UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Aster Investment Management Co., Inc.
Address: 60 East Sir Francis Drake Blvd., Suite 306
Larkspur, CA 94939
13F File Number: 28-01919
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists and tables, are considered integral parts of
this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gregg B.Keeling
Title: Vice President of Operations
Phone: 415-461-8770
Signature, Place and Date of Signing:
Gregg B.Keeling Larkspur, CA January 17, 2001
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 111
Form 13F Information Table Value Total: $432,168
List of Other Included Managers:
<PAGE>
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Agrium Inc. COM 008916108 5265 360000 SH DEFINED 360000
American Tower Corp. COM 029912201 2204 58180 SH SOLE 58180
4681 123600 SH DEFINED 123600
Atlantic Coast Airlines Holdin COM 048396105 2676 65475 SH SOLE 65475
5477 134000 SH DEFINED 134000
Avid Technology, Inc. COM 05367P100 3927 215000 SH DEFINED 215000
B.F. Goodrich Company COM 382388106 7188 197600 SH DEFINED 197600
Barrett Resources Corporation COM 068480201 7670 135000 SH DEFINED 135000
Bed, Bath & Beyond, Inc. COM 075896100 2630 117524 SH SOLE 117524
4157 185800 SH DEFINED 185800
Belden, Inc. COM 077459105 4441 175000 SH DEFINED 175000
Burlington Coat Factory Wareho COM 121579106 3314 175000 SH DEFINED 175000
CEC Entertainment, Inc. COM 125137109 2136 62599 SH SOLE 62599
4607 135000 SH DEFINED 135000
Callaway Golf Company COM 131193104 2049 110000 SH DEFINED 110000
Catapult Communications Corpor COM 149016107 2177 130000 SH DEFINED 130000
Centurytel, Inc. COM 156700106 2168 60650 SH SOLE 60650
11537 322700 SH DEFINED 322700
Cost Plus, Inc. COM 221485105 2348 79924 SH SOLE 79924
3736 127200 SH DEFINED 127200
Davita, Inc. COM 89151A107 1159 67700 SH SOLE 67700
5369 313500 SH DEFINED 313500
Dial Corporation COM 25247D101 6142 558400 SH DEFINED 558400
Diamond Offshore Drilling, Inc COM 25271C102 6992 174800 SH DEFINED 174800
ESC Medical Systems COM M40868107 2051 170000 SH DEFINED 170000
Electronics Boutique Holdings COM 286045109 175 10000 SH SOLE 10000
3447 197000 SH DEFINED 197000
Ensco International Incorporat COM 26874Q100 7157 210100 SH DEFINED 210100
Expeditors International of Wa COM 302130109 2576 47988 SH SOLE 47988
4027 75000 SH DEFINED 75000
FPIC Insurance Group, Inc. COM 302563101 1608 175000 SH DEFINED 175000
Federal Signal Corporation COM 313855108 4710 240000 SH DEFINED 240000
FileNET Corporation COM 316869106 5450 200000 SH DEFINED 200000
Fundtech Ltd. COM M47095100 2145 120000 SH DEFINED 120000
Genesis Microchip Incorporated COM 371933102 2312 250000 SH DEFINED 250000
Genrad, Inc. COM 372447102 2500 250000 SH DEFINED 250000
HEALTHSOUTH Corporation COM 421924101 8867 543600 SH DEFINED 543600
Haemonetics Corporation COM 405024100 4847 157000 SH DEFINED 157000
Harleysville Group COM 412824104 2618 89500 SH DEFINED 89500
Health Management Associates COM 421933102 2476 119316 SH SOLE 119316
4449 214400 SH DEFINED 214400
Healthcare Realty Trust COM 421946104 5844 275000 SH DEFINED 275000
Hilton Hotels Corporation COM 432848109 6300 600000 SH DEFINED 600000
Hyperion Solutions Corporation COM 44914M104 2408 156000 SH DEFINED 156000
Integrated Device Technology, COM 458118106 953 28780 SH SOLE 28780
