COM 075896100 3123 128024 SH SOLE 128024
5824 238800 SH DEFINED 01 238800
Belden, Inc. COM 077459105 3071 130000 SH DEFINED 01 130000
Buffets Inc. COM 119882108 2200 160000 SH DEFINED 01 160000
Burlington Coat Factory Wareho COM 121579106 1131 79000 SH DEFINED 01 79000
CEC Entertainment, Inc. COM 125137109 2032 63499 SH SOLE 63499
4320 135000 SH DEFINED 01 135000
Callaway Golf Company COM 131193104 1614 105000 SH DEFINED 01 105000
Centurytel, Inc. COM 156700106 3406 125000 SH DEFINED 01 125000
Commscope, Inc. COM 203372107 2817 115000 SH DEFINED 01 115000
Compaq Computer Corporation COM 204493100 2620 95000 SH DEFINED 01 95000
Cost Plus, Inc. COM 221485105 2397 79574 SH SOLE 79574
3832 127200 SH DEFINED 01 127200
Diamond Offshore Drilling, Inc COM 25271C102 3280 80000 SH DEFINED 01 80000
Dress Barn, Inc. COM 261570105 525 25000 SH DEFINED 01 25000
ESC Medical Systems COM M40868107 3459 184500 SH DEFINED 01 184500
Expeditors International of Wa COM 302130109 2230 49488 SH SOLE 49488
4213 93500 SH DEFINED 01 93500
FPIC Insurance Group, Inc. COM 302563101 1022 73000 SH DEFINED 01 73000
Federal Signal Corporation COM 313855108 2683 135000 SH DEFINED 01 135000
FileNET Corporation COM 316869106 2819 155000 SH DEFINED 01 155000
HEALTHSOUTH Corporation COM 421924101 3900 480000 SH DEFINED 01 480000
Haemonetics Corporation COM 405024100 3315 130000 SH DEFINED 01 130000
Health Management Associates COM 421933102 3021 145166 SH SOLE 145166
4462 214400 SH DEFINED 01 214400
Healthcare Realty Trust COM 421946104 3486 165000 SH DEFINED 01 165000
Hilton Hotels Corporation COM 432848109 3607 312000 SH DEFINED 01 312000
Hyperion Solutions Corporation COM 44914M104 3234 125000 SH DEFINED 01 125000
Integrated Device Technology, COM 458118106 3226 35650 SH SOLE 35650
4163 46000 SH DEFINED 01 46000
International Rectifier Corpor COM 460254105 1010 20000 SH DEFINED 01 20000
Jack in the Box COM 466367109 1640 76500 SH SOLE 76500
3580 167000 SH DEFINED 01 167000
KEMET Corporation COM 488360108 2043 73950 SH SOLE 73950
4398 159200 SH DEFINED 01 159200
Kohl's Corporation COM 500255104 2866 49680 SH SOLE 49680
6980 121000 SH DEFINED 01 121000
Lakehead Pipeline Partners, In COM 511557100 3432 82700 SH DEFINED 01 82700
Lincare Holdings, Inc. COM 532791100 2162 75350 SH SOLE 75350
8004 279000 SH DEFINED 01 279000
MSC Industrial Direct COM 553530106 762 50000 SH DEFINED 01 50000
McKesson HBOC COM 58155Q103 3515 115000 SH DEFINED 01 115000
Mercury General COM 589400100 2019 71300 SH SOLE 71300
4020 142000 SH DEFINED 01 142000
Molex Incorporated (Class A) COM 608554200 2252 54343 SH SOLE 54343
4817 116250 SH DEFINED 01 116250
Networks Associates, Inc. COM 640938106 3575 158000 SH DEFINED 01 158000
Olin Corporation COM 680665205 3157 195000 SH DEFINED 01 195000
Omnicare, Inc. COM 681904108 4112 255000 SH DEFINED 01 255000
P.F. Chang's China Bistro COM 69333Y108 1908 55200 SH SOLE 55200
4338 125500 SH DEFINED 01 125500
Pacific Century Financial Corp COM 694058108 2513 146744 SH SOLE 146744
4982 290900 SH DEFINED 01 290900
Pall Corp COM 696429307 3090 155000 SH DEFINED 01 155000
Partner RE Ltd. COM G6852T105 3582 75500 SH DEFINED 01 75500
Paychex, Inc. COM 704326107 3517 66991 SH SOLE 66991
8641 164600 SH DEFINED 01 164600
PeopleSoft, Inc. COM 712713106 3408 122000 SH DEFINED 01 122000
Plantronics, Inc COM 727493108 2316 60950 SH SOLE 60950
4370 115000 SH DEFINED 01 115000
Precision Drilling Corporation COM 74022D100 2172 60958 SH SOLE 60958
4560 128000 SH DEFINED 01 128000
Province Healthcare Company COM 743977100 3325 83250 SH SOLE 83250
4924 123300 SH DEFINED 01 123300
Regis Corporation COM 758932107 1665 111025 SH SOLE 111025
3109 207300 SH DEFINED 01 207300
Renal Care Group, Inc. COM 759930100 1820 97700 SH SOLE 97700
4440 238400 SH DEFINED 01 238400
STAAR Surgical Company COM 852312305 1472 85000 SH DEFINED 01 85000
Sonic Corporation COM 835451105 1884 59800 SH SOLE 59800
4120 130800 SH DEFINED 01 130800
Storage Technology Corp. COM 862111200 2916 215000 SH DEFINED 01 215000
Synopsys, Inc. COM 871607107 2405 63500 SH SOLE 63500
4784 126300 SH DEFINED 01 126300
Tektronix, Inc. COM 879131100 2481 32300 SH SOLE 32300
4390 57150 SH DEFINED 01 57150
Thermo Electron Corporation COM 883556102 2990 115000 SH DEFINED 01 115000
Tom Brown, Inc. New COM 115660201 1960 80000 SH DEFINED 01 80000
USA Education, Inc. COM 78442A109 3614 75000 SH DEFINED 01 75000
VF Corporation COM 918204108 3333 135000 SH DEFINED 01 135000
Varco International COM 892081100 2131 102386 SH SOLE 102386
4985 239525 SH DEFINED 01 239525
Waste Management Inc. COM 94106L109 3273 187700 SH DEFINED 01 187700
West Marine, Inc. COM 954235107 615 74500 SH SOLE 74500
1981 240100 SH DEFINED 01 240100
Zale Corporation COM 988858106 1766 54449 SH SOLE 54449
3772 116300 SH DEFINED 01 116300
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