1451 43800 SH DEFINED 43800
Jack in the Box COM 466367109 2252 76500 SH SOLE 76500
4916 167000 SH DEFINED 167000
KEMET Corporation COM 488360108 1141 75450 SH SOLE 75450
2408 159200 SH DEFINED 159200
Kohl's Corporation COM 500255104 2994 49080 SH SOLE 49080
7381 121000 SH DEFINED 121000
Lakehead Pipeline Partners, In COM 511557100 2834 68700 SH DEFINED 68700
Lincare Holdings, Inc. COM 532791100 2885 50550 SH SOLE 50550
11470 201000 SH DEFINED 201000
MSC Industrial Direct COM 553530106 2077 115000 SH DEFINED 115000
McKesson HBOC COM 58155Q103 4845 135000 SH DEFINED 135000
Mercury General Corp. COM 589400100 3137 71500 SH SOLE 71500
6230 142000 SH DEFINED 142000
Molex Incorporated (Class A) COM 608554200 1382 54343 SH SOLE 54343
2957 116250 SH DEFINED 116250
NiSource, Inc. COM 65473P105 6826 222000 SH DEFINED 222000
Olin Corporation COM 680665205 5199 235000 SH DEFINED 235000
Omnicare, Inc. COM 681904108 6866 317500 SH DEFINED 317500
P.F. Chang's China Bistro COM 69333Y108 1710 54400 SH SOLE 54400
3207 102000 SH DEFINED 102000
Pacific Century Financial Corp COM 694058108 2665 150644 SH SOLE 150644
6277 354900 SH DEFINED 354900
Pall Corp COM 696429307 6835 320700 SH DEFINED 320700
Parametric Technology Corporat COM 699173100 3424 254800 SH DEFINED 254800
Partner RE Ltd. COM G6852T105 8845 145000 SH DEFINED 145000
Paychex, Inc. COM 704326107 2361 48564 SH SOLE 48564
3554 73100 SH DEFINED 73100
PeopleSoft, Inc. COM 712713106 3347 90000 SH DEFINED 90000
Plantronics, Inc COM 727493108 2909 61900 SH SOLE 61900
5405 115000 SH DEFINED 115000
Precision Drilling Corporation COM 74022D100 2387 63558 SH SOLE 63558
5709 152000 SH DEFINED 152000
Province Healthcare Company COM 743977100 2472 62775 SH SOLE 62775
4855 123300 SH DEFINED 123300
Raytheon Company COM 755111408 7362 237000 SH DEFINED 237000
Regis Corporation COM 758932107 1717 118394 SH SOLE 118394
3876 267300 SH DEFINED 267300
Renal Care Group, Inc. COM 759930100 2946 107450 SH SOLE 107450
6537 238400 SH DEFINED 238400
Republic Services, Inc. COM 760759100 1569 91275 SH SOLE 91275
4441 258400 SH DEFINED 258400
Sonic Corporation COM 835451105 2081 89250 SH SOLE 89250
4574 196200 SH DEFINED 196200
Storage Technology Corp. COM 862111200 5625 625000 SH DEFINED 625000
Synopsys, Inc. COM 871607107 3012 63500 SH SOLE 63500
5991 126300 SH DEFINED 126300
Tektronix, Inc. COM 879131100 2287 67900 SH SOLE 67900
4389 130300 SH DEFINED 130300
Thermo Electron Corporation COM 883556102 4462 150000 SH DEFINED 150000
Tom Brown, Inc. New COM 115660201 3715 113000 SH DEFINED 113000
Tweeter Home Entertainment Gro COM 901167106 318 26100 SH SOLE 26100
1066 87500 SH DEFINED 87500
USA Education, Inc. COM 78442A109 6120 90000 SH DEFINED 90000
Ultimate Electronics, Inc. COM 903849107 97 4400 SH SOLE 4400
Ultratech Stepper, Inc. COM 904034105 2921 112900 SH DEFINED 112900
United Stationers COM 913004107 716 28800 SH SOLE 28800
3040 122200 SH DEFINED 122200
VF Corporation COM 918204108 6523 180000 SH DEFINED 180000
Varco International COM 892081100 2246 103286 SH SOLE 103286
3765 173125 SH DEFINED 173125
Waste Management Inc. COM 94106L109 9435 340000 SH DEFINED 340000
West Marine, Inc. COM 954235107 41 10000 SH SOLE 10000
144 34900 SH DEFINED 34900
Zale Corporation COM 988858106 1582 54449 SH SOLE 54449
3380 116300 SH DEFINED 116300
</TABLE>